SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
----------------------
SCHEDULE 13D/A
(rule 13d-101)
Under the Securities Exchange Act of 1934
(Amendment No. 6)
Microtune, Inc.
--------------------------------------------------------------------------------
(Name of Issuer)
COMMON STOCK, $0.001 PAR VALUE
--------------------------------------------------------------------------------
(Title of Class of Securities)
59514P109
--------------------------------------------------------------------------------
(CUSIP Number)
Thomas O. Hicks
200 Crescent Court, Suite 1600
Dallas, Texas 75201
(214) 740-7300
--------------------------------------------------------------------------------
(Name, address and telephone number of person
authorized to receive notices and communications)
December 31, 2001
--------------------------------------------------------------------------------
(Date of event which requires filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), (f) or (g), check the following box. [ ]
(Continued on following pages)
Page 1
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 2
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Mr. Thomas O. Hicks
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 23,298
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 2,512,088
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
23,298
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
2,512,088
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,535,386
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
4.8%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
IN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 2
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 3
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HM 1-FOF Coinvestors Cayman, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 113
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
113
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
113
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
less than 0.1%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 3
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 4
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Hicks, Muse GP Partners L.A. Cayman, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 113
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
113
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
113
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
less than 0.1%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 4
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 5
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Hicks, Muse Latin America Fund GP Cayman, L.L.C.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 113
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
113
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
113
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
less than 0.1%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
OO
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 5
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 6
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HMTF Equity Fund IV (1999) Cayman, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 1,159,165
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
1,159,165
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,159,165
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
2.2%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 6
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 7
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HMTF Private Equity Fund IV (1999) Cayman, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 8,210
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
8,210
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,210
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
less than 0.1%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 7
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 8
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HM Equity Fund IV/GP Cayman, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 1,167,375
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
1,167,375
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,167,375
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
2.2%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 8
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 9
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Hicks, Muse PG-IV (1999), C.V.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Netherlands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 61,714
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
61,714
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
61,714
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
0.1%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 9
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 10
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HM Equity Fund IV/GP Partners (1999), C.V.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Netherlands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 61,714
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
61,714
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
61,714
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
0.1%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 10
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 11
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HM 4-P Coinvestors Cayman, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 919
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
919
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
919
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
less than 0.1%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 11
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 12
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HM 4-EN Coinvestors Cayman, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 3,386
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
3,386
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,386
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
less than 0.1%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 12
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 13
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HM 4-EQ Coinvestors Cayman, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 18,948
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
18,948
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
18,948
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
less than 0.1%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 13
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 14
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HM GP Partners IV Cayman, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 1,252,342
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
1,252,342
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,252,342
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
2.4%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 14
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 15
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HM Fund IV Cayman, LLC
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 1,252,342
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
1,252,342
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,252,342
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
2.4%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
OO
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 15
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 16
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HMEU 1-EN Coinvestors, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 1,939
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
1,939
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,939
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
less than 0.1%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 16
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 17
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HMEU 1-EQ Coinvestors, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 14,574
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
14,574
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
14,574
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
less than 0.1%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 17
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 18
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HMEU 1-P Coinvestors, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 3,018
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
3,018
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,018
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
less than 0.1%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 18
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 19
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HMEU Intermediate Partners I-C, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 19,531
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
19,531
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
19,531
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
less than 0.1%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 19
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 20
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HMTF Europe Fund Cayman, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 1,135,126
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
1,135,126
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,135,126
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
2.2%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 20
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 21
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HMTF Europe Private Fund Cayman, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 13,576
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
13,576
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
13,576
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
less than 0.1%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 21
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 22
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HM PG Europe I, C.V.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Netherlands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 83,865
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
83,865
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
83,865
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
0.2%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 22
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 23
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HMEU Fund I-C, Inc.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 1,252,098
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
1,252,098
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,252,098
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
2.4%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
CO
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 23
Item 1. Security and Issuer
This Amendment No. 6 amends and restates the Statement on
Schedule 13D filed on December 12, 2000, as amended by Amendment No. 1 filed on
August 15, 2001, by Amendment No. 2 filed on November 14, 2001, by Amendment No.
3 filed on November 21, 2001, by Amendment No. 4 on December 5, 2001 and by
Amendment No. 5 on December 28, 2001. The class of equity securities to which
this Schedule 13D/A (this "Statement") relates is the Common Stock par value
$0.001 per share (the "Common Stock") of Microtune, Inc. (the "Company"). The
address of the Company's principal executive offices is 2540 East Plano Parkway,
Suite 188, Plano, Texas 75074.
Item 2. Identity and Background
(a) Name of Person(s) Filing this Statement (the "Filing
----------------------------------------------------
Parties"):
----------
Mr. Thomas O. Hicks;
HM 1-FOF Coinvestors Cayman, L.P., a Cayman Islands limited
partnership ("HM 1-FOF");
Hicks, Muse GP Partners L.A. Cayman, L.P., a Cayman Islands
limited partnership ("GP Partners L.A.");
Hicks, Muse Latin America Fund GP Cayman, L.L.C., a Cayman
Islands limited liability company ("Latin America
Fund");
HMTF Equity Fund IV (1999) Cayman, L.P., a Cayman Islands
limited partnership ("HMTF Equity Fund");
HMTF Private Equity Fund IV (1999) Cayman, L.P., a Cayman
Islands limited partnership ("HMTF Private Equity");
HM Equity Fund IV/GP Cayman, L.P., a Cayman Islands limited
partnership ("HM Equity Fund IV/GP");
Hicks, Muse PG-IV (1999), C.V., a limited partnership
organized under the laws of the Netherlands
("PG-IV");
HM Equity Fund IV/GP Partners (1999), C.V., a limited
partnership organized under the laws of the
Netherlands ("HM Equity Partners");
HM 4-P Coinvestors Cayman, L.P., a Cayman Islands limited
partnership ("HM 4-P");
HM 4-EN Coinvestors Cayman, L.P., a Cayman Islands limited
partnership ("HM 4-EN");
HM 4-EQ Coinvestors Cayman, L.P., a Cayman Islands limited
partnership ("HM 4-EQ");
HM GP Partners IV Cayman, L.P., a Cayman Islands limited
partnership ("HM GP Partners");
HM Fund IV Cayman, LLC, a Cayman Islands limited liability
company ("HM Fund IV");
HMEU 1-EN Coinvestors, L.P., a Cayman Islands limited
partnership ("HMEU 1-EN");
HMEU 1-EQ Coinvestors, L.P., a Cayman Islands limited
partnership ("HMEU 1-EQ");
Page 24
HMEU 1-P Coinvestors, L.P., a Cayman Islands limited
partnership ("HMEU 1-P");
HMEU Intermediate Partners I-C, L.P., a Cayman Islands limited
partnership ("HMEU Intermediate");
HMTF Europe Fund Cayman, L.P., a Cayman Islands limited
partnership ("HMTF Europe");
HMTF Europe Private Fund Cayman, L.P., a Cayman Islands
limited partnership ("HMTF Europe Private");
HM PG Europe I, C.V., a limited partnership organized under
the laws of the Netherlands ("HM PG");
HMEU Fund I-C, Inc., a Cayman Islands corporation ("HMEU Fund
I-C");
(b) - (c)
Mr. Thomas O. Hicks
Mr. Thomas O. Hicks is a partner of Hicks, Muse, Tate & Furst
Incorporated ("Hicks Muse"), a private investment firm primarily engaged in
leveraged acquisitions, recapitalizations and other investment activities. Mr.
