UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE 13G
(Rule 13d-102)
Under the Securities Exchange Act of 1934
(Amendment No. 7)*
ARI NETWORK SERVICES, Inc. |
(Name of Issuer) |
Common Stock, $0.001 par value |
(Title of Class of Securities) |
001930205 |
(CUSIP Number) |
January 2, 2014 |
(Date of Event Which Requires Filing of this Statement) |
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o | Rule 13d-1(b) | |
x | Rule 13d-1(c) | |
o | Rule 13d-1(d) |
* | The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 001930205
13G | Page 2 of 5 Pages |
1 |
NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Peter H. Kamin Peter H. Kamin Childrens Trust – 04-6829284 Peter H. Kamin P/S/P Peter H. Kamin Family Foundation – 04-3398587 3K Limited Partnership
|
|||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [ ] (b) [ ] | ||
3 |
SEC USE ONLY
|
|||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Peter H. Kamin – US Citizen Peter H. Kamin Childrens Trust – Massachusetts Peter H. Kamin P/S/P – Massachusetts Peter H. Kamin Family Foundation – Massachusetts 3K Limited Partnership – Delaware
|
|||
NUMBER OF
SHARES |
5 |
SOLE VOTING POWER Peter H. Kamin – 586,720 Peter H. Kamin Childrens Trust –123,400 Peter H. Kamin P/S/P –175,233 Peter H. Kamin Family Foundation – 30,700 3K Limited Partnership – 56,601
|
||
BENEFICIALLY
OWNED BY |
6 | SHARED VOTING POWER | 0 | |
EACH
REPORTING |
7 |
SOLE DISPOSITIVE POWER Peter H. Kamin – 586,720 Peter H. Kamin Childrens Trust –123,400 Peter H. Kamin P/S/P – 175,233 Peter H. Kamin Family Foundation – 30,700 3K Limited Partnership – 56,601
|
||
PERSON
WITH |
8 | SHARED DISPOSITIVE POWER | 0 | |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
972,654 | ||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
[ ] | ||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
|
7.4% | ||
12 |
TYPE OF REPORTING PERSON
|
IN | ||
CUSIP No. 001930205
13G | Page 3 of 5 Pages |
Item 1(a). | Name of Issuer: | |
ARI Network Services, Inc. | ||
Item 1(b). | Address of Issuer’s Principal Executive Offices: | |
10850 West Park Place, Suite 1200 | ||
Milwaukee, WI 53224 | ||
Item 2(a). | Name of Person Filing: | |
Peter H. Kamin | ||
Peter H. Kamin Childrens Trust | ||
Peter H. Kamin P/S/P | ||
Peter H. Kamin Family Foundation | ||
3K Limited Partnership | ||
Item 2(b). | Address of Principal Business Office or, if None, Residence: | |
One Avery Street, 17B, Boston, MA 02111 | ||
Item 2(c). | Citizenship: | |
Mr. Kamin is a US citizen. The 3K Limited Partnership is organized under Delaware Law. The other reporting entities are organized under Massachusetts law. | ||
Item 2(d). | Title of Class of Securities: | |
Common Stock, $0.001 par value (the “Common Stock”) | ||
Item 2(e). | CUSIP Number: | |
001930205 | ||
Item 3. | If This Statement is Filed Pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), Check Whether the Person Filing is a: | |
The person is not listed in Items 3 (a) through 3 (j) |
CUSIP No. 001930205
13G | Page 4 of 5 Pages |
Item 4. | Ownership. |
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. |
(a) | Amount beneficially owned: | |
Mr. Kamin is the owner of 972,654 shares of Common Stock. | ||
Mr. Kamin beneficially owns 972,654 shares of Common Stock, which represents approximately 7.4% of the shares of Common Stock issued and outstanding. This percentage is determined by dividing the number of shares beneficially held by Mr. Kamin by 13,131,588, the number of shares of Common Stock issued and outstanding as of October 31, 2013, as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on December 9, 2013. | ||
(b) | Percent of class: | |
Mr. Kamin may direct the vote and disposition of 972,654 shares of Common Stock. | ||
Item 5. | Ownership of Five Percent or Less of a Class. | |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities check the following [ ]. | ||
Inapplicable | ||
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. | |
Inapplicable | ||
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. | |
Inapplicable | ||
Item 8. | Identification and Classification of Members of the Group. | |
Inapplicable | ||
Item 9. | Notice of Dissolution of Group. | |
Inapplicable |
Item 10. | Certifications. |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having such purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
January 2, 2014 | |
(Date) | |
/s/ Peter H. Kamin | |
(Signature) |