CUSIP No. 739308 10 4 Page 1 of 40 Pages
-------------------- ---------------------
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 5)*
Power-One, Inc.
--------------------------------------------------------------------------------
(Name of Issuer)
Common Stock
--------------------------------------------------------------------------------
(Title of Class of Securities)
739308 10 4
--------------------------------------------------------------------------------
(CUSIP Number)
David A. Knight, c/o Stephens Group, Inc., 111 Center Street, Little Rock,
AR 72201, (501) 377-2573
--------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person Authorized to Receive Notices
and Communications)
December 6, 2001
-------------------------------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check
the following box [ ].
NOTE: Schedules filed in paper format shall include a signed original and five
copies of the schedule including all exhibits. See Section 240.13d-7(b) for
other parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
CUSIP No. 739308 10 4 Page 2 of 40 Pages
---------------------- ----------------------
SCHEDULE 13D
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Voting trust pursuant to agreement dated as of June 8, 1998
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See
Instructions) (a) [x]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
10,172,808
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
-0-
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
10,172,808
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain
Shares (See Instructions) [ ]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
12.9
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
CUSIP No. 739308 10 4 Page 3 of 40 Pages
------------------------- --------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Stephens Group, Inc.
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See
Instructions) (a) [x]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [x]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
5,793,526
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
5,793,526
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain
Shares (See Instructions) [x]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
7.3
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
HC, CO
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
CUSIP No. 739308 10 4 Page 4 of 40 Pages
------------------------- --------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Jackson T. Stephens Trust No. One
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See
Instructions) (a) [x]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
137,524
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
137,524
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain
Shares (See Instructions) [x]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
0.2
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
CUSIP No. 739308 10 4 Page 5 of 40 Pages
------------------------- --------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Jackson T. Stephens
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See
Instructions) (a) [x]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
287,736
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
287,736
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain
Shares (See Instructions) [x]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
0.4
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
CUSIP No. 739308 10 4 Page 6 of 40 Pages
------------------------- --------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Warren A. Stephens
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See
Instructions) (a) [x]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
156,816
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY 264,624
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING 156,816
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
836,925
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
993,741
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain
Shares (See Instructions) [x]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
1.3
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
CUSIP No. 739308 10 4 Page 7 of 40 Pages
------------------------- --------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Bess C. Stephens Trust
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See
Instructions) (a) [x]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
150,212
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
150,212
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain
Shares (See Instructions) [x]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
0.2
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
CUSIP No. 739308 10 4 Page 8 of 40 Pages
------------------------- --------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Bess C. Stephens
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See
Instructions) (a) [x]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY 40,000
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
720,725
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
720,725
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain
Shares (See Instructions) [x]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
0.9
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
CUSIP No. 739308 10 4 Page 9 of 40 Pages
------------------------- --------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Vernon J. Giss
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See
Instructions) (a) [x]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
150,212
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
150,212
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain
Shares (See Instructions) [x]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
0.2
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
CUSIP No. 739308 10 4 Page 10 of 40 Pages
------------------------- ---------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Warren A. Stephens Trust
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See
Instructions) (a) [x]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
110,473
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
110,473
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain
Shares (See Instructions) [x]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
0.1
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
CUSIP No. 739308 10 4 Page 11 of 40 Pages
------------------------- ---------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Warren & Harriet Stephens Children's Trust
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See
Instructions) (a) [x]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
200,001
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
200,001
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain
Shares (See Instructions) [x]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
0.3
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
CUSIP No. 739308 10 4 Page 12 of 40 Pages
------------------------- ---------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Jon E.M. Jacoby
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See
Instructions) (a) [x]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
150,566
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY 399,624
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING 150,566
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
2,117,042
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
2,267,608
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain
Shares (See Instructions) [x]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
2.9
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
CUSIP No. 739308 10 4 Page 13 of 40 Pages
------------------------- ---------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Harriet Calhoun Stephens Trust
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See
Instructions) (a) [x]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
50,000
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
50,000
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain
Shares (See Instructions) [x]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
0.1
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
