UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Non-Qualified Stock Option (right to buy) (1) | Â (2) | 04/30/2013 | Common Stock | 1,125 | $ 21.83 | D | Â |
Non-Qualified Stock Option (right to buy) (3) | Â (2) | 02/05/2012 | Common Stock | 1,250 | $ 24.51 | D | Â |
Non-Qualified Stock Option (right to buy) (1) | Â (4) | 02/18/2014 | Common Stock | 1,125 | $ 38.36 | D | Â |
Stock Appreciation Rights (5) | Â (4) | 02/13/2017 | Common Stock | 2,700 | $ 33 | D | Â |
Stock Appreciation Rights (5) | Â (4) | 02/14/2016 | Common Stock | 4,000 | $ 39.15 | D | Â |
Stock Appreciation Rights (5) | Â (4) | 01/31/2015 | Common Stock | 4,000 | $ 46.12 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CHATFIELD LLOYD C II BRUNSWICK CORPORATION 1 N FIELD COURT LAKE FOREST, IL 60045 |
 |  |  VP - GEN COUNSEL & SECY |  |
By: Power of Attorney For: /s/ Lloyd C Chatfield II | 07/27/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Employee Stock Option granted under the 2003 Stock Incentive Plan with right to have shares withheld or to deliver previously acquired shares to pay income taxes on exercise of option. |
(2) | Currently all shares are exercisable. |
(3) | Employee Stock Option granted under the 1991 Stock Plan with right to have shares withheld or to deliver previously acquired shares to pay income taxes on exercise of option. |
(4) | One-fourth of the total shares granted may be exercised on each of the first, second, third, and fourth anniversaries following grant date. |
(5) | Employee Stock-Settled Stock Appreciation Right granted under the 2003 Stock Incentive Plan. |