o | REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 |
þ | ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
o | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
o | SHELL COMPANY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
Title of each class | Name of each exchange on which registered | |
Ordinary Shares, $0.133 par value | The NASDAQ Stock Market LLC (NASDAQ | |
Ordinary Shares Purchase Rights | Global Select Market) |
Large accelerated filer þ | Accelerated filer o | Non-accelerated filer o | ||||
U.S. GAAP þ | International Financial Reporting Standards as issued | Other o | ||
by the International Accounting Standards Board o |
PART III | ||||||||
Item 18. Financial Statements | ||||||||
Item 19. Exhibits | ||||||||
SIGNATURES | ||||||||
EX-12.1 | ||||||||
EX-12.2 | ||||||||
EX-13.1 | ||||||||
EX-13.2 | ||||||||
EX-15.3 | ||||||||
EX-15.4 |
Exhibit | ||
Number | Description | |
1.1
|
Amended and Restated Articles of Association of SINA Corporation (Filed as Exhibit 3.1 to the Companys Annual Report on Form 10-K filed on March 16, 2005, and incorporated herein by reference). | |
1.2
|
Amended and Restated Memorandum of Association of SINA.com (currently known as SINA Corporation) (Filed as Exhibit 3.1 to the Companys Annual Report on Form 10-K filed on March 16, |
1
Exhibit | ||
Number | Description | |
2005, and incorporated herein by reference). | ||
2.1
|
Form of Subordinated Note due July 15, 2023 (Filed as Exhibit 4.1 to the Companys Report on Form 10-Q for the three month period ended June 30, 2003, and incorporated herein by reference). | |
2.2
|
Indenture, dated as of July 7, 2003, by and between the Company and the Bank of New York (Filed as Exhibit 4.2 to the Companys Report on Form 10-Q for the three month period ended June 30, 2003, and incorporated herein by reference). | |
2.3
|
Registration Rights Agreement, dated as of July 7, 2003, by and between the Company and Credit Suisse First Boston LLC (Filed as Exhibit 4.3 to the Companys Report on Form 10-Q for the three month period ended June 30, 2003, and incorporated herein by reference). | |
2.4
|
Rights Agreement dated as of February 22, 2005 between SINA Corporation and American Stock Transfer & Trust Company, as Rights Agent (Filed as Exhibit 4.1 to the Companys Report on Form 8-K filed on February 24, 2005, and incorporated herein by reference). | |
2.5
|
Amendment No. 1 to Rights Agreement dated as of November 18, 2009 between SINA Corporation and American Stock Transfer & Trust Company, as Rights Agent (Filed as Exhibit 4.2 to the Companys Report on Form 6-K filed on November 20, 2009, and incorporated herein by reference). | |
4.1
|
Form of Indemnification Agreement between SINA.com and each of its officers and directors (Filed as Exhibit 10.1 to the Companys Registration Statement on Form F-1, Registration No. 333-11718, filed on March 27, 2000, as amended, and incorporated herein by reference). | |
4.2
|
SRS International Ltd. 1997 Stock Option Plan and form of incentive stock option agreement (Filed as Exhibit 10.2 to the Companys Registration Statement on Form F-1, Registration No. 333-11718, filed on March 27, 2000, as amended, and incorporated herein by reference). | |
4.3
|
Sinanet.com 1997 Stock Plan and form of stock option agreement (Filed as Exhibit 10.3 to the Companys Registration Statement on Form F-1, Registration No. 333-11718, filed on March 27, 2000, as amended, and incorporated herein by reference). | |
4.4
|
Amended SINA.com 1999 Stock Plan and form of share option agreement (Filed as Exhibit 10.4 to the Companys Registration Statement on Form F-1, Registration No. 333-11718, filed on March 27, 2000, as amended, and incorporated herein by reference). | |
4.5
|
