Unassociated Document

 
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported):  April 23, 2009
 
NEW CENTURY COMPANIES, INC.
(Exact name of registrant as specified in its charter)
 
Delaware
0-9459
06-1034587
(State or other jurisdiction
of incorporation)
(Commission File Number)
(I.R.S. Employer
Identification Number)
 
9831 Romandel Avenue
 
Santa Fe Springs, California  90670
(Address of principal executive offices)
 
Registrant’s telephone number, including area code:  (562) 906-8455
 
Not applicable
(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425).

¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12).

¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)).
   
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)).


 
a.           ITEM 9.01                                Financial Statements and Exhibits.
 
(d)           Exhibits
 
Exhibit No.
Description
   
4.1
Certificate of Designations of Preferences and Rights of Series C Convertible Preferred Stock.
   
4.2
Certificate of Designations of Preferences and Rights of Series D Convertible Preferred Stock.

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SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
NEW CENTURY COMPANIES, INC.
 
  
   
(Registrant)
  
 
     
       
Date:  April 23, 2009    
By:
/s/ DAVID DUQUETTE  
       
    David Duquette  
       
    President and Chief Executive Officer  
 
 
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INDEX TO EXHIBITS
 
Exhibit No.
Description
   
4.1
Certificate of Designations of Preferences and Rights of Series C Convertible Preferred Stock.
   
4.2
Certificate of Designations of Preferences and Rights of Series D Convertible Preferred Stock.
 

 
 
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