UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
DC 20549
__________
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of
Report (Date of earliest event reported): November 19,
2008
ADM
TRONICS UNLIMITED, INC.
(Exact
name of registrant as specified in its charter)
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Delaware
(State
or other jurisdiction of
incorporation)
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000-17629
(Commission
File
Number)
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22-1896032
(IRS
Employer
Identification
No.)
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224-S Pegasus Avenue,
Northvale, New Jersey 07647
(Address
of principal executive offices) (Zip Code)
(201)
767-6040
Registrant's
Telephone Number
Check the
appropriate box below if the Form 8-K is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions (see
General Instruction A.2 below):
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
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o
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c)).
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Item
2.02. Results of Operations and Financial Condition.
On November 19, 2008, ADM Tronics
Unlimited, Inc. (the “Company”) issued a press release regarding results for the
six months ended September 30, 2008. A copy of this press release is
being furnished as Exhibit 99.1 to this Current Report on Form 8-K.
The information in this report under
Item 2.02 is being furnished pursuant to Item 2.02 of Form 8-K, insofar as it
discloses historical information regarding the Company’s results of operations
and financial condition as of and for the six months ended September 30,
2008. In accordance with General Instructions B.2 of Form 8-K, the
information in this Current Report on Form 8-K under Item 2.02, including
Exhibit 99.1, shall not be deemed “filed” for the purposes of Section 18 of the
Securities Exchange Act of 1934, as amended, or otherwise subject to the
liability of that section, nor shall it be deemed incorporated by reference in
any filing under the Securities Act of 1933, as amended, except as shall be
expressly set forth by specific reference in such a filing.
Forward Looking
Statements
This Current Report on Form 8-K,
including Exhibit 99.1, contains forward-looking statements made pursuant to the
safe harbor provisions of the Private Securities Litigation Reform Act of
1995. Forward-looking statements typically are identified by use of
terms such as “may,” “will,” “should,” “plan,” “expect,” “anticipate,”
“estimate” and similar words, although some forward-looking statements are
expressed differently. Forward-looking statements represent our
management’s judgment regarding future events. Although the Company
believes that the expectations reflected in such forward-looking statements are
reasonable, the Company can give no assurance that such expectations will prove
to be correct. All statements other than statements of historical
fact included in this Current Report on Form 8-K, are forward-looking
statements. The Company cannot guarantee the accuracy of the
forward-looking statements, and you should be aware that the Company’s actual
results could differ materially from those contained in the forward-looking
statements due to a number of factors, including the statements under “Risk
Factors” contained in the Company’s reports filed with the Securities and
Exchange Commission.
Item
9.01. Financial Statements and Exhibits.
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(d)
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Exhibits
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Exhibit
99.1 –
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Press
release, dated November 14, 2008, regarding results for the six months
ended September 30, 2008 (Exhibit 99.1 is furnished as part of this
Current Report on Form 8-K).
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SIGNATURES
Pursuant to the requirements of the
Securities Exchange Act of 1934, the registrant has duly caused this report to
be signed on its behalf by the undersigned hereunto duly
authorized.
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ADM
Tronics Unlimited, Inc.
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By: /s/
Andre’ DiMino
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Name: Andre'
DiMino
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Title: CEO/CFO
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Dated:
November 19, 2008
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