CUSIP No. 739308 10 4 Page 14 of 40 Pages
------------------------- ---------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Harriet C. Stephens
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See
Instructions) (a) [x]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
50,000
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
50,000
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain
Shares (See Instructions) [x]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
0.1
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
CUSIP No. 739308 10 4 Page 15 of 40 Pages
------------------------- ---------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Elizabeth Ann Stephens Campbell Revocable Trust
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See
Instructions) (a) [x]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
483,286
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
483,286
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain
Shares (See Instructions) [x]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
0.6
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
CUSIP No. 739308 10 4 Page 16 of 40 Pages
------------------------- ---------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Elizabeth Stephens Campbell
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See
Instructions) (a) [x]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
1,013,799
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
1,013,799
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain
Shares (See Instructions) [x]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
1.3
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
CUSIP No. 739308 10 4 Page 17 of 40 Pages
------------------------- ---------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
W. R. Stephens, Jr. Revocable Trust
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See
Instructions) (a) [x]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
524,789
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
524,789
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain
Shares (See Instructions) [x]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
0.7
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
CUSIP No. 739308 10 4 Page 18 of 40 Pages
------------------------- ---------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Wilton R. Stephens, Jr.
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See
Instructions) (a) [x]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY 40,000
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
1,095,302
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
1,095,302
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain
Shares (See Instructions) [x]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
1.4
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
CUSIP No. 739308 10 4 Page 19 of 40 Pages
------------------------- ---------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Jackson T. Stephens Grandchildrens Trust AAAA
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See
Instructions) (a) [x]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
-0-
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
-0-
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain
Shares (See Instructions) [x]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
0.0
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
CUSIP No. 739308 10 4 Page 20 of 40 Pages
------------------------- ---------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Pamela Diane Stephens Trust One
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See
Instructions) (a) [x]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
530,513
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
530,513
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain
Shares (See Instructions) [x]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
0.7
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
CUSIP No. 739308 10 4 Page 21 of 40 Pages
------------------------- ---------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Pamela Diane Stephens
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See
Instructions) (a) [x]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
530,513
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
530,513
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain
Shares (See Instructions) [x]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
0.7
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
CUSIP No. 739308 10 4 Page 22 of 40 Pages
------------------------- ---------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Warren Miles Amerine Stephens Trust UID 9/10/86
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See
Instructions) (a) [x]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
90,000
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
90,000
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain
Shares (See Instructions) [x]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
0.1
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
CUSIP No. 739308 10 4 Page 23 of 40 Pages
----------- -------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
John Calhoun Stephens Trust UID 12/01/87
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [x]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
90,000
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
90,000
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [x]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
0.1
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
CUSIP No. 739308 10 4 Page 24 of 40 Pages
----------- -------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Laura Whitaker Stephens Trust UID 12/28/90
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [x]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
90,000
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
90,000
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [x]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
0.1
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
CUSIP No. 739308 10 4 Page 25 of 40 Pages
----------- -------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
J & J Partners
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [x]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
-0-
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
-0-
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [x]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
0.0
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
PN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
CUSIP No. 739308 10 4 Page 26 of 40 Pages
----------- -------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Jacoby Enterprises, Inc.
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [x]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
295,451
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
295,451
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [x]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
0.4
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
CO
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
CUSIP No. 739308 10 4 Page 27 of 40 Pages
----------- -------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Coral Two Corporation
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [x]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
283,544
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
283,544
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [x]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
0.4
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
CO
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
CUSIP No. 739308 10 4 Page 28 of 40 Pages
----------- -------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Douglas H. Martin
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [x]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
203,835
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
203,835
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [x]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
0.3
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
CUSIP No. 739308 10 4 Page 29 of 40 Pages
----------- -------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Curtis F. Bradbury, Jr.
