Form 6-K
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FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of June 2016

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

9-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F     X            Form 40-F          

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):             

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):             

 

 

 

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Information furnished on this form:

EXHIBIT

 

Exhibit Number
1.    (English Translation) Share Buyback Report for the reporting month from May 1, 2016 to May 31, 2016

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  NOMURA HOLDINGS, INC.
Date: June 14, 2016   By:  

/s/ Hajime Ikeda

    Hajime Ikeda
    Senior Managing Director

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[Translation of Share Buyback Report for the reporting month from May 1, 2016 to May 31, 2016

filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on June 14, 2016]

Class of Shares: Common Stock

 

1. Status of repurchase

 

(1) Status of a repurchase pursuant to a resolution at a general meeting of shareholders

Not applicable

 

(2) Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”)

 

     as of May 31, 2016  
     Number of Shares      Total Repurchase
Amount (JPY)		  

Authorization pursuant to the resolution of the Board (April 27, 2016)

(Period of repurchase: from May 18, 2016 to July 22, 2016)

        35,000,000         20,000,000,000   
Repurchases during this reporting month (Date of repurchase)    (Date)

May 18

May 19

May 20

May 23

May 24

May 25

May 26

May 27

May 30

May 31

    

 

 

 

 

 

 

 

 

 

 2,561,000

2,561,000

2,561,000

2,590,300

2,590,300

2,590,300

2,590,300

2,590,300

2,301,700

2,301,700

   

  

  

  

  

  

  

  

  

  

     

 

 

 

 

 

 

 

 

 

 1,185,618,670

1,204,094,260

1,184,353,470

1,204,915,070

1,218,866,910

1,241,373,120

1,231,841,190

1,217,067,580

1,080,590,830

1,097,458,590

   

  

  

  

  

  

  

  

  

  

Total

    —       25,237,900         11,866,179,690   
Aggregate shares repurchased as of the end of this reporting month        25,237,900         11,866,179,690   
Progress of share repurchase (%)        72.1         59.3   

 

2. Status of disposition

 

    

as of May 31, 2016

  
    

Number of shares disposed

in the reporting month

      Aggregate amount of
disposition (JPY)		  

Treasury shares disposed subject to procedures for issuance of new shares

    (Date)      —           —     

Subtotal

    —        —           —     

Treasury shares canceled

    (Date)      —           —     

Subtotal

    —        —           —     

Treasury shares transferred upon merger, share exchange or demerger

    (Date)      —           —     

Subtotal

    —        —           —     

Other (upon request for purchasing “less-than-a-full-unit shares”)

    (Date)      —           —     

Subtotal

    —        —           —     

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as of May 31, 2016

  
    

Number of shares disposed

in the reporting month

      Aggregate amount of
disposition (JPY)		  
Other (exercise of stock acquisition rights)   

(Date)

May 2

May 6

May 9

May 10

May 11

May 12

May 13

May 16

May 17

May 18

May 19

May 20

May 23

May 24

May 25

May 26

May 27

May 30

May 31

     

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 4,435,000

2,070,600

352,700

172,400

90,600

105,300

207,500

294,600

56,800

86,900

69,400

186,000

297,100

80,600

53,000

54,700

170,600

173,000

142,100

   

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

     

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 5,925,000

2,070,600

352,700

172,400

90,600

402,300

207,500

294,600

56,800

86,900

69,400

186,000

297,100

80,600

53,000

54,700

170,600

173,000

142,100

   

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

Subtotal

    —        9,098,900         10,885,900   

Total

    —        9,098,900         10,885,900   

 

3. Status of shares held in treasury

 

     as of May 31, 2016  

As of the end of the reporting month

    Number of Shares  

Total number of issued shares

      3,822,562,601   

Number of shares held in treasury

      226,070,241