Hicks is also the sole member of Latin America Fund, which is the sole general
partner of GP Partners L.A., which is the sole general partner of HM 1-FOF. Mr.
Hicks is also the sole member of HM Fund IV, which is the sole general partner
of HM GP Partners, which is the sole general partner of HM 4-EQ, HM 4-EN, HM
4-P, and HM Equity Partners, which is the sole general partner of PG-IV. HM GP
Partners is also the sole general partner of HM Equity Fund IV/GP, which is the
sole general partner of HMTF Private Equity and HMTF Equity Fund. Mr. Hicks is
also the sole member and sole director of HMEU Fund I-C, which is the sole
general partner of HMTF Europe, HMTF Europe Private and HM PG. HMEU Fund I-C is
also the sole general partner of HMEU Intermediate, which is the sole general
partner of HMEU 1-EN, HMEU 1-EQ, and HMEU 1-P. The business address of Mr. Hicks
is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950.
HM 1-FOF
HM 1-FOF is a Cayman Islands limited partnership, the
principal business of which is to invest directly or indirectly in various
companies. The business address of HM 1-FOF, which also serves as its principal
office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to
Instruction C to Schedule 13 D of the Securities Exchange Act of 1934, as
amended (the "Exchange Act"), information with respect to GP Partners L.A., the
sole general partner of HM 1-FOF, is set forth below.
GP Partners L.A.
GP Partners L.A. is a Cayman Islands limited partnership, the
principal business of which is to serve as the sole general partner in various
limited partnerships, including HM 1-FOF. The business address of GP Partners
L.A., which also serves as its principal office, is 200 Crescent Court, Suite
1600, Dallas, Texas 75201-6950. Pursuant to Instruction C to Schedule 13 D of
the Exchange Act, information with respect to Latin America Fund, the sole
general partner of GP Partners L.A., is set forth below.
Page 25
Latin America Fund
Latin America Fund is a Cayman Islands limited liability
company, the principal business of which is serving as the sole general partner
in various limited partnerships, including GP Partners L.A. The business address
of Latin America Fund, which also serves as its principal office, is 200
Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to Instruction C
to Schedule 13D of the Exchange Act, information with respect to Thomas O.
Hicks, the sole member of Latin America Fund, is as previously set forth in this
Item 2(b).
HMTF Equity Fund
HMTF Equity Fund is a Cayman Islands limited partnership, the
principal business of which is to invest directly or indirectly in various
companies. The business address of HMTF Equity Fund, which also serves as its
principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950.
Pursuant to Instruction C to Schedule 13D of the Exchange Act, information with
respect to HM Equity Fund IV/GP, the sole general partner of HMTF Equity Fund is
set forth below.
HMTF Private Equity
HMTF Private Equity is a Cayman Islands limited partnership,
the principal business of which is to invest directly or indirectly in various
companies. The business address of HMTF Private Equity, which also serves as its
principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950.
Pursuant to Instruction C to Schedule 13D of the Exchange Act, information with
respect to HM Equity Fund IV/GP, the sole general partner of HMTF Private Equity
is set forth below.
HM Equity Fund IV/GP
HM Equity Fund IV/GP is a Cayman Islands limited partnership,
the principal business of which is serving as the sole general partner of
various limited partnerships, including HMTF Equity Fund and HMTF Private
Equity. The business address of HM Equity Fund IV/GP, which also serves as its
principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950.
Pursuant to Instruction C to Schedule 13D of the Exchange Act, information with
respect to HM GP Partners, the sole general partner of HM Equity Fund IV/GP, is
set forth below.
PG-IV
PG-IV is a limited partnership organized under the laws of the
Netherlands, the principal business of which is to invest directly or indirectly
in various companies. The business address of PG-IV, which also serves as its
principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950.
Pursuant to Instruction C to Schedule 13 D of the Exchange Act, information with
respect to HM Equity Partners, the sole general partner of PG-IV, is set forth
below.
Page 26
HM Equity Partners
HM Equity Partners is a limited partnership organized under
the laws of the Netherlands, the principal business of which is to serve as the
sole general partner of PG-IV. The business address of HM Equity Partners, which
also serves as its principal office, is 200 Crescent Court, Suite 1600, Dallas,
Texas 75201-6950. Pursuant to Instruction C to Schedule 13 D of the Exchange
Act, information with respect to HM GP Partners, the sole general partner of HM
Equity Partners, is set forth below.
HM 4-P
HM 4-P is a Cayman Islands limited partnership, the principal
business of which is to invest directly or indirectly in various companies. The
business address of HM 4-P, which also serves as its principal office, is 200
Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to Instruction C
to Schedule 13 D of the Exchange Act, information with respect to HM GP
Partners, the sole general partner of HM 4-P, is set forth below.
HM 4-EN
HM 4-EN is a Cayman Islands limited partnership, the principal
business of which is to invest directly or indirectly in various companies. The
business address of HM 4-EN, which also serves as its principal office, is 200
Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to Instruction C
to Schedule 13 D of the Exchange Act, information with respect to HM GP
Partners, the sole general partner of HM 4-EN, is set forth below.
HM 4-EQ
HM 4-EQ is a Cayman Islands limited partnership, the principal
business of which is to invest directly or indirectly in various companies. The
business address of HM 4-EQ, which also serves as its principal office, is 200
Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to Instruction C
to Schedule 13 D of the Exchange Act, information with respect to HM GP
Partners, the sole general partner of HM 4-EQ, is set forth below.