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [x]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
278,049
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
278,049
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [x]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
0.4
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
CUSIP No. 739308 10 4 Page 30 of 40 Pages
----------- -------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Bradbury Enterprises
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [x]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
-0-
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
-0-
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [x]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
0.0
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
PN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
CUSIP No. 739308 10 4 Page 31 of 40 Pages
----------- -------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Coral Partners
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [x]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
-0-
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
-0-
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [x]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
0.0
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
PN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
CUSIP No. 739308 10 4 Page 32 of 40 Pages
----------- -------------------
This Amendment No. 5 amends and supplements the Schedule 13D
initially filed by the Reporting Persons on June 11, 1998. It is being filed to
report a decrease in beneficial ownership of Power-One common stock by certain
of the Reporting Persons. Except as set forth below, there are no changes in the
Schedule 13D. Capitalized terms not otherwise defined herein shall have the same
meanings as defined in the Schedule 13D.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
Item 5 is hereby amended by deleting the previous Item 5 and
replacing it in its entirety with the following:
(a) The table below discloses the ownership of the common
stock of Power-One by the Reporting Persons and their respective directors and
executive officers.
Percent of
Number of Outstanding
Name Shares Shares Voting Power Investment Power
---- --------- ----------- ------------ ----------------
Voting Trust pursuant to the Voting Trust Agreement 10,172,808 12.9 10,172,808 -0-
Stephens Group, Inc. 5,793,526 7.3 -0- Shared: 5,793,526
Jackson T. Stephens Trust No. One 137,524 0.2 -0- Shared: 137,524
Bess C. Stephens Trust 150,212 0.2 -0- Shared: 150,212
Warren A. Stephens Trust 110,473 0.1 -0- Shared: 110,473
Warren & Harriet Stephens Children's Trust 200,001 0.3 -0- Shared: 200,001
Harriet Calhoun Stephens Trust 50,000 0.1 -0- Shared: 50,000
Elizabeth Ann Stephens Campbell Revocable Trust 483,286 0.6 -0- Shared: 483,286
W. R. Stephens, Jr. Revocable Trust 524,789 0.7 -0- Shared: 524,789
Jackson T. Stephens Grandchildrens Trust AAAA -- -- -0- -0-
Pamela Diane Stephens Trust One 530,513 0.7 -0- Shared: 530,513
Warren Miles Amerine Stephens Trust 90,000 0.1 -0- Shared: 90,000
John Calhoun Stephens Trust 90,000 0.1 -0- Shared: 90,000
Laura Whitaker Stephens Trust 90,000 0.1 -0- Shared: 90,000
Jackson T. Stephens (1) 287,736 0.4 -0- Shared: 287,736
Warren A. Stephens (2) 993,741 1.3 Sole: 156,816 Sole: 156,816
Shared: 264,624 Shared: 836,925
Bess C. Stephens (3) 720,725 0.9 Shared: 40,000 Shared: 720,725
Vernon J. Giss (4) 150,212 0.2 -0- Shared: 150,212
Jon E.M. Jacoby (5) 2,267,608 2.9 Sole: 150,566 Sole: 150,566
Shared: 399,624 Shared: 2,117,042
Harriet C. Stephens (6) 50,000 0.1 -0- Shared: 50,000
Elizabeth Stephens Campbell (7) 1,013,799 1.3 -0- Shared: 1,013,799
Wilton R. Stephens, Jr. (8) 1,095,302 1.4 Shared: 40,000 Shared: 1,095,302
Pamela Diane Stephens (9) 530,513 0.7 -0- Shared: 530,513
J & J Partners -0- 0.0 -0- -0-
Jacoby Enterprises, Inc. 295,451 0.4 -0- Shared: 295,451
Coral Two Corporation 283,544 0.4 -0- Shared: 283,544
Douglas H. Martin (10) 203,835 0.3 -0- Shared: 203,835
Curtis F. Bradbury, Jr. 278,049 0.4 -0- Shared: 278,049
Bradbury Enterprises -0- 0.0 -0- -0-
I. Ernest Butler (11 135,000 0.2 Shared: 135,000 Shared: 135,000
Coral Partners -0- 0.0 -0- -0-
Craig D. Campbell -0- 0.0 -0- -0-
William Walker 2,500 0.0 Sole: 2,500 Sole: 2,500
CUSIP No. 739308 10 4 Page 33 of 40 Pages
----------- -------------------
(1) Includes 137,524 shares beneficially owned by Jackson T.
