tdf_npx-0615.htm - Generated by SEC Publisher for SEC Filing

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-08394   

 

Templeton Dragon Fund, Inc.

(Exact name of registrant as specified in charter)

 

300 S.E. 2nd Street, Fort Lauderdale, Florida 33301-1923

(Address of principal executive offices) (Zip code)

 

Craig S. Tyle, One Franklin Parkway, San Mateo, CA 94403-1906

(Name and address of agent for service)

 

Registrant's telephone number, including area code: (954) 527-7500

 

Date of fiscal year end:      12/31

 

Date of reporting period:   6/30/15

 

Item 1. Proxy Voting Records.

 

ADVANTECH CO., LTD.
Meeting Date:  MAY 28, 2015
Record Date:  MAR 27, 2015
Meeting Type:  ANNUAL

Ticker:  2395
Security ID:  Y0017P108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2014 Business Operations Report and Financial Statements

Management

For

For

2

Approve Plan on 2014 Profit Distribution

Management

For

For

3

Approve Amendments to Articles of Association

Management

For

For

4

Amend Rules and Procedures for Election of Directors and Supervisors

Management

For

For

 

 

AIA GROUP LTD.
Meeting Date:  MAY 08, 2015
Record Date:  MAY 05, 2015
Meeting Type:  ANNUAL

Ticker:  01299
Security ID:  Y002A1105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3

Elect Lawrence Juen-Yee Lau as Director

Management

For

For

4

Elect Chung-Kong Chow as Director

Management

For

For

5

Elect John Barrie Harrison as Director

Management

For

For

6

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

7A

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

For

7B

Authorize Repurchase of Issued Share Capital

Management

For

For

7C

Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme

Management

For

For
 

 

 

ANHUI CONCH CEMENT COMPANY LTD
Meeting Date:  MAR 10, 2015
Record Date:  FEB 06, 2015
Meeting Type:  SPECIAL

Ticker:  600585
Security ID:  Y01373102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Zhao Jianguang as Director

Management

For

For

 

 

ANHUI CONCH CEMENT COMPANY LTD
Meeting Date:  JUN 02, 2015
Record Date:  APR 30, 2015
Meeting Type:  ANNUAL

Ticker:  600585
Security ID:  Y01373102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Report of the Board of Directors

Management

For

For

2

Approve Report of the Supervisory Committee

Management

For

For

3

Approve Audited Financial Reports and International Financial Reporting Standards

Management

For

For

4

Approve KPMG Huazhen CPA (Special General Partnership) and KPMG CPA as PRC and International (Financial) Auditors Respectively, Approve KPMG Huazhen CPA as Internal Control Auditor of the Company, and Authorize Board to Fix Their Remuneration

Management

For

For

5

Approve Profit Appropriation Proposal

Management

For

For

6

Approve the Guarantees Provided by the Company for the Bank Borrowings of Certain Subsidiaries and Invested Companies

Management

For

For

7

Elect Qi Shengli as Supervisor

Management

For

For

8

Elect Wang Pengfei as Supervisor

Management

For

For

9

Amend Articles of Association Re: Scope of Business

Management

For

For

10

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

 

 

ANTA SPORTS PRODUCTS LTD.
Meeting Date:  APR 01, 2015
Record Date:  MAR 27, 2015
Meeting Type:  ANNUAL

Ticker:  02020
Security ID:  G04011105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3

Approve Special Dividend

Management

For

For

4

Elect Ding Shijia as Director

Management

For

For

5

Elect Lai Shixian as Director

Management

For

For

6

Elect Yeung Chi Tat as Director

Management

For

For

7

Authorize Board to Fix Remuneration of Directors

Management

For

For

8

Approve KPMG as Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

9

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

10

Authorize Repurchase of Issued Share Capital

Management

For

For

11

Authorize Reissuance of Repurchased Shares

Management

For

Against
 

 

 

ASIA CEMENT (CHINA) HOLDINGS CORPORATION
Meeting Date:  AUG 06, 2014
Record Date:  JUL 30, 2014
Meeting Type:  SPECIAL

Ticker:  00743
Security ID:  G0539C106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Amendment Deed

Management

For

For

 

 

ASIA CEMENT (CHINA) HOLDINGS CORPORATION
Meeting Date:  MAY 20, 2015
Record Date:  MAY 12, 2015
Meeting Type:  ANNUAL

Ticker:  00743
Security ID:  G0539C106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3.1

Elect Chang, Tsai-hsiung as Director

Management

For

For

3.2

Elect Chang Shao, Ruey-huey as Director

Management

For

For

3.3

Elect Chang, Chen-kuen as Director

Management

For

For

3.4

Elect Lin, Seng-chang as Director

Management

For

For

3.5

Elect Wang, Wei as Director

Management

For

For

3.6

Elect Lee, Kao-chao as Director

Management

For

For

3.7

Authorize Board to Fix Remuneration of Directors

Management

For

For

4

Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

6

Authorize Repurchase of Issued Share Capital

Management

For

For

7

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

 

BANK OF CHINA LIMITED
Meeting Date:  AUG 04, 2014
Record Date:  JUL 04, 2014
Meeting Type:  SPECIAL

Ticker:  03988
Security ID:  Y0698A107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Wang Wei as Director

Management

For

For

2

Approve Remuneration Distribution Plan for the Chairman, Executive Directors, Chairman of Board of Supervisors and Shareholder Representative Supervisors in 2013

Management

For

For

 

 

BANK OF CHINA LIMITED
Meeting Date:  JUN 17, 2015
Record Date:  MAY 15, 2015
Meeting Type:  ANNUAL

Ticker:  03988
Security ID:  Y0698A107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2014 Work Report of Board of Directors

Management

For

For

2

Approve 2014 Work Report of Board of Supervisors

Management

For

For

3

Approve 2014 Annual Financial Statements

Management

For

For

4

Approve 2014 Profit Distribution Plan

Management

For

For

5

Approve 2015 Annual Budget for Fixed Assets Investment

Management

For

For

6

Approve Ernst & Young Hua Ming as Auditor

Management

For

For

7

Elect Nout Wellink as Director

Management

For

For

8

Elect Li Jucai as Director

Management

For

For

9

Elect Chen Yuhua as Supervisor

Management

For

For

10

Approve Scheme on the Authorization to the Board of Directors Granted by the Shareholders' Meeting

Management

For

For

11

Approve Issuance of Bonds

Shareholder

None

For

 

 

BEIJING JINGKELONG CO LTD.
Meeting Date:  MAY 28, 2015
Record Date:  MAY 07, 2015
Meeting Type:  ANNUAL

Ticker:  00814
Security ID:  Y0771X107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Report of the Board of Directors

Management

For

For

2

Approve Report of the Supervisory Committee

Management

For

For

3

Accept Financial Statements and Statutory Reports

Management

For

For

4

Approve Ruihua Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5

Approve Profit Distribution Plan and Distribution of Final Dividend

Management

For

For

6

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

7

Approve Issuance of Short Term Debentures

Management

For

Against
 

 

 

BOC HONG KONG (HOLDINGS) LTD.
Meeting Date:  JUN 16, 2015
Record Date:  JUN 10, 2015
Meeting Type:  ANNUAL

Ticker:  02388
Security ID:  Y0920U103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a

Elect Chen Siqing as Director

Management

For

For

3b

Elect Koh Beng Seng as Director

Management

For

For

3c

Elect Tung Savio Wai-Hok as Director

Management

For

For

3d

Elect Cheng Eva as Director

Management

For

For

3e

Elect Li Jiuzhong as Director

Management

For

For

4

Approve Ernst & Young as Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

5

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

6

Authorize Repurchase of Issued Share Capital

Management

For

For

7

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

CHEUNG KONG (HOLDINGS) LIMITED
Meeting Date:  FEB 25, 2015
Record Date:  FEB 23, 2015
Meeting Type:  SPECIAL

Ticker:  00001
Security ID:  Y13213106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Scheme of Arrangement

Management

For

For

 

 

CHEUNG KONG (HOLDINGS) LIMITED
Meeting Date:  FEB 25, 2015
Record Date:  FEB 23, 2015
Meeting Type:  COURT

Ticker:  00001
Security ID:  Y13213106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Scheme of Arrangement

Management

For

For

 

 

CHEUNG KONG INFRASTRUCTURE HOLDINGS LTD
Meeting Date:  MAY 14, 2015
Record Date:  MAY 08, 2015
Meeting Type:  ANNUAL

Ticker:  01038
Security ID:  G2098R102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3.1

Elect Li Tzar Kuoi, Victor as Director

Management

For

For

3.2

Elect Fok Kin Ning, Canning as Director

Management

For

Against

3.3

Elect Andrew John Hunter as Director

Management

For

Against

3.4

Elect Cheong Ying Chew, Henry as Director

Management

For

Against

3.5

Elect Barrie Cook as Director

Management

For

For

3.6

Elect Tso Kai Sum as Director

Management

For

For

4

Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

5.1

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

5.2

Authorize Repurchase of Issued Share Capital

Management

For

For

5.3

Authorize Reissuance of Repurchased Shares

Management

For

Against
 

 

 

CHINA CONSTRUCTION BANK CORPORATION
Meeting Date:  JUN 15, 2015
Record Date:  MAY 15, 2015
Meeting Type:  ANNUAL

Ticker:  00939
Security ID:  Y1397N101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Report of Board of Directors

Management

For

For

2

Accept Report of Board of Supervisors

Management

For

For

3

Accept Final Financial Accounts

Management

For

For

4

Approve Profit Distribution Plan

Management

For

For

5

Approve Budget of 2015 Fixed Assets Investment

Management

For

For

6

Approve Remuneration Distribution and Settlement Plan for Directors in 2013

Management

For

For

7

Approve Remuneration Distribution and Settlement Plan for Supervisors in 2013

Management

For

For

8

Elect Wang Hongzhang as Director

Management

For

For

9

Elect Pang Xiusheng as Director

Management

For

For

10

Elect Zhang Gengsheng as Director

Management

For

For

11

Elect Li Jun as Director

Management

For

For

12

Elect Hao Aiqun as Director

Management

For

For

13

Elect Elaine La Roche as Director

Management

For

For

14

Approve External Auditors

Management

For

For

15

Approve Impact on Dilution of Current Returns of the Issuance of Preference Shares and Remedial Measures

