tdf_formn-px613.htm - Generated by SEC Publisher for SEC Filing

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-08394  

 

Templeton Dragon Fund, Inc.

(Exact name of registrant as specified in charter)

 

300 S.E. 2nd Street, Fort Lauderdale, Florida 33301-1923

(Address of principal executive offices) (Zip code)

 

Craig S. Tyle, One Franklin Parkway, San Mateo, CA 94403-1906

(Name and address of agent for service)

 

Registrant's telephone number, including area code: (954) 527-7500

 

Date of fiscal year end: 12/31

 

Date of reporting period: 6/30/13  

 

Item 1. Proxy Voting Records.

 

 

ADVANTECH CO., LTD.
Meeting Date:  JUN 13, 2013
Record Date:  APR 12, 2013
Meeting Type:  ANNUAL

Ticker:  2395
Security ID:  Y0017P108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Business Operations Report and Financial Statements

Management

For

For

2

Approve Plan on 2012 Profit Distribution

Management

For

For

3

Approve Amendments to Rules and Procedures Regarding Shareholder's General Meeting

Management

For

For

4

Approve Amendments to the Procedures for Lending Funds to Other Parties

Management

For

For

5

Approve Release of Restrictions of Competitive Activities of Directors

Management

For

For

 

 

AGILE PROPERTY HOLDINGS LTD.
Meeting Date:  MAY 20, 2013
Record Date:  MAY 13, 2013
Meeting Type:  ANNUAL

Ticker:  03383
Security ID:  G01198103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Declare Final Dividend

Management

For

For

3a

Elect Chan Cheuk Hung as Director

Management

For

For

3b

Elect Chan Cheuk Nam as Director

Management

For

For

3c

Elect Cheung Wing Yui as Director

Management

For

Against

3d

Authorize the Board to Fix Remuneration of Directors

Management

For

For

4

Reappoint Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5a

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

5b

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

5c

Authorize Reissuance of Repurchased Shares

Management

For

Against

 


 

 

 

 

AGILE PROPERTY HOLDINGS LTD.
Meeting Date:  MAY 20, 2013
Record Date:  
Meeting Type:  SPECIAL

Ticker:  03383
Security ID:  G01198103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve the Provision of the Indemnity to Morgan Stanley

Management

For

For

 

 

AIA GROUP LTD.
Meeting Date:  MAY 10, 2013
Record Date:  MAY 06, 2013
Meeting Type:  ANNUAL

Ticker:  01299
Security ID:  Y002A1105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Declare Final Dividend

Management

For

For

3

Elect Barry Chun-Yuen Cheung as Director

Management

For

For

4

Elect George Yong-Boon Yeo as Director

Management

For

For

5

Elect Narongchai Akrasanee as Director

Management

For

For

6

Elect Qin Xiao as Director

Management

For

Against

7

Elect Mark Edward Tucker as Director

Management

For

For

8

Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

9a

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

For

9b

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

9c

Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme

Management

For

For

10

Amend Articles of Association of the Company

Management

For

For

 


 

 

 

 

ANGANG STEEL COMPANY LIMITED
Meeting Date:  JAN 30, 2013
Record Date:  DEC 31, 2012
Meeting Type:  SPECIAL

Ticker:  00347
Security ID:  Y0132D105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Assets Exchange Agreement and Related Transactions

Management

For

For

2

Approve Share Transfer Agreement and Related Transactions

Management

For

For

3

Approve Entrustment Agreement, Related Transactions, and the Proposed Annual Monetary Caps

Management

For

For

4

Amend Articles of Association of the Company

Management

For

For

 

 

ANGANG STEEL COMPANY LIMITED
Meeting Date:  MAY 31, 2013
Record Date:  APR 30, 2013
Meeting Type:  ANNUAL

Ticker:  00347
Security ID:  Y0132D105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Report of the Board of Directors