HM GP Partners
HM GP Partners is a Cayman Islands limited partnership, the
principal business of which is serving as the sole general partner in various
limited partnerships, including HM Equity Fund IV/GP, HM Equity Partners, HM
4-P, HM 4-EN, and HM 4-EQ. The business address of HM GP Partners, which also
serves as its principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas
75201-6950. Pursuant to Instruction C to Schedule 13D of the Exchange Act,
information with respect to HM Fund IV, the sole general partner of HM GP
Partners, is set forth below.
HM Fund IV
HM Fund IV is a Cayman Islands limited liability company, the
principal business of which is serving as the sole general partner of HM GP
Partners. The business address of HM Fund IV, which also serves as its principal
office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to
Page 27
Instruction C to Schedule 13D of the Exchange Act, information with respect to
Thomas O. Hicks, the sole member of HM Fund IV, is as previously set forth in
this Item 2(b).
HMEU 1-EN
HMEU 1-EN is a Cayman Islands limited partnership, the
principal business of which is to invest directly or indirectly in various
companies. The business address of HMEU 1-EN, which also serves as its principal
office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to
Instruction C to Schedule 13 D of the Exchange Act, information with respect to
HMEU Intermediate, the sole general partner of HMEU 1-EN, is set forth below.
HMEU 1-EQ
HMEU 1-EQ is a Cayman Islands limited partnership, the
principal business of which is to invest directly or indirectly in various
companies. The business address of HMEU 1-EQ, which also serves as its principal
office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to
Instruction C to Schedule 13 D of the Exchange Act, information with respect to
HMEU Intermediate, the sole general partner of HMEU 1-EQ, is set forth below.
HMEU 1-P
HMEU 1-P is a Cayman Islands limited partnership, the
principal business of which is to invest directly or indirectly in various
companies. The business address of HMEU 1-P, which also serves as its principal
office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to
Instruction C to Schedule 13 D of the Exchange Act, information with respect to
HMEU Intermediate, the sole general partner of HMEU 1-P, is set forth below.
HMEU Intermediate
HMEU Intermediate is a Cayman Islands limited partnership, the
principal business of which is serving as the sole general partner in various
limited partnerships, including HMEU 1-EN, HMEU 1-EQ and HMEU 1-P. The business
address of HMEU Intermediate, which also serves as its principal office, is 200
Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to Instruction C
to Schedule 13 D of the Exchange Act, information with respect to HMEU Fund I-C,
the sole general partner of HMEU Intermediate, is set forth below.
HMTF Europe
HMTF Europe is a Cayman Islands limited partnership, the
principal business of which is to invest directly or indirectly in various
companies. The business address of HMTF Europe, which also serves as its
principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950.
Pursuant to Instruction C to Schedule 13 D of the Exchange Act, information with
respect to HMEU Fund I-C, the sole general partner of HMTF Europe, is set forth
below.
Page 28
HMTF Europe Private
HMTF Europe Private is a Cayman Islands limited partnership,
the principal business of which is to invest directly or indirectly in various
companies. The business address of HMTF Europe Private, which also serves as its
principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950.
Pursuant to Instruction C to Schedule 13 D of the Exchange Act, information with
respect to HMEU Fund I-C, the sole general partner of HMTF Europe Private, is
set forth below.
HM PG
HM PG is a limited partnership organized under the laws of the
Netherlands, the principal business of which is to invest directly or indirectly
in various companies. The business address of HM PG, which also serves as its
principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950.
Pursuant to Instruction C to Schedule 13 D of the Exchange Act, information with
respect to HMEU Fund I-C, the sole general partner of HM PG, is set forth below.
HMEU Fund I-C
HMEU Fund I-C is a Cayman Islands company, the principal
business of which is serving as the sole general partner in various limited
partnerships, including HMTF Intermediate, HMTF Europe, HMTF Europe Private, and
HM PG. The business address of HMEU Fund I-C, which also serves as its principal
office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to
Instruction C to Schedule 13D of the Exchange Act, the name, residence or
business address, and present occupation or employment of each director,
executive officer and controlling person of HMEU Fund I-C, are as follows:
Mr. Hicks is an executive officer of HMEU Fund I-C.
Information with respect to Mr. Hicks is as previously set forth in this Item
2(b). In addition, each of John R. Muse, Charles W. Tate, Jack D. Furst and Dan
H. Blanks is presently an executive officer of HMEU Fund I-C.
The principal business address of each Messrs. Muse, Tate,
Furst and Blanks is 200 Crescent Court Suite 1600, Dallas, Texas 75201. Each of
Messrs. Muse, Tate, Furst and Blanks is presently an executive officer of Hicks
Muse, a private investment firm primarily engaged in leveraged acquisitions,
recapitalizations and other principal investing activities.
(d) None of the Filing Parties or persons identified in this Item 2
has, during the last five years, been convicted in a criminal proceeding
(excluding traffic violations or similar misdemeanors).
(e) None of the Filing Parties or persons identified in this Item 2
has, during the last five years, been a party to a civil proceeding of a
judicial or administrative body of competent jurisdiction and as a result of
such proceeding was or is subject to a judgment, decree or final order enjoining
future violations of, or prohibiting or mandating activities subject to, federal
or state securities laws or finding any violations with respect to such laws.
Page 29
(f) All of the natural persons identified in this Item 2 are citizens
of the United States of America.
Item 3. Source and Amount of Funds or Other Consideration
On October 10, 2000, HMTF Temic/Microtune Cayman, L.P., a
Cayman Islands limited partnership ("Temic"), made a pro-rata distribution
without consideration, of shares of Common Stock to its partners, including the
Filing Parties. Temic acquired such shares of Common Stock upon conversion of
Series D and Series E Preferred Stock of the Company, which shares were
purchased by Temic prior to the Company's initial public offering of the Common
Stock (and registration of such Common Stock pursuant to Section 12 of the
Exchange Act).
Item 4. Purpose of Transaction
The shares of Common Stock received by the Filing Parties
described in Item 3 to this Statement were acquired as a result of the pro-rata
distribution without consideration of shares of Common Stock of the Company from
Temic to its partners and are being held by such Filing Parties for investment
purposes. The Filing Parties intend to review continuously their position in the
Company. Depending upon future evaluations of the business prospects of the
Company and upon other developments, including, but not limited to, general
economic and business conditions and stock market conditions, the Filing Parties
may retain or from time to time increase their holdings or dispose of all or a
portion of their holdings, subject to any applicable legal and contractual
restrictions on their ability to do so.