Management

For

For

16

Approve Shareholder Return Plan for 2015 to 2017

Management

For

For

17

Approve Capital Plan for 2015 to 2017

Management

For

For

18

Amend Articles of Association

Management

For

For

19.1

Approve Type and Number of Preference Shares to be Issued

Management

For

For

19.2

Approve Par Value and Issuance Price

Management

For

For

19.3

Approve Maturity Date

Management

For

For

19.4

Approve Use of Proceeds

Management

For

For

19.5

Approve Issuance Method and Investors

Management

For

For

19.6

Approve Profit Distribution Method for Preference Shareholders

Management

For

For

19.7

Approve Mandatory Conversion

Management

For

For

19.8

Approve Conditional Redemption

Management

For

For

19.9

Approve Voting Rights Restrictions and Restoration

Management

For

For

19.10

Approve Repayment Priority and Manner of Liquidation

Management

For

For

19.11

Approve Rating

Management

For

For

19.12

Approve Security

Management

For

For

19.13

Approve Trading or Transfer Restriction

Management

For

For

19.14

Approve Trading Arrangements

Management

For

For

19.15

Approve Effective Period of the Resolution on Issuance of Preference Shares

Management

For

For

19.16

Approve Preference Share Authorization

Management

For

For

19.17

Approve Relationship between Domestic Issuance and Offshore Issuance

Management

For

For

19.18

Approve Application and Approval Procedures to be Performed for the Issuance

Management

For

For

20.1

Approve Type and Number of Preference Shares to be Issued

Management

For

For

20.2

Approve Par Value and Issuance Price

Management

For

For

20.3

Approve Maturity Date

Management

For

For

20.4

Approve Use of Proceeds

Management

For

For

20.5

Approve Issuance Method and Investors

Management

For

For

20.6

Approve Profit Distribution Method for Preference Shareholders

Management

For

For

20.7

Approve Mandatory Conversion

Management

For

For

20.8

Approve Conditional Redemption

Management

For

For

20.9

Approve Voting Rights Restrictions and Restoration

Management

For

For

20.10

Approve Repayment Priority and Manner of Liquidation

Management

For

For

20.11

Approve Rating

Management

For

For

20.12

Approve Security

Management

For

For

20.13

Approve Lock-up Period

Management

For

For

20.14

Approve Effective Period of the Resolution on Issuance of Preference Shares

Management

For

For

20.15

Approve Trading/Listing Arrangement

Management

For

For

20.16

Approve Preference Share Authorization

Management

For

For

20.17

Approve Relationship between Domestic Issuance and Offshore Issuance

Management

For

For

20.18

Approve Application and Approval Procedures to be Performed for the Issuance

Management

For

For

21

Elect Wang Zuji as Director

Shareholder

None

For
 

 

 

CHINA CONSTRUCTION BANK CORPORATION
Meeting Date:  JUN 15, 2015
Record Date:  MAY 15, 2015
Meeting Type:  SPECIAL

Ticker:  00939
Security ID:  Y1397N101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Approve Type and Number of Preference Shares to be Issued

Management

For

For

1.2

Approve Par Value and Issuance Price

Management

For

For

1.3

Approve Maturity Date

Management

For

For

1.4

Approve Use of Proceeds

Management

For

For

1.5

Approve Issuance Method and Investors

Management

For

For

1.6

Approve Profit Distribution Method for Preference Shareholders

Management

For

For

1.7

Approve Mandatory Conversion

Management

For

For

1.8

Approve Conditional Redemption

Management

For

For

1.9

Approve Voting Rights Restrictions and Restoration

Management

For

For

1.10

Approve Repayment Priority and Manner of Liquidation

Management

For

For

1.11

Approve Rating

Management

For

For

1.12

Approve Security

Management

For

For

1.13

Approve Trading or Transfer Restriction

Management

For

For

1.14

Approve Trading Arrangements

Management

For

For

1.15

Approve Effective Period of the Resolution on Issuance of Preference Shares

Management

For

For

1.16

Approve Preference Share Authorization

Management

For

For

1.17

Approve Relationship between Domestic Issuance and Offshore Issuance

Management

For

For

1.18

Approve Application and Approval Procedures to be Performed for the Issuance

Management

For

For

2.1

Approve Type and Number of Preference Shares to be Issued

Management

For

For

2.2

Approve Par Value and Issuance Price

Management

For

For

2.3

Approve Maturity Date

Management

For

For

2.4

Approve Use of Proceeds

Management

For

For

2.5

Approve Issuance Method and Investors

Management

For

For

2.6

Approve Profit Distribution Method for Preference Shareholders

Management

For

For

2.7

Approve Mandatory Conversion

Management

For

For

2.8

Approve Conditional Redemption

Management

For

For

2.9

Approve Voting Rights Restrictions and Restoration

Management

For

For

2.10

Approve Repayment Priority and Manner of Liquidation

Management

For

For

2.11

Approve Rating

Management

For

For

2.12

Approve Security

Management

For

For

2.13

Approve Lock-up Period

Management

For

For

2.14

Approve Effective Period of the Resolution on Issuance of Preference Shares

Management

For

For

2.15

Approve Trading/Listing Arrangement

Management

For

For

2.16

Approve Preference Share Authorization

Management

For

For

2.17

Approve Relationship between Domestic Issuance and Offshore Issuance

Management

For

For

2.18

Approve Application and Approval Procedures to be Performed for the Issuance

Management

For

For
 

 

 

CHINA FOODS LTD.
Meeting Date:  DEC 30, 2014
Record Date:  DEC 24, 2014
Meeting Type:  SPECIAL

Ticker:  00506
Security ID:  G2154F109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2014 COFCO Mutual Provision of Products and Services Agreement and Related Annual Caps

Management

For

For

2

Elect Wang Zhiying as Director

Management

For

For

 

 

CHINA FOODS LTD.
Meeting Date:  JUN 02, 2015
Record Date:  MAY 29, 2015
Meeting Type:  ANNUAL

Ticker:  00506
Security ID:  G2154F109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Elect Yuen Tin Fan, Francis as Director

Management

For

For

3

Authorize Board to Fix Remuneration of Directors

Management

For

For

4

Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

6

Authorize Repurchase of Issued Share Capital

Management

For

For

7

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

CHINA MOBILE LIMITED
Meeting Date:  MAY 28, 2015
Record Date:  MAY 21, 2015
Meeting Type:  ANNUAL

Ticker:  00941
Security ID:  Y14965100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3

Elect Xue Taohai as Director

Management

For

For

4.1

Elect Frank Wong Kwong Shing as Director

Management

For

For

4.2

Elect Moses Cheng Mo Chi as Director

Management

For

Against

5

Approve PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP as Auditors of the Group for Hong Kong Financial Reporting and U.S. Financial Reporting Purposes, Respectively and Authorize Board to Fix Their Remuneration

Management

For

For

6

Authorize Repurchase of Issued Share Capital

Management

For

For

7

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

8

Authorize Reissuance of Repurchased Shares

Management

For

Against
 

 

 

CHINA NATIONAL BUILDING MATERIAL CO., LTD.
Meeting Date:  OCT 17, 2014
Record Date:  SEP 16, 2014
Meeting Type:  SPECIAL

Ticker:  03323
Security ID:  Y15045100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Tao Zheng as Director and Approve His Remuneration

Management

For

For

2

Elect Tang Yunwei as Director and Approve His Remuneration

Management

For

For

3

Elect Zhao Lihua as Director and Approve His Remuneration

Management

For

For

4

Elect Sun Yanjun as Director and Approve His Remuneration

Management

For

For

5

Elect Wu Weiku as Supervisor and Approve His Remuneration

Management

For

For

6

Elect Liu Jianwen as Supervisor and Approve His Remuneration

Management

For

For

 

 

CHINA NATIONAL BUILDING MATERIAL CO., LTD.
Meeting Date:  MAY 22, 2015
Record Date:  APR 21, 2015
Meeting Type:  ANNUAL

Ticker:  03323
Security ID:  Y15045100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Report of the Board of Directors

Management

For

For

2

Approve Report of the Board of Supervisory Committee

Management

For

For

3

Approve Financial Statements and Statutory Reports

Management

For

For

4

Approve Profit Distribution Plan and Distribution of Final Dividend

Management

For

For

5

Authorize Board to Deal with Matters in Relation to the Distribution of Interim Dividend for the Year 2015

Management

For

For

6

Approve Baker Tilly China Certified Public Accountants as Domestic Auditor and Baker Tilly Hong Kong Limited as International Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

7

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

8

Approve Issue of Debt Financing Instruments

Management

For

Against

 

 

CHINA PETROLEUM & CHEMICAL CORP.
Meeting Date:  DEC 23, 2014
Record Date:  NOV 21, 2014
Meeting Type:  SPECIAL

Ticker:  00386
Security ID:  Y15010104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Shanghai Petrochemical A Share Option Incentive Scheme (Draft)

Management

For

For

2

Approve Provision of External Guarantees

Management

For

For
 

 

 

CHINA PETROLEUM & CHEMICAL CORP.
Meeting Date:  MAY 27, 2015
Record Date:  APR 10, 2015
Meeting Type:  ANNUAL

Ticker:  00386
Security ID:  Y15010104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Report of the Board of Directors

Management

For

For

2

Approve Report of the Supervisory Committee

Management

For

For

3

Approve Financial Statements and Statutory Reports

Management

For

For

4

Approve Profit Distribution Plan for the Year Ended Dec. 31, 2014

Management

For

For

5

Approve Interim Profit Distribution Plan for the Year 2015

Management

For

For

6

Approve PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as External Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

7

Approve Service Contracts with Directors and Supervisors

Management

For

For

8

Authorize Secretary of the Board to Deal With All Matters Relating to the Election of Directors and Supervisors

Management

For

For

9

Amend Articles of Association

Management

For

For

10

Authorize Board to Determine the Proposed Plan for the Issuance of Debt Financing Instruments

Management

For

Against

11

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

12.1

Elect Liu Yun as Supervisor

Shareholder

For

For

12.2

Elect Liu Zhongyun as Supervisor

Shareholder

For

For

12.3

Elect Zhou Hengyou as Supervisor

Shareholder

For

For

12.4

Elect Zou Huiping as Supervisor

Shareholder

For

For

13.1

Elect Wang Yupu as Director

Shareholder

For

For

13.2

Elect Li Chunguang as Director

Shareholder

For

For

13.3

Elect Zhang Jianhua as Director

Shareholder

For

Against

13.4

Elect Wang Zhigang as Director

Shareholder

For

Against

13.5

Elect Dai Houliang as Director

Shareholder

For

Against

13.6

Elect Zhang Haichao as Director

Shareholder

For

Against

13.7

Elect Jiao Fangzheng as Director

Shareholder

For

Against

14.1

Elect Jiang Xiaoming as Director

Shareholder

For

For

14.2

Elect Andrew Y. Yan as Director

Shareholder

For

Against

14.3

Elect Bao Guoming as Director

Shareholder

For

For

14.4

Elect Tang Min as Director

Shareholder

For

For

14.5

Elect Fan Gang as Director

Shareholder

For

For
 

 

 

CHINA SHENHUA ENERGY CO., LTD.
Meeting Date:  AUG 22, 2014
Record Date:  JUL 23, 2014
Meeting Type:  SPECIAL