Management

For

For

2

Accept Report of Supervisory Committee

Management

For

For

3

Accept Auditors' Report

Management

For

For

4

Approve Profit Distribution Proposal for the Year 2012

Management

For

For

5

Approve Remuneration of Directors and Supervisors

Management

For

For

6

Approve RSM China Certified Public Accountants as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

7

Approve 2014 Supply of Materials and Services Agreement and Related Annual Caps

Management

For

Against

8

Approve 2014 Supply of Materials Agreement and Related Annual Caps

Management

For

For

9

Approve 2014 Financial Services Agreement and Related Annual Caps

Management

For

Against

10

Approve Proposed Bonds Issue

Management

For

For

 


 

 

 

 

ANHUI CONCH CEMENT COMPANY LTD
Meeting Date:  AUG 21, 2012
Record Date:  JUL 20, 2012
Meeting Type:  SPECIAL

Ticker:  600585
Security ID:  Y01373102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Approve Conditions of the Issue of Corporate Bonds

Management

For

For

1b

Approve Issuing Amount in Relation to the Issuance of Corporate Bonds

Management

For

For

1c

Approve Maturity of the Corporate Bonds

Management

For

For

1d

Approve Interest Rate of the Corporate Bonds and its Determination

Management

For

For

1e

Approve Issue Price of the Corporate Bonds

Management

For

For

1f

Approve Use of Proceeds in Relation to the Issuance of Corporate Bonds

Management

For

For

1g

Approve Target Offerees of the Corporate Bonds and Placing Arrangements for the Shareholders of the Company

Management

For

For

1h

Approve Guarantee in Relation to the Issuance of Corporate Bonds

Management

For

For

1i

Approve Validity Period of the Resolutions in Relation to the Issuance of Corporate Bonds

Management

For

For

1j

Approve Safeguarding Measures for the Repayment of Principal and Interest in Relation to the Issuance of Corporate Bonds

Management

For

For

1k

Approve Authorisation of the Issuance of Corporate Bonds

Management

For

For

2

Amend Articles Re: Profit Appropriation

Management

For

For

3

Amend Articles Re: Scope of Operations of the Company

Management

For

For

4

Approve the Guarantees for the Bank Borrowings of Certain Subsidiaries of the Company

Management

For

For

 


 

 

 

 

ANHUI CONCH CEMENT COMPANY LTD
Meeting Date:  MAY 28, 2013
Record Date:  APR 26, 2013
Meeting Type:  ANNUAL

Ticker:  600585
Security ID:  Y01373102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Report of Board of Directors

Management

For

For

2

Accept Report of Supervisory Committee

Management

For

For

3

Accept Audited Financial Reports

Management

For

For

4a

Elect Guo Wensan as Director

Management

For

For

4b

Elect Guo Jingbin as Director

Management

For

For

4c

Elect Ji Qinying as Director

Management

For

For

4d

Elect Zhang Mingjing as Director

Management

For

For

4e

Elect Zhou Bo as Director

Management

For

For

4f

Elect Fang Jinwen as Director

Management

For

For

4g

Elect Wong Kun Kau as Director

Management

For

For

4h

Elect Tai Kwok Leung as Director

Management

For

For

5a

Elect Wang Jun as Supervisor

Management

For

For

5b

Elect Zhu Yuming as Supervisor

Management

For

For

6

Approve KPMG Huazhen Certified Public Accountants and KPMG Certified Public Accountants as the PRC Auditors and International Auditors of the Company, Respectively, and Authorize Board to Fix Their Remuneration

Management

For

For

7

Approve Profit Distribution Proposal

Management

For

For

8

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

 


 

 

 

 

ANTA SPORTS PRODUCTS LTD.
Meeting Date:  APR 09, 2013
Record Date:  APR 03, 2013
Meeting Type:  ANNUAL

Ticker:  02020
Security ID:  G04011105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Declare Final Dividend

