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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
Current Report
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 23, 2006
TD AMERITRADE Holding Corporation
(Exact name of registrant as specified in its charter)
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| Delaware
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0-49992
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82-0543156 |
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(Commission File
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(I.R.S. Employer |
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Number)
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Identification Number) |
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| 4211 South 102nd Street |
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| Omaha, Nebraska
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68127 |
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(Zip Code) |
Registrant’s telephone number, including area code: (402) 331-7856
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-(c)) |
Item 1.01 Entry into a Material Definitive Agreement.
On June 23, 2006, TD AMERITRADE Holding Corporation (“TD AMERITRADE”) entered into an
amendment to the employment agreement (the “Amended Agreement”) with Joseph H. Moglia, TD
AMERITRADE’s Chief Executive Officer.
The Amended Agreement is identical in all respects to the employment agreement entered into on May
19, 2006, except that Mr. Moglia’s base salary is payable beginning March 1, 2006, instead of May
19, 2006.
The Amended Agreement is attached hereto as Exhibit 10.1 and incorporated herein by reference.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
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10.1 |
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Employment Agreement of Joseph H. Moglia, as amended |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly
caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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TD AMERITRADE HOLDING CORPORATION |
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| Date: June 29, 2006 |
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/s/ John R. MacDonald |
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Name:
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John R. MacDonald |
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Title:
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Executive Vice President, Chief Financial |
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Officer and Chief Administrative Officer |
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EXHIBIT INDEX
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| Exhibit No. |
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Description |
10.1
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Employment Agreement of Joseph H. Moglia, as amended |