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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $ 4.51 | 06/15/2007 | M | 21,853 | (1) | 04/03/2010 | Common Stock | 21,853 | $ 0 | 256,220 (6) | D | ||||
Employee Stock Option (Right to Buy) | $ 4.51 | 06/18/2007 | M | 4,490 | (1) | 04/03/2010 | Common Stock | 4,490 | $ 0 | 251,730 (7) | D | ||||
Employee Stock Option (Right to Buy) | $ 4.51 | 06/19/2007 | M | 3,657 | (1) | 04/03/2010 | Common Stock | 3,657 | $ 0 | 248,073 (8) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
LO PATRICK CS NETGEAR, INC. 4500 GREAT AMERICA PARKWAY SANTA CLARA, CA 95054 |
X | Chairman and CEO |
/s/ Patrick C.S. Lo | 05/27/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 25% of the option grant is exercisable on 4/3/2001, and 1/48 of the option grant is exercisable each month thereafter. |
(2) | This option exercise was inadvertently omitted from the reporting person's original Form 4, and from the reporting person's Form 4 filed on June 15, 2007. Therefore the numbers reported in Column 5 of Table I for this holding in such reports and in all reports subsequent to June 15, 2007 were erroneous and are hereby amended to reflect this option exercise. |
(3) | The shares are held by the Patrick and Emily Lo Revocable Trust dated 4-7-99. |
(4) | This option exercise was inadvertently omitted from the reporting person's original Form 4 and from the reporting person's Form 4 filed on June 18, 2007. Therefore the numbers reported in Column 5 of Table I for this holding in such reports and in all reports subsequent to June 18, 2007 were erroneous and are hereby amended to reflect this option exercise. |
(5) | This option exercise was inadvertently omitted from the reporting person's original Form 4. Therefore the numbers reported in Column 5 of Table I for this holding in such report and in all reports subsequent to the reporting person's original Form 4 were erroneous and are hereby amended to reflect this option exercise. |
(6) | This option exercise was inadvertently omitted from the reporting person's original Form 4 and from the reporting person's Form 4 filed on June 15, 2007. Therefore the numbers reported in Column 9 of Table II for this holding in such reports and in all reports subsequent to June 15, 2007 were erroneous and are hereby amended to reflect this option exercise. |
(7) | This option exercise was inadvertently omitted from the reporting person's original Form 4 and from the reporting person's Form 4 filed on June 18, 2007. Therefore the numbers reported in Column 9 of Table II for this holding in such reports and in all reports subsequent to June 18, 2007 were erroneous and are hereby amended to reflect this option exercise. |
(8) | This option exercise was inadvertently omitted from the reporting person's original Form 4. Therefore the numbers reported in Column 9 of Table II for this holding in such report and in a all reports subsequent to the reporting person's original Form 4 were erroneous and are hereby amended to reflect this option exercise. |