Management

For

For

3

Declare Special Dividend

Management

For

For

4

Reelect Ding Shizhong as Executive Director

Management

For

For

5

Reelect Zheng Jie as Executive Director

Management

For

For

6

Relect Dai Zhongchuan as Independent Non-Executive Director

Management

For

For

7

Authorize Board to Fix Remuneration of Directors

Management

For

For

8

Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

9

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

10

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

11

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

ASIA CEMENT (CHINA) HOLDINGS CORPORATION
Meeting Date:  MAY 22, 2013
Record Date:  MAY 14, 2013
Meeting Type:  ANNUAL

Ticker:  00743
Security ID:  G0539C106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a

Elect Chang, Tsai-hsiung as Director

Management

For

For

3b

Elect Lin, Seng-chang as Director

Management

For

For

3c

Elect Liu, Zhen-tao as Director

Management

For

For

3d

Elect Lei, Qian-zhi as Director

Management

For

For

3e

Authorize Board to Fix the Remuneration of Directors

Management

For

For

4

Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

6

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

7

Authorize Reissuance of Repurchased Shares

Management

For

Against

8

Adopt the Amended and Restated Operational Procedures for Making Advances to Third Parties

Management

For

For

9

Adopt the Amended and Restated Operational Procedures for the Provision of Guarantees by Way of Endorsement

Management

For

For

 


 

 

 

 

ASUSTEK COMPUTER INC.
Meeting Date:  JUN 17, 2013
Record Date:  APR 18, 2013
Meeting Type:  ANNUAL

Ticker:  2357
Security ID:  Y04327105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Business Operations Report and Financial Statements

Management

For

For

2

Approve Plan on Profit Distribution

Management

For

For

3

Approve Amendments to Articles of Association

Management

For

For

 

 

BANK OF CHINA LIMITED
Meeting Date:  OCT 25, 2012
Record Date:  SEP 24, 2012
Meeting Type:  SPECIAL

Ticker:  03988
Security ID:  Y0698A107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Remuneration Plan for the Chairman, Executive Directors, Chairman of the Board of Supervisors and Shareholder Representative Supervisors of 2011

Management

For

For

2

Appoint Ernst & Young Hua Ming as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

 


 

 

 

 

BANK OF CHINA LIMITED
Meeting Date:  MAR 26, 2013
Record Date:  FEB 22, 2013
Meeting Type:  SPECIAL

Ticker:  03988
Security ID:  Y0698A107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Wang Shiqiang as Non-executive Director

Management

For

For

2

Approve Downward Adjustment to the Conversion Price of the A Share Convertible Bonds

Management

For

For

3

Amend Articles of Association

Management

For

For

 

 

BANK OF CHINA LIMITED
Meeting Date:  MAY 29, 2013
Record Date:  APR 26, 2013
Meeting Type:  ANNUAL

Ticker:  03988
Security ID:  Y0698A107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2012 Work Report of Board of Directors

Management

For

For

2

Approve 2012 Work Report of Board of Supervisors

Management

For

For

3

Approve 2012 Annual Financial Statements

Management

For

For

4

Approve 2012 Profit Distribution Plan

Management

For

For

5

Approve 2013 Annual Budget Report

Management

For

For

6

Appoint Ernst & Young Hua Ming as Auditors

Management

For

For

7a

Elect Li Lihui as Director

Management

For

For

7b

Elect Li Zaohang as Director

Management

For

Against

7c

Elect Jiang Yansong as Director

Management

For

Against

7d

Elect Chow Man Yiu, Paul as Director

Management

For

For

8a

Elect Lu Zhengfei as Director

Management

For

For

8b

Elect Leung Cheuk Yan as Director

Management

For

For

9a

Elect Li Jun as Shareholder Representative Supervisor

Management

For

For

9b

Elect Wang Xueqiang as Shareholder Representative Supervisor

Management

For

For

9c

Elect Liu Wanming as Shareholder Representative Supervisor

Management

For

For

10a

Elect Tian Guoli as Director

Shareholder

None

Against

10b

Elect Wang Yong as Director

Shareholder

None

Against

11a

Elect Sun Zhijun as Director

Shareholder

None

Against

11b

Elect Liu Lina as Director

Shareholder

None

Against

12

Approve Issuance of the Qualified Write-down Tier-2 Capital Instruments

Shareholder

None

For

 


