1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (right to buy)
|
Â
(1)
|
07/23/2011 |
Common Stock
|
2,000
|
$
1.5
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(2)
|
07/24/2012 |
Common Stock
|
2,500
|
$
1.725
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(3)
|
08/20/2013 |
Common Stock
|
3,000
|
$
3.05
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(4)
|
08/12/2014 |
Common Stock
|
3,500
|
$
3.1
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(5)
|
09/12/2010 |
Common Stock
|
1,500
|
$
16.78
|
D
|
Â
|
Employee Stock Option (right to buy)
|
07/18/2007 |
07/18/2011 |
Common Stock
|
7,500
|
$
24.96
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(6)
|
09/08/2011 |
Common Stock
|
1,000
|
$
25.21
|
D
|
Â
|
Warrant to Purchase Common Stock (right to buy)
(8)
|
07/18/2001 |
07/18/2011 |
Common Stock
|
20,804
|
$
1.5
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
These shares are exercisable in five equal annual installments commencing on the first anniversary of the July 23, 2001 grant date. |
(2) |
These shares are exercisable in five equal annual installments commencing on the first anniversary of the July 24, 2002 grant date. |
(3) |
These shares are exercisable in five equal annual installments commencing on the first anniversary of the August 20, 2003 grant date. |
(4) |
These shares are exercisable in five equal annual installments commencing on the first anniversary of the August 12, 2004 grant date. |
(5) |
These shares are exercisable in five equal annual installments commencing on the first anniversary of the August 12, 2005 grant date. |
(6) |
These shares are exercisable in five equal annual installments commencing on the first anniversary of the August 8, 2006 grant date. |
(7) |
These shares are held in a trust for the benefit of the Reporting Person, who is also a trustee. |
(8) |
These warrants were issued as partial consideration for the purchase of shares of the entity now known as Texas Sterling Construction Co. |