Stephens Trust No. One and 150,212 shares beneficially owned by Bess C. Stephens
Trust, of which Jackson T. Stephens is a trustee.
(2) Includes 137,524 shares beneficially owned by Jackson T.
Stephens Trust No. One, 110,473 shares beneficially owned by Warren A. Stephens
Trust, 90,000 shares beneficially owned by each of Warren Miles Amerine Stephens
Trust, John Calhoun Stephens Trust and Laura Whitaker Stephens Trust, and 88,208
shares owned by each of Grandchild's Trust One UID 12/16/85, Grandchild's Trust
Two UID 12/16/85 and Grandchild's Trust Three UID 12/89. Mr. Stephens is a
trustee for each of these trusts. Also includes 211,120 shares owned by Stephens
Inc. Custodian for Warren A. Stephens IRA.
(3) Includes 150,212 shares beneficially owned by Bess C.
Stephens Trust, 530,513 shares beneficially owned by Pamela Diane Stephens Trust
One and 40,000 shares owned by W.R. Stephens, Jr. Children's Trust UID 3/1/95.
Ms. Stephens is a trustee for each of these trusts.
(4) Includes 150,212 shares beneficially owned by Bess C.
Stephens Trust, of which Vernon J. Giss is a trustee.
(5) Includes 88,208 shares owned by each of Grandchild's Trust
One UID 12/16/85, Grandchild's Trust Two UID 12/16/85 and Grandchild's Trust
Three UID 12/89, 200,001 shares beneficially owned by Warren & Harriet Stephens
Children's Trust UID 9/30/87, 245,322 shares beneficially owned by each of
Nicolas M. Stephens Trust AAAA, Caroline A. Stephens Trust AAAA and J.T.
Stephens III Trust AAAA, and 45,000 shares owned by each of Susan Stephens
Campbell 1995 Trust UID 12/4/95, Craig D. Campbell, Jr. 1995 Trust UID 12/4/95
and Elizabeth Chisum Campbell 1995 Trust UID 12/4/95. Mr. Jacoby is a trustee
for each of these trusts. Also includes 295,451 shares beneficially owned by
Jacoby Enterprises, Inc., 283,544 shares beneficially owned by Coral Two
Corporation, 30,566 shares owned by Delaware Charter Guarantee & Trust F/B/O Jon
E.M. Jacoby Keogh, and 154,048 shares beneficially owned by Mr. Jacoby. Also
includes 120,000 shares which may be acquired upon the exercise of options. Also
includes 48,408 shares owned by Etablissement Landeco Vaduz over which Mr.
Jacoby has a power of attorney.
(6) Includes 50,000 shares beneficially owned by Harriet
Calhoun Stephens Trust, of which Harriet C. Stephens is a trustee. Excludes
shares beneficially owned by Harriet Calhoun Stephens' husband, Warren A.
Stephens, listed in note (2) above.
(7) Includes 483,286 shares beneficially owned by Elizabeth
Ann Stephens Campbell Revocable Trust and 530,513 shares beneficially owned by
Pamela Diane Stephens Trust One, of which Elizabeth Stephens Campbell is a
trustee.
(8) Includes 524,789 shares beneficially owned by W. R.
Stephens, Jr. Revocable Trust and 530,513 shares beneficially owned by Pamela
Diane Stephens Trust One, of which Wilton R. Stephens, Jr. is a trustee. Also
includes 40,000 shares owned by W.R. Stephens, Jr. Children's Trust UID 3/1/95,
of which Wilton R. Stephens, Jr. is a trustee.
(9) Includes 530,513 shares beneficially owned by Pamela Diane
Stephens Trust One, of which Pamela Diane Stephens is a trustee.
(10) Includes 43,176 shares beneficially owned by Stephens
Inc. Custodian for Douglas H. Martin IRA and 40,659 shares beneficially owned by
Mr. Martin. Also includes 120,000 shares which may be acquired upon the exercise
of options.