 

 

 

 

BEIJING JINGKELONG CO LTD.
Meeting Date:  AUG 31, 2012
Record Date:  AUG 10, 2012
Meeting Type:  SPECIAL

Ticker:  00814
Security ID:  Y0771X107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Authorize Board to Issue Debt Financing Instruments

Management

For

For

2

Amend Article 20 of the Articles of Association of the Company

Management

For

For

 

 

BEIJING JINGKELONG CO LTD.
Meeting Date:  NOV 02, 2012
Record Date:  OCT 12, 2012
Meeting Type:  SPECIAL

Ticker:  00814
Security ID:  Y0771X107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Corporate Bonds Issue and Related Transactions

Management

For

For

2

Approve General Mandate to the Board to Issue Asset Backed Notes

Management

For

For

3

Amend Articles of Association

Management

For

For

 

 

BEIJING JINGKELONG CO LTD.
Meeting Date:  MAY 28, 2013
Record Date:  MAY 07, 2013
Meeting Type:  ANNUAL

Ticker:  00814
Security ID:  Y0771X107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Report of the Board of Directors

Management

For

For

2

Approve Report of the Supervisory Committee

Management

For

For

3

Approve Consolidated Audited Financial Statements of the Company and the Auditors' Report

Management

For

For

4

Appoint Deloitte Touche Tohmatsu CPA LLP as Auditors and Authorize Audit Committee to Fix Their Remuneration

Management

For

For

5

Approve Profit Distribution and Payment of Final Dividend

Management

For

For

6

Elect Wei Tingzhan as Director

Management

For

For

7

Elect Li Jianwen as Director

Management

For

For

8

Elect Li Chunyan as Director

Management

For

For

9

Elect Liu Yuejin as Director

Management

For

For

10

Elect Gu Hanlin as Director

Management

For

For

11

Elect Li Shunxiang as Director

Management

For

For

12

Elect Choi Onward as Director

Management

For

For

13

Elect Wang Liping as Director

Management

For

For

14

Elect Chen Liping as Director

Management

For

For

15

Elect Liu Wenyu as Supervisor

Management

For

For

16

Elect Yang Baoqun as Supervisor

Management

For

For

17

Elect Chen Zhong as Supervisor

Management

For

For

18

Elect Cheng Xianghong as Supervisor

Management

For

For

19

Approve Remuneration of Directors

Management

For

For

20

Approve Supervisor Fees

Management

For

For

21

Authorize Any Executive Director to Enter into an Agreement/a Letter of Appointment on Behalf of the Company with each of the Elected Directors/Supervisors

Management

For

For

22

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

23

Approve the Granting of a General Mandate to Issue Short Term Debentures and/or Medium-Term Notes in the PRC

Management

For

For

24

Approve the Amendments to the Articles of Association

Management

For

For

 


 

 

 

 

BEIJING JINGKELONG CO LTD.
Meeting Date:  MAY 28, 2013
Record Date:  MAY 07, 2013
Meeting Type:  SPECIAL

Ticker:  00814
Security ID:  Y0771X107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Extension of the Validity Period for the Resolutions in Respect of the A Share Issue and the Authorizations

Management

For

For

 

 

BEIJING JINGKELONG CO LTD.
Meeting Date:  MAY 28, 2013
Record Date:  MAY 07, 2013
Meeting Type:  SPECIAL

Ticker:  00814
Security ID:  Y0771X107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Extension of the Validity Period for the Resolutions in Respect of the A Share Issue and the Authorizations

Management

For

For

 

 

BOC HONG KONG (HOLDINGS) LTD.
Meeting Date:  MAY 28, 2013
Record Date:  MAY 22, 2013
Meeting Type:  ANNUAL

Ticker:  02388
Security ID:  Y0920U103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Declare Final Dividend

