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FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of December 2016

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

9-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F       X            Form 40-F              

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):             

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):             

 

 

 

 

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Information furnished on this form:

EXHIBIT

 

Exhibit Number
1.		(English Translation) Share Buyback Report for the reporting month from November 1, 2016 to November 30, 2016

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

				NOMURA HOLDINGS, INC.
Date: December 8, 2016				By:		/s/ Hajime Ikeda
						Hajime Ikeda
						Senior Managing Director

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[Translation of Share Buyback Report for the reporting month from November 1, 2016 to November 30, 2016 filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on December 8, 2016]

Class of Shares: Common Stock

 

1.	Status of repurchase

 

(1)	Status of a repurchase pursuant to a resolution at a general meeting of shareholders

Not applicable

 

(2)	Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”)

 

						as of November 30, 2016
		Number of Shares								Total Repurchase Amount (JPY)
Authorization pursuant to the resolution of the Board (July 28, 2016)
(Period of repurchase: from August 15, 2016 to January 27, 2017 (excluding the period between October 28, 2016 to November 11, 2016))							100,000,000				45,000,000,000
Repurchases during this reporting month (Date of repurchase)			(Date)
			November 14				887,900				517,332,030
			November 15				887,900				524,221,800
			November 16				887,900				530,988,300
			November 17				887,900				524,801,940
			November 18				887,900				535,935,890
			November 21				1,001,700				601,889,330
			November 22				1,001,700				601,229,950
			November 24				1,001,700				611,420,750
			November 25				991,700				608,823,980
			November 28				984,100				597,767,620
			November 29				984,100				595,782,330
			November 30				984,100				600,951,480
Total			—				11,388,600				6,851,145,400
Aggregate shares repurchased as of the end of this reporting month							73,503,400				36,023,668,600
Progress of share repurchase (%)							73.5				80.1

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2.	Status of disposition

 

								as of November 30, 2016
		Number of shares disposed in the reporting month						Aggregate amount of disposition (JPY)
Treasury shares disposed subject to procedures for issuance of new shares		(Date)			—				—
Subtotal		—			—				—
Treasury shares canceled		(Date)			—				—
Subtotal		—			—				—
Treasury shares transferred upon merger, share exchange or demerger		(Date)			—				—
Subtotal		—			—				—
Other (upon request for purchasing “less-than-a-full-unit shares”)		(Date)			—				—
Subtotal		—			—				—
Other (exercise of stock acquisition rights)		(Date)
		November 1			1,371,500				1,371,500
		November 2			1,533,900				1,533,900
		November 4			184,200				184,200
		November 7			589,400				589,400
		November 8			511,200				511,200
		November 9			4,700				4,700
		November 10			22,700				1,507,700
		November 11			85,000				85,000
		November 14			1,467,100				5,022,100
		November 15			243,200				243,200
		November 16			764,100				3,129,100
		November 17			146,700				5,735,700
		November 18			110,700				1,477,700
		November 21			547,700				1,438,700
		November 22			35,500				4,726,500
		November 25			83,500				1,744,500
		November 28			149,600				1,095,600
		November 29			37,500				1,523,500
		November 30			16,300				787,300
Subtotal		—			7,904,500				32,711,500
Total		—			7,904,500				32,711,500

 

3.	Status of shares held in treasury

 

		as of November 30, 2016
As of the end of the reporting month		Number of Shares
Total number of issued shares			3,822,562,601
Number of shares held in treasury			288,624,447