UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Rule 13d-101)
(Amendment No. 3)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a)
AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a)
A. Schulman, Inc.
-----------------
(Name of Issuer)
Common Stock, par value $1.00 per share
---------------------------------------
(Title of Class of Securities)
808194104
---------
(CUSIP Number)
Mr. James A. Mitarotonda
c/o Barington Companies Equity Partners, L.P.
888 Seventh Avenue, 17th Floor
New York, NY 10019
(212) 974-5700
--------------
(Name, Address and Telephone Number of
Person Authorized to Receive Notices
and Communications)
August 22, 2005
---------------
(Date of Event which Requires Filing
of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), 13d-1(f), or 13d-1(g), check the following
box: |_|.
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Barington Companies Equity Partners, L.P. 13-4088890
_______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
________________________________________________________________________________
3) SEC USE ONLY
________________________________________________________________________________
4) SOURCE OF FUNDS WC
________________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
________________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
________________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 428,350
SHARES ______________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ______________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 428,350
WITH ______________________________________________________________
10) SHARED DISPOSITIVE POWER
none
________________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
428,350
________________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
________________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.4%
________________________________________________________________________________
14) TYPE OF REPORTING PERSON
PN
________________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Barington Companies Investors, LLC 13-4126527
_______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
________________________________________________________________________________
3) SEC USE ONLY
________________________________________________________________________________
4) SOURCE OF FUNDS OO
________________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
________________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
________________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 428,350
SHARES ______________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ______________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 428,350
WITH ______________________________________________________________
10) SHARED DISPOSITIVE POWER
none
________________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
428,350
________________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
________________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.4%
________________________________________________________________________________
14) TYPE OF REPORTING PERSON
OO
________________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Barington Companies Offshore Fund, Ltd. (BVI)
_______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
________________________________________________________________________________
3) SEC USE ONLY
________________________________________________________________________________
4) SOURCE OF FUNDS WC
________________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
________________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands
________________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 264,624
SHARES ______________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ______________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 264,624
WITH ______________________________________________________________
10) SHARED DISPOSITIVE POWER
none
________________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
264,624
________________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
________________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.86%
________________________________________________________________________________
14) TYPE OF REPORTING PERSON
OO
________________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Barington Companies Advisors, LLC 20-0327470
_______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
________________________________________________________________________________
3) SEC USE ONLY
________________________________________________________________________________
4) SOURCE OF FUNDS OO
________________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
________________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
________________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 264,624
SHARES ______________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY 327,893
EACH ______________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 264,624
WITH ______________________________________________________________
10) SHARED DISPOSITIVE POWER
327,893
________________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
592,517
________________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
________________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.94%
________________________________________________________________________________
14) TYPE OF REPORTING PERSON
IA, OO
________________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Barington Capital Group, L.P. 13-3635132
_______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
________________________________________________________________________________
3) SEC USE ONLY
________________________________________________________________________________
4) SOURCE OF FUNDS OO
________________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
________________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
New York
________________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 692,974
SHARES ______________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY 327,893
EACH ______________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 692,974
WITH ______________________________________________________________
10) SHARED DISPOSITIVE POWER
327,893
________________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,020,867
________________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
________________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.34%
________________________________________________________________________________
14) TYPE OF REPORTING PERSON
PN
________________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
LNA Capital Corp. 13-3635168
_______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
________________________________________________________________________________
3) SEC USE ONLY
________________________________________________________________________________
4) SOURCE OF FUNDS OO
________________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
________________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
________________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 692,974
SHARES ______________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY 327,893
EACH ______________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 692,974
WITH ______________________________________________________________
10) SHARED DISPOSITIVE POWER
327,893
________________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,020,867
________________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
________________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.34%
________________________________________________________________________________
14) TYPE OF REPORTING PERSON
CO
________________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
James Mitarotonda
_______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
________________________________________________________________________________
3) SEC USE ONLY
________________________________________________________________________________
4) SOURCE OF FUNDS OO
________________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
________________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
________________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 692,974
SHARES ______________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY 327,893
EACH ______________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 692,974
WITH ______________________________________________________________
10) SHARED DISPOSITIVE POWER
327,893
________________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,020,867
________________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
________________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.34%
________________________________________________________________________________
14) TYPE OF REPORTING PERSON
IN
________________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Parche, LLC 20-0870632
_______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
________________________________________________________________________________
3) SEC USE ONLY
________________________________________________________________________________
4) SOURCE OF FUNDS WC
________________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
________________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
________________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 173,376
SHARES ______________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ______________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 173,376
WITH ______________________________________________________________
10) SHARED DISPOSITIVE POWER
none
________________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
173,376
________________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
________________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.57%
________________________________________________________________________________
14) TYPE OF REPORTING PERSON
OO
________________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Starboard Value & Opportunity Fund, LLC 20-0666124
_______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
________________________________________________________________________________
3) SEC USE ONLY
________________________________________________________________________________
4) SOURCE OF FUNDS WC
________________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
________________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
________________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 910,258
SHARES ______________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ______________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 910,258
WITH ______________________________________________________________
10) SHARED DISPOSITIVE POWER
none
________________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
910,258
________________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
________________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.97%
________________________________________________________________________________
14) TYPE OF REPORTING PERSON
OO
________________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Admiral Advisors, LLC 37-1484525
_______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
________________________________________________________________________________
3) SEC USE ONLY
________________________________________________________________________________
4) SOURCE OF FUNDS OO
________________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
________________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
________________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 1,083,634
SHARES ______________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ______________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 1,083,634
WITH ______________________________________________________________
10) SHARED DISPOSITIVE POWER
none
________________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,083,634
________________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
________________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.54%
________________________________________________________________________________
14) TYPE OF REPORTING PERSON
OO
________________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Ramius Capital Group, LLC 13-3937658
_______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
________________________________________________________________________________
3) SEC USE ONLY
________________________________________________________________________________
4) SOURCE OF FUNDS OO
________________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
________________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
________________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 1,083,634
SHARES ______________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ______________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 1,083,634
WITH ______________________________________________________________
10) SHARED DISPOSITIVE POWER
none
________________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,083,634
________________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
________________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.54%
________________________________________________________________________________
14) TYPE OF REPORTING PERSON
IA, OO
________________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
C4S & Co., LLC 13-3946794
_______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
________________________________________________________________________________
3) SEC USE ONLY
________________________________________________________________________________
4) SOURCE OF FUNDS OO
________________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
________________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
________________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 1,083,634
SHARES ______________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ______________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 1,083,634
WITH ______________________________________________________________
