SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule TO
(Rule 14d-100)
Tender Offer Statement under Section 14(d)(1) or 13(e)(1)
of the Securities Exchange Act of 1934
ECC International Corp.
(Name of Subject Company (Issuer))
CDA Acquisition Corporation (Offeror)
Cubic Corporation (Parent of Offeror)
(Names of Filing Persons)
COMMON STOCK
PAR VALUE $0.10 PER SHARE
(Title of Class of Securities)
268255106
(CUSIP Number of Class of Securities)
William L. Hoese, Esq.
Assistant General Counsel
Cubic Corporation
9333 Balboa Avenue
San Diego, CA 92123
(858) 277-6780
(Name, address, and telephone number of person authorized to receive notices
and communications on behalf of filing persons)
with
copies to:
Barbara L. Borden, Esq.
Cooley Godward LLP
4401 Eastgate Mall
San Diego, Ca 92121-9109
(858) 550-6000
CALCULATION OF FILING FEE
Transaction valuation(1) |
Amount of filing fee(2) |
|
---|---|---|
$43,714,241 | $8,743 | |
Amount Previously Paid: N/A | Filing Party: N/A | |
Form or Registration No.: N/A | Date Filed: N/A |
Check the appropriate boxes below to designate any transactions to which the statement relates:
Check the following box if the filing is a final amendment reporting the results of the tender offer: o
This Tender Offer Statement on Schedule TO (this "Schedule TO") relates to the offer by CDA Acquisition Corporation, a Delaware corporation (the "Purchaser") and a wholly owned subsidiary of Cubic Corporation, a Delaware corporation ("Cubic"), to purchase all the outstanding shares of common stock, par value $0.10 per share, of ECC International Corp., a Delaware corporation ("ECC"), at a purchase price of $5.25 per share, net to the seller in cash, without interest thereon, upon the terms and subject to the conditions set forth in the Offer to Purchase, dated August 27, 2003, and in the Letter of Transmittal, copies of which are filed with this Schedule TO as Exhibits (a)(1) and (a)(2) hereto, respectively. This Schedule TO is being filed on behalf of the Purchaser and Cubic. The information set forth in the Offer to Purchase, including Schedule I thereto, and the Letter of Transmittal, are hereby incorporated by reference in answer to Items 1-9 and 11 of this Schedule TO.
Not Applicable.
(a)(1) | Offer to Purchase, dated August 27, 2003. | |
(a)(2) |
Form of Letter of Transmittal. |
|
(a)(3) |
Form of Notice of Guaranteed Delivery. |
|
(a)(4) |
Form of Letter to Brokers, Dealers, Banks, Trust Companies and Other Nominees. |
|
(a)(5) |
Form of Letter to Clients for use by Brokers, Dealers, Banks, Trust Companies and Other Nominees. |
|
(a)(6) |
Guidelines for Certification of Taxpayer Identification Number on Substitute Form W-9. |
|
(a)(7) |
Joint Press Release issued by Cubic Corporation and ECC International Corp. on August 21, 2003. |
|
(a)(8) |
Summary Newspaper Advertisement published in The New York Times on August 27, 2003. |
|
(b) |
Not applicable. |
|
(d)(1) |
Agreement and Plan of Merger, dated as of August 20, 2003, by and among Cubic Corporation, CDA Acquisition Corporation and ECC International Corp. |
|
(d)(2) |
Form of Stockholder Tender Agreement dated as of August 20, 2003, between Cubic Corporation and selected stockholders of ECC International Corp. |
|
(d)(3) |
Confidentiality Agreement, dated June 20, 2003, between Cubic Corporation and ECC International Corp. |
|
(d)(4) |
Exclusivity Agreement, dated July 28, 2003, between Cubic Corporation and ECC International Corp., and extension of Exclusivity Agreement dated August 6, 2003. |
|
(g) |
Not applicable. |
|
(h) |
Not applicable. |
2
After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
CDA ACQUISITION CORPORATION | ||||
By: |
/s/ JOHN D. THOMAS Name: John D. Thomas Title: Vice President and Treasurer |
|||
CUBIC CORPORATION |
||||
By: |
/s/ WILLIAM W. BOYLE Name: William W. Boyle Title: Vice President and Chief Financial Officer |
|||
Dated: August 27, 2003 |
3
Exhibit No. |
Document |
|
---|---|---|
(a)(1) | Offer to Purchase, dated August 27, 2003. | |
(a)(2) |
Form of Letter of Transmittal. |
|
(a)(3) |
Form of Notice of Guaranteed Delivery. |
|
(a)(4) |
Form of Letter to Brokers, Dealers, Banks, Trust Companies and Other Nominees. |
|
(a)(5) |
Form of Letter to Clients for use by Brokers, Dealers, Banks, Trust Companies and Other Nominees. |
|
(a)(6) |
Guidelines for Certification of Taxpayer Identification Number on Substitute Form W-9. |
|
(a)(7) |
Joint Press Release issued by Cubic Corporation and ECC International Corp. on August 21, 2003. |
|
(a)(8) |
Summary Newspaper Advertisement published in The New York Times on August 27, 2003. |
|
(b) |
Not applicable. |
|
(d)(1) |
Agreement and Plan of Merger, dated as of August 20, 2003, by and among Cubic Corporation, CDA Acquisition Corporation and ECC International Corp. |
|
(d)(2) |
Form of Stockholder Tender Agreement dated as of August 20, 2003, between Cubic Corporation and selected stockholders of ECC International Corp. |
|
(d)(3) |
Confidentiality Agreement, dated June 20, 2003, between Cubic Corporation and ECC International Corp. |
|
(d)(4) |
Exclusivity Agreement, dated July 28, 2003, between Cubic Corporation and ECC International Corp., and extension of Exclusivity Agreement dated August 6, 2003. |
|
(g) |
Not applicable. |
|
(h) |
Not applicable. |