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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units (2) | (3) | 09/08/2011 | A | 15,358 | (4) | (4) | Common Stock | 15,358 | $ 0 | 15,358 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
EBBIGHAUSEN HAROLD E 6 EDMUND BRIGHAM WAY WESTBOROUGH, MA 01581 |
President, North America |
/s/ Sarah Cammarata, under Power of Attorney dated November 17, 2010, from Harold E. Ebbighausen | 03/13/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On September 12, 2011, the reporting person filed a Form 4 reporting an acquisition of 15,358 shares of Iron Mountain Incorporated common stock that reflected the grant to the reporting person by Iron Mountain Incorporated of restricted stock units ("RSUs"). For ease of reporting, the original Form 4 is being amended for the sole purpose of reflecting the grant of such RSUs in Table II. As of September 8, 2011, the reporting person owned only 9,012 shares of Iron Mountain Incorporated common stock, which includes 521 shares acquired under the Iron Mountain Incorporated Employee Stock Purchase Plan since the most recent Section 16 filing prior to September 8, 2011 by the reporting person. |
(2) | The reporting person's original Form 4 disclosed the grant of RSUs in Table I; for ease of reporting, the original Form 4 is being amended for the sole purpose of reflecting the grant of such RSUs in Table II. The number of RSUs granted and the vesting schedule of the RSUs has not changed. |
(3) | Each RSU represents a contingent right to receive one share of Iron Mountain Incorporated common stock. |
(4) | The RSUs vest 50% on second anniversary of the date of grant, 25% on the third anniversary of the date of grant and 25% on the fourth anniversary of the date of grant. |