Ticker:  01088
Security ID:  Y1504C113

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Zhang Yuzhuo as Director

Management

For

For

1b

Elect Ling Wen as Director

Management

For

For

1c

Elect Han Jianguo as Director

Management

For

For

1d

Elect Wang Xiaolin as Director

Management

For

For

1e

Elect Chen Hongsheng as Director

Management

For

For

1f

Elect Wu Ruosi as Director

Management

For

For

2a

Elect Fan Hsu Lai Tai as Director

Management

For

For

2b

Elect Gong Huazhang as Director

Management

For

For

2c

Elect Guo Peizhang as Director

Management

For

For

3a

Elect Zhai Richeng as Supervisor

Management

For

For

3b

Elect Tang Ning as Supervisor

Management

For

For

 

 

CHINA SHENHUA ENERGY CO., LTD.
Meeting Date:  MAY 29, 2015
Record Date:  APR 28, 2015
Meeting Type:  ANNUAL

Ticker:  01088
Security ID:  Y1504C113

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Report of the Board of Directors

Management

For

For

2

Approve Report of the Supervisory Committee

Management

For

For

3

Accept Financial Statements and Statutory Reports

Management

For

For

4

Approve Profit Distribution Plan

Management

For

For

5

Approve Remuneration of Directors and Supervisors

Management

For

For

6

Approve Deloitte Touche Tohmatsu Certified Public Accountants LLP and Deloitte Touche Tohmatsu as PRC and International Auditors, Respectively and Authorize Board to Fix Their Remuneration

Management

For

For

7

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

8

Authorize Repurchase of Issued Share Capital

Management

For

For

9

Approve Issuance of Debt Financing Instruments

Shareholder

None

Against

 

 

CHINA SHENHUA ENERGY CO., LTD.
Meeting Date:  MAY 29, 2015
Record Date:  APR 28, 2015
Meeting Type:  SPECIAL

Ticker:  01088
Security ID:  Y1504C113

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Authorize Repurchase of Issued H Share Capital

Management

For

For
 

 

 

CHINA SHIPPING DEVELOPMENT CO., LTD.
Meeting Date:  AUG 12, 2014
Record Date:  JUL 11, 2014
Meeting Type:  SPECIAL

Ticker:  01138
Security ID:  Y1503Y108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Downward Adjustment to the Conversion Price of Convertible Bonds

Management

For

For

2

Approve Corporate Guarantees

Management

For

For

3

Approve Owner's Guarantees

Management

For

For

4

Approve CSD HK Guarantee

Management

For

For

 

 

CHINA SHIPPING DEVELOPMENT CO., LTD.
Meeting Date:  OCT 16, 2014
Record Date:  SEP 15, 2014
Meeting Type:  SPECIAL

Ticker:  01138
Security ID:  Y1503Y108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Wang Guoliang as Director and Approve the Terms of His Appointment, Including His Remuneration

Management

For

For

2

Approve Equity Transfer Agreement

Management

For

For

 

 

CHINA SHIPPING DEVELOPMENT CO., LTD.
Meeting Date:  JUN 18, 2015
Record Date:  MAY 18, 2015
Meeting Type:  ANNUAL

Ticker:  01138
Security ID:  Y1503Y108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept 2014 Audited Financial Statements

Management

For

For

2

Accept 2014 Report of Board of Directors

Management

For

For

3

Accept 2014 Report of Supervisory Committee

Management

For

For

4

Approve 2014 Duty Performance Report of the Independent Non-executive Directors

Management

For

For

5

Approve 2014 Annual Report of the Company

Management

For

For

6

Approve Final Dividend

Management

For

For

7

Approve Remuneration of Directors and Supervisors

Management

For

For

8A

Approve Baker Tilly China Certified Public Accountants as Domestic Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

8B

Approve Baker Tilly Hong Kong Limited Certified Public Accountants as International Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

8C

Approve Baker Tilly China as Internal Control Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

9.1

Elect Xu Lirong as Director

Management

For

For

9.2

Elect Zhang Guofa as Director

Management

For

For

9.3

Elect Su Min as Director

Management

For

For

9.4

Elect Huang Xiaowen as Director

Management

For

For

9.5

Elect Ding Nong as Director

Management

For

For

9.6

Elect Yu Zenggang as Director

Management

For

For

9.7

Elect Han Jun as Director

Management

For

For

9.8

Elect Qiu Guoxuan as Director

Management

For

For

10.1

Elect Wang Wusheng as Director

Management

For

For

10.2

Elect Ruan Yongping as Director

Management

For

For

10.3

Elect Ip Sing Chi as Director

Management

For

For

10.4

Elect Rui Meng as Director

Management

For

For

11.1

Elect Xu Wenrong as Supervisor

Management

For

For

11.2

Elect Chen Jihong as Supervisor

Management

For

For
 

 

 

CHINA TELECOM CORPORATION LTD
Meeting Date:  MAY 27, 2015
Record Date:  APR 24, 2015
Meeting Type:  ANNUAL

Ticker:  00728
Security ID:  Y1505D102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Profit Distribution Plan and Final Dividend

Management

For

For

3

Approve Deloitte Touche Tohmatsu as International Auditor and Deloitte Touche Tohmatsu Certified Public Accountants LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

4

Elect Sui Yixun as Supervisor and Authorize Board to Fix His Remuneration

Management

For

For

5

Elect Ye Zhong as Supervisor and Authorize Board to Fix His Remuneration

Management

For

For

6.1

Amend Business Scope

Management

For

For

6.2

Authorized Board to Deal with All Matters in Relation to the Amendment Business Scope

Management

For

For

7.1

Approve Issuance of Debentures

Management

For

Against

7.2

Authorized Board to Deal with All Matters in Relation to the Issuance of Debentures

Management

For

Against

8.1

Approve Issuance of Company Bonds

Management

For

For

8.2

Authorized Board to Deal with All Matters in Relation to the Issuance of Company Bonds

Management

For

For

9

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

10

Authorize Board to Increase Registered Capital of the Company and Amend Articles of Association to Reflect Such Increase

Management

For

Against
 

 

 

CHINA UNICOM (HONG KONG) LTD
Meeting Date:  MAY 08, 2015
Record Date:  MAY 05, 2015
Meeting Type:  ANNUAL

Ticker:  00762
Security ID:  Y1519S111

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a1

Elect Chang Xiaobing as Director

Management

For

For

3a2

Elect Zhang Junan as Director

Management

For

For

3a3

Elect Cesareo Alierta Izuel as Director

Management

For

Against

3a4

Elect Chung Shui Ming Timpson as Director

Management

For

Against

3b

Authorize Board to Fix Remuneration of Directors

Management

For

For

4

Approve Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

5

Authorize Repurchase of Issued Share Capital

Management

For

For

6

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

7

Authorize Reissuance of Repurchased Shares

Management

For

Against

8

Adopt New Articles of Association

Management

For

For

 

 

CHONGQING CHANGAN AUTOMOBILE CO., LTD.
Meeting Date:  MAR 25, 2015
Record Date:  MAR 17, 2015
Meeting Type:  SPECIAL

Ticker:  000625
Security ID:  Y1583S104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Equity Participation in Chongqing Auto Finance Co., Ltd.

Management

For

For

2.1

Elect Zhang Dongjun as Non-Independent Director

Shareholder

None

For

2.2

Elect Zhou Zhiping as Non-Independent Director

Shareholder

None

For

 

 

CHONGQING CHANGAN AUTOMOBILE CO., LTD.
Meeting Date:  MAY 08, 2015
Record Date:  MAY 01, 2015
Meeting Type:  ANNUAL

Ticker:  000625
Security ID:  Y1583S104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2014 Report of the Board of Directors

Management

For

For

2

Approve 2014 Report of the Board of Supervisors

Management

For

For

3

Approve 2014 Annual Report and Summary

Management

For

For

4

Approve 2014 Financial Statements

Management

For

For

5

Approve 2014 Profit Distribution

Management

For

For

6

Approve 2015 Daily Related-party Transactions

Management

For

For

7

Approve 2015 Investment Plan

Management

For

For

8

Approve 2015 Financing Plan

Management

For

For

9

Approve Authorization to Carry Out Low-Risk Financial Products Investment

Management

For

For

10

Approve Financial Services Agreement with China South Industries Group Finance Co., Ltd.

Management

For

Against

11

Approve Signing of Daily Related Party Transaction Framework Agreement, Property Leasing Framework Agreement and Comprehensive Service Agreement

Management

For

For

12

Approve to Carry Out Trade Financing Through Zhonghui Futong Investment Co., Ltd.

Management

For

For
 

 

 

CHONGQING CHANGAN AUTOMOBILE CO., LTD.
Meeting Date:  MAY 26, 2015
Record Date:  MAY 21, 2015
Meeting Type:  SPECIAL

Ticker:  000625
Security ID:  Y1583S104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Company's Eligibility for Private Placement of New Shares

Management

For

For

2

Approve Private Placement of New Shares

Management

For

For

2.1

Approve Share Type and Par Value

Management

For

For

2.2

Approve Issue Manner and Issue Time

Management

For

For

2.3

Approve Issue Price and Pricing Basis

Management

For

For

2.4

Approve Issue Size

Management

For

For

2.5

Approve Target Subscribers and Subscription Method

Management

For

For

2.6

Approve Report on the Deposit and Usage of Raised Funds

Management

For

For

2.7

Approve Distribution Arrangement of Accumulated Profits

Management

For

For

2.8

Approve Lock-up Period

Management

For

For

2.9

Approve Listing Exchange

Management

For

For

2.10

Approve Contractual Obligations and Liability for Shares Subscription

Management

For

For

2.11

Approve Resolution Validity Period

Management

For

For

3

Approve Plan on Private Placement of New Shares

Management

For

For

4

Approve Feasibility Analysis Report on the Intended Usage of Raised Funds

Management

For

For

5

Approve Signing of Conditional Shares Subscription Agreement in Connection to the Private Placement with China Chang'an Automobile Group Co., Ltd and Other 9 Special Investors

Management

For

For

6

Approve Related Party Transactions in Connection to Private Placement

Management

For

For

7

Approve Report on the Usage of Previously Raised Funds

Management

For

For

8

Approve Authorization of Board to Handle All Matters Related to Private Placement

Management

For

For

9

Amend Management System on the Usage of Raised Funds

Management

For

For

10

Approve Amendments to Articles of Association

Management

For

For

11

Amend Rules and Procedures Regarding General Meetings of Shareholders

Management

For

For

12

Approve Shareholder Return Plan in the Next Three Years (2015-2017)

Management

For

For
 

 

 

CK HUTCHISON HOLDINGS LIMITED
Meeting Date:  APR 20, 2015
Record Date:  APR 14, 2015
Meeting Type:  SPECIAL

Ticker:  00001
Security ID:  G21765105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Scheme of Arrangement