(11) Includes 45,000 shares owned by each of Susan Stephens
Campbell 1995 Trust UID 12/4/95, Craig D. Campbell, Jr. 1995 Trust UID 12/4/95
and Elizabeth Chisum Campbell 1995 Trust UID 12/4/95. Mr. Butler is a trustee
for each of these trusts.
CUSIP No. 739308 10 4 Page 34 of 40 Pages
----------- -------------------
(b) The table below discloses the beneficial ownership of
common stock of Power-One by persons who may comprise a group with any of the
Reporting Persons within the meaning of Rule 13-d(3) of the Exchange Act. The
persons listed below expressly disclaim membership in any group pursuant to
Regulation 13D.
Percent of
Outstanding
Name Number of Shares Shares
---- ---------------- -----------
Stephens Inc. 17,600 0.0
Grandchild's Trust One 88,208 0.1
Grandchild's Trust Two 88,208 0.1
Grandchild's Trust Three 88,208 0.1
K. Rick Turner 6,600 0.0
C. Ray Gash 28,524 0.0
Robert L. Schulte 7,430 0.0
William S. Walker 500 0.0
Gordon D. Grender & Amanda F. Grender, JTWROS 235,224 0.3
Susan Stephens Campbell 1995 Trust 45,000 0.1
Craig D. Campbell, Jr. 1995 Trust 45,000 0.1
Elizabeth Chisum Campbell 1995 Trust 45,000 0.1
W. R. Stephens, Jr. Children's Trust 40,000 0.1
(c) The Voting Trustee expressly disclaims beneficial
ownership of any securities covered by this Schedule 13D.
(d) The table below discloses the sale of shares of Power-One
common stock by certain of the Reporting Persons during the past sixty days. All
of such sales were effected in broker's transactions.
Number of
Name Date Shares Price
---- ---- --------- -----
Stephens Group, Inc. 12/05/01 183,830 $12.2376
12/06/01 172,070 $12.234
12/07/01 131,200 $11.9053
12/10/01 12,900 $11.8256
Jackson T. Stephens 12/05/01 18,000 $12.2376
12/06/01 17,000 $12.234
12/07/01 15,000 $11.9053
Bess C. Stephens Trust UID 1/4/85 12/05/01 9,000 $12.2376
12/06/01 9,000 $12.234
12/07/01 7,000 $11.9053
Warren & Harriet Stephens Children's Trust 12/05/01 14,936 $12.2376
12/06/01 13,500 $12.234
12/07/01 11,500 $11.9053
CUSIP No. 739308 10 4 Page 35 of 40 Pages
----------- -------------------
Number of
Name Date Shares Price
---- ---- --------- -----
Harriet Calhoun Stephens Trust 12/05/01 4,254 $12.2376
12/06/01 4,000 $12.234
12/07/01 3,000 $11.9053
Warren A. Stephens 12/05/01 11,000 $12.2376
12/06/01 11,000 $12.234
12/07/01 9,000 $11.9053
W.R. Stephens Jr. Revocable Trust 12/05/01 36,000 $12.2376
12/06/01 35,000 $12.234
12/07/01 29,000 $11.9053
W.R. Stephens, Jr. 12/05/01 2,500 $12.2376
12/06/01 2,500 $12.234
12/07/01 1,500 $11.9053
Elizabeth Ann Stephens Campbell Revocable Trust 12/05/01 18,000 $12.2376
12/06/01 17,000 $12.234
12/07/01 15,000 $11.9053
Pamela Diane Stephens Trust One UID 4/10/92 12/05/01 36,000 $12.2376
12/06/01 35,000 $12.234
12/07/01 29,000 $11.9053
Warren Miles Amerine Stephens Trust UID 9/10/86 12/05/01 6,160 $12.2376
12/06/01 5,500 $12.234
12/07/01 4,500 $11.9053
John Calhoun Stephens Trust UID 12/1/87 12/05/01 6,160 $12.2376
12/06/01 5,500 $12.234
12/07/01 4,500 $11.9053
Laura Whitaker Stephens Trust UID 12/28/90 12/05/01 6,160 $12.2376
12/06/01 5,500 $12.234
12/07/01 4,500 $11.9053
Jon Jacoby 12/11/01 40,004 $11.8188
12/12/01 34,300 $11.8204
CUSIP No. 739308 10 4 Page 36 of 40 Pages
----------- -------------------
Number of
Name Date Shares Price
---- ---- --------- -----
Jacoby Enterprises 12/11/01 26,000 $11.8188
Doug Martin 11/15/01 10,000 $11.05
12/05/01 10,000 $11.9591
12/05/01 10,000 $11.9591
Curtis F. Bradbury, Jr. 12/05/01 18,000 $12.2376
(e) Curtis F. Bradbury, Jr. gifted 8,495 shares on December 7,
2001.