10) SHARED DISPOSITIVE POWER
none
________________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,083,634
________________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
________________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.54%
________________________________________________________________________________
14) TYPE OF REPORTING PERSON
OO
________________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Peter A. Cohen
_______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
________________________________________________________________________________
3) SEC USE ONLY
________________________________________________________________________________
4) SOURCE OF FUNDS OO
________________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
________________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
________________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF none
SHARES ______________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY 1,083,634
EACH ______________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON none
WITH ______________________________________________________________
10) SHARED DISPOSITIVE POWER
1,083,634
________________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,083,634
________________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
________________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.54%
________________________________________________________________________________
14) TYPE OF REPORTING PERSON
IN
________________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Morgan B. Stark
_______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
________________________________________________________________________________
3) SEC USE ONLY
________________________________________________________________________________
4) SOURCE OF FUNDS OO
________________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
________________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
________________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF none
SHARES ______________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY 1,083,634
EACH ______________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON none
WITH ______________________________________________________________
10) SHARED DISPOSITIVE POWER
1,083,634
________________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,083,634
________________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
________________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.54%
________________________________________________________________________________
14) TYPE OF REPORTING PERSON
IN
________________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Jeffrey M. Solomon
_______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
________________________________________________________________________________
3) SEC USE ONLY
________________________________________________________________________________
4) SOURCE OF FUNDS OO
________________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
________________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
________________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF none
SHARES ______________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY 1,083,634
EACH ______________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON none
WITH ______________________________________________________________
10) SHARED DISPOSITIVE POWER
1,083,634
________________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,083,634
________________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
________________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.54%
________________________________________________________________________________
14) TYPE OF REPORTING PERSON
IN
________________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Thomas W. Strauss
_______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
________________________________________________________________________________
3) SEC USE ONLY
________________________________________________________________________________
4) SOURCE OF FUNDS OO
________________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
________________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
________________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF none
SHARES ______________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY 1,083,634
EACH ______________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON none
WITH ______________________________________________________________
10) SHARED DISPOSITIVE POWER
1,083,634
________________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,083,634
________________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
________________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.54%
________________________________________________________________________________
14) TYPE OF REPORTING PERSON
IN
________________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Millenco, L.P. 13-3532932
_______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
________________________________________________________________________________
3) SEC USE ONLY
________________________________________________________________________________
4) SOURCE OF FUNDS WC
________________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
________________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
________________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 39,868
SHARES ______________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY 327,893
EACH ______________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 39,868
WITH ______________________________________________________________
10) SHARED DISPOSITIVE POWER
327,893
________________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
367,761
________________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
________________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.2%
________________________________________________________________________________
14) TYPE OF REPORTING PERSON
PN, BD
________________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Millennium Management, L.L.C. 13-3804139
_______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
________________________________________________________________________________
3) SEC USE ONLY
________________________________________________________________________________
4) SOURCE OF FUNDS OO
________________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
________________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
________________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 39,868
SHARES ______________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY 327,893
EACH ______________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 39,868
WITH ______________________________________________________________
10) SHARED DISPOSITIVE POWER
327,893
________________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
367,761
________________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
________________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.2%
________________________________________________________________________________
14) TYPE OF REPORTING PERSON
OO
________________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Israel A. Englander
_______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
________________________________________________________________________________
3) SEC USE ONLY
________________________________________________________________________________
4) SOURCE OF FUNDS OO
________________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
________________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
________________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 39,868
SHARES ______________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY 327,893
EACH ______________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 39,868
WITH ______________________________________________________________
10) SHARED DISPOSITIVE POWER
327,893
________________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
367,761
________________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
________________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.2%
________________________________________________________________________________
14) TYPE OF REPORTING PERSON
IN
________________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
RJG Capital Partners, L.P. 20-0133443
_______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
________________________________________________________________________________
3) SEC USE ONLY
________________________________________________________________________________
4) SOURCE OF FUNDS WC
________________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
________________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
________________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 12,500
SHARES ______________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ______________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 12,500
WITH ______________________________________________________________
10) SHARED DISPOSITIVE POWER
none
________________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
12,500
________________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
________________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.04%
________________________________________________________________________________
14) TYPE OF REPORTING PERSON
PN
________________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
RJG Capital Management, LLC 20-0027325
_______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
________________________________________________________________________________
3) SEC USE ONLY
________________________________________________________________________________
4) SOURCE OF FUNDS OO
________________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
________________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
________________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 12,500
SHARES ______________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ______________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 12,500
WITH ______________________________________________________________
10) SHARED DISPOSITIVE POWER
none
________________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
12,500
________________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
________________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.04%
________________________________________________________________________________
14) TYPE OF REPORTING PERSON
OO
________________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Ronald Gross
_______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
________________________________________________________________________________
3) SEC USE ONLY
________________________________________________________________________________
4) SOURCE OF FUNDS OO
________________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
________________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
________________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 12,500
SHARES ______________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ______________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 12,500
WITH ______________________________________________________________
10) SHARED DISPOSITIVE POWER
none
________________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
12,500
________________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
________________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.04%
________________________________________________________________________________
14) TYPE OF REPORTING PERSON
IN
________________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
D.B. Zwirn Special Opportunities Fund, L.P. 73-1637217
_______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
________________________________________________________________________________
3) SEC USE ONLY
________________________________________________________________________________
4) SOURCE OF FUNDS WC
________________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
________________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
________________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 17,532
SHARES ______________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ______________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 17,532
WITH ______________________________________________________________
10) SHARED DISPOSITIVE POWER
none
________________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
17,532
________________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
________________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.06%
________________________________________________________________________________
14) TYPE OF REPORTING PERSON
PN
________________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
D.B. Zwirn Special Opportunities Fund (TE), L.P. 20-0024165
_______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
________________________________________________________________________________
3) SEC USE ONLY
________________________________________________________________________________
4) SOURCE OF FUNDS WC
________________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
________________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
________________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 17,532
SHARES ______________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ______________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 17,532
WITH ______________________________________________________________
10) SHARED DISPOSITIVE POWER
none
________________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
17,532
________________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
________________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.06%
________________________________________________________________________________
14) TYPE OF REPORTING PERSON
PN
________________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
D.B. Zwirn Special Opportunities Fund, Ltd.