Management

For

For

 

 

CK HUTCHISON HOLDINGS LIMITED
Meeting Date:  JUN 23, 2015
Record Date:  JUN 17, 2015
Meeting Type:  ANNUAL

Ticker:  00001
Security ID:  G21765105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2a

Elect Li Ka-shing as Director

Management

For

For

2b

Elect Fok Kin Ning, Canning as Director

Management

For

For

2c

Elect Chow Woo Mo Fong, Susan as Director

Management

For

Against

2d

Elect Frank John Sixt as Director

Management

For

Against

2e

Elect Ip Tak Chuen, Edmond as Director

Management

For

Against

2f

Elect Kam Hing Lam as Director

Management

For

Against

2g

Elect Lai Kai Ming, Dominic as Director

Management

For

Against

2h

Elect Chow Kun Chee, Roland as Director

Management

For

Against

2i

Elect Lee Yeh Kwong, Charles as Director

Management

For

Against

2j

Elect Leung Siu Hon as Director

Management

For

Against

2k

Elect George Colin Magnus as Director

Management

For

Against

2l

Elect Cheng Hoi Chuen, Vincent as Director

Management

For

Against

2m

Elect Michael David Kadoorie as Director

Management

For

For

2n

Elect Kwok Tun-li, Stanley as Director

Management

For

For

2o

Elect Lee Wai Mun, Rose as Director

Management

For

Against

2p

Elect William Shurniak as Director

Management

For

For

2q

Elect Wong Chung Hin as Director

Management

For

For

2r

Elect Wong Yick-ming, Rosanna as Director

Management

For

For

3

Approve PricewaterhouseCoopers, Certified Public Accountants as Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

4

Approve Remuneration of Directors

Management

For

For

5.1

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

5.2

Authorize Repurchase of Issued Share Capital

Management

For

For

5.3

Authorize Reissuance of Repurchased Shares

Management

For

Against
 

 

 

CNOOC LTD.
Meeting Date:  MAY 21, 2015
Record Date:  MAY 15, 2015
Meeting Type:  ANNUAL

Ticker:  00883
Security ID:  Y1662W117

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

A1

Accept Financial Statements and Statutory Reports

Management

For

For

A2

Approve Final Dividend

Management

For

For

A3

Elect Wu Guangqi as Director

Management

For

Against

A4

Elect Yang Hua as Director

Management

For

For

A5

Elect Tse Hau Yin, Aloysius as Director

Management

For

For

A6

Authorize Board to Fix Remuneration of Directors

Management

For

For

A7

Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

B1

Authorize Repurchase of Issued Share Capital

Management

For

For

B2

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

B3

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

COSCO PACIFIC LIMITED
Meeting Date:  MAY 14, 2015
Record Date:  MAY 11, 2015
Meeting Type:  ANNUAL

Ticker:  01199
Security ID:  G2442N104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3.1a

Elect Tang Runjiang as Director

Management

For

Against

3.1b

Elect Wong Tin Yau, Kelvin as Director

Management

For

Against

3.1c

Elect Adrian David Li Man Kiu as Director

Management

For

Against

3.2

Authorize Board to Fix Remuneration of Directors

Management

For

For

4

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

5A

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

5B

Authorize Repurchase of Issued Share Capital

Management

For

For

5C

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

DAH CHONG HONG HOLDINGS LTD
Meeting Date:  MAY 04, 2015
Record Date:  APR 27, 2015
Meeting Type:  ANNUAL

Ticker:  01828
Security ID:  Y19197105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a

Elect Lau Sei Keung as Director

Management

For

For

3b

Elect Wai King Fai, Francis as Director

Management

For

For

3c

Elect Kwok Man Leung as Director

Management

For

For

3d

Elect Fei Yiping as Director

Management

For

For

4

Approve KPMG as Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

5

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

6

Authorize Repurchase of Issued Share Capital

Management

For

For

7

Authorize Reissuance of Repurchased Shares

Management

For

Against

8

Approve Remuneration of Directors

Management

For

For
 

 

 

DAIRY FARM INTERNATIONAL HOLDINGS LTD.
Meeting Date:  MAY 06, 2015
Record Date:  
Meeting Type:  ANNUAL

Ticker:  D01
Security ID:  G2624N153

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Financial Statements and Statutory Reports and Declare Final Dividend

Management

For

For

2

Re-elect Mark Greenberg as a Director

Management

For

For

3

Re-elect Adam Keswick as a Director

Management

For

For

4

Re-elect Henry Keswick as a Director

Management

For

For

5

Re-elect Anthony Nightingale as a Director

Management

For

For

6

Re-elect Percy Weatherall as a Director

Management

For

For

7

Approve Remuneration of Directors

Management

For

For

8

Approve Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

9

Approve Issuance of Equity or Equity-Linked Securities With or Without Preemptive Rights

Management

For

For

 

 

DONGFANG ELECTRIC CORPORATION LTD.
Meeting Date:  DEC 23, 2014
Record Date:  NOV 21, 2014
Meeting Type:  SPECIAL

Ticker:  01072
Security ID:  Y20958107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2015 Purchase and Production Services Framework Agreement and Related Annual Caps

Management

For

For

2

Approve 2015 Sales and Production Services Framework Agreement and Related Annual Caps

Management

For

For

3

Approve 2015 Financial Services Framework Agreement and Related Annual Caps

Management

For

Against
 

 

 

DONGFANG ELECTRIC CORPORATION LTD.
Meeting Date:  JUN 26, 2015
Record Date:  MAY 22, 2015
Meeting Type:  ANNUAL

Ticker:  01072
Security ID:  Y20958107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Report of the Board of Directors

Management

For

For

2

Accept Report of the Supervisory Committee

Management

For

For

3

Approve Profit Distribution Plan and Declaration of Final Dividend

Management

For

For

4

Accept Financial Statements and Statutory Reports

Management

For

For

5

Approve ShineWing Certified Public Accountants as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

6

Elect Wen Limin as Supervisor

Shareholder

For

For

7

Elect Wang Zaiqiu as Supervisor

Shareholder

For

For

8

Approve Remuneration of Directors

Shareholder

For

For

9

Approve Remuneration of Supervisors

Shareholder

For

For

10.1

Elect Si Zefu as Director

Shareholder

For

For

10.2

Elect Zhang Xiaolun as Director

Shareholder

For

For

10.3

Elect Wen Shugang as Director

Shareholder

For

For

10.4

Elect Huang Wei as Director

Shareholder

For

For

10.5

Elect Zhu Yuanchao as Director

Shareholder

For

For

10.6

Elect Zhang Jilie as Director

Shareholder

For

For

11.1

Elect Chen Zhangwu as Director

Shareholder

For

For

11.2

Elect Gu Dake as Director

Shareholder

For

For

11.3

Elect Xu Haihe as Director

Shareholder

For

For

 

 

DONGFENG MOTOR GROUP COMPANY LTD
Meeting Date:  JAN 22, 2015
Record Date:  DEC 22, 2014
Meeting Type:  SPECIAL

Ticker:  00489
Security ID:  Y21042109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Registration and Issue of Medium-term Notes

Management

For

Against

 

 

DONGFENG MOTOR GROUP COMPANY LTD
Meeting Date:  JUN 19, 2015
Record Date:  MAY 19, 2015
Meeting Type:  ANNUAL

Ticker:  00489
Security ID:  Y21042109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Report of the Board of Directors

Management

For

For

2

Accept Report of the Supervisory Committee

Management

For

For

3

Accept Report of the International Auditors and Audited Financial Statements

Management

For

For

4

Approve Profit Distribution Proposal and Authorize Board to Deal with All Issues in Relation to the Distribution of Final Dividend

Management

For

For

5

Authorize Board to Deal with All Issues in Relation to Distribution of Interim Dividend

Management

For

For

6

Approve PricewaterhouseCoopers Limited as International Auditors and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

7

Authorize Board to Fix Remuneration of Directors and Supervisors

Management

For

For

8

Approve Removal of Ren Yong as Supervisor

Management

For

For

9

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

10

Approve Removal of Xu Ping as Director

Shareholder

For

For

11

Elect Zhu Yanfeng as Director

Shareholder

For

For

12

Approve Resignation of Zhou Qiang as Director

Management

For

For

13

Approve Resignation of Feng Guo as Supervisor

Management

For

For
 

 

 

ENN ENERGY HOLDINGS LTD.
Meeting Date:  MAY 29, 2015
Record Date:  MAY 26, 2015
Meeting Type:  ANNUAL

Ticker:  02688
Security ID:  G3066L101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a1

Elect Cheung Yip Sang as Director

Management

For

For

3a2

Elect Han Jishen as Director

Management

For

For

3a3

Elect Wang Dongzhi as Director

Management

For

For

3a4

Elect Lim Haw Kuang as Director

Management

For

For

3a5

Elect Law Yee Kwan, Quinn as Director

Management

For

For

3b

Resolve Not to Fill Up Vacancy Resulting From the Retirement of Wang Guangtian as Directors

Management

For

For

3c

Authorize Board to Fix Remuneration of Directors

Management

For

For

4

Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

For

6

Authorize Repurchase of Issued Share Capital

Management

For

For

 

 

GCL-POLY ENERGY HOLDINGS LTD.
Meeting Date:  OCT 15, 2014
Record Date:  
Meeting Type:  SPECIAL

Ticker:  03800
Security ID:  G3774X108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Share Option Scheme of GCL New Energy Holdings Limited

Management

For

Against

2

Elect Yeung Man Chung, Charles as Director

Management

For

For
 

 

 

GREAT WALL MOTOR CO., LTD.
Meeting Date:  MAY 12, 2015
Record Date:  APR 10, 2015
Meeting Type:  ANNUAL

Ticker:  02333
Security ID:  Y2882P106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Audited Financial Report

Management

For

For

2

Accept Report of the Board of Directors

Management

For

For

3

Approve Profit Distribution Proposal

Management

For

For

4

Approve Annual Report and Its Summary Report

Management

For

For

5

Approve Report of the Independent Directors

Management

For

For

6

Approve Report of the Supervisory Committee

Management

For

For

7

Approve Strategies of the Company

Management

For

For

8

Approve Deloitte Touche Tohmatsu Certified Public Accountant LLP as Auditors and to Fix Their Remuneration

Management

For

For

9

Amend Articles of Association

Management

For

For

10

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

 

 

GUANGZHOU AUTOMOBILE GROUP CO., LTD.
Meeting Date:  SEP 19, 2014
Record Date:  AUG 19, 2014
Meeting Type:  SPECIAL

Ticker:  601238
Security ID:  Y2931M104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Amend the Administrative System of Proceeds of the Company

Management

For

For

2

Approve Provision of Guarantee by Guangzhou Automobile Business Group Co., Ltd. to Bank Borrowings of Guangzhou United Exchange Park Business Investment Co., Ltd.