CUSIP No. 739308 10 4 Page 37 of 40 Pages
----------- -------------------
SIGNATURES
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: December 27, 2001
-----------------------------
STEPHENS GROUP, INC.
By: /s/ WARREN A. STEPHENS
-------------------------------------
Warren A. Stephens
President
JACKSON T. STEPHENS TRUST NO. ONE
By: /s/ JACKSON T. STEPHENS
-------------------------------------
Jackson T. Stephens, Trustee
By: /s/ WARREN A. STEPHENS
-------------------------------------
Warren A. Stephens, Trustee
BESS C. STEPHENS TRUST
By: /s/ BESS C. STEPHENS
-------------------------------------
Bess C. Stephens, Trustee
By: /s/ JACKSON T. STEPHENS
-------------------------------------
Jackson T. Stephens, Trustee
By: /s/ VERNON J. GISS
-------------------------------------
Vernon J. Giss, Trustee
WARREN A. STEPHENS TRUST
By: /s/ WARREN A. STEPHENS
-------------------------------------
Warren A. Stephens, Trustee
WARREN & HARRIET STEPHENS CHILDREN'S
TRUST
By: /s/ JON E.M. JACOBY
-------------------------------------
Jon E.M. Jacoby, Trustee
CUSIP No. 739308 10 4 Page 38 of 40 Pages
----------- -------------------
HARRIET CALHOUN STEPHENS TRUST
By: /s/ HARRIET C. STEPHENS
-------------------------------------
Harriet C. Stephens, Trustee
ELIZABETH ANN STEPHENS CAMPBELL
REVOCABLE TRUST
By: /s/ ELIZABETH STEPHENS CAMPBELL
-------------------------------------
Elizabeth Stephens Campbell, Trustee
W. R. STEPHENS, JR. REVOCABLE TRUST
By: /s/ WILTON R. STEPHENS, JR.
-------------------------------------
Wilton R. Stephens, Jr., Trustee
JACKSON T. STEPHENS GRANDCHILDRENS TRUST
AAAA
By: /s/ JON E.M. JACOBY
-------------------------------------
Jon E.M. Jacoby, Trustee
PAMELA DIANE STEPHENS TRUST ONE
By: /s/ BESS C. STEPHENS
-------------------------------------
Bess C. Stephens, Trustee
By: /s/ ELIZABETH STEPHENS CAMPBELL
-------------------------------------
Elizabeth Stephens Campbell, Trustee
By: /s/ WILTON R. STEPHENS, JR.
-------------------------------------
Wilton R. Stephens, Jr., Trustee
By: /s/ PAMELA DIANE STEPHENS
-------------------------------------
Pamela Diane Stephens, Trustee
CUSIP No. 739308 10 4 Page 39 of 40 Pages
----------- -------------------
WARREN MILES AMERINE STEPHENS TRUST
By: /s/ WARREN A. STEPHENS
-------------------------------------
Warren A. Stephens, Trustee
JOHN CALHOUN STEPHENS TRUST
By: /s/ WARREN A. STEPHENS
-------------------------------------
Warren A. Stephens, Trustee
LAURA WHITAKER STEPHENS TRUST
By: /s/ WARREN A. STEPHENS
-------------------------------------
Warren A. Stephens, Trustee
J&J PARTNERS
By: /s/ JON E.M. JACOBY
-------------------------------------
Jon E.M. Jacoby, Managing Partner
JACOBY ENTERPRISES, INC.