_______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
________________________________________________________________________________
3) SEC USE ONLY
________________________________________________________________________________
4) SOURCE OF FUNDS WC
________________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
________________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
________________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 105,190
SHARES ______________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ______________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 105,190
WITH ______________________________________________________________
10) SHARED DISPOSITIVE POWER
none
________________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
105,190
________________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
________________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.34%
________________________________________________________________________________
14) TYPE OF REPORTING PERSON
CO
________________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
HCM/Z Special Opportunities LLC 98-0436333
_______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
________________________________________________________________________________
3) SEC USE ONLY
________________________________________________________________________________
4) SOURCE OF FUNDS WC
________________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
________________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
________________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 35,062
SHARES ______________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ______________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 35,062
WITH ______________________________________________________________
10) SHARED DISPOSITIVE POWER
none
________________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
35,062
________________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
________________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.11%
________________________________________________________________________________
14) TYPE OF REPORTING PERSON
CO
________________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
D.B. Zwirn & Co., L.P. 02-0597442
_______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
________________________________________________________________________________
3) SEC USE ONLY
________________________________________________________________________________
4) SOURCE OF FUNDS OO
________________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
________________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
________________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 175,316
SHARES ______________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ______________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 175,316
WITH ______________________________________________________________
10) SHARED DISPOSITIVE POWER
none
________________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
175,316
________________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
________________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.57%
________________________________________________________________________________
14) TYPE OF REPORTING PERSON
PN
________________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
DBZ GP, LLC 42-1657316
_______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
________________________________________________________________________________
3) SEC USE ONLY
________________________________________________________________________________
4) SOURCE OF FUNDS OO
________________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
________________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
________________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 175,316
SHARES ______________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ______________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 175,316
WITH ______________________________________________________________
10) SHARED DISPOSITIVE POWER
none
________________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
175,316
________________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
________________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.57%
________________________________________________________________________________
14) TYPE OF REPORTING PERSON
OO
________________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Zwirn Holdings, LLC 30-0080444
_______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
________________________________________________________________________________
3) SEC USE ONLY
________________________________________________________________________________
4) SOURCE OF FUNDS OO
________________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
________________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
________________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 175,316
SHARES ______________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ______________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 175,316
WITH ______________________________________________________________
10) SHARED DISPOSITIVE POWER
none
________________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
175,316
________________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
________________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.57%
________________________________________________________________________________
14) TYPE OF REPORTING PERSON
OO
________________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
-------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Daniel B. Zwirn
_______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [x]
(b) |_|
________________________________________________________________________________
3) SEC USE ONLY
________________________________________________________________________________
4) SOURCE OF FUNDS OO
________________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
________________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
________________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 175,316
SHARES ______________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ______________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 175,316
WITH ______________________________________________________________
10) SHARED DISPOSITIVE POWER
none
________________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
175,316
________________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
________________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.57%
________________________________________________________________________________
14) TYPE OF REPORTING PERSON
IN
________________________________________________________________________________
This Amendment No. 3 amends and supplements the Schedule 13D filed with
the Securities and Exchange Commission (the "SEC") on June 6, 2005, as amended
by that certain Amendment No. 1 filed on July 1, 2005 and that certain Amendment
No. 2 filed on August 3, 2005 (together, the "Statement") by and on behalf of
Barington Companies Equity Partners, L.P. ("Barington") and others with respect
to the common stock, par value $1.00 per share (the "Common Stock"), of A.
Schulman, Inc., a Delaware corporation (the "Company"). The principal executive
offices of the Company are located at 3550 West Market Street, Akron, Ohio
44333.
Item 2. Identity and Background.
------------------------
The second paragraph of Item 2(a)-(c) of the Statement is hereby amended
and restated as follows:
As of the date of this filing, the Reporting Entities are the beneficial
owners of, in the aggregate, 2,332,185 shares of Common Stock, representing
approximately 7.62% of the shares of Common Stock presently outstanding.
Item 3. Source and Amount of Funds or Other Consideration.
--------------------------------------------------
Item 3 of the Statement is hereby amended and supplemented as follows:
Since the filing of the Statement, the Reporting Entities purchased an
aggregate of 404,797 shares of Common Stock. The amount of funds expended for
such purchases was approximately $375,491.02 by Barington Companies Equity
Partners, L.P., $2,232,171.37 by Barington Companies Offshore Fund Ltd. (BVI),
$297,093.38 by Parche, LLC, $1,559,642.56 by Starboard Value & Opportunity Fund,
LLC, $592,463.48 by HCM/Z Special Opportunities LLC, $296,048.97 by D.B. Zwirn
Special Opportunities Fund, L.P., $1,777,631.72 by D.B. Zwirn Special
Opportunities Fund, Ltd. and $296,273.42 by D.B. Zwirn Special Opportunities
Fund (TE), L.P.
