1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right to Buy)
(1)
|
Â
(2)
|
09/29/2015 |
Beam Inc. Common Stock
|
75,000
|
$
57.01
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(1)
|
Â
(3)
|
09/30/2016 |
Beam Inc. Common Stock
|
24,000
|
$
42.98
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(1)
|
Â
(4)
|
02/22/2017 |
Beam Inc. Common Stock
|
40,000
|
$
43.67
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(1)
|
Â
(5)
|
02/22/2021 |
Beam Inc. Common Stock
|
20,000
|
$
61.54
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
As a result of the Issuer's spin-off of Fortune Brands Home & Security, Inc. on October 3, 2011, these securities are subject to an intrinsic value adjustment as described in the Issuer's Long-Term Incentive Plans and the Employee Matters Agreement dated as of September 28, 2011. |
(2) |
The options vested in three equal annual installments beginning on September 29, 2009. |
(3) |
The options vested as to 667 shares on September 30, 2010, as to 11,667 shares on September 30, 2011, and will vest as to the remaining 11,666 shares on September 30, 2012. |
(4) |
The options vest in three equal annual installments beginning on February 22, 2011. |
(5) |
The options vest in three equal annual installments beginning on February 22, 2012. |