Form 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): May 18, 2011

 

 

State Street Corporation

(Exact name of registrant as specified in its charter)

 

 

 

Massachusetts   001-07511   04-2456637

(State of

Incorporation)

  

(Commission

File Number)

  

(IRS Employer

Identification Number)

 

One Lincoln Street, Boston, Massachusetts   02111
(Address of principal executive offices)   (Zip code)

Registrant’s telephone number, including area code: (617) 786-3000

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

¨ Written communications pursuant to Rule 425 under the Securities Act

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act

 

 

 

Item 7.01. Regulation FD Disclosure.

Attached hereto as Exhibit 99.1 and Exhibit 99.2 are slides and related information to be presented at the 2011 annual meeting of shareholders of State Street Corporation, which will be held at One Lincoln Street, 36th Floor, Boston, Massachusetts, on Wednesday, May 18th, 2011, at 10:00 a.m. local time.

The information in this Item 7.01, and in Exhibit 99.1 and Exhibit 99.2 attached to this Form 8-K, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, nor shall this Item 7.01, such Exhibit 99.1 or Exhibit 99.2 or any of the information contained therein be deemed incorporated by reference in any filing under the Securities Exchange Act of 1934 or the Securities Act of 1933, except as shall be expressly set forth by specific reference in such filing.

 

Item 9.01. Financial Statements and Exhibits.

 

(d) Exhibits

 

99.1    Slides for the presentation by Joseph L. Hooley at the Annual Meeting of Shareholders of State Street Corporation (such Exhibit 99.1 is furnished and not filed).
99.2    Reconciliations of consolidated reported results of operations to consolidated operating-basis results of operations, and descriptions of tangible common equity and tier 1 common ratios (such Exhibit 99.2 is furnished and not filed).

 

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

STATE STREET CORPORATION
By:   /s/ James J. Malerba
Name:   James J. Malerba
Title:  

Executive Vice President,

Corporate Controller and

Chief Accounting Officer

Date: May 18, 2011

 

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EXHIBIT INDEX

 

Exhibit No.

   

Description

99.1    Slides for the presentation by Joseph L. Hooley at the Annual Meeting of Shareholders of State Street Corporation (such Exhibit 99.1 is furnished and not filed).
99.2    Reconciliations of consolidated reported results of operations to consolidated operating-basis results of operations, and descriptions of tangible common equity and tier 1 common ratios (such Exhibit 99.2 is furnished and not filed).

 

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