On December 14, 2001, certain of the Filing Parties entered
into an Underwriting Agreement with the Company and J.P. Morgan Securities Inc.,
Salomon Smith Barney Inc., SG Cowen Securities Corporation, Prudential
Securities Incorporated, as the representatives of several underwriters
(collectively, the "Underwriters"), for the sale of Common Stock to the
Underwriters (the "Underwriting Agreement"). Pursuant to the Underwriting
Agreement and the Company Registration Statement on Form S-3/A (SEC File No.:
333-67850), the Underwriters have an option to purchase additional shares of
Common Stock held by certain of the Filing Parties up to an aggregate amount of
1,050,000 shares of Common Stock (the "Option"). On December 31, 2001, the
Underwriters exercised a portion of the Option and certain of the Filing parties
sold an aggregate of 528,000 shares of Common Stock to the Underwriters. The
remainder of the Option will not be exercised.
In addition, pursuant to and in accordance with the provisions
of Rule 144 promulgated under the Securities Act of 1933, the Filing Parties
have and will from time to time sell shares of Common Stock.
In addition, the matters set forth in Item 6 below are
incorporated in this Item 4 by reference as if fully set forth herein.
Except as set forth in this Item 4 (including the matters
described in Item 6 below which are incorporated in this Item 4 by reference),
the Filing Parties have no present plans or proposals that relate to or that
would result in any actions specified in clauses (a) through (j) of Item 4 of
Schedule 13D of the Exchange Act.
Page 30
Item 5. Interest in Securities of Issuer
(a)
(1) Following the transactions described in Item 4,
Mr. Hicks may be deemed to beneficially own in the aggregate
2,512,088 shares of the Common Stock of the Company,
representing approximately 4.8% of the outstanding shares of
Common Stock. Of such shares, Mr. Hicks has sole voting and
dispositive power with respect to 23,298 shares, and shared
voting and dispositive power with respect to 2,512,088 shares
as a result of the relationships described in paragraph (b)(1)
below.
(2) Following the transactions described in Item 4,
HM 1-FOF may be deemed to beneficially own in the aggregate
113 shares of the Common Stock of the Company, representing
approximately less than 0.1% of the outstanding shares of
Common Stock. Of such shares, HM 1-FOF has sole voting and
dispositive power with respect to no shares, and shared voting
and dispositive power with respect to 113 shares as a result
of the relationships described in paragraph (b)(2) below.
(3) Following the transactions described in Item 4,
GP Partners L.A. may be deemed to beneficially own in the
aggregate 113 shares of the Common Stock of the Company,
representing approximately less than 0.1% of the outstanding
shares of Common Stock. Of such shares, GP Partners L.A. has
sole voting and dispositive power with respect to no shares,
and shared voting and dispositive power with respect to 113
shares as a result of the relationships described in paragraph
(b)(3) below.
(4) Following the transactions described in Item 4,
Latin America Fund may be deemed to beneficially own in the
aggregate 113 shares of the Common Stock of the Company,
representing approximately less than 0.1% of the outstanding
shares of Common Stock. Of such shares, Latin America Fund has
sole voting and dispositive power with respect to no shares,
and shared voting and dispositive power with respect to 113
shares as a result of the relationships described in paragraph
(b)(4) below.
(5) Following the transactions described in Item 4,
HMTF Equity Fund may be deemed to beneficially own in the
aggregate 1,159,165 shares of the Common Stock of the Company,
representing approximately 2.2% of the outstanding shares of
Common Stock. Of such shares, HMTF Equity Fund has sole voting
and dispositive power with respect to no shares, and shared
voting and dispositive power with respect to 1,159,165 shares
as a result of the relationships described in paragraph (b)(5)
below.
(6) Following the transactions described in Item 4,
HMTF Private Equity may be deemed to beneficially own in the
aggregate 8,210 shares of the Common Stock of the Company,
representing approximately less than 0.1% of the outstanding
Page 31
shares of Common Stock. Of such shares, HMTF Private Equity
has sole voting and dispositive power with respect to no
shares, and shared voting and dispositive power with respect
to 8,210 shares as a result of the relationships described in
paragraph (b)(6) below.
(7) Following the transactions described in Item 4,
HM Equity Fund IV/GP may be deemed to beneficially own in the
aggregate 1,167,375 shares of the Common Stock of the Company,
representing approximately 2.2% of the outstanding shares of
Common Stock. Of such shares, HM Equity Fund IV/GP has sole
voting and dispositive power with respect to no shares, and
shared voting and dispositive power with respect to 1,167,375
shares as a result of the relationships described in paragraph
(b)(7) below.
(8) Following the transactions described in Item 4,
PG-IV may be deemed to beneficially own in the aggregate
61,714 shares of the Common Stock of the Company, representing
approximately 0.1% of the outstanding shares of Common Stock.
Of such shares, PG-IV has sole voting and dispositive power
with respect to no shares, and shared voting and dispositive
power with respect to 61,714 shares as a result of the
relationships described in paragraph (b)(8) below.
(9) Following the transactions described in Item 4,
HM Equity Partners may be deemed to beneficially own in the
aggregate 61,714 shares of the Common Stock of the Company,
representing approximately 0.1% of the outstanding shares of
Common Stock. Of such shares, HM Equity Partners has sole
voting and dispositive power with respect to no shares, and
shared voting and dispositive power with respect to 61,714
shares as a result of the relationships described in paragraph
(b)(9) below.
(10) Following the transactions described in Item 4,
HM 4-P may be deemed to beneficially own in the aggregate 919
shares of the Common Stock of the Company, representing
approximately less than 0.1% of the outstanding shares of
Common Stock. Of such shares, HM 4-P has sole voting and
dispositive power with respect to no shares, and shared voting
and dispositive power with respect to 919 shares as a result
of the relationships described in paragraph (b)(10) below.
(11) Following the transactions described in Item 4,
HM 4-EN may be deemed to beneficially own in the aggregate
3,386 shares of the Common Stock of the Company, representing
approximately less than 0.1% of the outstanding shares of
Common Stock. Of such shares, HM 4-EN has sole voting and
dispositive power with respect to no shares, and shared voting
and dispositive power with respect to 3,386 shares as a result
of the relationships described in paragraph (b)(11) below.
(12) Following the transactions described in Item 4,
HM 4-EQ may be deemed to beneficially own in the aggregate
18,948 shares of the Common Stock of the Company, representing
approximately less than 0.1% of the outstanding shares of
Common Stock. Of such shares, HM 4-EQ has sole voting and
Page 32
dispositive power with respect to no shares, and shared voting
and dispositive power with respect to 18,948 shares as a
result of the relationships described in paragraph (b)(12)
below.