Form of share option agreement under the amended SINA.com 1999 Stock Plan (Filed as Exhibit 10.5 to the Companys Annual Report on Form 10-K filed on March 16, 2005 and incorporated by reference herein). | |
4.6
|
1999 Directors Stock Option Plan (Filed as Exhibit 10.6 to the Companys Registration Statement on Form F-1, Registration No. 333-11718, filed on March 27, 2000, as amended, and incorporated herein by reference). | |
4.7
|
Form of nonstatutory stock option agreement under the 1999 Directors Stock Option Plan (Filed as Exhibit 10.6 to the Companys Registration Statement on Form F-1, Registration No. 333-11718, filed on March 27, 2000, as amended, and incorporated herein by reference). | |
4.8
|
SINA.com 1999 Executive Stock Plan (Filed as Exhibit 10.19 to the Companys Registration Statement on Form F-1, Registration No. 333-11718, filed on March 27, 2000, as amended, and incorporated herein by reference). | |
4.9
|
Lease Agreement of Ideal International Plaza between the Registrants subsidiaries or VIEs and Beijing Zhongwu Ideal Real Estate Development Co., Ltd. for the office located in Ideal International Plaza, 58 North 4th Ring Road West, Haidian,, Beijing, PRC, and the list of the lease agreements (Filed as Exhibit 4.9 to the Companys Report on Form 20-F filed on June 29, 2009, and incorporated herein by reference). | |
4.10
|
Business Cooperation Agreement dated March 7, 2000 between Beijing SINA Internet Information Services Co., Ltd. and Beijing Stone Rich Sight Information Technology Co., Ltd. (currently known as Beijing SINA Information Technology Co., Ltd.) (Filed as Exhibit 10.23 to the Companys Registration Statement on Form F-1, Registration No. 333-11718, filed on March 27, 2000, as amended, and incorporated herein by reference). | |
4.11
|
Equipment and Leased Line Transfer Agreement dated March 7, 2000 between Beijing SINA Internet Information Services Co., Ltd. and Beijing Stone Rich Sight Information Technology Co., Ltd. |
2
Exhibit | ||
Number | Description | |
(currently known as Beijing SINA Information Technology Co., Ltd.) (Filed as Exhibit 10.23 to the Companys Registration Statement on Form F-1, Registration No. 333-11718, filed on March 27, 2000, as amended, and incorporated herein by reference). | ||
4.12
|
Advertising Agency Agreement dated March 7, 2000 between Beijing SINA Internet Information Services Co., Ltd. and SINA.com (currently known as SINA Corporation) (Filed as Exhibit 10.26 to the Companys Registration Statement on Form F-1, Registration No. 333-11718, filed on March 27, 2000, as amended, and incorporated herein by reference). | |
4.13
|
Advertisement Production and Technical Service Agreement dated March 7, 2000 between Beijing Stone Rich Sight Information Technology Co., Ltd. (currently known as Beijing SINA Information Technology Co., Ltd.) and Beijing SINA Interactive Advertising Co. Ltd. (Filed as Exhibit 10.27 to the Companys Registration Statement on Form F-1, Registration No. 333-11718, filed on March 27, 2000, as amended, and incorporated herein by reference). | |
4.14
|
Advertising Publication and Cooperation Agreement dated March 7, 2000 between Beijing SINA Internet Information Services Co., Ltd. and Beijing SINA Interactive Advertising Co., Ltd. (Filed as Exhibit 10.28 to the Companys Registration Statement on Form F-1, Registration No. 333-11718, filed on March 27, 2000, as amended, and incorporated herein by reference). | |
4.15
|
Amendment to Advertising Agency Agreement dated April 1, 2000 between Beijing SINA Interactive Advertising Co., Ltd. and SINA.com (currently known as SINA Corporation) (Filed as Exhibit 10.37 to the Companys Registration Statement on Form F-1, Registration No. 333-11718, filed on March 27, 2000, as amended, and incorporated herein by reference). | |
4.16
|
