Form 8-K
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
Current Report
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 15, 2010
Commission file numbers:
SunGard Capital Corp.     000-53653
SunGard Capital Corp.II   000-53654
SunGard Data Systems Inc.  1-12989
 
SunGard® Capital Corp.
SunGard® Capital Corp. II
SunGard® Data Systems Inc.
(Exact name of registrant as specified in its charter)
 
     
Delaware
Delaware
Delaware
(State or other jurisdiction of
incorporation or organization)
  20-3059890
20-3060101
51-0267091
(IRS Employer
Identification No.)
Not Applicable
 
(Former Name and Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o     Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o     Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o     Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o     Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 

 


 

Item 2.02.   Results of Operations and Financial Condition.
SunGard Data Systems Inc. (“SunGard”) is an indirect wholly owned subsidiary of SunGard Capital Corp II which is a subsidiary of SunGard Capital Corp. On March 15, 2010, SunGard issued a press release announcing its financial results for the fiscal year ended December 31, 2009. A copy of the press release is furnished as Exhibit 99.1 to this report. The information in this Item 2.02, including the Exhibit attached hereto, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934.
Item 9.01.   Financial Statements and Exhibits.
(d) Exhibits.
     
99.1:
  Press Release, dated March 15, 2010, issued by SunGard Data Systems Inc.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
         
  SUNGARD CAPITAL CORP.
SUNGARD CAPITAL CORP. II
 
 
Date: March 15, 2010  By:   /s/ Robert F. Woods    
    Robert F. Woods   
    Executive Vice President and
Chief Financial Officer 
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
         
  SUNGARD DATA SYSTEMS INC.
 
 
Date: March 15, 2010  By:   /s/ Robert F. Woods    
    Robert F. Woods   
    Senior Vice President-Finance and
Chief Financial Officer 
 

 

 


 

         
EXHIBIT INDEX
The following is a list of Exhibits furnished with this report.
     
Exhibit No.   Description
 
   
99.1:
  Press Release, dated March 15, 2010, issued by SunGard Data Systems Inc.