(13) Following the transactions described in Item 4,
HM GP Partners may be deemed to beneficially own in the
aggregate 1,252,342 shares of the Common Stock of the Company,
representing approximately 2.4% of the outstanding shares of
Common Stock. Of such shares, HM GP Partners has sole voting
and dispositive power with respect to no shares, and shared
voting and dispositive power with respect to 1,252,342 shares
as a result of the relationships described in paragraph
(b)(13) below.
(14) Following the transactions described in Item 4,
HM Fund IV may be deemed to beneficially own in the aggregate
1,252,342 shares of the Common Stock of the Company,
representing approximately 2.4% of the outstanding shares of
Common Stock. Of such shares, HM Fund IV has sole voting and
dispositive power with respect to no shares, and shared voting
and dispositive power with respect to 1,252,342 shares as a
result of the relationships described in paragraph (b)(14)
below.
(15) Following the transactions described in Item 4,
HMEU 1-EN may be deemed to beneficially own in the aggregate
1,939 shares of the Common Stock of the Company, representing
approximately less than 0.1% of the outstanding shares of
Common Stock. Of such shares, HMEU 1-EN has sole voting and
dispositive power with respect to no shares, and shared voting
and dispositive power with respect to 1,939 shares as a result
of the relationships described in paragraph (b)(15) below.
(16) Following the transactions described in Item 4,
HMEU 1-EQ may be deemed to beneficially own in the aggregate
14,574 shares of the Common Stock of the Company, representing
approximately less than 0.1% of the outstanding shares of
Common Stock. Of such shares, HMEU 1-EQ has sole voting and
dispositive power with respect to no shares, and shared voting
and dispositive power with respect to 14,574 shares as a
result of the relationships described in paragraph (b)(16)
below.
(17) Following the transactions described in Item 4,
HMEU 1-P may be deemed to beneficially own in the aggregate
3,018 shares of the Common Stock of the Company, representing
approximately less than 0.1% of the outstanding shares of
Common Stock. Of such shares, HMEU 1-P has sole voting and
dispositive power with respect to no shares, and shared voting
and dispositive power with respect to 3,018 shares as a result
of the relationships described in paragraph (b)(17) below.
(18) Following the transactions described in Item 4,
HMEU Intermediate may be deemed to beneficially own in the
aggregate 19,531 shares of the Common Stock of the Company,
representing approximately less than 0.1% of the outstanding
Page 33
shares of Common Stock. Of such shares, HMEU Intermediate has
sole voting and dispositive power with respect to no shares,
and shared voting and dispositive power with respect to 19,531
shares as a result of the relationships described in paragraph
(b)(18) below.
(19) Following the transactions described in Item 4,
HMTF Europe may be deemed to beneficially own in the aggregate
1,135,126 shares of the Common Stock of the Company,
representing approximately 2.2% of the outstanding shares of
Common Stock. Of such shares, HMTF Europe has sole voting and
dispositive power with respect to no shares, and shared voting
and dispositive power with respect to 1,135,126 shares as a
result of the relationships described in paragraph (b)(19)
below.
(20) Following the transactions described in Item 4,
HMTF Europe Private may be deemed to beneficially own in the
aggregate 13,576 shares of the Common Stock of the Company,
representing approximately less than 0.1% of the outstanding
shares of Common Stock. Of such shares, HMTF Europe Private
has sole voting and dispositive power with respect to no
shares, and shared voting and dispositive power with respect
to 13,576 shares as a result of the relationships described in
paragraph (b)(20) below.
(21) Following the transactions described in Item 4,
HM PG may be deemed to beneficially own in the aggregate
83,865 shares of the Common Stock of the Company, representing
approximately 0.2% of the outstanding shares of Common Stock.
Of such shares, HM PG has sole voting and dispositive power
with respect to no shares, and shared voting and dispositive
power with respect to 83,865 shares as a result of the
relationships described in paragraph (b)(21) below.
(22) Following the transactions described in Item 4,
HMEU Fund I-C may be deemed to beneficially own in the
aggregate 1,252,098 shares of the Common Stock of the Company,
representing approximately 2.4% of the outstanding shares of
Common Stock. Of such shares, HMEU Fund I-C has sole voting
and dispositive power with respect to no shares, and shared
voting and dispositive power with respect to 1,252,098 shares
as a result of the relationships described in paragraph
(b)(22) below.
(b)
(1) Of the 23,298 shares of Common Stock for which
Mr. Hicks has sole voting and dispositive power, 20,150 shares
are held of record by Mr. Hicks, and 3,148 shares are held of
record by Mr. Hicks as the trustee of certain trusts for the
benefit of Mr. Hicks' children. Of the 2,512,088 shares of
Common Stock for which Mr. Hicks has shared voting and
dispositive power, 113 shares of Common Stock are owned of
record by HM 1-FOF; 1,159,165 shares of Common Stock are owned
of record by HMTF Equity Fund; 8,210 shares of Common Stock
are owned of record by HMTF Private Equity; 61,714 shares of
Common Stock are owned of record by PG-IV; 919 shares of
Common Stock are owned of record by HM 4-P; 3,386 shares of
Page 34
Common Stock are owned of record by HM 4-EN; 18,948 shares of
Common Stock are owned of record by HM 4-EQ; 1,939 shares of
Common Stock are owned of record by HMEU 1-EN; 14,574 shares
of Common Stock are owned of record by HMEU 1-EQ; 3,018 shares
of Common Stock are owned of record by HMEU 1-P; 1,135,126
shares of Common Stock are owned of record by HMTF Europe;
13,576 shares of Common Stock are owned of record by HMTF
Europe Private; 83,865 shares of Common Stock are owned of
record by HM PG; 794 shares of Common Stock are owned of
record by TOH, Jr. Ventures, Ltd.; 5,954 shares of Common
Stock are owned of record by TOH Investors, L.P.; and 787
shares held of record by MHH Ventures, Ltd.
GP Partners L.A. is the general partner of HM 1-FOF
and, therefore, may be deemed to be the beneficial owner of
the shares of Common Stock owned of record by HM 1-FOF. Latin
America Fund is the general partner of GP Partners L.A. and,
therefore, may be deemed to be the beneficial owner of the
shares beneficially owned by GP Partners L.A. Mr. Hicks is the
sole member of Latin America Fund and, therefore, may be
deemed to be the beneficial owner of the shares of Common
Stock beneficially owned by Latin America Fund.