By: /s/ JON E.M. JACOBY
-------------------------------------
Jon E.M. Jacoby, President
CORAL TWO CORPORATION
By: /s/ JON E.M. JACOBY
-------------------------------------
Jon E.M. Jacoby, President
CORAL PARTNERS
By: /s/ WARREN A. STEPHENS
-------------------------------------
Warren A. Stephens, Partner
By: /s/ JON E.M. JACOBY
-------------------------------------
Jon E.M. Jacoby, Partner
CUSIP No. 739308 10 4 Page 40 of 40 Pages
----------- -------------------
BRADBURY ENTERPRISES
By: /s/ CURTIS F. BRADBURY, JR.
-------------------------------------
Curtis F. Bradbury, Jr., Partner
/s/ DOUGLAS H. MARTIN
----------------------------------------
Douglas H. Martin
/s/ CURTIS F. BRADBURY, JR.
----------------------------------------
Curtis F. Bradbury, Jr.
/s/ JACKSON T. STEPHENS
----------------------------------------
Jackson T. Stephens
/s/ WARREN A. STEPHENS
----------------------------------------
Warren A. Stephens
/s/ BESS C. STEPHENS
----------------------------------------
Bess C. Stephens
/s/ VERNON J. GISS
----------------------------------------
Vernon J. Giss
/s/ JON E.M. JACOBY
----------------------------------------
Jon E.M. Jacoby
/s/ HARRIET C. STEPHENS
----------------------------------------
Harriet C. Stephens
/s/ ELIZABETH STEPHENS CAMPBELL
----------------------------------------
Elizabeth Stephens Campbell
/s/ WILTON R. STEPHENS, JR.
----------------------------------------
Wilton R. Stephens, Jr.
/s/ PAMELA DIANE STEPHENS
----------------------------------------
Pamela Diane Stephens
/s/ JAMES SOMMERS
----------------------------------------
James Sommers, trustee pursuant to
Voting Trust Agreement dated as of
June 8, 1998
CUSIP No. 739308 10 4 Page 1 of 4 Pages
----------- -----------------
JOINT FILING AGREEMENT
In accordance with Rule 13d-1(k) of Regulation 13D of the
Securities Exchange Act of 1934, as amended, the persons or entities below agree
to the joint filing on behalf of each of them of this statement on Schedule 13D
(including any and all amendments thereto) with respect to the Common Stock of
Power-One, Inc. and further agree that this Joint Filing Agreement be included
as an Exhibit to such joint filings. In evidence thereof the undersigned, being
duly authorized, hereby execute this Agreement as of the 30th day of November,
2000.
STEPHENS GROUP, INC.
By: /s/ JACKSON T. STEPHENS
-------------------------------------
Jackson T. Stephens
Chairman of the Board of Directors
JACKSON T. STEPHENS TRUST NO. ONE
By: /s/ JACKSON T. STEPHENS
-------------------------------------
Jackson T. Stephens, Trustee
By: /s/ WARREN A. STEPHENS
-------------------------------------
Warren A. Stephens, Trustee
BESS C. STEPHENS TRUST
By: /s/ BESS C. STEPHENS
-------------------------------------
Bess C. Stephens, Trustee
By: /s/ JACKSON T. STEPHENS
-------------------------------------
Jackson T. Stephens, Trustee
By: /s/ VERNON J. GISS
-------------------------------------
Vernon J. Giss, Trustee
WARREN A. STEPHENS TRUST
By: /s/ WARREN A. STEPHENS
-------------------------------------
Warren A. Stephens, Trustee
CUSIP No. 739308 10 4 Page 2 of 4 Pages
----------- -----------------
WARREN & HARRIET STEPHENS CHILDREN'S
TRUST
By: /s/ JON E.M. JACOBY
-------------------------------------
Jon E.M. Jacoby, Trustee
HARRIET CALHOUN STEPHENS TRUST
By: /s/ HARRIET C. STEPHENS
-------------------------------------
Harriet C. Stephens, Trustee
ELIZABETH ANN STEPHENS CAMPBELL
REVOCABLE TRUST
By: /s/ ELIZABETH STEPHENS CAMPBELL
-------------------------------------
Elizabeth Stephens Campbell, Trustee
W. R. STEPHENS, JR. REVOCABLE TRUST
By: /s/ WILTON R. STEPHENS
-------------------------------------
Wilton R. Stephens, Jr., Trustee
JACKSON T. STEPHENS GRANDCHILDRENS TRUST
AAAA
By: /s/ JON E.M. JACOBY
-------------------------------------
Jon E.M. Jacoby, Trustee
PAMELA DIANE STEPHENS TRUST ONE
By: /s/ BESS C. STEPHENS
-------------------------------------
Bess C. Stephens, Trustee
By: /s/ ELIZABETH STEPHENS CAMPBELL
-------------------------------------
Elizabeth Stephens Campbell, Trustee
By: /s/ WILTON R. STEPHENS, JR.
