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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $ 7.9975 | 09/08/2011 | M | 79,458 | (1) | 07/06/2017 | Common Stock | 79,458 | $ 0 | 439,613 (2) | D | ||||
Employee Stock Option (Right to Buy) | $ 2.1875 | 09/08/2011 | M | 10,188 | (3) | 08/09/2014 | Common Stock | 10,188 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
TEHLE DAVID M 100 MISSION RIDGE GOODLETTSVILLE, TN 37072 |
EVP & Chief Financial Officer |
/s/ Susan S. Lanigan, Attorney-in-Fact | 09/09/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The securities reported in column 5 of this row vested as to 16,215 shares on March 20, 2008, 62,857 shares on July 6, 2008 and 386 shares on March 19, 2009. |
(2) | The number of securities reported in this column represents (a) 251,428 options that are subject to time-vesting criteria, 188,571 of which are vested and the remainder of which are scheduled to vest on July 6, 2012; and (b) 188,185 options which vested after the Issuer's satisfaction of certain performance-vesting criteria. The number of securities reported in this column does not include 62,857 options which are scheduled to vest on the Issuer's satisfaction of certain performance criteria for the fiscal year ending February 3, 2012. |
(3) | The securities reported in column 5 of this row vested as to 25% on August 9, 2005 and as to 75% on February 3, 2006. |