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o Rule 13d-1(b) | ||
o Rule 13d-1(c) | ||
þ Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
CUSIP No. |
456784 10 7 |
SCHEDULE 13G (Amendment No. 3) |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Abraham G. Rosler |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
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(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
United States | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 411,000 1 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
411,000 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
411,000 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | ||||
2.7% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
IN |
1 | Figure, as referred to throughout, represents shares underlying currently exercisable stock options held by the reporting persons. |
Page 2 of 7
CUSIP No. |
456784 10 7 |
SCHEDULE 13G (Amendment No. 3) |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Abraham G. Rosler Family Trust |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
||||
(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
United States | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 411,000 2 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
411,000 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
411,000 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | ||||
2.7% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
OO |
2 | Figure, as referred to throughout, represents shares underlying currently exercisable stock options held by the reporting persons. |
Page 3 of 7
Item 1(a). | Name of Issuer: |
Item 1(b). | Address of Principal Executive Offices of Issuer: |
Item 2(a). | Names of Persons Filing: |
Item 2(b). | Address of Principal Business Office or, if None, Residence: |
Item 2(c). | Citizenship: |
Item 2(d). | Title of Class of Securities: |
Item 2(e). | CUSIP Number: |
Item 3. | If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: |
(a) | o | Broker or dealer registered under Section 15 of the Exchange Act; | ||||
(b) | o | Bank as defined in Section 3(a)(6) of the Exchange Act; | ||||
(c) | o | Insurance company as defined in Section 3(a)(19) of the Exchange Act; | ||||
(d) | o | Investment company registered under Section 8 of the Investment Company Act; | ||||
(e) | o | An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); | ||||
(f) | o | An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); | ||||
(g) | o | A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); | ||||
(h) | o | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; | ||||
(i) | o | A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; | ||||
(j) | o | A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J); | ||||
(k) | o | Group, in accordance with Rule 13d-1(b)(1)(ii)(K). |
Page 4 of 7
Item 4. | Ownership. |
(a) | The Abraham G. Rosler Family Trust (the Trust) is the beneficial owner of 411,000 shares of the Issuers common stock, which shares represent shares underlying currently exercisable stock options. As trustee of the Trust, Mr. Rosler may also be deemed to be the beneficial owner of such 411,000 shares. | |
(b) | Based on the Issuer having 15,010,808 shares of common stock outstanding as of November 14, 2008, as reported in the Issuers Form 10-Q filed with the Securities and Exchange Commission on November 14, 2008, each of the Reporting Persons beneficially owns 2.7% of the Issuers outstanding common stock. | |
(c) | Mr. Rosler and the Trust share the power to vote or to direct the vote, and the power to dispose or to direct the disposition of, the 411,000 shares beneficially held by the Reporting Persons. |
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. |
Item 8. | Identification and Classification of Members of the Group. |
Item 9. | Notice of Dissolution of Group. |
Item 10. | Certifications. |
Exhibit | Document Description | |
99.1
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Agreement Pursuant to Rule 13d-1(k)(1)(iii) |
Page 5 of 7
ABRAHAM G. ROSLER FAMILY TRUST |
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By: | /s/ Abraham G. Rosler | |||
Abraham G. Rosler, Trustee | ||||
ABRAHAM G. ROSLER, INDIVIDUALLY |
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/s/ Abraham G. Rosler | ||||
Abraham G. Rosler | ||||
Page 6 of 7
ABRAHAM G. ROSLER FAMILY TRUST |
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By: | /s/ Abraham G. Rosler | |||
Abraham G. Rosler, Trustee | ||||
ABRAHAM G. ROSLER, INDIVIDUALLY |
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/s/ Abraham G. Rosler | ||||
Abraham G. Rosler | ||||