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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units (2) | $ 0.001 | 02/15/2007 | A(3) | 21,070 (3) | 02/15/2007(3) | 12/31/2007 | Common Stock | 21,070 | $ 0 | 32,736 (4) | D | ||||
Restricted Stock Units (2) | $ 0.001 | 02/15/2007 | M(3) | 10,535 (3) | 02/15/2007 | 02/15/2007 | Common Stock | 10,535 | $ 0 | 22,201 (4) | D | ||||
Restricted Stock Units (5) | $ 0.001 | 02/15/2007 | D(5) | 2,264 (5) | 02/15/2007 | 02/15/2007 | Common Stock | 2,264 | $ 0 | 22,201 (4) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MASTROVICH LAWRENCE A C/O APRIA HEALTHCARE GROUP INC 26220 ENTERPRISE COURT LAKE FOREST, CA 92630 |
President and COO |
Lawrence A. Mastrovich by Raoul Smyth, Attorney-In-Fact | 02/20/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Vesting and issuance of common stock under restricted stock units ("RSUs") granted under the Issuer's 2003 Performance Incentive Plan on March 7, 2006. Each RSU represents a contingent right to receive one share of the Issuer's common stock. |
(2) | RSUs earned under the terms of a grant made under the Issuer's 2003 Performance Incentive Plan on March 7, 2006. |
(3) | On February 15, 2007, the Compensation Committee of the Issuer's Board of Directors determined that the pre-determined performance measures for the one-year period ending on December 31, 2006, which are applicable to the RSU grant made on March 7, 2006, were met at a level that caused an additional 10,535 RSUs to be issued with the related shares of common stock to be delivered immediately and an additional 10,535 RSUs to be issued for which the related common stock is to become deliverable on December 31, 2007. |
(4) | Includes the 11,666 RSUs issued on March 7, 2006 which will vest with the related common stock to become deliverable on December 31, 2008. |
(5) | The Committee also determined that the pre-determined performance measures were not met for the issuance of an additional 2,264 RSUs which could have been issued under the March 7, 2006 grant. |