All purchases of Common Stock by the Reporting Entities were made in open
market transactions. All transactions effected since the filing of the Statement
are described in the Schedule attached hereto. All such purchases of Common
Stock were funded by working capital, which may, at any given time, include
margin loans made by brokerage firms in the ordinary course of business.
Item 5. Interest in Securities of the Issuer.
-------------------------------------
Items 5(a) and 5(b) of the Statement are hereby amended and restated as
follows:
(a) As of the date hereof, Barington Companies Equity Partners, L.P.
beneficially owns an aggregate of 428,350 shares of Common Stock, representing
approximately 1.4% of the shares of Common Stock presently outstanding based
upon the 30,605,296 shares of Common Stock reported by the Company to be issued
and outstanding as of June 30, 2005 in its Form 10-Q filed with the Securities
and Exchange Commission on July 11, 2005 (the "Issued and Outstanding Shares").
As the general partner of Barington Companies Equity Partners, L.P., Barington
Companies Investors, LLC may be deemed to beneficially own the 428,350 shares of
Common Stock owned by Barington Companies Equity Partners, L.P.
As of the date hereof, Barington Companies Offshore Fund, Ltd. (BVI)
beneficially owns 264,624 shares of Common Stock, constituting approximately
0.86% of the Issued and Outstanding Shares. As of the date hereof, Barington
Companies Advisors, LLC beneficially owns 327,893 shares of Common Stock, which
shares are held in a managed account as further described in Item 6 of the
Statement. As the investment advisor to Barington Companies Offshore Fund, Ltd.
(BVI), Barington Companies Advisors, LLC may also be deemed to beneficially own
the 264,624 shares of Common Stock owned by Barington Companies Offshore Fund,
Ltd. (BVI), representing an aggregate of 592,517 shares, constituting
approximately 1.94% of the Issued and Outstanding Shares. As the Managing Member
of Barington Companies Advisors, LLC, Barington Capital Group, L.P. may be
deemed to beneficially own the 327,893 shares of Common Stock beneficially owned
by Barington Companies Advisors, LLC and the 264,624 shares of Common Stock
owned by Barington Companies Offshore Fund, Ltd. (BVI). As the majority member
of Barington Companies Investors, LLC, Barington Capital Group, L.P. may also be
deemed to beneficially own the 428,350 shares of Common Stock owned by Barington
Companies Equity Partners, L.P., representing an aggregate of 1,020,867 shares,
constituting approximately 3.34% of the Issued and Outstanding Shares. As the
general partner of Barington Capital Group, L.P., LNA Capital Corp. may be
deemed to beneficially own the 428,350 shares owned by Barington Companies
Equity Partners, L.P., the 327,893 shares of Common Stock beneficially owned by
Barington Companies Advisors, LLC and the 264,624 shares owned by Barington
Companies Offshore Fund, Ltd. (BVI), representing an aggregate of 1,020,867
shares, constituting approximately 3.34% of the Issued and Outstanding Shares.
As the sole stockholder and director of LNA Capital Corp., Mr. Mitarotonda may
be deemed to beneficially own the 428,350 shares owned by Barington Companies
Equity Partners, L.P., the 327,893 shares of Common Stock beneficially owned by
Barington Companies Advisors, LLC and the 264,624 shares owned by Barington
Companies Offshore Fund, Ltd. (BVI), representing an aggregate of 1,020,867
shares, constituting approximately 3.34% of the Issued and Outstanding Shares.
Mr. Mitarotonda has sole voting and dispositive power with respect to the
428,350 shares owned by Barington Companies Equity Partners, L.P. and the
264,624 shares owned by Barington Companies Offshore Fund, Ltd. (BVI) and shared
voting and dispositive power with respect to the 327,893 shares of Common Stock
beneficially owned by Barington Companies Advisors, LLC by virtue of his
authority to vote and dispose of such shares. Mr. Mitarotonda disclaims
beneficial ownership of any such shares except to the extent of his pecuniary
interest therein.
As of the date hereof, each of Parche, LLC and Starboard Value &
Opportunity Fund, LLC beneficially own 173,376 shares and 910,258 shares of
Common Stock, respectively, constituting approximately 0.57% and 2.97%,
respectively, of the Issued and Outstanding Shares. As the Managing Member of
each of Parche, LLC and Starboard Value & Opportunity Fund, LLC, Admiral
Advisors, LLC may be deemed to beneficially own the 173,376 shares and the
910,258 shares of Common Stock owned by Parche, LLC and Starboard Value &
Opportunity Fund, LLC, respectively, representing an aggregate of 1,083,634
shares, constituting approximately 3.54% of the Issued and Outstanding Shares.