Management

For

For

3

Approve the Compliance with Conditions for the Issuance of A Share Convertible Bonds by the Company

Management

For

For

4.1

Approve Type of Bonds to be Issued in Respect to Issuance of A Share Convertible Bonds

Management

For

For

4.2

Approve Issue Size in Respect to Issuance of A Share Convertible Bonds

Management

For

For

4.3

Approve Term in Respect to Issuance of A Share Convertible Bonds

Management

For

For

4.4

Approve Par Value and Issue Price in Respect to Issuance of A Share Convertible Bonds

Management

For

For

4.5

Approve Interest Rate in Respect to Issuance of A Share Convertible Bonds

Management

For

For

4.6

Approve Interest Payment in Respect to Issuance of A Share Convertible Bonds

Management

For

For

4.7

Approve Conversion Period in Respect to Issuance of A Share Convertible Bonds

Management

For

For

4.8

Approve Ascertaining of Conversion Price in Respect to Issuance of A Share Convertible Bonds

Management

For

For

4.9

Approve Adjustments to Conversion Price and Calculation Formulae in Respect to Issuance of A Share Convertible Bonds

Management

For

For

4.10

Approve Downward Adjustment to the Conversion Price in Respect to Issuance of A Share Convertible Bonds

Management

For

For

4.11

Approve Conversion Method of Fractional Share in Respect to Issuance of A Share Convertible Bonds

Management

For

For

4.12

Approve Terms of Redemption in Respect to Issuance of A Share Convertible Bonds

Management

For

For

4.13

Approve Terms of Sale Back in Respect to Issuance of A Share Convertible Bonds

Management

For

For

4.14

Approve Dividend Rights after Conversion in Respect to Issuance of A Share Convertible Bonds

Management

For

For

4.15

Approve Method of Issuance and Target Subscribers in Respect to Issuance of A Share Convertible Bonds

Management

For

For

4.16

Approve Subscription Arrangement for the Existing Shareholders in Respect to Issuance of A Share Convertible Bonds

Management

For

For

4.17

Approve Matters Relating to CB Holders' Meetings in Respect to Issuance of A Share Convertible Bonds

Management

For

For

4.18

Approve Use of Proceeds from the Issuance of the A Share Convertible Bonds

Management

For

For

4.19

Approve Guarantee in Respect to Issuance of A Share Convertible Bonds

Management

For

For

4.20

Approve Validity Period of the Resolution of the A Share Convertible Bonds and Timing of the Issuance

Management

For

For

4.21

Authorize Board or Its Authorized Persons at the Shareholders' Meeting in Respect to Issuance of A Share Convertible Bonds

Management

For

For

5

Approve Proposal on Feasibility of the Use of Proceeds of the Issuance of A Share Convertible Bonds towards Investment Projects of the Company

Management

For

For

6

Approve Report on the Use of Proceeds from Previous Fund Raising Activities

Management

For

For

7

Amend Articles of Association

Management

For

For

8.1

Approve Basis and Scope for Confirming the Participants of the A Share Option Incentive Scheme

Shareholder

For

For

8.2

Approve Source and Number of Subject Shares of the A Share Option Incentive Scheme

Shareholder

For

For

8.3

Approve Exact Amount of Share Options Granted to Participants Under the A Share Option Incentive Scheme

Shareholder

For

For

8.4

Approve Validity Period, Date of Grant, Vesting Period, Exercise Date and Lock-up Period Under the A Share Option Incentive Scheme

Shareholder

For

For

8.5

Approve Exercise Price and Conditions of Exercise of the Share Options Under the A Share Option Incentive Scheme

Shareholder

For

For

8.6

Approve Conditions of Grant and Conditions of Exercise of the Share Options Under the A Share Option Incentive Scheme

Shareholder

For

For

8.7

Approve Adjustment Method and Procedures Relating to the Number of Share Options Under the A Share Option Incentive Scheme

Shareholder

For

For

8.8

Approve Accounting Treatment and Impact on Business Performance of the A Share Option Incentive Scheme

Shareholder

For

For

8.9

Approve Method for Implementation of the A Share Option Incentive Scheme

Shareholder

For

For

8.10

Approve Rights and Liabilities of the Company and Participants Under the A Share Option Incentive Scheme

Shareholder

For

For

8.11

Approve Principles Regarding Repurchase and Cancellation of Share Options Under the A Share Option Incentive Scheme

Shareholder

For

For

8.12

Approve Adjustments Made in the Event of Special Changes in Relation to the Company and Participant Under the A Share Option Incentive Scheme

Shareholder

For

For

8.13

Approve Amendments to and Termination of the A Share Option Incentive Scheme

Shareholder

For

For

8.14

Approve Other Important Matters Under the A Share Option Incentive Scheme

Shareholder

For

For

9

Approve Resolution in Relation to the Share Option Incentive Scheme Performance Appraisal Measures

Shareholder

For

For

10

Approve Authorization of the Board to Deal with the Matters Relating to the Scheme Measures

Shareholder

For

For
 

 

 

GUANGZHOU AUTOMOBILE GROUP CO., LTD.
Meeting Date:  SEP 19, 2014
Record Date:  AUG 19, 2014
Meeting Type:  SPECIAL

Ticker:  601238
Security ID:  Y2931M104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Approve Type of Bonds to be Issued in Respect to Issuance of A Share Convertible Bonds

Management

For

For

1.2

Approve Issue Size in Respect to Issuance of A Share Convertible Bonds

Management

For

For

1.3

Approve Term in Respect to Issuance of A Share Convertible Bonds

Management

For

For

1.4

Approve Par Value and Issue Price in Respect to Issuance of A Share Convertible Bonds

Management

For

For

1.5

Approve Interest Rate in Respect to Issuance of A Share Convertible Bonds

Management

For

For

1.6

Approve Interest Payment in Respect to Issuance of A Share Convertible Bonds

Management

For

For

1.7

Approve Conversion Period in Respect to Issuance of A Share Convertible Bonds

Management

For

For

1.8

Approve Ascertaining of Conversion Price in Respect to Issuance of A Share Convertible Bonds

Management

For

For

1.9

Approve Adjustments to Conversion Price and Calculation Formulae in Respect to Issuance of A Share Convertible Bonds

Management

For

For

1.10

Approve Downward Adjustment to the Conversion Price in Respect to Issuance of A Share Convertible Bonds

Management

For

For

1.11

Approve Conversion Method of Fractional Share in Respect to Issuance of A Share Convertible Bonds

Management

For

For

1.12

Approve Terms of Redemption in Respect to Issuance of A Share Convertible Bonds

Management

For

For

1.13

Approve Terms of Sale Back in Respect to Issuance of A Share Convertible Bonds

Management

For

For

1.14

Approve Dividend Rights after Conversion in Respect to Issuance of A Share Convertible Bonds

Management

For

For

1.15

Approve Method of Issuance and Target Subscribers in Respect to Issuance of A Share Convertible Bonds

Management

For

For

1.16

Approve Subscription Arrangement for the Existing Shareholders in Respect to Issuance of A Share Convertible Bonds

Management

For

For

1.17

Approve Matters Relating to CB Holders' Meetings

Management

For

For

1.18

Approve Use of Proceeds from the Issuance of the A Share Convertible Bonds

Management

For

For

1.19

Approve Guarantee in Respect to Issuance of A Share Convertible Bonds

Management

For

For

1.20

Approve the Validity Period of the Resolution of the A Share Convertible Bonds and Timing of the Issuance

Management

For

For

1.21

Authorize the Board or Its Authorized Persons at the Shareholders' Meeting in Respect to Issuance of A Share Convertible Bonds

Management

For

For

2.1

Approve Basis and Scope for Confirming the Participants of the A Share Option Incentive Scheme

Shareholder

For

For

2.2

Approve Source and Number of Subject Shares of the A Share Option Incentive Scheme

Shareholder

For

For

2.3

Approve Exact Amount of Share Options Granted to Participants Under the A Share Option Incentive Scheme

Shareholder

For

For

2.4

Approve Validity Period, Date of Grant, Vesting Period, Exercise Date and Lock-up Period Under the A Share Option Incentive Scheme

Shareholder

For

For

2.5

Approve Exercise Price and Conditions of Exercise of the Share Options Under the A Share Option Incentive Scheme

Shareholder

For

For

2.6

Approve Conditions of Grant and Conditions of Exercise of the Share Options Under the A Share Option Incentive Scheme

Shareholder

For

For

2.7

Approve Adjustment Method and Procedures Relating to the Number of Share Options Under the A Share Option Incentive Scheme

Shareholder

For

For

2.8

Approve Accounting Treatment and Impact on Business Performance of the A Share Option Incentive Scheme

Shareholder

For

For

2.9

Approve Method for Implementation of the A Share Option Incentive Scheme

Shareholder

For

For

2.10

Approve Rights and Liabilities of the Company and Participants Under the A Share Option Incentive Scheme

Shareholder

For

For

2.11

Approve Principles Regarding Repurchase and Cancellation of Share Options Under the A Share Option Incentive Scheme

Shareholder

For

For

2.12

Approve Adjustments Made in the Event of Special Changes in Relation to the Company and Participant Under the A Share Option Incentive Scheme

Shareholder

For

For

2.13

Approve Amendments to and Termination of the A Share Option Incentive Scheme

Shareholder

For

For

2.14

Approve Other Important Matters Under the A Share Option Incentive Scheme

Shareholder

For

For

3

Approve Resolution in Relation to the Share Option Incentive Scheme Performance Appraisal Measures

Shareholder

For

For

4

Approve Authorization of the Board to Deal with the Matters Relating to the Scheme Measures

Shareholder

For

For
 

 

 

GUANGZHOU AUTOMOBILE GROUP CO., LTD.
Meeting Date:  MAR 25, 2015
Record Date:  FEB 17, 2015
Meeting Type:  SPECIAL

Ticker:  601238
Security ID:  Y2R318121

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.01

Elect Yao Yiming as Director

Management

For

For

1.02

Elect Feng Xingya as Director

Management

For

For

1.03

Elect Chen Maoshan as Director

Management

For

For

1.04

Elect Wu Song as Director

Management

For

For

2

Approve Adjustment of Validity Period of the Issuance of A Share Convertible Bonds

Management

For

For

 

 

GUANGZHOU AUTOMOBILE GROUP CO., LTD.
Meeting Date:  MAR 25, 2015
Record Date:  FEB 17, 2015
Meeting Type:  SPECIAL

Ticker:  601238
Security ID:  Y2R318121

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Adjustment of Validity Period of the Issuance of A Share Convertible Bonds

Management

For

For

 

 

GUANGZHOU AUTOMOBILE GROUP CO., LTD.
Meeting Date:  JUN 25, 2015
Record Date:  MAY 22, 2015
Meeting Type:  ANNUAL

