babs20150615_8k.htm

 

Form 8-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Date of Report

June 15, 2015

 

 

BAB, Inc.

(Name of small business issuer in its charter)

 

 

 Delaware 

0-31555

36-4389547

(State or other jurisdiction of

Commission

(I.R.S. Employer

incorporation or organization)

file number

Identification Number)

 

 500 Lake Cook Road, Suite 475, Deerfield, IL

 

 60015

 

 (Address of principal executive offices)

 

 (Zip Code)

 

 

 

Issuer's telephone number (847) 948-7520

 

 

|_|  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

|_|  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

|_|  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

|_|  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 
 
 

 

Item 5.07 Submission of Matters to a Vote of Security Holders

 

The annual meeting of shareholders of BAB, Inc. was held on Friday, June 12, 2015. The shareholders voted, either in person or by proxy on the following proposals, with the final result of the shareholder vote as follows:

 

 

1.

To elect four Directors to serve for a one-year term expiring when their successors are elected and qualified at the annual meeting in 2016.

 

 

Votes For

Votes Withheld

Broker Non-Votes

 

01 Michael Evans

3,639,878

383,169

2,419,980

02 Steven Feldman

3,711,066

311,981

2,419,980

03 James Lentz

3,713,864

309,183

2,419,980

04 Michael Murtaugh

3,661,280

361,767

2,419,980

 

 

 

2.

To act upon a proposal to ratify the appointment of Sassetti LLC as independent auditors of the Company for the fiscal year ending November 30, 2015.

 

Votes For

Against

Abstain

Broker Non-Votes

       
6,153,634 285,216 4,177 - 

 

 

 

3.

To vote, in the discretion of the proxy holder, on all other business as may properly come before the meeting or any adjournment thereof.

 

Votes For

Against

Abstain

Broker Non-Votes

       
5,808,780 537,126 97,121 -

 

 

 

Signatures

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

BAB, Inc.

(Registrant)

 

By: /s/ Michael W. Evans

------------------------------------------

Michael W. Evans, Chief Executive Officer

 

 

Date: June 15, 2015