UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A
Amendment No. 1
[X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
For the quarterly period ended September 6, 2003
OR
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
For the transition period from ____ to ____
Commission file number 1-41
SAFEWAY INC.
(Exact name of registrant as specified in its charter)
Delaware | 94-3019135 | |
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(State or other jurisdiction of incorporation or organization) |
(I.R.S. Employer Identification No.) | |
5918 Stoneridge Mall Rd. | ||
Pleasanton, California | 94588-3229 | |
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(Address of principal executive offices) | (Zip Code) | |
Registrants telephone number, including area code | (925) 467-3000 | |
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Not Applicable
(Former name, former address and former fiscal year, if changed since last report.)
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes [X] No [ ] | ||
Indicate by check mark whether the registrant is an accelerated filer (as defined in Exchange Act Rule 12b-2).Yes [X] No [ ]. |
As of October 13, 2003, there were issued and outstanding 442.3 million shares of the registrants common stock. |
PART I | ||||||||
Item 4. Controls and Procedures | ||||||||
Signatures | ||||||||
Exhibit Index | ||||||||
Exhibit 31 | ||||||||
Exhibit 32 |
EXPLANATORY NOTE
This Amendment No. 1 to the Quarterly Report on Form 10-Q for Safeway Inc. (the Company) for the quarterly period ended September 6, 2003 as filed with the Securities and Exchange Commission on October 20, 2003 is being filed to restate Item 4 of Part I in its entirety.
Except as expressly stated herein, this Form 10-Q/A continues to speak as of the date of the original filing of the Quarterly Report and we have not updated the disclosures contained therein to reflect any events that occurred at a later date. The filing of this Form 10-Q/A shall not be deemed an admission that the original filing, when made, included any untrue statement of a material fact or omitted to state a material fact necessary to make a statement not misleading.
PART I
Item 4. Controls and Procedures.
The Company maintains disclosure controls and procedures that are designed to ensure that information required to be disclosed in the Companys Exchange Act reports is recorded, processed, summarized and reported within the time periods specified in the SECs rules and forms, and that such information is accumulated and communicated to the Companys management, including its President and Chief Executive Officer and Chief Financial Officer, as appropriate, to allow timely decisions regarding required disclosure. Management necessarily applied its judgment in assessing the costs and benefits of such controls and procedures which, by their nature, can provide only reasonable assurance regarding managements control objectives. Management, including the Companys President and Chief Executive Officer along with the Companys Chief Financial Officer, concluded that the Companys disclosure controls and procedures are effective in reaching the level of reasonable assurance regarding managements control objectives. The Company also has investments in certain unconsolidated entities, including Casa Ley. As the Company does not control or manage these entities, its disclosure controls and procedures with respect to such entities are necessarily more limited than those it maintains with respect to its consolidated subsidiaries.
The Company has carried out an evaluation, under the supervision and with the participation of the Companys management, including the Companys President and Chief Executive Officer along with the Companys Chief Financial Officer, of the effectiveness of the design and operation of the Companys disclosure controls and procedures pursuant to Exchange Act Rule 13a-15(b). Based upon the foregoing, as of September 6, 2003, the Companys President and Chief Executive Officer along with the Companys Chief Financial Officer concluded that the Companys disclosure controls and procedures are effective in timely alerting them to material information relating to the Company (including its consolidated subsidiaries) required to be included in the Companys Exchange Act reports. There has been no change during the Companys fiscal quarter ended September 6, 2003 in the Companys internal control over financial reporting that was identified in connection with the foregoing evaluation which has materially affected, or is reasonably likely to materially affect, the Companys internal control over financial reporting.
SAFEWAY INC. AND SUBSIDIARIES
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Date: November 18, 2003 | /s/ Steven A. Burd | |
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Steven A. Burd | ||
Chairman, President | ||
and Chief Executive Officer | ||
Date: November 18, 2003 | /s/ Vasant M. Prabhu | |
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Vasant M. Prabhu | ||
Executive Vice President | ||
and Chief Financial Officer |
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Exhibit Index
Exhibit 31 | Rule 13a-14(a)/15d-14(a) Certifications | |
Exhibit 32 | Section 1350 Certifications |
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