As the sole member of Admiral Advisors, LLC, Ramius Capital Group, LLC may be
deemed to beneficially own the 173,376 shares and the 910,258 shares of Common
Stock owned by Parche, LLC and Starboard Value & Opportunity Fund, LLC,
respectively, representing an aggregate of 1,083,634 shares, constituting
approximately 3.54% of the Issued and Outstanding Shares. As the Managing Member
of Ramius Capital Group, LLC, C4S & Co., LLC may be deemed to beneficially own
the 173,376 shares and the 910,258 shares of Common Stock owned by Parche, LLC
and Starboard Value & Opportunity Fund, LLC, respectively, representing an
aggregate of 1,083,634 shares, constituting approximately 3.54% of the Issued
and Outstanding Shares. As the Managing Members of C4S & Co., LLC, each of Peter
A. Cohen, Morgan B. Stark, Jeffrey M. Solomon and Thomas W. Strauss may be
deemed to beneficially own the 173,376
shares and the 910,258 shares of Common Stock owned by Parche, LLC and Starboard
Value & Opportunity Fund, LLC, respectively, representing an aggregate of
1,083,634 shares, constituting approximately 3.54% of the Issued and Outstanding
Shares. Each of Messrs. Cohen, Stark, Solomon and Strauss share voting and
dispositive power with respect to the 173,376 shares and the 910,258 shares
owned by Parche, LLC and Starboard Value & Opportunity Fund, LLC, respectively,
by virtue of their shared authority to vote and dispose of such shares. Messrs.
Cohen, Stark, Solomon & Strauss disclaim beneficial ownership of such shares.
As of the date hereof, Millenco, L.P. may be deemed to beneficially own an
aggregate of 367,761 shares of Common Stock, representing approximately 1.2% of
the Issued and Outstanding Shares, 327,893 shares of which are held in a managed
account as further described in Item 6 and 39,868 shares of which are owned by
Millenco, L.P.
As the general partner of Millenco, L.P., Millennium Management, L.L.C.
may be deemed to beneficially own the 367,761 shares of Common Stock which may
be deemed to be beneficially owned by Millenco, L.P. As the Managing Member of
Millennium Management, L.L.C., which in turn is the general partner of Millenco,
L.P., Mr. Englander may be deemed to beneficially own the 367,761 shares of
Common Stock which may be deemed to be beneficially owned by Millenco, L.P.,
constituting approximately 1.2% of the Issued and Outstanding Shares. Each of
Millennium Management L.L.C. and Mr. Englander disclaims beneficial ownership of
any such shares except to the extent of its or his respective pecuniary interest
therein.
As of the date hereof, RJG Capital Partners, L.P. beneficially owns 12,500
shares of Common Stock, constituting approximately 0.04% of the Issued and
Outstanding Shares. As the general partner of RJG Capital Partners, L.P., RJG
Capital Management, LLC may be deemed to beneficially own the 12,500 shares
owned by RJG Capital Partners, L.P., constituting approximately 0.04% of the
Issued and Outstanding Shares. As the managing member of RJG Capital Management,
LLC, which in turn is the general partner of RJG Capital Partners, L.P., Mr.
Gross may be deemed to beneficially own the 12,500 shares owned by RJG Capital
Partners, L.P., constituting approximately 0.04% of the Issued and Outstanding
Shares. Mr. Gross has sole voting and dispositive power with respect to the
12,500 shares owned by RJG Capital Partners, L.P. by virtue of his authority to
vote and dispose of such shares. Mr. Gross disclaims beneficial ownership of any
such shares except to the extent of his pecuniary interest therein.
As of the date hereof, each of D.B. Zwirn Special Opportunities Fund, L.P.
and D.B. Zwirn Special Opportunities Fund (TE), L.P. beneficially own 17,532
shares and 17,532 shares of Common Stock, respectively, constituting
approximately 0.06% and 0.06%, respectively, of the Issued and Outstanding
Shares. As of the date hereof, each of D.B. Zwirn Special Opportunities Fund,
Ltd. and HCM/Z Special Opportunities LLC beneficially own 105,190 shares and
35,062 shares of Common Stock, respectively, constituting approximately 0.34%
and 0.11%, respectively, of the Issued and Outstanding Shares.
As the manager of D.B. Zwirn Special Opportunities Fund, L.P., D.B. Zwirn
Special Opportunities Fund (TE), L.P., D.B. Zwirn Special Opportunities Fund,
Ltd. and HCM/Z Special Opportunities LLC, D.B. Zwirn & Co., L.P. may be deemed
to beneficially own the 17,532 shares of Common Stock beneficially owned by D.B.
Zwirn Special Opportunities Fund, L.P., the 17,532 shares of Common Stock
beneficially owned by D.B. Zwirn Special Opportunities Fund (TE), L.P., the
105,190 shares of Common Stock beneficially owned by D.B. Zwirn Special
Opportunities Fund, Ltd. and the 35,062 shares of Common Stock beneficially
owned by HCM/Z Special Opportunities LLC, representing an aggregate of 175,316
shares, constituting approximately 0.57% of the Issued and Outstanding Shares.
As general partner of D.B. Zwirn & Co., L.P., DBZ GP, LLC may be deemed to
beneficially own the 17,532 shares of Common Stock beneficially owned by D.B.
Zwirn Special Opportunities Fund, L.P., the 17,532 shares of Common Stock
beneficially owned by D.B. Zwirn Special Opportunities Fund (TE), L.P., the
105,190 shares of Common Stock beneficially owned by D.B. Zwirn Special
Opportunities Fund, Ltd. and the 35,062 shares of Common Stock beneficially
owned by HCM/Z Special Opportunities LLC, representing an aggregate of 175,316
shares, constituting approximately 0.57% of the Issued and Outstanding Shares.
As the managing member of DBZ GP, LLC, Zwirn Holdings, LLC may be deemed to
beneficially own the 17,532 shares of Common Stock beneficially owned by D.B.
Zwirn Special Opportunities Fund, L.P., the 17,532 shares of Common Stock
beneficially owned by D.B. Zwirn Special Opportunities Fund (TE), L.P., the
105,190 shares of Common Stock beneficially owned by D.B. Zwirn Special
Opportunities Fund, Ltd. and the 35,062 shares of Common Stock beneficially
owned by HCM/Z Special Opportunities LLC, representing an aggregate of 175,316
shares, constituting approximately 0.57% of the Issued and Outstanding Shares.
