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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Arenivas Jesse 1001 LOUISIANA SUITE 1000 HOUSTON, TX 77002 |
VP(President, CO2) |
/s/ Jesse Arenivas | 03/08/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents shares withheld by the issuer to satisfy tax withholding obligations upon vesting of 11,957 shares of restricted stock under the Kinder Morgan, Inc. 2015 Amended and Restated Stock Incentive Plan. |
(2) | Closing price of Class P Common Stock on the last trading day preceding the date of vesting. |
(3) | The purpose of this filing is to correct an error in the number of shares reflected in Column 5 of the Form 4 filed January 22, 2018, as amended by Form 4/A filed January 24, 2018, to include a net additional 11 shares of Class P Common Stock owned by the reporting person, consisting of (a) approximately 13 shares acquired on November 15, 2015 under a brokerage's automatic dividend reinvestment program and (b) several liquidations of fractional shares totaling approximately 2 shares on May 18, 2016 in connection with the transfer of shares from one brokerage account to another. |