1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Phantom Stock
|
Â
(1)
|
Â
(1)
|
Common Stock
|
110.7667
|
$
0
|
D
|
Â
|
OPTION (RIGHT TO PURCHASE)
|
08/01/1997(2)
|
07/31/2006 |
Common Stock
|
8,779
|
$
17.375
|
D
|
Â
|
OPTION (RIGHT TO PURCHASE)
|
08/01/2001(3)
|
07/31/2010 |
Common Stock
|
15,133
|
$
17.875
|
D
|
Â
|
OPTION (RIGHT TO PURCHASE)
|
07/30/1999(4)
|
07/29/2008 |
Common Stock
|
12,194
|
$
22.3438
|
D
|
Â
|
OPTION (RIGHT TO PURCHASE)
|
08/01/2002(5)
|
07/31/2011 |
Common Stock
|
14,890
|
$
26.74
|
D
|
Â
|
OPTION (RIGHT TO PURCHASE)
|
07/30/1998(6)
|
07/29/2007 |
Common Stock
|
8,599
|
$
27.125
|
D
|
Â
|
OPTION (RIGHT TO PURCHASE)
|
04/23/2004(7)
|
04/22/2013 |
Common Stock
|
14,400
|
$
27.99
|
D
|
Â
|
OPTION (RIGHT TO PURCHASE)
|
07/28/2000(8)
|
07/27/2009 |
Common Stock
|
14,562
|
$
30.8438
|
D
|
Â
|
OPTION (RIGHT TO PURCHASE)
|
04/29/2003(9)
|
04/28/2012 |
Common Stock
|
17,600
|
$
37.865
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
THE REPORTED SHARES OF PHANTOM STOCK WERE ACQUIRED UNDER WENDY'S INTERNATIONAL, INC.'S SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN AND ARE TO BE SETTLED IN CASH UPON THE REPORTING PERSON'S RETIREMENT OR OTHER TERMINATION OF SERVICE. |
(2) |
2,194 OF THESE STOCK OPTIONS BECOME EXERCISABLE ON 08/01/97, AND 2,195 OF THESE STOCK OPTIONS BECOME EXERCISABLE ON EACH OF 08/01/98, 08/01/99, 08/01/00. |
(3) |
3,783 OF THESE STOCK OPTIONS BECOME EXERCISABLE ON EACH OF 08/01/01, 08/01/02, AND 08/01/03. AN ADDITIONAL 3,784 OF THESE STOCK OPTIONS BECOME EXERCISABLE ON 08/01/04. |
(4) |
3,048 OF THESE STOCK OPTIONS BECOME EXERCISABLE ON EACH OF 07/30/99 AND 07/30/01. AN ADDITIONAL 3,049 OF THESE STOCK OPTIONS BECOME EXERCISABLE ON EACH OF 07/30/00, AND 07/30/02. |
(5) |
3,722 OF THESE STOCK OPTIONS BECOME EXERCISABLE ON 08/01/02 AND 08/01/04. AN ADDITIONAL 3,723 OF THESE STOCK OPTIONS BECOME EXERCISABLE ON EACH OF 08/01/03 AND 08/01/05. |
(6) |
2,149 OF THESE STOCK OPTIONS BECOME EXERCISABLE ON 07/30/98, AND 2,150 OF THESE STOCK OPTIONS BECOME EXERCISABLE ON EACH OF 07/30/99, 07/30/00, 07/30/01. |
(7) |
3,600 OF THESE STOCK OPTIONS BECOME EXERCISABLE ON EACH OF 04/23/04, 04/23/05, 04/23/06, AND 04/23/07. |
(8) |
3,640 OF THESE STOCK OPTIONS BECOME EXERCISABLE ON EACH OF 07/28/00, AND 07/28/02. AN ADDITIONAL 3,641 OF THESE STOCK OPTIONS BECOME EXERCISABLE ON EACH OF 07/28/01 AND 07/28/03. |
(9) |
4,400 OF THESE STOCK OPTIONS BECOME EXERCISABLE ON EACH OF 04/29/03, 04/29/04, 04/29/05, AND 04/29/06. |