As the managing member of Zwirn Holdings, LLC, Daniel B. Zwirn may be deemed to
beneficially own the 17,532 shares of Common Stock beneficially owned by D.B.
Zwirn Special Opportunities Fund, L.P., the 17,532 shares of Common Stock
beneficially owned by D.B. Zwirn Special Opportunities Fund (TE), L.P., the
105,190 shares of Common Stock beneficially owned by D.B. Zwirn Special
Opportunities Fund, Ltd. and the 35,062 shares of Common Stock beneficially
owned by HCM/Z Special Opportunities LLC, representing an aggregate of 175,316
shares, constituting approximately 0.57% of the Issued and Outstanding Shares.
Mr. Zwirn disclaims beneficial ownership of such shares except to the extent of
his pecuniary interest therein.
The Reporting Entities do not believe that certain of the foregoing
information is called for by the Items of Schedule 13D and are disclosing it for
supplemental informational purposes only. Information with respect to each of
the Reporting Entities is given solely by such Reporting Entity and no Reporting
Entity shall have responsibility for the accuracy or completeness of information
supplied by another Reporting Entity.
(b) Each of the Reporting Entities may be deemed to have sole voting and
dispositive power over the shares of Common Stock reported as beneficially owned
by such person by virtue of their respective positions as described in paragraph
(a), except for the following persons:
(1) Messrs. Cohen, Stark, Solomon and Strauss have shared
authority to vote and dispose of the shares reported as
beneficially owned by them. Messrs. Cohen, Stark, Solomon and
Strauss disclaim beneficial ownership of such shares.
(2) Pursuant to an account management agreement between Millennium
Operations, LLC and Barington Companies Advisors, LLC (the
"Management Agreement"), Barington Companies Advisors, LLC
manages an investment account on behalf of Millenco, L.P. The
327,893 shares of Common Stock purchased in that managed
account on behalf of Millenco, L.P. have been reported herein
as being beneficially owned by Barington Companies Advisors,
LLC, Barington Capital Group, L.P., LNA Capital Corp. and
James Mitarotonda and may also be deemed to be beneficially
owned by Millenco, L.P., Millennium Management, L.L.C. and
Israel Englander. Each such Reporting Entity has shared voting
and dispositive power with respect to such shares.
Except as set forth above, each of the other Reporting Entities may be
deemed to have sole voting and dispositive power with respect to the shares each
reports as beneficially owned by such person, regardless of the fact that
multiple Reporting Entities within the same chain of ownership report sole
voting and dispositive power with respect to such shares. Each such Reporting
Entity reports sole voting and dispositive power with respect to such shares
based on such person's relationship to the other Reporting Entities within the
same chain of ownership. Except to the extent expressly stated herein, each
Reporting Entity disclaims beneficial ownership of any shares of Common Stock
beneficially owned by any other Reporting Entity.
SIGNATURES
----------
After reasonable inquiry and to the best knowledge and belief of the
undersigned, the undersigned certify that the information set forth in this
Statement is true, complete and correct.
Dated: August 24, 2005
BARINGTON COMPANIES EQUITY PARTNERS, L.P.
By: Barington Companies Investors, LLC,
its general partner
By: /s/ James A. Mitarotonda
------------------------------
Name: James A. Mitarotonda
Title: Managing Member
BARINGTON COMPANIES INVESTORS, LLC
By: /s/ James A. Mitarotonda
------------------------------
Name: James A. Mitarotonda
Title: Managing Member
/s/ James A. Mitarotonda
------------------------
James A. Mitarotonda
BARINGTON COMPANIES OFFSHORE
FUND, LTD. (BVI)
By: /s/ James A. Mitarotonda
------------------------------
Name: James A. Mitarotonda
Title: President
BARINGTON COMPANIES ADVISORS, LLC
By: /s/ James A. Mitarotonda
------------------------------
Name: James A. Mitarotonda
Title: Authorized Signatory
BARINGTON CAPITAL GROUP, L.P.
By: LNA Capital Corp., its general
partner
By: /s/ James A. Mitarotonda
------------------------------
Name: James A. Mitarotonda
Title: President and CEO
LNA CAPITAL CORP.
By: /s/ James A. Mitarotonda
------------------------------
Name: James A. Mitarotonda
Title: President and CEO
PARCHE, LLC
By: Admiral Advisors, LLC, its managing
member
By: /s/ Jeffrey M. Solomon
------------------------------
Name: Jeffrey M. Solomon
Title: Authorized Signatory
STARBOARD VALUE & OPPORTUNITY FUND, LLC
By: Admiral Advisors, LLC, its managing
member
By: /s/ Jeffrey M. Solomon
------------------------------
Name: Jeffrey M. Solomon
Title: Authorized Signatory
ADMIRAL ADVISORS, LLC
By: Ramius Capital Group, LLC, its
sole member
By: /s/ Jeffrey M. Solomon
------------------------------
Name: Jeffrey M. Solomon
Title: Authorized Signatory
RAMIUS CAPITAL GROUP, LLC
By: C4S & Co., LLC, its Managing Member
By: /s/ Jeffrey M. Solomon
------------------------------
Name: Jeffrey M. Solomon
Title: Managing Member
C4S & CO., LLC
By: /s/ Jeffrey M. Solomon
------------------------------
Name: Jeffrey M. Solomon
Title: Managing Member
/s/ Jeffrey M. Solomon
---------------------------------------
Jeffrey M. Solomon, individually and as
attorney-in-fact for Peter A. Cohen,
Morgan B. Stark, and Thomas W. Strauss
MILLENCO, L.P.
By: Millennium Management, L.L.C., its
general partner
By: /s/ David Nolan
------------------------------
Name: David Nolan
Title: Executive Vice President
MILLENIUM MANAGEMENT, L.L.C.