Ticker:  601238
Security ID:  Y2R318121

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2014 Annual Report and Summary

Management

For

For

2

Approve 2014 Work Report of the Board of Directors

Management

For

For

3

Approve 2014 Work Report of the Supervisory Committee

Management

For

For

4

Approve 2014 Financial Report

Management

For

For

5

Approve 2014 Profit Distribution Plan

Management

For

For

6

Approve Appointment of Auditors

Management

For

For

7

Approve Appointment of Internal Control Auditors

Management

For

For

8

Approve Dividend Distribution Plan for 2015-2017

Management

For

For

9a

Elect Zhang Fangyou as Director

Management

For

For

9b

Elect Zeng Qinghong as Director

Management

For

For

9c

Elect Yuan Zhongrong as Director

Management

For

For

9d

Elect Yao Yiming as Director

Management

For

For

9e

Elect Feng Xingya as Director

Management

For

For

9f

Elect Lu Sa as Director

Management

For

For

9g

Elect Chen Maoshan as Director

Management

For

For

9h

Elect Wu Song as Director

Management

For

For

9i

Elect Li Pingyi as Director

Management

For

For

9j

Elect Ding Hongxiang as Director

Management

For

For

9k

Elect Fu Yuwu as Director

Management

For

For

9l

Elect Lan Hailin as Director

Management

For

For

9m

Elect Li Fangjin as Director

Management

For

Against

9n

Elect Leung Lincheong as Director

Management

For

Against

9o

Elect Wang Susheng as Director

Management

For

Against

10a

Elect Gao Fusheng as Supervisor

Management

For

For

10b

Elect Wu Chunlin as Supervisor

Management

For

For

10c

Elect Su Zhanpeng as Supervisor

Management

For

For

11

Amend Articles of Association

Management

For

For
 

 

 

HOPEWELL HOLDINGS LTD.
Meeting Date:  OCT 21, 2014
Record Date:  OCT 14, 2014
Meeting Type:  ANNUAL

Ticker:  00054
Security ID:  Y37129163

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Cash Dividend

Management

For

For

3

Approve Special Final Dividend

Management

For

For

4a.1

Elect Josiah Chin Lai Kwok as Director

Management

For

Against

4a.2

Elect Guy Man Guy Wu as Director

Management

For

Against

4a.3

Elect Lady Wu Ivy Sau Ping Kwok as Director

Management

For

Against

4a.4

Elect Linda Lai Chuen Loke as Director

Management

For

For

4a.5

Elect Sunny Tan as Director

Management

For

For

4b

Approve Directors' Fees

Management

For

For

5

Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

6a

Authorize Repurchase of Issued Share Capital

Management

For

For

6b

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

6c

Authorize Reissuance of Repurchased Shares

Management

For

Against

6d

Approve Grant of Options Under the Share Option Scheme

Management

For

Against

7

Adopt New Articles of Association

Management

For

Against
 

 

 

INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Meeting Date:  SEP 19, 2014
Record Date:  AUG 19, 2014
Meeting Type:  SPECIAL

Ticker:  01398
Security ID:  Y3990B112

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

2.1

Approve Type of Preference Shares to be Issued in Respect to Issuance of Offshore Preference Shares

Management

For

For

2.2

Approve Issue Size in Respect to Issuance of Offshore Preference Shares

Management

For

For

2.3

Approve Method of Issuance in Respect to Issuance of Offshore Preference Shares

Management

For

For

2.4

Approve Par Value and Issue Price in Respect to Issuance of Offshore Preference Shares

Management

For

For

2.5

Approve Maturity in Respect to Issuance of Offshore Preference Shares

Management

For

For

2.6

Approve Target Investors in Respect to Issuance of Offshore Preference Shares

Management

For

For

2.7

Approve Lock-up Period in Respect to Issuance of Offshore Preference Shares

Management

For

For

2.8

Approve Terms of Distribution of Dividends in Respect to Issuance of Offshore Preference Shares

Management

For

For

2.9

Approve Terms of Mandatory Conversion in Respect to Issuance of Offshore Preference Shares

Management

For

For

2.10

Approve Terms of Conditional Redemption in Respect to Issuance of Offshore Preference Shares

Management

For

For

2.11

Approve Restrictions on Voting Rights in Respect to Issuance of Offshore Preference Shares

Management

For

For

2.12

Approve Restoration of Voting Rights in Respect to Issuance of Offshore Preference Shares

Management

For

For

2.13

Approve Order of Distribution of Residual Assets and Basis for Liquidation in Respect to Issuance of Offshore Preference Shares

Management

For

For

2.14

Approve Rating in Respect to Issuance of Offshore Preference Shares

Management

For

For

2.15

Approve Security in Respect to Issuance of Offshore Preference Shares

Management

For

For

2.16

Approve Use of Proceeds from the Issuance of the Offshore Preference Shares

Management

For

For

2.17

Approve Transfer in Respect to Issuance of Offshore Preference Shares

Management

For

For

2.18

Approve Relationship between Offshore and Domestic Issuance in Respect to Issuance of Offshore Preference Shares

Management

For

For

2.19

Approve Validity Period of the Resolution in Respect to Issuance of the Offshore Preference Shares

Management

For

For

2.20

Approve Application and Approval Procedures to be Completed for the Issuance of the Offshore Preference Shares

Management

For

For

2.21

Approve Matters Relating to Authorisation in Respect to Issuance of Offshore Preference Shares

Management

For

For

3.1

Approve Type of Preference Shares to be Issued in Respect to Issuance of Domestic Preference Shares

Management

For

For

3.2

Approve Number of Preference Shares to be Issued and Issue Size in Respect to Issuance of Domestic Preference Shares

Management

For

For

3.3

Approve Method of Issuance n Respect to Issuance of Domestic Preference Shares

Management

For

For

3.4

Approve Par Vaue and Issue Price in Respect to Issuance of Domestic Preference Shares

Management

For

For

3.5

Approve Maturity in Respect to Issuance of Domestic Preference Shares

Management

For

For

3.6

Approve Target Investors in Respect to Issuance of Domestic Preference Shares

Management

For

For

3.7

Approve Lock-up Period in Respect to Issuance of Domestic Preference Shares

Management

For

For

3.8

Approve Terms of Distribution of Dividends in Respect to Issuance of Domestic Preference Shares

Management

For

For

3.9

Approve Terms of Mandatory Conversion in Respect to Issuance of Domestic Preference Shares

Management

For

For

3.10

Approve Terms of Conditional Redemption in Respect to Issuance of Domestic Preference Shares

Management

For

For

3.11

Approve Restrictions on Voting Rights in Respect to Issuance of Domestic Preference Shares

Management

For

For

3.12

Approve Restoration of Voting Rights in Respect to Issuance of Domestic Preference Shares

Management

For

For

3.13

Approve Order of Distribution of Residual Assets and Basis for Liquidation in Respect to Issuance of Domestic Preference Shares

Management

For

For

3.14

Approve Rating in Respect to Issuance of Domestic Preference Shares

Management

For

For

3.15

Approve Security in Respect to Issuance of Domestic Preference Shares

Management

For

For

3.16

Approve Use of Proceeds from the Issuance of the Domestic Preference Shares

Management

For

For

3.17

Approve Transfer in Respect to Issuance of Domestic Preference Shares

Management

For

For

3.18

Approve Relationship Between Domestic and Offshore Issuance in Respect to Issuance of Domestic Preference Shares

Management

For

For

3.19

Approve Validity Period of the Resolution in Respect to Issuance of Domestic Preference Shares

Management

For

For

3.20

Approve Application and Approval Procedures to be Completed for the Issuance of Domestic Preference Shares

Management

For

For

3.21

Approve Matters Relating to Authorisation in Respect to Issuance of Domestic Preference Shares

Management

For

For

4

Amend Articles of Association

Management

For

For

5

Approve Capital Planning for 2015 to 2017

Management

For

For

6

Approve Impact on Main Financial Indicators from Dilution of Current Returns and the Remedial Measures to be Adopted by the Company

Management

For

For

7

Approve Formulation of Shareholder Return Plan for 2014 to 2016

Management

For

For

8

Approve Payment of Remuneration to Directors and Supervisors for 2013

Management

For

For
 

 

 

INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Meeting Date:  JAN 23, 2015
Record Date:  DEC 23, 2014
Meeting Type:  SPECIAL

Ticker:  01398
Security ID:  Y3990B112

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Jiang Jianqing as Director

Management

For

For

2

Elect Anthony Francis Neoh as Director

Management

For

For

3

Elect Wang Xiaoya as Director

Management

For

For

4

Elect Ge Rongrong as Director

Management

For

For

5

Elect Zheng Fuqing as Director

Management

For

For

6

Elect Fei Zhoulin as Director

Management

For

For

7

Elect Cheng Fengchao as Director

Management

For

For

8

Elect Wang Chixi as Supervisor

Management

For

For

9

Approve Adjustment to the Valid Period of the Issue of Eligible Tier-2 Capital Instruments

Management

For

For

 

 

INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Meeting Date:  JUN 19, 2015
Record Date:  MAY 19, 2015
Meeting Type:  ANNUAL

Ticker:  01398
Security ID:  Y3990B112

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2014 Work Report of the Board of Directors

Management

For

For

2

Approve 2014 Work Report of the Board of Supervisors

Management

For

For

3

Elect Qian Wenhui as Supervisor

Management

For

For

4

Approve 2014 Audited Accounts

Management

For

For

5

Approve 2014 Profit Distribution Plan

Management

For

For

6

Approve 2015 Fixed Asset Investment Budget

Management

For

For

7

Approve Auditors for 2015

Management

For

For

8

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

9

Elect Wang Xiquan as Director

Management

For

For

10

Elect Or Ching Fai as Director

Management

For

For
 

 

 

INTEGRATED WASTE SOLUTIONS GROUP HOLDINGS LTD.
Meeting Date:  SEP 05, 2014
Record Date:  AUG 29, 2014
Meeting Type:  ANNUAL

Ticker:  00923
Security ID:  G4812S101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

Against

2

Elect Suen Wing Yip as Director

Management

For

For

3

Elect To Chun Wai as Director

Management

For

For

4

Elect Tsang On Yip, Patrick as Director

Management

For

For

5

Elect Chow Shiu Wing, Joseph as Director

Management

For

For

6

Elect Wong Man Chung, Francis as Director

Management

For

Against

7

Authorize Board to Fix Directors' Remuneration

Management

For

For

8

Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

9

Authorize Share Repurchase Program

Management

For

For

10

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

11

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

INTEGRATED WASTE SOLUTIONS GROUP HOLDINGS LTD.
Meeting Date:  SEP 05, 2014
Record Date:  AUG 29, 2014
Meeting Type:  SPECIAL

Ticker:  00923
Security ID:  G4812S101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Open Offer, Underwriting Agreement, the CTF Undertaking and Related Transactions

Management

For

For

2

Approve Whitewash Waiver

Management

For

For

 

 

JIANGLING MOTORS CORP. LTD
Meeting Date:  MAR 03, 2015
Record Date:  FEB 26, 2015
Meeting Type:  SPECIAL

Ticker:  000550
Security ID:  Y4442C112

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve N330 Project

Management

For

For

2

Approve Up-front Costs of J20 Heavy Truck Project

Management

For

For

3

Approve Daily Related-party Transaction Framework with Ford Motor Company

Management

For

For

4

Approve Daily Related-party Transaction Framework with Jiangling Motors Group Interior Trim Factory

Management

For

For

5

Approve Daily Related-party Transaction Framework with Jiangling Import & Export Co., Ltd.

