o
|
immediately
upon filing
|
x
|
on August 10, 2009 at 8:30
am (EST time)
|
Title
of Each Class of
Securities
to be Registered
|
Amount
to
be Registered
|
Proposed
Maximum
Aggregate
Price
Per Unit(1)
|
Proposed
Maximum
Aggregate
Offering
Price(2)
|
Amount
of
Registration
Fee
|
American
Depositary Shares evidenced by American Depositary Receipts, each American
Depositary Share evidencing two Ordinary Shares of Himax Technologies,
Inc.
|
N/A
|
N/A
|
N/A
|
N/A
|
(1)
|
Each
unit represents 100 American Depositary Shares.
|
|
(2)
|
Estimated
solely for the purpose of determining the registration fee. Pursuant to
Rule 457(k), such estimate is computed on the basis of the maximum
aggregate fees or charges to be imposed in connection with the issuance of
American Depositary Receipts evidencing American Depositary
Shares.
|
Item 1.
|
Description
of Securities to be Registered.
|
Item
Number and Caption
|
Location
in Form of
American
Depositary Receipt
Filed
Herewith as Prospectus
|
||
(1)
Name and address of Depositary
|
Face
of Receipt – Introductory paragraph
|
||
(2)
Title of American Depositary Receipts and identity of deposited
securities
|
Face
of Receipt – Top center
|
||
Terms
of Deposit:
|
|||
(i)
Amount of deposited securities represented by one unit of American
Depositary Shares
|
Face
of Receipt – Upper right corner
|
||
(ii)
Procedure for voting, if any, the deposited securities
|
Reverse
of Receipt – Paragraphs 14 and 15
|
||
(iii)
Collection and distribution of dividends
|
Reverse
of Receipt – Paragraphs 13 and 14
|
||
(iv)
Procedures for transmission of notices, reports and proxy soliciting
material
|
Face
of Receipt – Paragraph 12
Reverse
of Receipt – Paragraphs 14 and 15
|
||
(v)
Sale or exercise of rights
|
Reverse
of Receipt – Paragraphs 13 and 14
|
||
(vi)
Deposit or sale of securities resulting from dividends, splits or plans of
reorganization
|
Face
of Receipt – Paragraph 3
Reverse
of Receipt – Paragraphs 13 and 16
|
||
(vii)
Amendment, extension or termination of the Deposit
Agreement
|
Reverse
of Receipt – Paragraphs 19, 20 and 21
(no
provision for extension)
|
||
(viii)
Rights of holders of ADRs to inspect the transfer books of the Depositary
and the list of Holders of receipts
|
Face
of Receipt – Paragraph 12
|
||
(ix)
Restrictions upon the right to deposit or withdraw the underlying
securities
|
Face
of Receipt – Paragraphs 2, 4, 6, 7, 8 and 9
|
||
(x)
Limitation upon the liability of the Depositary
|
Reverse
of Receipt – Paragraphs 17 and 18
|
||
(3)
Fees and Charges
|
Face
of Receipt – Paragraph 9
|
Item 2.
|
Available
Information.
|
Item
Number and Caption
|
|
Location
in Form of
American
Depositary Receipt
Filed
Herewith as Prospectus
|
(b)
Public reports furnished by issuer
|
|
Face
of Receipt – Paragraph 12
|
Item 3.
|
Exhibits.
|
Item 4.
|
Undertakings.
|
Legal
entity created by the agreement for the issuance
of American Depositary Receipts evidencing American Depositary Shares for
ordinary shares of Himax Technologies, Inc.
|
|||
By: |
DEUTSCHE
BANK TRUST COMPANY
AMERICAS,
Depositary
|
||
By: | /s/ James Kelly | ||
Name: |
James
Kelly
|
||
Title: |
Vice
President
|
||
By:
|
/s/ Michael Fitzpatrick | ||
Name: | Michael Fitzpatrick | ||
Title: | Vice President | ||
HIMAX
TECHNOLOGIES, INC.
|
|||
|
By:
|
/s/ Jordan Wu | |
Name:
|
Jordan
Wu
|
||
Title:
|
President
and Chief Executive Officer
|
Signature | Title | Date | ||
/s/ Jordan Wu |
President,
Chief Executive and Director
|
August
6, 2009
|
||
Jordan Wu |
(principal executive
officer)
|
|||
* |
Chief
Financial Officer
|
August 6, 2009 | ||
Max Chan | (principal accounting officer) | |||
* |
Chief
Technology Officer and Director
|
August 6, 2009 | ||
Chih-Chung Tsai | ||||
* |
Chairman
of the Board of Directors
|
August 6, 2009 | ||
Dr. Biing-Seng Wu | ||||
* | Director | August 6, 2009 | ||
Jung-Chun Lin | ||||
* | Director | August 6, 2009 | ||
Dr. Chun-Yen Chang | ||||
* | Director | August 6, 2009 | ||
Yuan-Chuan Horng | ||||
*By: | /s/ Jordan Wu | ||||
Jordan Wu | |||||
Power of Attorney | |||||
PUGLISI
& ASSOCIATES
|
|||
By:
|
/s/ Donald Puglisi | ||
|
Donald
Puglisi
|
||
Managing
Director
|
Exhibit
|
|
Description
|
(a)(2)
|
|
Form
of Amendment to Deposit Agreement , including the Form of American
Depositary Receipt.
|
(e)
|
Rule
466 Certification
|