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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option (right to buy) (7) | $ 39.33 | 11/05/2008 | A | 1 | (8) | 11/05/2015 | Common Shares | 7,177 | (9) | 1 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MCCOY JOHN B 191 W. NATIONWIDE BLVD. SUITE 625 COLUMBUS, OH 43215 |
X |
Aneezal H. Mohamed, Attorney-in-fact | 11/06/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Restricted share unit award vests on November 5, 2009 except if the Company's 2009 Annual Meeting of Shareholders (the "2009 Annual Meeting") is prior to November 5, 2009, then the restricted share unit award will vest on the date of the 2009 Annual Meeting. |
(2) | Restricted share unit award granted under the Cardinal Health, Inc. 2007 Nonemployee Directors Equity Incentive Plan ("NDEIP"). Award granted without payment by grantee. |
(3) | John B. McCoy 9-1-06 Grantor Retained Annuity Trust, John B. McCoy Trustee ("9-1-06 GRAT") established on 9/1/06. |
(4) | John B. McCoy 12-5-06 Grantor Retained Annuity Trust, John B. McCoy Trustee ("12-5-06 GRAT") established on 12/5/06. |
(5) | John B. McCoy 11-5-07 Grantor Retained Annuity Trust, John B. McCoy Trustee ("11-5-07 GRAT") was funded on or about November 5, 2007 with 8,637 shares transferred from the 10-18-05 GRAT (with no more shares remaining in the 10-18-05 GRAT), and 9,697 shares from the 9-1-06 GRAT. |
(6) | John B. McCoy 12-19-07 Grantor Retained Annuity Trust, John B. McCoy Trustee ("12-19-07 GRAT") was funded on December 20, 2007 with 15, 703 shares transferred from the GRAT established on 12/5/06. |
(7) | Stock option granted pursuant to the NDEIP. |
(8) | Stock option will become exercisable on November 5, 2009 except if the 2009 Annual Meeting is prior to November 5, 2009, then the stock option will become exercisable on the date of the 2009 Annual Meeting. |
(9) | Stock option granted without payment by grantee. |