UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
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CURRENT REPORT
Pursuant to Section 13 or 15 (d) of the
Securities Exchange Act of 1934
DATE OF REPORT (Date of earliest event reported): June 6, 2001
NEUBERGER BERMAN INC.
(Exact name of registrant as specified in its charter)
COMMISSION FILE NUMBER 001-15361
DELAWARE 06-1523639
(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification No.)
605 Third Avenue
New York, NY 10158
(Address of principal executive offices)
(212) 476-9000
(Registrant's telephone number, including area code)
ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS
Exhibits
Exhibit No. Document
(99) Additional Exhibits
99.1 Press release issued by Neuberger
Berman Inc. on June 6, 2001, reporting
assets under management for the two
months ended May 31, 2001
ITEM 9. REGULATION FD DISCLOSURE
Neuberger Berman Inc. (the "Corporation") is furnishing under Item 9
of this Current Report on Form 8-K the information included as
Exhibit 99.1 to this Report. Exhibit 99.1 is the Corporation's press
release, dated June 6, 2001, reporting that the Corporation's assets
under management for the two-month period ending May 31, 2001 rose
to $59.2 billion from $54.8 billion at March 31, 2001.
The information in this Current Report on Form 8-K, including the
exhibits, is furnished pursuant to Item 9 and shall not be deemed to
be "filed" for purposes of Section 18 of the Securities Exchange Act
of 1934 or otherwise subject to the liabilities of that Section.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
Neuberger Berman Inc.
(Registrant)
Date: June 6, 2001 By: /s/ Matthew S. Stadler
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Matthew S. Stadler
Chief Financial Officer
EXHIBIT INDEX
99.1 Press release issued by Neuberger Berman Inc. on June 6, 2001, reporting
that its assets under management for the two-month period ending May 31,
2001 rose to $59.2 billion from $54.8 billion at March 31, 2002.