Management

For

For

6

Approve Daily Related-party Transaction Framework with Jiangling Motors Group Finance Co., Ltd.

Management

For

Against

7

Approve Daily Related-party Transaction Framework with Jiangxi Jiangling Lear Interior Systems Co., Ltd.

Management

For

For

8

Approve Daily Related-party Transaction Framework with GETRAG (Jiangxi) Transmission Co., Ltd.

Management

For

For

9

Approve Daily Related-party Transaction Framework with Jiangxi Jiangling Chassis Co., Ltd.

Management

For

For

10

Approve Daily Related-party Transaction Framework with Jiangling Motor Company Specialty Vehicle Co., Ltd., Jiangxi

Management

For

For

11

Approve Daily Related-party Transaction Framework with Nanchang Baojiang Steel Processing Distribution Co., Ltd.

Management

For

For

12

Approve Amendments to Articles of Association

Management

For

For

13

Amend Rules and Procedures Regarding General Meetings of Shareholders

Management

For

For
 

 

 

JIANGLING MOTORS CORP. LTD
Meeting Date:  JUN 25, 2015
Record Date:  JUN 19, 2015
Meeting Type:  ANNUAL

Ticker:  000550
Security ID:  Y4442C112

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2014 Report of the Board of Directors

Management

For

For

2

Approve 2014 Report of the Board of Supervisors

Management

For

For

3

Approve 2014 Financial Statements

Management

For

For

4

Approve 2014 Profit Distribution

Management

For

For

5

Approve Re-appointment of PricewaterhouseCoopers Certified Public Accountants as 2016-2018 External Auditor and Payment of Remuneration Amounting to CNY 1.9 Million per Year

Management

For

For

6

Approve Re-appointment of PricewaterhouseCoopers Certified Public Accountants as 2016-2018 Internal Control Auditor and Payment of Remuneration Amounting to CNY 0.55 Million per Year

Management

For

For

 

 

JIANGXI COPPER COMPANY LTD.
Meeting Date:  JAN 12, 2015
Record Date:  DEC 12, 2014
Meeting Type:  SPECIAL

Ticker:  00358
Security ID:  Y4446C100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Consolidated Supply and Services Agreement One and Relevant Annual Caps

Management

For

For

2

Approve Consolidated Supply and Services Agreement Two and Relevant Annual Caps

Management

For

For

3

Approve Land Leasing Agreement and Approve Annual Caps

Management

For

For

4

Approve Resignation of Gao Dezhu as Director

Management

For

For

5

Elect Tu Shutian as Director

Management

For

For
 

 

 

NINE DRAGONS PAPER (HOLDINGS) LTD.
Meeting Date:  DEC 15, 2014
Record Date:  DEC 10, 2014
Meeting Type:  ANNUAL

Ticker:  02689
Security ID:  G65318100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a1

Elect Zhang Cheng Fei as Director

Management

For

Against

3a2

Elect Tam Wai Chu, Maria as Director

Management

For

Against

3a3

Elect Cheng Chi Pang as Director

Management

For

For

3a4

Elect Wang Hong Bo as Director

Management

For

For

3b

Approve Remuneration of Directors

Management

For

For

4

Appoint PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

5a

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

5b

Authorize Repurchase of Issued Share Capital

Management

For

For

5c

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

PETROCHINA COMPANY LIMITED
Meeting Date:  OCT 29, 2014
Record Date:  SEP 26, 2014
Meeting Type:  SPECIAL

Ticker:  00857
Security ID:  Y6883Q104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve New Comprehensive Agreement and the Proposed Annual Caps in Respect of the Non-Exempt Continuing Connected Transactions

Management

For

For

2

Elect Zhang Biyi as Director

Management

For

For

3

Elect Jiang Lifu as Supervisor

Management

For

For

 

 

PETROCHINA COMPANY LIMITED
Meeting Date:  JUN 23, 2015
Record Date:  APR 24, 2015
Meeting Type:  ANNUAL

Ticker:  00857
Security ID:  Y6883Q104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2014 Report of the Board of Directors

Management

For

For

2

Approve 2014 Report of the Supervisory Committee

Management

For

For

3

Approve 2014 Audited Financial Statements

Management

For

For

4

Approve Final Dividend

Management

For

For

5

Authorize Board to Determine the Distribution of Interim Dividends for the Year 2015

Management

For

For

6

Approve KPMG Huazhen and KPMG as Domestic and International Auditors, Respectively, for the Year 2015 and Authorize Board to Fix Their Remuneration

Management

For

For

7.1

Elect Zhao Zhengzhang as Director

Management

For

For

7.2

Elect Wang Yilin as Director and Authorize Board to Fix His Remuneration

Shareholder

For

For

8

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

For

9

Approve Issuance of Debt Financing Instruments

Management

For

For
 

 

 

POLY CULTURE GROUP CORPORATION LTD.
Meeting Date:  DEC 22, 2014
Record Date:  NOV 21, 2014
Meeting Type:  SPECIAL

Ticker:  03636
Security ID:  Y6S9B3102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Xu Niansha as Director

Shareholder

None

For

2

Elect Zhang Xi as Director

Shareholder

None

For

3.1

Approve the Transactions and Annual Caps of 2015, 2016 and 2017 in Relation to the Provision of Deposit Services by Poly Finance Company Limited under the Financial Services Agreement

Management

For

Against

3.2

Approve the Transactions and Annual Caps of 2015, 2016 and 2017 in Relation to the Provision of Credit Lending Services by Poly Finance Company Limited under the Financial Services Agreement

Management

For

Against

 

 

POLY CULTURE GROUP CORPORATION LTD.
Meeting Date:  JUN 25, 2015
Record Date:  MAY 22, 2015
Meeting Type:  ANNUAL

Ticker:  03636
Security ID:  Y6S9B3102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2014 Annual Report

Management

For

For

2

Approve 2014 Report of the Board of Directors

Management

For

For

3

Approve 2014 Report of the Board of Supervisors

Management

For

For

4

Approve 2014 Financial Report

Management

For

For

5

Approve 2014 Dividend Distribution Plan

Management

For

For

6

Approve Financial Budget for 2015

Management

For

For

7

Approve Financing Loans for 2015

Management

For

For

8

Approve Provision of Guarantees for Subsidiaries

Management

For

Against

9

Approve BDO China Shu Lun Pan Certified Public Accountants LLP as PRC Auditor and KPMG as International Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

10

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against
 

 

 

SHANGHAI INDUSTRIAL HOLDINGS LTD
Meeting Date:  MAY 28, 2015
Record Date:  MAY 26, 2015
Meeting Type:  ANNUAL

Ticker:  00363
Security ID:  Y7683K107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a

Elect Xu Bo as Director

Management

For

For

3b

Elect Lo Ka Shui as Director

Management

For

Against

3c

Elect Woo Chia-Wei as Director

Management

For

For

3d

Authorize Board to Fix Remuneration of Directors

Management

For

For

4

Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

5

Authorize Repurchase of Issued Share Capital

Management

For

For

6

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

7

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

SHANGHAI INDUSTRIAL HOLDINGS LTD
Meeting Date:  JUN 15, 2015
Record Date:  JUN 11, 2015
Meeting Type:  SPECIAL

Ticker:  00363
Security ID:  Y7683K107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Shanghai Investment Equity Interest Transfer Agreement and Related Transactions

Management

For

For

 

 

SHENGUAN HOLDINGS (GROUP) LTD.
Meeting Date:  OCT 06, 2014
Record Date:  SEP 30, 2014
Meeting Type:  SPECIAL

Ticker:  00829
Security ID:  G8116M108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Amend Articles of Association

Management

For

For

2a

Approve Interim and Special Dividend

Management

For

For

2b

Authorization of the Board to Handle Matters Regarding Interim Dividends and Special Dividends

Management

For

For
 

 

 

SIMPLO TECHNOLOGY CO., LTD.
Meeting Date:  JUN 15, 2015
Record Date:  APR 16, 2015
Meeting Type:  ANNUAL

Ticker:  6121
Security ID:  Y7987E104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2014 Business Operations Report and Financial Statements

Management

For

For

2

Approve Plan on 2014 Profit Distribution

Management

For

For

 

 

SINOTRANS SHIPPING LTD
Meeting Date:  FEB 10, 2015
Record Date:  FEB 06, 2015
Meeting Type:  SPECIAL

Ticker:  00368
Security ID:  Y8014Y105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Sale and Purchase Agreement and Related Transactions

Management

For

For

 

 

SINOTRANS SHIPPING LTD
Meeting Date:  MAY 19, 2015
Record Date:  MAY 12, 2015
Meeting Type:  ANNUAL

Ticker:  00368
Security ID:  Y8014Y105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a1

Elect Li Hua as Director

Management

For

For

3a2

Elect Feng Guoying as Director

Management

For

For

3a3

Elect Tian Zhongshan as Director

Management

For

For

3b

Authorize Board to Fix Remuneration of Directors

Management

For

For

4

Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5

Authorize Repurchase of Issued Share Capital

Management

For

For

6

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

7

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

SJM HOLDINGS LTD.
Meeting Date:  JUN 18, 2015
Record Date:  JUN 15, 2015
Meeting Type:  ANNUAL

Ticker:  00880
Security ID:  Y8076V106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3.1

Elect Ho Hung Sun, Stanley as Director

Management

For

For

3.2

Elect Shum Hong Kuen, David as Director

Management

For

For

3.3

Elect Shek Lai Him, Abraham as Director

Management

For

Against

3.4

Elect Tse Hau Yin as Director

Management

For

For

4

Authorize Board to Fix Remuneration of Directors

Management

For

For

5

Approve Deloitte Touche Tohmatsu, Certified Public Accountants as Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

6

Approve Grant of Options Under the Share Option Scheme

Management

For

Against

7

Authorize Repurchase of Issued Share Capital

Management

For

For
 

 

 

SOHU.COM INC.
Meeting Date:  JUN 19, 2015
Record Date:  APR 20, 2015
Meeting Type:  ANNUAL