Management

For

For

3a

Elect Li Lihui as Director

Management

For

For

3b

Elect Gao Yingxin as Director

Management

For

For

3c

Elect Shan Weijian as Director

Management

For

For

3d

Elect Ning Gaoning as Director

Management

For

Against

4

Appoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

6

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

7

Authorize Reissuance of Repurchased Shares

Management

For

Against

 


 

 

 

 

CHENG SHIN RUBBER INDUSTRY CO. LTD.
Meeting Date:  JUN 18, 2013
Record Date:  APR 19, 2013
Meeting Type:  ANNUAL

Ticker:  2105
Security ID:  Y1306X109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Business Operations Report and Financial Statements

Management

For

For

2

Approve Plan on Profit Distribution

Management

For

For

3

Approve Issuance of New Shares by Capitalization of Profit

Management

For

For

4

Approve Amendments to Articles of Association

Management

For

For

5

Approve Amendments to the Procedures for Lending Funds to Other Parties and Amendments to the Procedures for Endorsement and Guarantees

Management

For

For

6

Approve Amendments to Rules and Procedures Regarding Shareholder's General Meeting

Management

For

For

7

Approve Amendment to Rules and Procedures for Election of Directors and Supervisors

Management

For

For

8

Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets

Management

For

For

 

 

CHEUNG KONG (HOLDINGS) LIMITED
Meeting Date:  MAY 21, 2013
Record Date:  MAY 14, 2013
Meeting Type:  ANNUAL

Ticker:  00001
Security ID:  Y13213106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Declare Final Dividend

Management

For

For

3a

Elect Li Tzar Kuoi, Victor as Director

Management

For

For

3b

Elect Ip Tak Chuen, Edmond as Director

Management

For

Against

3c

Elect Chiu Kwok Hung, Justin as Director

Management

For

Against

3d

Elect Leung Siu Hon as Director

Management

For

For

3e

Elect Chow Kun Chee, Roland as Director

Management

For

For

3f

Elect Lee Yeh Kwong, Charles as Director

Management

For

For

3g

Elect Yeh Yuan Chang, Anthony as Director

Management

For

For

3h

Elect Wong Yick-ming, Rosanna as Director

Management

For

For

4

Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5a

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

5b

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

5c

Authorize Reissuance of Repurchased Shares

Management

For

Against

 


 

 

 

 

CHEUNG KONG INFRASTRUCTURE HOLDINGS LTD
Meeting Date:  MAY 20, 2013
Record Date:  MAY 13, 2013
Meeting Type:  ANNUAL

Ticker:  01038
Security ID:  G2098R102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Declare Final Dividend

Management

For

For

3a

Elect Kam Hing Lam as Director

Management

For

For

3b

Elect Ip Tak Chuen, Edmond as Director

Management

For

Against

3c

Elect Andrew John Hunter as Director

Management

For

Against

3d

Elect Chow Woo Mo Fong, Susan as Director

Management

For

Against

3e

Elect Frank John Sixt as Director

Management

For

Against

4

Appoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5a

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

5b

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

5c

Authorize Reissuance of Repurchased Shares

Management

For

Against

 


 

 

 

 

CHINA COAL ENERGY COMPANY LIMITED
Meeting Date:  DEC 11, 2012
Record Date:  NOV 09, 2012
Meeting Type:  SPECIAL

Ticker:  01898
Security ID:  Y1434L100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Provision of Guarantee by a Subsidiary of the Company

Management

For

Against

2

Amend Articles of Association

Management

For

For

 

 

CHINA COAL ENERGY COMPANY LIMITED
Meeting Date:  FEB 01, 2013
Record Date:  DEC 31, 2012
Meeting Type:  SPECIAL

Ticker:  01898
Security ID:  Y1434L100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Li Yanjiang as Non-Executive Director and Authorize the Remuneration Committee to Determine His Remuneration

Management

For

For

1b

Elect Zhou Qinye as Independent Non-Executive Director and Authorize the Remuneration Committee to Determine His Remuneration