HM Equity Fund IV/GP is the general partner of HMTF
Equity Fund and HMTF Private Equity and, therefore, may be
deemed to be the beneficial owner of the shares of Common
Stock owned of record by HMTF Equity Fund and HMTF Private
Equity. HM Equity Partners is the general partner of PG-IV,
and therefore, may be deemed to be the beneficial owner of the
shares of Common Stock owned of record by PG-IV. HM GP
Partners is the general partner of HM Equity Fund IV/GP, HM
Equity Partners, HM 4-EQ, HM 4-EN and HM 4-P and, therefore,
may be deemed to be the beneficial owner of the shares of
Common Stock beneficially owned by HM Equity Fund IV/GP and HM
Equity Partners and may be deemed to be the beneficial owner
of the shares of Common Stock owned of record by HM 4-EQ, HM
4-EN and HM 4-P. HM Fund IV is the general partner of HM GP
Partners and, therefore, may be deemed to be the beneficial
owner of the shares of Common Stock beneficially owned by HM
GP Partners. Mr. Hicks is the sole director and sole member of
HM Fund IV and, therefore, may be deemed to be the beneficial
owner of the shares of Common Stock beneficially owned by HM
Fund IV.
HMEU Intermediate is the general partner of HMEU
1-EN, HMEU 1-EQ and HMEU 1-P and, therefore, may be deemed to
be the beneficial owner of the shares of Common Stock held of
record by HMEU 1-EN, HMEU 1-EQ, and HMEU 1-P. HMEU Fund I-C is
the general partner of HMEU Intermediate, HMTF Europe, HMTF
Europe Private and HM PG and, therefore, may be deemed to be
the beneficial owner of the shares held of record by HMTF
Europe, HMTF Europe Private and HM PG, and may be deemed to be
the beneficial owner of the shares of Common Stock
beneficially owned by HMEU Intermediate. Mr. Hicks is the sole
director and sole member of HMEU Fund I-C and, therefore, may
be deemed to be the beneficial owner of the shares of Common
Stock beneficially owned by HMEU Fund I-C.
Page 35
TOH Management Company, LLC, a limited liability
company whose sole member is Mr. Hicks, is the sole general
partner of each of TOH, Jr. Ventures, Ltd., TOH Investors,
L.P. and MHH Ventures, Ltd. Therefore, Mr. Hicks may be deemed
to be the beneficial owner of the shares of Common Stock owned
of record by TOH, Jr. Ventures, Ltd., TOH Investors, L.P. and
MHH Ventures, Ltd.
(2) Of the 113 shares of Common Stock for which HM
1-FOF has shared voting and dispositive power, 113 of such
shares are held of record by HM 1-FOF.
(3) Of the 113 shares of Common Stock for which GP
Partners L.A. has shared voting and dispositive power, none of
such shares are held of record by GP Partners L.A., and 113 of
such shares are held of record by HM 1-FOF. GP Partners L.A.
is the general partner of HM 1-FOF and, therefore, may be
deemed to be the beneficial owner of the shares owned of
record by HM 1-FOF.
(4) Of the 113 shares of Common Stock for which Latin
America Fund has shared voting and dispositive power, none of
such shares are held of record by Latin America Fund, and 113
of such shares may be beneficially owned by Latin America
Fund. Latin America Fund is the general partner of GP Partners
L.A. and, therefore, may be deemed to be the beneficial owner
of the shares beneficially owned by GP Partners L.A.
(5) Of the 1,159,165 shares of Common Stock for which
HMTF Equity Fund has shared voting and dispositive power,
1,159,165 of such shares are held of record by HMTF Equity
Fund.
(6) Of the 8,210 shares of Common Stock for which
HMTF Private Equity has shared voting and dispositive power,
8,210 of such shares are held of record by HMTF Private
Equity.
(7) Of the 1,167,375 shares of Common Stock for which
HM Equity Fund IV/GP has shared voting and dispositive power,
none of such shares are held of record by HM Equity Fund
IV/GP, and 1,159,165 of such shares are held of record by HMTF
Equity Fund and 8,210 of such shares are held of record by
HMTF Private Equity. Equity Fund IV/GP is the general partner
of HMTF Equity Fund and HMTF Private Equity and, therefore,
may be deemed to be the beneficial owner of the shares owned
of record by both HMTF Equity Fund and HMTF Private Equity.
(8) Of the 61,714 shares of Common Stock for which
PG-IV has shared voting and dispositive power, 61,714 of such
shares are held of record by PG-IV.
(9) Of the 61,714 shares of Common Stock for which HM
Equity Partners has shared voting and dispositive power, none
of such shares are held of record by HM Equity Partners, and
61,714 of such shares are held of record by PG-IV. HM Equity
Partners is the general partner of PG-IV and, therefore, may
be deemed to be the beneficial owner of the shares owned of
record by PG-IV.
Page 36
(10) Of the 919 shares of Common Stock for which HM
4-P has shared voting and dispositive power, 919 of such
shares are held of record by HM 4-P.
(11) Of the 3,386 shares of Common Stock for which HM
4-EN has shared voting and dispositive power, 3,386 of such
shares are held of record by HM 4-EN.
(12) Of the 18,948 shares of Common Stock for which
HM 4-EQ has shared voting and dispositive power, 18,948 of
such shares are held of record by HM 4-EQ.
(13) Of the 1,252,342 shares of Common Stock for
which HM GP Partners has shared voting and dispositive power,
none of such shares are held of record by HM GP Partners, and
18,948 of such shares are held of record by HM 4-EQ, 3,386 of
such shares are held of record by HM 4-EN, 919 of such shares
are held of record by HM 4-P, 61,714 of such shares are held
of record by PG-IV, 1,159,165 of such shares are held of
record by HMTF Equity Fund, and 8,210 of such shares are held
of record by HMTF Private Equity. HM GP Partners is the
general partner of Equity Fund IV/GP which is the general
partner of HMTF Equity Fund and HMTF Private Equity and,
therefore, may be deemed to be the beneficial owner of the
shares owned of record by both HMTF Equity Fund and HMTF
Private Equity. HM GP Partners is also the general partner of
HM Equity Partners which is the general partner of PG-IV and,
therefore, may be deemed to be the beneficial owner of the
shares owned of record by PG-IV. HM GP Partners is also the
general partner of HM 4-EQ, HM 4-EN and HM 4-P and, therefore,
may be deemed to be the beneficial owner of the shares owned
of record by HM 4-EQ, HM 4-EN and HM 4-P.
