Form 6-K
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FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of June 2014

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

9-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F      X            Form 40-F              

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):             

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):             

 

 

 


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Information furnished on this form:

EXHIBIT

Exhibit Number

 

1. Nomura Finalizes Number of Stock Options


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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

   

NOMURA HOLDINGS, INC.

Date: June 5, 2014     By:  

/s/ Hajime Ikeda

      Hajime Ikeda
      Managing Director


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LOGO

Nomura Finalizes Number of Stock Options

Tokyo, June 5, 2014— Nomura Holdings, Inc. (the “Company”) today announced that it has finalized the total number of stock acquisition rights and the number of grantees based on a resolution of its Executive Management Board held on May 15, 2014, as outlined below.

 

    

Stock Acquisition

Rights No. 56

  

Stock Acquisition

Rights No. 57

  

Stock Acquisition

Rights No. 58

1. Total Number of Stock Acquisition Rights to be Issued

   86,735    86,400    85,746

2. Grantees

  

Total of 994

directors, executive officers and employees of the Company and its subsidiaries, etc.

  

Total of 994

directors, executive officers and employees of the Company and its subsidiaries, etc.

  

Total of 994

directors, executive officers and employees of the Company and its subsidiaries, etc.

3. Shares of Common Stock Under Stock Acquisition Rights

   8,673,500 shares    8,640,000 shares    8,574,600 shares


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Stock Acquisition

Rights No. 59

  

Stock Acquisition

Rights No. 60

  

Stock Acquisition

Rights No. 61

1. Total Number of Stock Acquisition Rights to be Issued

   46,370    46,043    92,105

2. Grantees

  

Total of 192

directors, executive officers and employees of the Company and its subsidiaries, etc.

  

Total of 192

directors, executive officers and employees of the Company and its subsidiaries, etc.

  

Total of 192

directors, executive officers and employees of the Company and its subsidiaries, etc.

3. Shares of Common Stock Under Stock Acquisition Rights

   4,637,000 shares    4,604,300 shares    9,210,500 shares

 

 

 

 

ends

 

 

For further information please contact:

 

Name

  

Company

  

Telephone

Joey Wu

  

Nomura Holdings, Inc.

Group Corporate Communications Dept.

   81-3-3278-0591

Keiko Sugai

     

Nomura

Nomura is an Asia-based financial services group with an integrated global network spanning over 30 countries. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions: Retail, Asset Management, and Wholesale (Global Markets and Investment Banking). Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further information about Nomura, visit www.nomura.com.