1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (Right to Buy)
|
Â
(1)
|
04/30/2018 |
Common Stock
|
20,000
|
$
8.92
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(2)
|
11/08/2013 |
Common Stock
|
5,000
|
$
3.15
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(3)
|
03/30/2019 |
Common Stock
|
20,000
|
$
1.59
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
These options to purchase shares of Common Stock were granted to the Reporting Person under the Digital Ally, Inc. 2007 Stock Option and Restricted Stock Plan on May 1, 2008. The options will vest 6,667 on November 1, 2008; 6,666 May 1, 2009; and 6,667 November 1, 2009. |
(2) |
These options to purchase shares of Common Stock were granted to the Reporting Person under the Digital Ally, Inc. 2008 Stock Option and Restricted Stock Plan on November 9, 2008. The options will vest 1,667 on November 9, 2008; 1,667 on May 8, 2009; and 1,666 on November 8, 2009. |
(3) |
These options to purchase shares of Common Stock were granted to the Reporting Person under the Digital Ally, Inc. 2008 Stock Option and Restricted Stock Plan on March 30, 2009. The options will vest 2,000 on March 30, 2010; 4,000 on March 30, 2011; 6,000 on March 30, 2012; and 8,000 on March 30, 2013. |