(14) Of the 1,252,342 shares of Common Stock for
which HM Fund IV has shared voting and dispositive power, none
of such shares are held of record by HM Fund IV, and 1,252,342
of such shares may be deemed to be beneficially owned by HM
Fund IV. HM Fund IV is the general partner of HM GP Partners
and, therefore, may be deemed to be the beneficial owner of
the shares beneficially owned by HM GP Partners.
(15) Of the 1,939 shares of Common Stock for which
HMEU 1-EN has shared voting and dispositive power, 1,939 of
such shares are held of record by HMEU 1-EN.
(16) Of the 14,574 shares of Common Stock for which
HMEU 1-EQ has shared voting and dispositive power, 14,574 of
such shares are held of record by HMEU 1-EQ.
(17) Of the 3,018 shares of Common Stock for which
HMEU 1-P has shared voting and dispositive power, 3,018 of
such shares are held of record by HMEU 1-P.
Page 37
(18) Of the 19,531 shares of Common Stock for which
HMEU Intermediate has shared voting and dispositive power,
none of such shares are held of record by HMEU Intermediate,
and 1,939 of such shares are held of record by HMEU 1-EN,
14,574 of such shares are held of record by HMEU 1-EQ and
3,018 of such shares are held of record by HMEU 1-P. HMEU
Intermediate is the general partner of HMEU 1-EN, HMEU 1-EQ
and HMEU 1-P and, therefore, may be deemed to be the
beneficial owner of the shares owned of record by HMEU 1-EN,
HMEU 1-EQ and HMEU 1-P.
(19) Of the 1,135,126 shares of Common Stock for
which HMTF Europe has shared voting and dispositive power,
1,135,126 of such shares are held of record by HMTF Europe.
(20) Of the 13,576 shares of Common Stock for which
HMTF Europe Private has shared voting and dispositive power,
13,576 of such shares are held of record by HMTF Europe
Private.
(21) Of the 83,865 shares of Common Stock for which
HM PG has shared voting and dispositive power, 83,865 of such
shares are held of record by HM PG.
(22) Of the 1,252,098 shares of Common Stock for
which HMEU Fund I-C has shared voting and dispositive power,
none of such shares are held of record by HMEU Fund I-C, and
1,135,126 of such shares are held of record by HMTF Europe,
13,576 of such shares are held of record by HMTF Europe
Private, 83,865 of such shares are held of record by HM PG,
1,939 of such shares are held of record by HMEU 1-EN, 14,574
of such shares are held of record by HMEU 1-EQ, and 3,018 of
such shares are held of record by HMEU 1-P. HMEU Fund I-C is
the general partner of HMTF Europe, HMTF Europe Private, and
HM PG and, therefore, may be deemed to be the beneficial owner
of the shares owned of record by HMTF Europe, HMTF Europe
Private and HM PG. HMEU Fund I-C is also the general partner
of HMEU Intermediate which is the general partner of HMEU
1-EN, HMEU 1-EQ, and HMEU 1-P and, therefore, may be deemed to
be the beneficial owner of the shares owned of record by HMEU
1-EN, HMEU 1-EQ, and HMEU 1-P.
Each of the Filing Parties expressly disclaims (i) the
existence of any group and (ii) beneficial ownership with respect to any shares
of Common Stock covered by this Statement not owned by him or it of record.
(c) See Item 4.
(d) The right to receive dividends on, and proceeds from the sale of,
the shares of Common Stock held of record by the applicable Filing Parties and
beneficially owned by their respective sole general partners described in
paragraphs (a) and (b) above is governed by the limited partnership and limited
liability agreements, as applicable, of each of such entities, and such
Page 38
dividends or proceeds may be distributed with respect to numerous general and
limited partnership or membership interests.
(e) Not applicable.
Item 6.
The rights to distributions, division of profits and other
arrangements relating to the Company's securities owned of record by the
applicable Filing Parties and their respective general and limited partners or
members are governed exclusively by their respective limited partnership
agreements and limited liability company regulations. In addition, the matters
set forth in Item 4 above are incorporated in this Item 6 by reference as if
fully set forth herein.
Item 7. Material to be Filed as Exhibits
99.1 Joint Filing Agreement dated December 12, 2000 among Mr. Thomas O.
Hicks, HM 1-FOF, GP Partners L.A., Latin America Fund, HMTF Equity
Fund, HMTF Private Equity, HM Equity Fund IV/GP, PG-IV, HM Equity
Partners, HM 4-P, HM 4-EN, HM 4-EQ, HM GP Partners, HM Fund IV, HMEU
1-EN, HMEU 1-EQ, HMEU 1-P, HMEU Intermediate, HMTF Europe, HMTF Europe
Private, HM PG and HMEU Fund I-C. (1)
99.2 Underwriting Agreement, dated December 14, 2001 among the Company, HM
1-FOF, HMTF Equity Fund, HMTF Private Equity, PG-IV, HM 4-P, HM 4-EQ,
HM 4-EN, HMEU 1-EN, HMEU 1-EQ, HMEU 1-P, HMTF Europe, HMTF Europe
Private, HM PG and J.P. Morgan Securities, Inc., Salomon Smith Barney
Inc., SG Cowen Securities Corporation, Prudential Securities
Incorporated, as representatives of several underwriters.(2)
------------------------------------
(1) Incorporated by reference to the Schedule 13D filed on behalf
of Thomas O. Hicks on December 12, 2000.
(2) Incorporated by reference to the Current Report on Form 8-K of
the Company, filed on December 14, 2001.
Page 39
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
January 16, 2002 By: *
-------------------------------- -------------------------------------
Date Thomas O. Hicks
*By: /s/ David W. Knickel
-------------------------------------
David W. Knickel
Attorney-in-Fact
Page 40
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
January 16, 2002 HM 1-FOF COINVESTORS CAYMAN, l.P.
-----------------------
Date
By: HICKS, MUSE GP PARTNERS L.A.. CAYMAN, L.P.,
its general partner
By: HICKS, MUSE LATIN AMERICA FUND GP CAYMAN,
L.L.C.,
its general partner
By: /s/ David W. Knickel
----------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 41
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
January 16, 2002 HICKS, MUSE GP PARTNERS L.A. CAYMAN, L.P.
------------------------
Date
By: HICKS, MUSE LATIN AMERICA FUND GP CAYMAN, L.L.C.
its general partner
By: /s/ David W. Knickel
------------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 42
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
January 16, 2002 HICKS, MUSE LATIN AMERICA FUND GP CAYMAN, L.L.C.