By: /s/ David Nolan
------------------------------
Name: David Nolan
Title: Executive Vice President
/s/ Israel A. Englander by Simon M. Lorne
pursuant to Power of Attorney previously
filed with the SEC
----------------------------------------
Israel A. Englander
RJG CAPITAL PARTNERS, L.P.
By: RJG Capital Management, LLC, its
general partner
By: /s/ Ronald J. Gross
------------------------------
Name: Ronald J. Gross
Title: Managing Member
RJG CAPITAL MANAGEMENT, LLC
By: /s/ Ronald J. Gross
------------------------------
Name: Ronald J. Gross
Title: Managing Member
/s/ Ronald J. Gross
----------------------------------
Ronald J. Gross
D.B. ZWIRN SPECIAL OPPORTUNITIES FUND,
L.P.
By: D.B. ZWIRN PARTNERS, LLC,
its general partner
BY: ZWIRN HOLDINGS, LLC,
its managing member
By: /s/ Daniel B. Zwirn
------------------------------
Name: Daniel B. Zwirn
Title: Managing Member
D.B. ZWIRN SPECIAL OPPORTUNITIES FUND
(TE), L.P.
By: D.B. ZWIRN PARTNERS, LLC,
its general partner
BY: ZWIRN HOLDINGS, LLC,
its managing member
By: /s/ Daniel B. Zwirn
------------------------------
Name: Daniel B. Zwirn
Title: Managing Member
D.B. ZWIRN SPECIAL OPPORTUNITIES
FUND, LTD.
By: D.B. Zwirn & Co., L.P., its manager
By: DBZ GP, LLC, its general partner
By: Zwirn Holdings, LLC, its managing
member
By: /s/ Daniel B. Zwirn
------------------------------
Name: Daniel B. Zwirn
Title: Managing Member
HCM/Z SPECIAL OPPORTUNITIES LLC
By: D.B. Zwirn & Co., L.P., its manager
By: DBZ GP, LLC, its general partner
By: Zwirn Holdings, LLC, its managing
member
By: /s/ Daniel B. Zwirn
------------------------------
Name: Daniel B. Zwirn
Title: Managing Member
D.B. ZWIRN & CO., L.P.
By: DBZ GP, LLC, its general partner
By: Zwirn Holdings, LLC, its managing
member
By: /s/ Daniel B. Zwirn
------------------------------
Name: Daniel B. Zwirn
Title: Managing Member
DBZ GP, LLC
By: Zwirn Holdings, LLC, its managing
member
By: /s/ Daniel B. Zwirn
------------------------------
Name: Daniel B. Zwirn
Title: Managing Member
ZWIRN HOLDINGS, LLC
By: /s/ Daniel B. Zwirn
------------------------------
Name: Daniel B. Zwirn
Title: Managing Member
/s/ Daniel B. Zwirn
----------------------------------
Daniel B. Zwirn
SCHEDULE
This schedule sets forth information with respect to each purchase of
Common Stock which was effectuated by a Reporting Entity since the filing of the
Statement. All transactions were effectuated in the open market through a
broker.
Shares purchased by Barington Companies Equity Partners, L.P.
Number of
Date Shares Price Per Share Cost(1)
---- --------- --------------- -----------
8/3/2005 1,525 $19.094 $29,118.35
8/3/2005 3,212 $19.063 $61,230.36
8/4/2005 8,754 $19.014 $166,448.56
8/4/2005 6,250 $18.991 $118,693.75
----------
(1) Excludes commissions and other execution-related costs.
Shares purchased by Barington Companies Offshore Fund, Ltd.
Number of
Date Shares Price Per Share Cost(2)
------- --------- --------------- -----------
8/3/2005 3,050 $19.094 $58,236.70
8/3/2005 6,424 $19.063 $122,460.71
8/4/2005 17,506 $19.014 $332,859.08
8/4/2005 12,500 $18.991 $237,387.50
8/5/2005 13,750 $18.811 $258,651.25
8/8/2005 1,250 $18.800 $23,500.00
8/9/2005 625 $18.800 $11,750.00
8/10/2005 544 $18.463 $10,043.87
8/11/2005 475 $18.600 $8,835.00
8/12/2005 10,000 $18.381 $183,810.00
8/15/2005 8,002 $18.237 $145,932.47
8/16/2005 4,251 $18.135 $77,091.89
8/17/2005 822 $18.227 $14,982.59
8/18/2005 7,178 $18.052 $129,577.26
8/19/2005 2,500 $17.979 $44,947.50
8/22/2005 5,825 $17.900 $104,267.50
8/22/2005 5,162 $17.650 $91,109.30
8/23/2005 3,750 $17.994 $67,477.50
8/23/2005 17,325 $17.850 $309,251.25
----------
(2) Excludes commissions and other execution-related costs.
Shares purchased by Parche, LLC
Number of
Date Shares Price Per Share Cost(3)
---- --------- --------------- -----------
8/3/2005 244 $19.094 $4,658.94
8/3/2005 514 $19.063 $9,798.38
8/4/2005 1,401 $19.014 $26,638.61
8/4/2005 1,000 $18.991 $18,991.00
8/5/2005 2,200 $18.811 $41,384.20
8/8/2005 200 $18.800 $3,760.00
8/9/2005 100 $18.800 $1,880.00
8/10/2005 87 $18.463 $1,606.28
8/11/2005 76 $18.600 $1,413.60
8/12/2005 1,600 $18.381 $29,409.60
8/15/2005 1,280 $18.237 $23,343.36
8/16/2005 680 $18.135 $12,331.80
8/17/2005 132 $18.227 $2,405.96
8/18/2005 1,149 $18.052 $20,741.75
8/19/2005 400 $17.979 $7,191.60
8/22/2005 932 $17.900 $16,682.80
8/22/2005 826 $17.650 $14,578.90
8/23/2005 600 $17.994 $10,796.40
8/23/2005 2,772 $17.850 $49,480.20
----------
(3) Excludes commissions and other execution-related costs.