Amendment to Advertisement Publication and Cooperation Agreement dated April 1, 2000 between Beijing SINA Interactive Advertising Co., Ltd. and Beijing SINA Internet Information Services Co., Ltd. (Filed as Exhibit 10.38 to the Companys Registration Statement on Form F-1, Registration No. 333-11718, filed on March 27, 2000, as amended, and incorporated herein by reference). | |
4.17
|
Amendment to Advertising Production and Technical Service Agreement dated April 1, 2000 between Beijing Stone Rich Sight Information Technology Co., Ltd. (currently known as Beijing SINA Information Technology Co., Ltd.) and Beijing SINA Interactive Advertising Co., Ltd. (Filed as Exhibit 10.39 to the Companys Registration Statement on Form F-1, Registration No. 333-11718, filed on March 27, 2000, as amended, and incorporated herein by reference). | |
4.18
|
E-Commerce Cooperation Agreement dated April 1, 2000 between Beijing Stone Rich Sight Information Technology Co., Ltd. (currently known as Beijing SINA Information Technology Co., Ltd.) and Beijing SINA Internet Information Services Co., Ltd (Filed as Exhibit 10.40 to the Companys Registration Statement on Form F-1, Registration No. 333-11718, filed on March 27, 2000, as amended, and incorporated herein by reference). | |
4.19
|
Share Pledge Agreements (18 agreements in total) between SINA.com Technology (China) Co., Ltd. (a subsidiary of the Company) and certain employees of the Company in relation to significant Variable Interest Entities controlled by the Company (Filed as Exhibit 4.19 to the Companys Report on Form 20-F filed on June 29, 2009, and incorporated herein by reference). | |
4.20
|
Loan Agreements (18 agreements in total) between Sina.com Technology (China) Co., Ltd (a subsidiary of the Company) and certain employees of the Company for funding significant Variable Interest Entities controlled by the Company (Filed as Exhibit 4.20 to the Companys Report on Form 20-F filed on June 29, 2009, and incorporated herein by reference). | |
4.21
|
Agreements on Authorization to Exercise Shareholders Voting Power (18 agreements in total) between Sina.com Technology (China) Co., Ltd (a subsidiary of the Company) and certain employees of the Company in relation to significant Variable Interest Entities controlled by the Company (Filed as Exhibit 4.21 to the Companys Report on Form 20-F filed on June 29, 2009, and incorporated herein by reference). | |
4.22
|
Translation of Technical Services Agreement dated January 1, 2008 between Beijing New Media Information Technology Co., Ltd. and Guangzhou Media Message Technologies Inc. (Filed as Exhibit 4.22 to the Companys Report on Form 20-F filed on June 29, 2009, and incorporated herein by reference). | |
4.23
|
Translation of Internet Advertisement Publishing Technical Services Agreement dated January 1, 2008 between SINA.com Technology (China) Co., |
3
Exhibit | ||
Number | Description | |
Ltd and Beijing SINA Internet Information Services Co., Ltd. (Filed as Exhibit 4.23 to the Companys Report on Form 20-F filed on June 29, 2009, and incorporated herein by reference). | ||
4.24
|
Translation of Technical Services Agreement dated January 1, 2008 between Beijing New Media Information Technology Co., Ltd. and Shenzhen Wang Xing Technology Co., Ltd. (Filed as Exhibit 4.24 to the Companys Report on Form 20-F filed on June 29, 2009, and incorporated herein by reference). | |
4.25
|
Translation of Mobile Value Added Technical Services Agreement dated January 1, 2008 between SINA.com Technology (China) Co., Ltd. and Beijing SINA Internet Information Services Co., Ltd. (Filed as Exhibit 4.25 to the Companys Report on Form 20-F filed on June 29, 2009, and incorporated herein by reference). | |
4.26
|
