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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Grant of Employee Stock Options (Right to Buy) (1) | $ 26.52 | 09/04/2007 | A | 50,000 | 09/04/2008(2) | 09/03/2017 | Common Stock | 50,000 | $ 0 | 50,000 | D | ||||
Restricted Stock Units (3) | $ 0.001 | 09/04/2007 | A | 15,000 | 09/04/2008(4) | 09/03/2017 | Common Stock | 15,000 | $ 0 | 15,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Monast William J 26220 ENTERPRISE COURT LAKE FOREST, CA 92630-8405 |
EVP, Sales |
William E. Monast by Raoul Smyth, Attorney-In-Fact | 09/06/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Grant of employee stock options under the Issuer's 2003 Performance Incentive Plan. Each option represents the right to purchase one share of the Issuer's common stock at the exercise price. |
(2) | This grant shall vest and become exercisable as to an initial 16,666 share increment on September 4, 2008 and as to two increments of 16,667 shares each on September 4, 2009 and September 4, 2010, respectively. |
(3) | Grant of restricted stock units under the Issuer's 2003 Performance Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's common stock. |
(4) | This grant shall vest and become payable in three equal 5,000 share installment on September 4, 2008, September 4, 2009 and September 4, 2010. |