1
|
NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Jeffrey Feinberg
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ¨
(b) ¨
|
3
|
SEC USE ONLY
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
NUMBER OF SHARES
|
5
|
SOLE VOTING POWER
0 (1)
|
BENEFICIALLY
OWNED BY
|
6
|
SHARED VOTING POWER
740,326 (2)
|
EACH
REPORTING
|
7
|
SOLE DISPOSITIVE POWER
0 (1)
|
PERSON WITH
|
8
|
SHARED DISPOSITIVE POWER
740,326 (2)
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
740,326 (1) (2)
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
13.3% (based on 5,339,593 shares of common stock outstanding as of November 13, 2013)
|
12
|
TYPE OF REPORTING PERSON*
IN
|
(1)
|
Excludes 100,000 shares of common stock, 50% of which shall vest on November 18, 2014 and the remaining 50% of which shall vest on November 18, 2015.
|
(2)
|
Includes 523,980 shares of common stock and 216,346 shares of common stock underlying warrants held by The Feinberg Family Trust (“Trust”). Jeffrey Feinberg is one of two trustees of the Trust and holds shared voting and dispositive power over shares held by the Trust with his wife.
|
1
|
NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
The Feinberg Family Trust
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ¨
(b) ¨
|
3
|
SEC USE ONLY
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
California
|
NUMBER OF SHARES
|
5
|
SOLE VOTING POWER
0
|
BENEFICIALLY
OWNED BY
|
6
|
SHARED VOTING POWER
740,326 (1)
|
EACH
REPORTING
|
7
|
SOLE DISPOSITIVE POWER
0
|
PERSON WITH
|
8
|
SHARED DISPOSITIVE POWER
740,326 (1)
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
740,326
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
13.3% (based on 5,339,593 shares of common stock outstanding as of November 13, 2013)
|
12
|
TYPE OF REPORTING PERSON*
OO
|
Item 3.
|
Type of Person
|
(1)
|
Excludes 100,000 shares of common stock, 50% of which shall vest on November 18, 2014 and the remaining 50% of which shall vest on November 18, 2015.
|
(2)
|
Includes 523,980 shares of common stock and 216,346 shares of common stock underlying warrants held by The Feinberg Family Trust (“Trust”). Jeffrey Feinberg is one of two trustees of the Trust and holds shared voting and dispositive power over shares held by the Trust with his wife.
|
Date: December 10, 2013
|
By:
|
/s/ Jeffrey Feinberg
|
|
Jeffrey Feinberg
|
|||
The Feinberg Family Trust
|
|||
Date: December 10, 2013
|
By:
|
/s/ Jeffrey Feinberg
|
|
Jeffrey Feinberg
|
|||