Translation of Internet Advertisement Publishing Technical Services Agreement dated January 1, 2008 between SINA.com Technology (China) Co., Ltd. and Beijing SINA Infinity Advertising Co., Ltd. (Filed as Exhibit 4.26 to the Companys Report on Form 20-F filed on June 29, 2009, and incorporated herein by reference). | |
4.27
|
Change of Control Agreement dated February 1, 2001 with Charles Chao (Filed as Exhibit 10.48 to the Companys Report on Form 10-Q for the three month period ended March 31, 2001, and incorporated herein by reference). | |
4.28
|
Stock Purchase Agreement dated February 24, 2004, among SINA, Crillion, the shareholders of Crillion listed on Part I of Exhibit A of the Stock Purchase Agreement and the individuals listed on Part II of Exhibit A of the Stock Purchase Agreement (Filed as Exhibit 2.1 to the Companys Report on Form 8-K filed on April 7, 2004, and incorporated herein by reference). | |
4.29
|
Amendment Agreement dated March 23, 2004, among SINA, Crillion, the shareholders of Crillion listed on Part I of Exhibit A of the Stock Purchase Agreement and the individuals listed on Part II of Exhibit A of the Stock Purchase Agreement (Filed as Exhibit 2.2 to the Companys Report on Form 8-K filed on April 7, 2004, and incorporated herein by reference). | |
4.30
|
Equity Transfer Agreement dated February 24, 2004, among the individuals listed on Schedule A attached to the Equity Transfer Agreement, Shenzhen Wang Xing Technology Co., Ltd., a limited liability company organized and existing under the laws of the Peoples Republic of China, and the individuals listed on Schedule B attached to the Equity Transfer Agreement (Filed as Exhibit 2.3 to the Companys Report on Form 8-K filed on April 7, 2004, and incorporated herein by reference). | |
4.31
|
Stock Purchase Agreement dated July 1, 2004 among SINA Corporation, Davidhill Capital Inc., the shareholders of Davidhill Capital Inc. listed on Part I of Exhibit A to such agreement, and the company and individuals listed on Part II of Exhibit A to such agreement. (Filed as Exhibit 2.1 to the Companys Report on Form 8-K filed on October 22, 2004, and incorporated herein by reference). | |
4.32
|
Amendment Agreement dated October 13, 2004 among SINA Corporation, Davidhill Capital Inc., the shareholders of Davidhill Capital Inc. listed on Part I of Exhibit A to the Stock Purchase Agreement, and the company and individuals listed on Part II of Exhibit A to the Stock Purchase Agreement. (Filed as Exhibit 2.2 to the Companys Report on Form 8-K filed on October 22, 2004, and incorporated herein by reference). | |
4.33
|
Asset Purchase Agreement dated July 1, 2004 by and between Guiyang Longmaster Information Technology Co., Ltd. and Beijing Davidhill Internet Technology Service Co., Ltd. (Filed as Exhibit 2.3 to the Companys Report on Form 8-K filed on October 22, 2004, and incorporated herein by reference). | |
4.34
|
2007 Share Incentive Plan (Filed as Exhibit 4.2 to the Companys Report on Form S-8 filed on July 26, 2007, and incorporated herein by reference). | |
4.35
|
Form of share option agreement for non-employee directors under the 2007 Share Incentive Plan (Filed as Exhibit 4.44 to the Companys Report on Form 20-F filed on June 30, 2008, and incorporated herein by reference). | |
4.36
|
Form of restricted share unit agreement for existing service providers under the 2007 Share Incentive Plan (Filed as Exhibit 4.45 to the Companys Report on Form 20-F filed on June 30, 2008, and incorporated herein by reference). | |
4.37
|
Form of performance restricted share unit agreement under the 2007 Share Incentive Plan (Filed as Exhibit 4.46 to the Companys Report on Form 20-F filed on June 30, 2008, and incorporated herein by reference). | |
4.38
|
Form of share option agreement for existing service providers under the 2007 Share Incentive Plan (Filed as Exhibit 4.47 to the Companys Report on Form 20-F filed on June 30, 2008, and incorporated |
