Document


 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
______________________
FORM 8-K
______________________

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): April 26, 2017
______________________
State Street Corporation
(Exact name of registrant as specified in its charter)
______________________
Massachusetts
 
001-07511
 
04-2456637
(State of Incorporation)
 
(Commission File Number)
 
(IRS Employer Identification Number)
 
 
 
 
 
One Lincoln Street
Boston, Massachusetts
 
02111
(Address of principal executive office)
 
(Zip Code)
Registrant’s telephone number, including area code: (617) 786-3000
______________________
Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company  ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new of revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ¨
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act
 





Item 2.02.    Results of Operations and Financial Condition.
On April 26, 2017, State Street Corporation issued a news release announcing its results of operations for the first-quarter of 2017. Copies of that news release and accompanying first-quarter 2017 financial information addendum are furnished herewith as Exhibits 99.1 and 99.2, respectively, and are incorporated herein by reference.

Item 7.01.    Regulation FD.
On April 26, 2017, State Street Corporation made available a slide presentation providing highlights of State Street's first-quarter 2017 results of operations and related information as of March 31, 2017, which is being made available in connection with an April 26, 2017 investor conference call. A copy of that slide presentation is furnished herewith as Exhibit 99.3 and is incorporated herein by reference.

Item 9.01.    Financial Statements and Exhibits.
(d)    Exhibits.
State Street Corporation's news release dated April 26, 2017, announcing its first-quarter 2017 results of operations and accompanying first-quarter 2017 financial information addendum are furnished herewith as Exhibits 99.1 and 99.2, respectively, and are incorporated by reference in Item 2.02 hereof; and a slide presentation providing highlights of State Street's first-quarter 2017 results of operations and related information as of March 31, 2017, which is being made available in connection with a April 26, 2017 investor conference call, is furnished herewith as Exhibit 99.3 and is incorporated by reference in Item 7.01 hereof.







SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
 
 
 
 
STATE STREET CORPORATION
 
 
 
 
 
 
 
 
 
By:
 
/s/ SEAN P. NEWTH
 
 
 
Name:
 
Sean P. Newth
 
 
 
Title:
 
Senior Vice President, Chief Accounting Officer and Controller
Date:
April 26, 2017
 
 
 
 





EXHIBIT INDEX
Exhibit No.

Description
99.1

State Street's news release dated April 26, 2017, announcing its first-quarter 2017 results of operations (this Exhibit 99.1 is furnished, not filed)
99.2

State Street's first-quarter 2017 financial information addendum (this Exhibit 99.2 is furnished, not filed)
99.3

Slide presentation providing highlights of State Street's first-quarter 2017 results of operations and related information as of March 31, 2017 (this Exhibit 99.3 is furnished, not filed)