--------------------------
Date
By: /s/ David W. Knickel
-------------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 43
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
January 16, 2002 HMTF EQUITY FUND IV (1999) CAYMAN, L.P.
--------------------
Date
By: HM EQUITY FUND IV/GP CAYMAN, L.P.,
its general partner
By: HM GP PARTNERS IV CAYMAN, L.P.,
its general partner
By: HM FUND IV CAYMAN, LLC,
its general partner
By: /s/ David W. Knickel
---------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 44
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
January 16, 2002 HMTF PRIVATE EQUITY FUND IV (1999) CAYMAN, L.P.
------------------
Date
By: HM EQUITY FUND IV/GP CAYMAN, L.P.,
its general partner
By: HM GP PARTNERS IV CAYMAN, L.P.,
its general partner
By: HM FUND IV CAYMAN, LLC,
its general partner
By: /s/ David W. Knickel
-----------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 45
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
January 16, 2002 HM EQUITY FUND IV/GP CAYMAN, L.P.
-------------------
Date By: HM GP PARTNERS IV CAYMAN, L.P.,
its general partner
By: HM FUND IV CAYMAN, LLC,
its general partner
By: /s/ David W. Knickel
----------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 46
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
January 16, 2002 HICKS, MUSE PG-IV (1999), C.V.
------------------
Date
By: HM EQUITY FUND IV/GP PARTNERS (1999), C.V.,
its general partner
By: HM GP PARTNERS IV CAYMAN, L.P.,
its general partner
By: HM FUND IV CAYMAN, LLC,
its general partner
By: /s/ David W. Knickel
---------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 47
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
January 16, 2002 HM EQUITY FUND IV/GP PARTNERS (1999), C.V.
-------------------
Date
By: HM GP PARTNERS IV CAYMAN, L.P.,
its general partner
By: HM FUND IV CAYMAN, LLC,
its general partner
By: /s/ David W. Knickel
------------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 48
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
January 16, 2002 HM 4-P COINVESTORS CAYMAN, L.P.
-----------------------
Date
By: HM GP PARTNERS IV CAYMAN, L.P.,
its general partner
By: HM FUND IV CAYMAN, LLC,
its general partner
By: /s/ David W. Knickel
---------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 49
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
January 16, 2002 HM 4-EN COINVESTORS CAYMAN, L.P.
---------------------
Date
By: HM GP PARTNERS IV CAYMAN, L.P.,
its general partner
By: HM FUND IV CAYMAN, LLC,
its general partner
By: /s/ David W. Knickel
----------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 50
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
January 16, 2002 HM 4-EQ COINVESTORS CAYMAN, L.P.
---------------------
Date
By: HM GP PARTNERS IV CAYMAN, L.P.,
its general partner
By: HM FUND IV CAYMAN, LLC,
its general partner
By: /s/ David W. Knickel
----------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 51
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
January 16, 2002 HM GP PARTNERS IV CAYMAN, L.P.
-------------------------
Date
By: HM FUND IV CAYMAN, LLC,
its general partner
By: /s/ David W. Knickel
----------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 52
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
January 16, 2002 HM FUND IV CAYMAN, LLC
----------------------------
Date
By: /s/ David W. Knickel
----------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 53
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
January 16, 2002 HMEU 1-EN COINVESTORS, L.P.
---------------------
Date
By: HMEU INTERMEDIATE PARTNERS I-C, L.P.,
its general partner
By: HMEU FUND I-C, INC.,
its general partner
By: /s/ David W. Knickel
----------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 54
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
January 16, 2002 HMEU 1-EQ COINVESTORS, L.P.
----------------------
Date
By: HMEU INTERMEDIATE PARTNERS I-C, L.P.,
its general partner
By: HMEU FUND I-C, INC.,
its general partner
By: /s/ David W. Knickel
----------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 55
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
January 16, 2002 HMEU 1-P COINVESTORS, L.P.
-------------------
Date
By: HMEU INTERMEDIATE PARTNERS I-C, L.P.,
its general partner
By: HMEU FUND I-C, INC.,
its general partner
By: /s/ David W. Knickel
----------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 56
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
January 16, 2002 HMEU INTERMEDIATE PARTNERS I-C, L.P.
--------------------
Date
By: HMEU FUND I-C, INC.,
its general partner
By: /s/ David W. Knickel
-----------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 57
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
January 16, 2002 HMTF EUROPE FUND CAYMAN, L.P.
-----------------------
Date
By: HMEU FUND I-C, INC.,
its general partner
By: /s/ David W. Knickel
----------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 58
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
January 16, 2002 HMTF EUROPE PRIVATE FUND CAYMAN, L.P.
---------------------
Date
By: HMEU FUND I-C, INC.,
its general partner
By: /s/ David W. Knickel
----------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 59
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
January 16, 2002 HM PG EUROPE I, C.V.
----------------------
Date
By: HMEU FUND I-C, INC.,
its general partner
By: /s/ David W. Knickel
----------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 60
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
January 16, 2002 HMEU FUND I-C, INC.
-----------------------
Date
By: /s/ David W. Knickel
----------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 61
EXHIBIT INDEX
99.1 Joint Filing Agreement dated December 12, 2000 among Mr.
Thomas O. Hicks, HM 1-FOF, GP Partners L.A., Latin America
Fund, HMTF Equity Fund, HMTF Private Equity, HM Equity Fund
IV/GP, PG-IV, HM Equity Partners, HM 4-P, HM 4-EN, HM 4-EQ, HM
GP Partners, HM Fund IV, HMEU 1-EN, HMEU 1-EQ, HMEU 1-P, HMEU
Intermediate, HMTF Europe, HMTF Europe Private, HM PG and HMEU
Fund I-C. (1)
99.2 Underwriting Agreement, dated December 14, 2001 among the
Company, HM 1-FOF, HMTF Equity Fund, HMTF Private Equity,
PG-IV, HM 4-P, HM 4-EQ, HM 4-EN, HMEU 1-EN, HMEU 1-EQ, HMEU
1-P, HMTF Europe, HMTF Europe Private, HM PG and J.P. Morgan
Securities, Inc., Salomon Smith Barney Inc., SG Cowen
Securities Corporation, Prudential Securities Incorporated, as
representatives of several underwriters.(2)
------------------------------------
(1) Incorporated by reference to the Schedule 13D filed
on behalf of Thomas O. Hicks on December 12, 2000.
(2) Incorporated by reference to the Current Report on
Form 8-K of the Company, filed on December 14, 2001.