Document
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
______________
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
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Date of Report (Date of earliest event reported): October 26, 2017
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KKR & CO. L.P.
KKR FINANCIAL HOLDINGS LLC
(Exact name of registrant as specified in its charter) |
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Delaware
(State or other jurisdiction
of incorporation) | 001-34820
001-33437
(Commission
File Number) | 26-0426107
11-3801844
(IRS Employer
Identification No.) |
9 West 57th Street, Suite 4200, New York, NY
555 California Street, 50th Floor, San Francisco, CA
(Address of principal executive offices) | 10019
94104
(Zip Code) |
(212) 750-8300
(415) 315-3620 (Registrant's telephone number, including area code)
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NOT APPLICABLE
(Former name or former address, if changed since last report) |
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): |
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o | | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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o | | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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o | | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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o | | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). |
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o | | Emerging growth company |
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o | | If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. |
Item 2.02 Results of Operations and Financial Condition
On October 26, 2017, KKR & Co. L.P. (“KKR”) issued an earnings release announcing its financial results for the quarter ended September 30, 2017. While the release may contain certain information regarding KKR Financial Holdings LLC (“KFN”), KFN will be separately reporting its financial results for the quarter ended September 30, 2017 in its quarterly report on Form 10-Q.
The earnings release is furnished as Exhibit 99.1 to this Report.
As provided in General Instruction B.2 of Form 8-K, the information in this Item 2.02 and the exhibit furnished by this Form 8-K shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall they be deemed to be incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such a filing.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
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Exhibit No. | Description |
Exhibit 99.1 | Earnings release of KKR & Co. L.P., dated October 26, 2017, announcing its results for the quarter ended September 30, 2017 (This exhibit is furnished and not filed) |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, each of the registrants has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| KKR & CO. L.P. By: KKR Management LLC, its general partner
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| By: /s/ William J. Janetschek
Name: William J. Janetschek
Title: Chief Financial Officer |
| KKR FINANCIAL HOLDINGS LLC
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Date: October 26, 2017 | By: /s/ Thomas N. Murphy
Name: Thomas N. Murphy
Title: Chief Financial Officer |
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EXHIBIT INDEX
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Exhibit No. | Description |
Exhibit 99.1 | |