Ticker:  SOHU
Security ID:  83408W103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Charles Huang

Management

For

Withhold

1.2

Elect Director Dave Qi

Management

For

Withhold

1.3

Elect Director Shi Wang

Management

For

Withhold

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers Zhong Tian LLP as Auditors

Management

For

Against

4

Declassify the Board of Directors

Shareholder

Against

For

 

 

SYNNEX TECHNOLOGY INTERNATIONAL CORP.
Meeting Date:  JUN 12, 2015
Record Date:  APR 13, 2015
Meeting Type:  ANNUAL

Ticker:  2347
Security ID:  Y8344J109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2014 Financial Statements

Management

For

For

2

Approve Plan on 2014 Profit Distribution

Management

For

For

3

Approve Amendments to Articles of Association

Management

For

For

4

Amend Procedures Governing the Acquisition or Disposal of Assets

Management

For

For

5

Amend Procedures for Lending Funds to Other Parties

Management

For

For

6

Amend Procedures for Endorsement and Guarantees

Management

For

For

7

Amend Trading Procedures Governing Derivatives Products

Management

For

For

8

Amend Rules and Procedures Regarding Shareholder's General Meeting

Management

For

For

9

Amend Rules and Procedures for Election of Directors and Supervisors

Management

For

For

10.1

Elect Matthew Feng-Chiang Miau with Shareholder No. 337 as Non-independent Director

Management

For

For

10.2

Elect Tu Shu-Wu with Shareholder No. 99 as Non-independent Director

Management

For

For

10.3

Elect Chou The-Chien, a Representative of Mitac Inc., with Shareholder No. 2, as Non-independent Director

Management

For

For

10.4

Elect Yang Hisang-Yun, a Representative of Mitac Inc., with Shareholder No. 2, as Non-independent Director

Management

For

For

10.5

Elect Way, Yung-Do with ID No. A102143XXX as Independent Director

Management

For

For

10.6

Elect Chang, An-Ping with ID No. A102716XXX as Independent Director

Management

For

For

10.7

Elect Chiao, Yu-Cheng with ID No. A120667XXX as Independent Director

Management

For

For

11

Approve Release of Restrictions of Competitive Activities of Directors

Management

For

For

12

Transact Other Business (Non-Voting)

Management

None

None
 

 

 

TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Meeting Date:  JUN 09, 2015
Record Date:  APR 10, 2015
Meeting Type:  ANNUAL

Ticker:  2330
Security ID:  Y84629107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2014 Business Operations Report and Financial Statements

Management

For

For

2

Approve Plan on 2014 Profit Distribution

Management

For

For

3.1

Elect Morris Chang with Shareholder No. 4515 as Non-independent Director

Management

For

For

3.2

Elect F.C. Tseng with Shareholder No. 104 as Non-independent Director

Management

For

For

3.3

Elect Johnsee Lee, a Representative of National Development Fund, Executive Yuan, with Shareholder No. 1 as Non-independent Director

Management

For

For

3.4

Elect Peter Leahy Bonfield as Independent Director

Management

For

For

3.5

Elect Stan Shih with Shareholder No. 534770 as Independent Director

Management

For

For

3.6

Elect Thomas J. Engibous as Independent Director

Management

For

For

3.7

Elect Kok-Choo Chen as Independent Director

Management

For

For

3.8

Elect Michael R. Splinter as Independent Director

Management

For

For

4

Transact Other Business (Non-Voting)

Management

None

None

 

 

TENCENT HOLDINGS LTD.
Meeting Date:  MAY 13, 2015
Record Date:  MAY 08, 2015
Meeting Type:  ANNUAL

Ticker:  00700
Security ID:  G87572163

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3.1a

Elect Li Dong Sheng as Director

Management

For

Against

3.1b

Elect Iain Ferguson Bruce as Director

Management

For

Against

3.2

Authorize Board to Fix Remuneration of Directors

Management

For

For

4

Approve Auditor and Authorize Board to Fix Their Remuneration

Management

For

Against

5

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

6

Authorize Repurchase of Issued Share Capital

Management

For

For

7

Authorize Reissuance of Repurchased Shares

Management

For

Against
 

 

 

TONG REN TANG TECHNOLOGIES CO., LTD.
Meeting Date:  JUN 09, 2015
Record Date:  MAY 08, 2015
Meeting Type:  ANNUAL

Ticker:  01666
Security ID:  Y8884M108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2014 Audited Consolidated Financial Statements

Management

For

For

2

Approve 2014 Report of the Board of Directors

Management

For

For

3

Approve 2014 Report of the Supervisory Committee

Management

For

For

4

Approve Final Dividend

Management

For

For

5

Approve PricewaterhouseCoopers as Independent Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

6

Approve Revision of 2015 and 2016 Annual Caps Under the Distribution Framework Agreement

Management

For

For

7

Elect Gao Zhen Kun as Director, Authorize Board to Fix His Remuneration and Enter into Service Contract with Gao Zhen Kun

Management

For

For

8

Elect Gong Qin as Director, Authorize Board to Fix His Remuneration and Enter into Service Contract with Gong Qin

Management

For

For

9

Elect Gu Hai Ou as Director, Authorize Board to Fix His Remuneration and Enter into Service Contract with Gu Hai Ou

Management

For

For

10

Elect Li Bin as Director, Authorize Board to Fix His Remuneration and Enter into Service Contract with Li Bin

Management

For

For

11

Elect Wang Yu Wei as Director, Authorize Board to Fix His Remuneration and Enter into Service Contract with Wang Yu Wei

Management

For

For

12

Elect Fang Jia Zhi as Director, Authorize Board to Fix His Remuneration and Enter into Service Contract with Fang Jia Zhi

Management

For

For

13

Elect Tam Wai Chu, Maria as Director, Authorize Board to Fix His Remuneration and Enter into Service Contract with Tam Wai Chu, Maria

Management

For

Against

14

Elect Ting Leung Huel, Stephen as Director, Authorize Board to Fix His Remuneration and Enter into Service Contract with Ting Leung Huel, Stephen

Management

For

Against

15

Elect Jin Shi Yuan as Director, Authorize Board to Fix His Remuneration and Enter into Service Contract with Jin Shi Yuan

Management

For

For

16

Elect Ma Bao Jian as Supervisor, Authorize Board to Fix His Remuneration and Enter into Service Contract with Ma Bao Jian

Management

For

For

17

Elect Wu Yi Gang as Supervisor, Authorize Board to Fix His Remuneration and Enter into Service Contract with Wu Yi Gang

Management

For

For

18

Authorize Board to Fix Remuneration and Enter into Service Contract with Ding Guo Ping

Management

For

For

19

Amend Articles of Association

Management

For

For

20

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights and Amend Articles of Association

Management

For

Against
 

 

 

TRAVELSKY TECHNOLOGY LIMITED
Meeting Date:  DEC 23, 2014
Record Date:  NOV 21, 2014
Meeting Type:  SPECIAL

Ticker:  00696
Security ID:  Y8972V101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Cao Jianxiong as Director

Management

For

For

2a

Approve Continuing Connected Transactions of the Eastern Airlines Transactions Under the Waiver

Management

For

For

2b

Approve Proposed Annual Caps for the Eastern Airlines Transactions

Management

For

For

 

 

TRAVELSKY TECHNOLOGY LIMITED
Meeting Date:  JUN 16, 2015
Record Date:  MAY 15, 2015
Meeting Type:  ANNUAL

Ticker:  00696
Security ID:  Y8972V101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2014 Report of the Board of Directors

Management

For

For

2

Approve 2014 Report of the Supervisory Committee

Management

For

For

3

Accept Financial Statements and Statutory Reports

Management

For

For

4

Approve Allocation of Profit and Distribution of Final Dividend

Management

For

For

5

Approve Baker Tilly Hong Kong Limited and Baker Tilly China as International Auditors and PRC Auditors Respectively and Authorize Board to Fix Their Remuneration

Management

For

For

6

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

7

Authorize Repurchase of Issued H Share Capital

Management

For

For
 

 

 

TRAVELSKY TECHNOLOGY LIMITED
Meeting Date:  JUN 16, 2015
Record Date:  MAY 15, 2015
Meeting Type:  SPECIAL

Ticker:  00696
Security ID:  Y8972V101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Authorize Repurchase of Issued H Share Capital

Management

For

For

 

 

UNI-PRESIDENT CHINA HOLDINGS LTD.
Meeting Date:  DEC 23, 2014
Record Date:  
Meeting Type:  SPECIAL

Ticker:  00220
Security ID:  G9222R106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve New Framework Purchase Agreement and Annual Caps

Management

For

For

 

 

UNI-PRESIDENT CHINA HOLDINGS LTD.
Meeting Date:  MAY 15, 2015
Record Date:  MAY 08, 2015
Meeting Type:  ANNUAL

Ticker:  00220
Security ID:  G9222R106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3

Elect Hou Jung-Lung as Director

Management

For

For

4

Authorize Board to Fix Remuneration of Directors

Management

For

For

5

Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

6

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

7

Authorize Repurchase of Issued Share Capital

Management

For

For

8

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

UNI-PRESIDENT ENTERPRISES CORP.
Meeting Date:  JUN 26, 2015
Record Date:  APR 27, 2015
Meeting Type:  ANNUAL

Ticker:  1216
Security ID:  Y91475106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2014 Business Operations Report and Financial Statements

Management

For

For

2

Approve Plan on 2014 Profit Distribution

Management

For

For

3

Approve the Issuance of New Shares by Capitalization of Profit

Management

For

For

4

Amend Procedures Governing the Acquisition or Disposal of Assets

Management

For

For

5

Amend Articles of Association

Management

For

For

6

Formulate Rules and Procedures for Election of Directors

Management

For

For

7.1

Bu-elect Lv Hongde, with ID No. M120426XXX, as Independent Director

Management

For

For

8

Approve Release of Restrictions of Competitive Activities of Directors

Management

For

For
 

 

 

YANTAI CHANGYU PIONEER WINE CO., LTD.
Meeting Date:  MAY 22, 2015
Record Date:  MAY 19, 2015
Meeting Type:  ANNUAL

Ticker:  200869
Security ID:  Y9739T108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2014 Report of the Board of Directors

Management

For

For

2

Approve 2014 Report of the Board of Supervisors

Management

For

For

3

Approve 2014 Annual Report

Management

For

For

4

Approve 2014 Profit Distribution

Management

For

For

5

Approve Re-appointment of Auditor

Management

For

For

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant) Templeton Dragon Fund, Inc.                         

 

 

 

 

By (Signature and Title)* /s/LAURA F. FERGERSON      

Laura F. Fergerson,

Chief Executive Officer – Finance and Administration

 

 

Date August 26, 2015   

 

 

* Print the name and title of each signing officer under his or her signature.