As filed with the Securities and Exchange Commission on April 1, 2011
Registration Statement No. 333-126203
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
POST-EFFECTIVE AMENDMENT NO.1 TO
FORM S-8
REGISTRATION STATEMENT UNDER THE
SECURITIES ACT OF 1933
NOMURA HORUDINGUSU KABUSHIKI KAISHA
(Exact Name of Registrant as Specified in Its Charter)
NOMURA HOLDINGS, INC.
(Translation of Registrants name into English)
Japan | None | |
(State or Other Jurisdiction of Incorporation or Organization) |
(I.R.S. Employer Identification No.) |
9-1, Nihonbashi 1-chome
Chuo-ku, Tokyo, 103-8645
Japan
(81-3-5255-1000)
(Address of Principal Executive Offices)
Stock Acquisition Rights (No.2) of Nomura Holdings, Inc.
(Full Title of the Plan)
Nomura Securities International, Inc.
2 World Financial Center, Building B
New York, New York 10281-1198
(212-667-9300)
(Name, Address and Telephone Number of Agent for Service)
EXPLANATORY NOTE
Nomura Holdings, Inc. (the Registrant) is hereby filing this Post-Effective Amendment No.1 to Registration Statement on Form S-8 filed on June 29, 2005 (File No. 333-126203) (the Registration Statement) to deregister shares of the Registrants common stock relating to options issued under the Stock Acquisition Rights (No.2) of Nomura Holdings, Inc. (the Plan).
A total of 2,186,000 shares were registered under the Registration Statement.
Of the 2,186,000 shares relating to the options under the Plan, 1,227,000 shares remained unsold at the termination of the exercise period for the options issued under the Plan on June 30, 2010.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Post-Effective Amendment No. 1 to Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the city of Tokyo, Japan on April 1, 2011.
NOMURA HOLDINGS, INC. | ||
By: | /s/ Kenichi Watanabe | |
Name: | Kenichi Watanabe | |
Title: | President and Chief Executive Officer |
Pursuant to the requirements of the Securities Act of 1933, as amended, this Post-Effective Amendment No. 1 to Registration Statement has been signed by the following persons in the following capacities on April 1, 2011.
Signature |
Title | |||
/s/ Junichi Ujiie |
Chairman of the Board of Directors | |||
Junichi Ujiie | ||||
/s/ Kenichi Watanabe |
Director | |||
Kenichi Watanabe | President and Chief Executive Officer (Principal Executive Officer) | |||
/s/ Takumi Shibata |
Director | |||
Takumi Shibata | Deputy President and Chief Operating Officer | |||
/s/ Hideaki Kubori |
Director | |||
Hideaki Kubori | ||||
/s/ Masahiro Sakane |
Director | |||
Masahiro Sakane | ||||
/s/ Haruo Tsuji |
Director | |||
Haruo Tsuji | ||||
/s/ Tsuguoki Fujinuma |
Director | |||
Tsuguoki Fujinuma | ||||
/s/ Hajime Sawabe |
Director | |||
Hajime Sawabe | ||||
/s/ Masanori Itatani |
Director | |||
Masanori Itatani | ||||
/s/ Masanori Nishimatsu |
Director | |||
Masanori Nishimatsu | ||||
/s/ Colin Marshall |
Director | |||
Colin Marshall | ||||
/s/ Clara Furse |
Director | |||
Clara Furse | ||||
/s/ Junko Nakagawa |
Executive Managing Director and Chief Financial Officer | |||
Junko Nakagawa | (Principal Financial Officer and Principal Accounting Officer) | |||
/s/ Naoki Matsuba |
Senior Managing Director | |||
Naoki Matsuba | Authorized Representative in the United States |