-------------------------------------
Wilton R. Stephens, Jr., Trustee
By: /s/ PAMELA DIANE STEPHENS
-------------------------------------
Pamela Diane Stephens, Trustee
CUSIP No. 739308 10 4 Page 3 of 4 Pages
----------- -----------------
WARREN MILES AMERINE STEPHENS TRUST
By: /s/ WARREN A. STEPHENS
-------------------------------------
Warren A. Stephens, Trustee
JOHN CALHOUN STEPHENS TRUST
By: /s/ WARREN A. STEPHENS
-------------------------------------
Warren A. Stephens, Trustee
LAURA WHITAKER STEPHENS TRUST
By: /s/ WARREN A. STEPHENS
-------------------------------------
Warren A. Stephens, Trustee
J&J PARTNERS
By: /s/ JON E.M. JACOBY
-------------------------------------
Jon E.M. Jacoby, Managing Partner
JACOBY ENTERPRISES, INC.
By: /s/ JON E.M. JACOBY
-------------------------------------
Jon E.M. Jacoby, President
CORAL TWO CORPORATION
By: /s/ JON E.M. JACOBY
-------------------------------------
Jon E.M. Jacoby, President
CORAL PARTNERS
By: /s/ WARREN A. STEPHENS
-------------------------------------
Warren A. Stephens, Partner
CUSIP No. 739308 10 4 Page 4 of 4 Pages
----------- -----------------
By: /s/ JON E.M. JACOBY
-------------------------------------
Jon E.M. Jacoby, General Partner
BRADBURY ENTERPRISES
By: /s/ CURTIS F. BRADBURY, JR.
-------------------------------------
Curtis F. Bradbury, Jr., Partner
/s/ DOUGLAS H. MARTIN
----------------------------------------
Douglas H. Martin
/s/ CURTIS F. BRADBURY, JR.
----------------------------------------
Curtis F. Bradbury, Jr.
/s/ JACKSON T. STEPHENS
----------------------------------------
Jackson T. Stephens
/s/ WARREN A. STEPHENS
----------------------------------------
Warren A. Stephens
/s/ BESS C. STEPHENS
----------------------------------------
Bess C. Stephens
/s/ VERNON J. GISS
----------------------------------------
Vernon J. Giss
/s/ JON E.M. JACOBY
----------------------------------------
Jon E.M. Jacoby
/s/ HARRIET C. STEPHENS
----------------------------------------
Harriet C. Stephens
/s/ ELIZABETH STEPHENS CAMPBELL
----------------------------------------
Elizabeth Stephens Campbell
/s/ WILTON R. STEPHENS, JR.
----------------------------------------
Wilton R. Stephens, Jr.
/s/ PAMELA DIANE STEPHENS
----------------------------------------
Pamela Diane Stephens
/s/ JAMES SOMMERS
----------------------------------------
James Sommers, trustee pursuant to
Voting Trust Agreement dated as of
June 8, 1998