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UNITED STATES
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SECURITIES AND EXCHANGE COMMISSION
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Washington, D.C. 20549
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FORM 8-K/A
(Amendment No. 1)
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CURRENT REPORT
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PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
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EXCHANGE ACT OF 1934
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Date of Report (date of earliest event reported): March 17, 2015
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STOCK YARDS BANCORP, INC.
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(Exact name of registrant as specified in its charter)
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Kentucky
(State or other jurisdiction of
incorporation or organization)
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1-13661
(Commission File Number)
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61-1137529
(I.R.S. Employer
Identification No.)
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1040 East Main Street, Louisville, Kentucky, 40206
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(Address of principal executive offices)
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(502) 582-2571
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(Registrant's telephone number, including area code)
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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ITEM 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
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On March 19, 2015, Stock Yards Bancorp filed a Current Report on Form 8-K with Exhibit 10.1, Form of Stock Yards Bancorp, Inc. Restricted Stock Unit Grant Agreement. The sole purpose of this Amendment No. 1 on Form 8-K/A is to correct certain inadvertent errors in the percentages listed on page 5 of Exhibit 10.1.
In the top table on page 5 of Exhibit 10.1, the applicable percentage of 25% across from Target: 75th – 89th should have read 20%; the applicable percentage of 10% across from Minimum: 51st – 74th should have read 8%. In the second table on page 5 of Exhibit 10.1, the applicable percentage of 25% across from Target: $7.99 - $8.21 should have read 20%, and the applicable percentage of 10% across from Minimum: $7.50 - $7.98 should have read 8%.
Only the page 5 of the Exhibit 10.1 in the initial 8-K filing presented incorrect percentages. The reminder of the Exhibit 10.1 has not been amended.
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ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS.
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D. Exhibits
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Exhibit No. Description of Exhibits
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10.1 Page 5 of Form of Stock Yards Bancorp, Inc. Restricted Stock Unit Grant Agreement, as amended
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SIGNATURE
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Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
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Date: March 19, 2015
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STOCK YARDS BANCORP, INC.
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| By: | /s/ Nancy B. Davis | ||
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Nancy B. Davis, Executive Vice
President, Treasurer and Chief
Financial Officer
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