4
Exhibit | ||
Number | Description | |
herein by reference). | ||
4.39
|
Form of restricted share unit agreement for existing service providers under the 2007 Share Incentive Plan (Filed as Exhibit 4.40 to the Companys Report on Form 20F filed on June 29, 2009, and incorporated herein by reference). | |
4.40
|
Form of restricted share unit agreement for existing service providers under the 2007 Share Incentive Plan (Filed as Exhibit 4.41 to the Companys Report on Form 20-F filed on June 29, 2009, and incorporated herein by reference). | |
4.41*
|
Share Subscription Agreement dated as of September 22, 2009 by and between New-Wave Investment Holding Company Limited and the Company. | |
4.42*
|
Letter Amendment dated as of September 23, 2009 by and between New-Wave Investment Holding Company Limited and the Company. | |
4.43*
|
Amended and Restated Registration Rights Agreement dated as of November 18, 2009 by and between New-Wave Investment Holding Company Limited and the Company. | |
4.44*
|
Share Purchase Agreement, dated July 23, 2009, between CRIC Holdings Limited and the Company. | |
4.45*
|
Amendment Agreement to the Share Purchase Agreement, dated September 29, 2009, between China Real Estate Information Corporation and the Company. | |
4.46*
|
Amendment Agreement to the Share Purchase Agreement, dated October 17, 2009, between China Real Estate Information Corporation and the Company. | |
4.47*
|
Shareholders Agreement, dated October 21, 2009, by and among the China Real Estate Information Corporation, E-House (China) Holdings Limited and the Company. | |
4.48*
|
Registration Rights Agreement, dated October 21, 2009, by and among the China Real Estate Information Corporation, E-House (China) Holdings Limited and the Company. | |
4.49*
|
English translation of Amended and Restated Advertising Inventory Sale Agency Agreement, dated August 31, 2009, between the Company and China Online Housing Technology Corporation. | |
4.50*
|
Domain Name and Content License Agreement, dated September 2009, between Beijing SINA Internet Information Service Co., Ltd. and Beijing Yisheng Leju Information Services Co., Ltd. | |
4.51*
|
Trademark License Agreement, dated September 2009, between Beijing SINA Internet Information Service Co., Ltd. and Beijing Yisheng Leju Information Services Co., Ltd. | |
4.52*
|
Software License and Support Services Agreement, dated September 2009, between SINA.com Technology (China) Co. Ltd. and Shanghai SINA Leju Information Technology Co., Ltd. | |
8.1*
|
List of Subsidiaries. | |
12.1**
|
Certificate of Chief Executive Officer pursuant to Securities Exchange Act Rules 13a-14(a) and 15d-14(a) as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | |
12.2**
|
Certificate of Chief Financial Officer pursuant to Securities Exchange Act Rules 13a-14(a) and 15d-14(a) as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | |
13.1**
|
Certificate of Chief Executive Officer pursuant to 18 U.S.C. section 1350. | |
13.2**
|
Certificate of Chief Financial Officer pursuant to 18 U.S.C. section 1350. | |
15.1*
|
Consent of Independent Registered Public Accounting Firm. | |
15.2*
|
Consent of Jun He Law offices. | |
15.3**
|
Consolidated financial statements of China Real Estate Information Corporation for the fiscal years ended December 31, 2009, 2008 and 2007. | |
15.4**
|
Consent of Deloitte Touche Tohmatsu CPA Ltd., independent registered public accounting firm of China Real Estate Information Corporation. |
* | Previously filed as an exhibit to the Companys 2009 Form 20-F. | |
** | Filed herewith. |
5
SINA Corporation |
||||
By: | /s/ Charles Chao | |||
Charles Chao | ||||
Date: June 10, 2010 | President and Chief Executive Officer | |||
6