Annual Meeting Results - 5-20-15


 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
______________________
FORM 8-K
______________________
CURRENT REPORT

Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): May 20, 2015
______________________
State Street Corporation
(Exact name of registrant as specified in its charter)
______________________
Massachusetts
 
001-07511
 
04-2456637
(State of Incorporation)
 
(Commission File Number)
 
(IRS Employer Identification Number)
 
 
 
 
 
One Lincoln Street
Boston, Massachusetts
 
02111
(Address of principal executive office)
 
(Zip Code)
Registrant’s telephone number, including area code: (617) 786-3000
______________________

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o
Written communications pursuant to Rule 425 under the Securities Act
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act

 





Item 5.07. Submission of Matters to a Vote of Security Holders.

On May 20, 2015, State Street Corporation held its annual meeting of shareholders. 367,848,767 shares of State Street’s common stock were represented in person or by proxy at the meeting, representing approximately 89% of the 411,648,088 shares of State Street’s common stock outstanding as of the close of business on March 13, 2015, the record date for the meeting. The following matters were voted on at the meeting:
•
the election of 12 directors;
 
•
the approval of an advisory proposal on executive compensation; and

•
the ratification of the selection of Ernst & Young LLP as State Street’s independent registered public accounting firm for the year ending December 31, 2015.
The shareholders voted to elect the twelve director nominees, to approve the advisory proposal on executive compensation and to ratify the selection of the independent registered public accounting firm.
The number of votes cast for or against and the number of abstentions and broker non-votes, as applicable, in connection with each matter presented for shareholder consideration at the meeting, are set forth below:




Proposal 1 - Election of Directors
 
 
For
 
Against
 
Abstain
 
Broker Non-Votes
José E. Almeida
 
338,608,390

 
856,343

 
1,389,950

 
26,994,084

Kennett F. Burnes
 
337,730,754

 
1,802,338

 
1,321,591

 
26,994,084

Patrick de Saint-Aignan
 
337,774,566

 
1,805,431

 
1,274,686

 
26,994,084

Amelia C. Fawcett
 
336,976,725

 
2,620,807

 
1,257,151

 
26,994,084

William C. Freda
 
337,363,018

 
2,123,872

 
1,367,793

 
26,994,084

Linda A. Hill
 
336,941,821

 
2,657,890

 
1,254,972

 
26,994,084

Joseph L. Hooley
 
332,955,233

 
5,172,240

 
2,727,210

 
26,994,084

Robert S. Kaplan
 
336,315,186

 
2,773,289

 
1,766,208

 
26,994,084

Richard P. Sergel
 
334,776,400

 
4,746,779

 
1,331,504

 
26,994,084

Ronald L. Skates
 
334,960,002

 
4,528,150

 
1,366,531

 
26,994,084

Gregory L. Summe
 
335,507,310

 
3,954,746

 
1,392,627

 
26,994,084

Thomas J. Wilson
 
336,847,140

 
2,620,844

 
1,386,699

 
26,994,084



Proposal 2 - Advisory Proposal on Executive Compensation
For
 
Against
 
Abstain
 
Broker Non-Votes
323,561,152
 
15,448,985
 
1,844,546
 
26,994,084
95.4%*
 
4.6%*
 
 
 
 


Proposal 3 - Ratification of the selection of Ernst & Young LLP as State Street's Independent Registered Public Accounting Firm for the Year Ending December 31, 2015
For
 
Against
 
Abstain
 
Broker Non-Votes
362,010,703
 
4,655,464
 
1,182,600
 
**
98.7%*
 
1.3%*
 
 
 
 
*
 
Represents the percentage of total votes cast for and votes cast against the matter. Abstentions and broker non-votes were not counted as votes with respect to any of the items voted on at the annual meeting.

**
 
Not applicable.





SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
 
STATE STREET CORPORATION
 
 
 
 
 
 
 
 
 
 
 
 
By:
 
/s/ David C. Phelan
 
 
Name:
 
David C. Phelan
 
 
Title:
 
Executive Vice President
 
 
 
 
and General Counsel
Date: May 27, 2015