|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
Employee Stock Option (Right to Buy) | $ 18.5866 (3) | 12/29/2006 | Â | J | 5,379 | Â | Â (4) | 04/26/2015 | Common Stock | $ 0 | 16,137 | Â | ||
Employee Stock Option (Right to Buy) | $ 18.5866 (5) | 12/29/2006 | Â | J | 12,555 | Â | Â (6) | 04/26/2015 | Common Stock | $ 0 | 37,665 | Â | ||
Employee Stock Option (Right to Buy) | $ 17.066 (7) | 12/29/2006 | Â | J | 1,953 | Â | Â (8) | 03/26/2013 | Common Stock | $ 0 | 5,859 | Â | ||
Employee Stock Option (Right to Buy) | $ 17.0666 (9) | 12/29/2006 | Â | J | 2,929 | Â | Â (10) | 03/26/2013 | Common Stock | $ 0 | 8,788 | Â | ||
Employee Stock Option (Right to Buy) | $ 2.4847 (11) | 12/29/2006 | Â | J | 19,911 | Â | Â (12) | 01/01/2050(13) | Common Stock | $ 0 | 59,733 | Â | ||
Employee Stock Option (Right to Buy) | $ 9.9629 (14) | 12/29/2006 | Â | J | 10,034 | Â | Â (15) | 09/12/2009 | Common Stock | $ 0 | 30,103 | Â | ||
Employee Stock Option (Right to Buy) | $ 9.9629 (16) | 12/29/2006 | Â | J | 20,077 | Â | Â (17) | 09/12/2009 | Common Stock | $ 0 | 60,231 | Â | ||
Employee Stock Option (Right to Buy) | $ 12.7852 | 12/29/2006 | Â | J | 5,213 | Â | Â (18) | 11/28/2011 | Common Stock | $ 0 | 15,640 | Â | ||
Employee Stock Option (Right to Buy) | $ 12.7852 | 12/29/2006 | Â | J | 51,037 | Â | Â (19) | 11/28/2011 | Common Stock | $ 0 | 153,111 | Â | ||
Employee Stock Option (Right to Buy) | $ 6.2716 | 12/29/2006 | Â | J | 68,051 | Â | Â (20) | 07/30/2007 | Common Stock | $ 0 | 204,154 | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
KENNY JOHN F JR 8 BREWER WAY HINGHAM, MA 02043 |
 X |  |  CFO & Executive VP |  |
John F. Kenny, Jr. | 02/13/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The Common Stock of Iron Mountain Incorporated split, December 29, 2006 3-for-2 to record holders as of December 18, 2006, resulting in an increase in the indirect ownership of the reporting person of 12,006 shares of Common Stock. Mr. Kenny reports the following shares included in beneficial ownership: 33,628 shares held indirectly in the name of his wife, 1,567 shares held indirectly in the name of this minor son an 825 shares held indirectly in the name of his minor daughter. |
(2) | The Common Stock of Iron Mountain Incorporated split, December 29, 2006 3-for-2 to record holders as of December 18, 2006, resulting in the reporting person's acquisition of 51,079 shares of Common Stock. |
(3) | Due to software limitations, the post stock split exercise price should be $18.5866667. |
(4) | This stock option was previously reported as covering 10,758 shares at an exercise price of $27.88 per share, but adjusted to reflect a 3-for-2 stock split effective December 29, 2006. There are no shares that are vested. |
(5) | Due to software limitations, the post stock split exercise price should be $18.5866667. |
(6) | This stock option was previously reported as covering 25,110 shares at an exercise price of $27.88 per share, but adjusted to reflect a 3-for-2 stock split effective December 29, 2006. There are 10,759 shares that are vested. |
(7) | Due to software limitations, the post stock split exercise price should be $17.0666667. |
(8) | This stock option was previously reported as covering 3,906 shares at an exercise price of $25.60 per share, but adjusted to reflect a 3-for-2 stock split effective December 29, 2006. There are no shares vested. |
(9) | Due to software limitations, the post stock split exercise price should be $17.0666667. |
(10) | This stock option was previously reported as covering 5,859 shares at an exercise price of $25.60 per share, but adjusted to reflect a 3-for-2 stock split effective December 29, 2006. All shares are vested. |
(11) | Due to software limitations, the post stock split exercise price should be $2.4847333. |
(12) | This stock option was previously reported as covering 39,822 shares at an exercise price of $3.7271 per share, but adjusted to reflect a 3-for-2 stock split effective December 29, 2006. All shares are vested. |
(13) | There is no expiration date for this Stock Option and thus a fictitious date of "1/1/2050" has been used in "Expiration Date", column 6. |
(14) | Due to software limitations, the post stock split exercise price should be $9.9629333. |
(15) | This stock option was previously reported as covering 20,069 shares at an exercise price of $14.9444 per share, but adjusted to reflect a 3-for-2 stock split effective December 29, 2006. All shares are vested. |
(16) | Due to software limitations, the post stock split exercise price should be $9.9629333. |
(17) | This stock option was previously reported as covering 40,154 shares at an exercise price of $14.9444 per share, but adjusted to reflect a 3-for-2 stock split effective December 29, 2006. All shares are vested. |
(18) | This stock option was previously reported as covering 10,427 shares at an exercise price of $19.1778 per share, but adjusted to reflect a 3-for-2 stock split effective December 29, 2006. All shares are vested. |
(19) | This stock option was previously reported as covering 102,074 shares at an exercise price of $19.1778 per share, but adjusted to reflect a 3-for-2 stock split effective December 29, 2006. All shares are vested. |
(20) | This stock option was previously reported as covering 136,103 shares at an exercise price of $9.4074 per share, but adjusted to reflect a 3-for-2 stock split effective December 29, 2006. All shares are vested. |