Shares purchased by Starboard Value & Opportunity Fund, LLC
Number of
Date Shares Price Per Share Cost(4)
---- --------- --------------- -----------
8/3/2005 1,281 $19.094 $24,459.41
8/3/2005 2,698 $19.063 $51,431.97
8/4/2005 7,353 $19.014 $139,809.94
8/4/2005 5,250 $18.991 $99,702.75
8/5/2005 11,550 $18.811 $217,267.05
8/8/2005 1,050 $18.800 $19,740.00
8/9/2005 525 $18.800 $9,870.00
8/10/2005 457 $18.463 $8,437.59
8/11/2005 399 $18.600 $7,421.40
8/12/2005 8,400 $18.381 $154,400.40
8/15/2005 6,721 $18.237 $122,570.88
8/16/2005 3,570 $18.135 $64,741.95
8/17/2005 691 $18.227 $12,594.86
8/18/2005 6,030 $18.052 $108,853.56
8/19/2005 2,100 $17.979 $37,755.90
8/22/2005 4,893 $17.900 $87,584.70
8/22/2005 4,337 $17.650 $76,548.05
8/23/2005 3,150 $17.994 $56,681.10
8/23/2005 14,553 $17.850 $259,771.05
----------
(4) Excludes commissions and other execution-related costs.
Shares purchased by HCM/Z Special Opportunities LLC
Number of
Date Shares Price Per Share Cost(5)
---- --------- --------------- -----------
8/5/2005 5,500 $18.811 $103,460.50
8/8/2005 500 $18.800 $9,400.00
8/9/2005 250 $18.800 $4,700.00
8/10/2005 217 $18.463 $4,006.47
8/11/2005 189 $18.600 $3,515.40
8/12/2005 3,999 $18.381 $73,505.62
8/15/2005 3,200 $18.237 $58,358.40
8/16/2005 1,699 $18.135 $30,811.37
8/17/2005 328 $18.227 $5,978.46
8/18/2005 2,870 $18.052 $51,809.24
8/19/2005 999 $17.979 $17,961.02
8/22/2005 2,213 $17.900 $39,612.70
8/22/2005 1,961 $17.650 $34,611.65
8/23/2005 1,425 $17.994 $25,641.45
8/23/2005 7,232 $17.850 $129,091.20
----------
(5) Excludes commissions and other execution-related costs.
Shares purchased by D.B. Zwirn Special Opportunities Fund, L.P.
Number of
Date Shares Price Per Share Cost(6)
---- --------- --------------- -----------
8/5/2005 2,750 $18.811 $51,730.25
8/8/2005 250 $18.800 $4,700.00
8/9/2005 125 $18.800 $2,350.00
8/10/2005 108 $18.463 $1,994.00
8/11/2005 94 $18.600 $1,748.40
8/12/2005 1,999 $18.381 $36,743.62
8/15/2005 1,599 $18.237 $29,160.96
8/16/2005 849 $18.135 $15,396.62
8/17/2005 164 $18.227 $2,989.23
8/18/2005 1,434 $18.052 $25,886.57
8/19/2005 498 $17.979 $8,953.54
8/22/2005 2,913 $17.900 $52,142.70
8/22/2005 2,581 $17.650 $45,554.65
8/23/2005 928 $17.994 $16,698.43
----------
(6) Excludes commissions and other execution-related costs.
Shares purchased by D.B. Zwirn Special Opportunities Fund, Ltd.
Number of
Date Shares Price Per Share Cost(7)
---- --------- --------------- -----------
8/5/2005 16,500 $18.811 $310,381.50
8/8/2005 1,500 $18.800 $28,200.00
8/9/2005 750 $18.800 $14,100.00
8/10/2005 652 $18.463 $12,037.88
8/11/2005 569 $18.600 $10,583.40
8/12/2005 11,999 $18.381 $220,553.62
8/15/2005 9,601 $18.237 $175,093.44
8/16/2005 5,100 $18.135 $92,488.50
8/17/2005 986 $18.227 $17,971.82
8/18/2005 8,612 $18.052 $155,463.82
8/19/2005 2,999 $17.979 $53,919.02
8/22/2005 5,825 $17.900 $104,267.50
8/22/2005 5,163 $17.650 $91,126.95
8/23/2005 4,697 $17.994 $84,517.82
8/23/2005 22,797 $17.850 $406,926.45
----------
(7) Excludes commissions and other execution-related costs.
Shares purchased by D.B. Zwirn Special Opportunities Fund (TE), L.P.
Number of
Date Shares Price Per Share Cost(8)
---- --------- --------------- -----------
8/5/2005 2,750 $18.811 $51,730.25
8/8/2005 250 $18.800 $4,700.00
8/9/2005 125 $18.800 $2,350.00
8/10/2005 110 $18.463 $2,030.93
8/11/2005 98 $18.600 $1,822.80
8/12/2005 2,003 $18.381 $36,817.14
8/15/2005 1,603 $18.237 $29,233.91
8/16/2005 853 $18.135 $15,469.16
8/17/2005 166 $18.227 $3,025.68
8/18/2005 1,440 $18.052 $25,994.88
8/19/2005 504 $17.979 $9,061.42
8/22/2005 699 $17.900 $12,512.10
8/22/2005 620 $17.650 $10,943.00
8/23/2005 450 $17.994 $8,097.30
8/23/2005 4,621 $17.850 $82,484.85
----------
(8) Excludes commissions and other execution-related costs.