Management

For

For

 

 

CHINA COAL ENERGY COMPANY LIMITED
Meeting Date:  MAY 13, 2013
Record Date:  APR 12, 2013
Meeting Type:  ANNUAL

Ticker:  01898
Security ID:  Y1434L100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Report of the Board of Directors

Management

For

For

2

Accept Report of the Supervisory Committee

Management

For

For

3

Accept Financial Statements and Statutory Reports

Management

For

For

4

Approve Profit Distribution Plan for the Year 2012

Management

For

For

5

Approve Capital Expenditure Budget for the Year 2013

Management

For

For

6

Appoint PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Domestic Auditors and PricewaterhouseCoopers, Certified Public Accountants as International Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

7

Approve Emoluments of Directors and Supervisors

Management

For

For

 


 

 

 

 

CHINA CONSTRUCTION BANK CORPORATION
Meeting Date:  JUN 06, 2013
Record Date:  MAY 06, 2013
Meeting Type:  ANNUAL

Ticker:  00939
Security ID:  Y1397N101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2012 Report of Board of Directors

Management

For

For

2

Approve 2012 Report of Board of Supervisors

Management

For

For

3

Approve 2012 Final Financial Accounts

Management

For

For

4

Approve 2012 Profit Distribution Plan

Management

For

For

5

Approve Budget of 2013 Fixed Assets Investment

Management

For

For

6

Appoint Auditors

Management

For

For

7a

Elect Zhang Jianguo as Director

Management

For

For

7b

Elect Zhao Xijun as Director

Management

For

For

7c

Elect Chen Yuanling as Director

Management

For

For

7d

Elect Zhu Hongbo as Director

Management

For

For

7e

Elect Hu Zheyi as Director

Management

For

For

7f

Elect Chung Shui Ming Timpson as Director

Management

For

Against

7g

Elect Margaret Leung Ko May Yee as Director

Management

For

For

7h

Elect Wim Kok as Director

Management

For

For

7i

Elect Murray Horn as Director

Management

For

For

7j

Elect Xu Tie as Director

Management

For

For

7k

Elect Qi Shouyin as Director

Management

For

For

7l

Approve Terms of Office of Proposed Directors

Management

For

For

8a

Elect Zhang Furong as Shareholder Representative Supervisor

Management

For

For

8b

Elect Liu Jin as Shareholder Representative Supervisor

Management

For

For

8c

Elect Li Xiaoling as Shareholder Representative Supervisor

Management

For

For

8d

Elect Bai Jianjun as External Supervisor

Management

For

For

8e

Elect Wang Xinmin as External Supervisor

Shareholder

None

For

9

Approve Issuance of Write-Down Type Eligible Capital Instruments

Management

For

For

10

Approve Revisions to the Article of Association

Management

For

For

 


 

 

 

 

CHINA FOODS LTD.
Meeting Date:  JUN 04, 2013
Record Date:  MAY 31, 2013
Meeting Type:  ANNUAL

Ticker:  00506
Security ID:  G2154F109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Elect Luan Xiuju as Director

Management

For

For

3

Elect Ma Jianping as Director

Management

For

For

4

Elect Wu Wenting as Director

Management

For

For

5

Elect Paul Kenneth Etchells as Director

Management

For

For

6

Elect Yu Xubo as Director

Management

For

For

7

Authorize Board to Fix Directors' Remuneration

Management

For

For

8

Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

9

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

10

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

11

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 


 

 

 

CHINA LIFE INSURANCE CO. LIMITED
Meeting Date:  JUL 10, 2012
Record Date:  JUN 08, 2012
Meeting Type:  SPECIAL

Ticker:  02628
Security ID:  Y1477R204

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Yang Mingsheng as Executive Director

Management

For

For

2

Elect Wan Feng as Executive Director

Management

For

For

3

Elect Lin Dairen as Executive Director

Management

For

For

4

Elect Liu Yingqi as Executive Director

Management

For

For

5

Elect Miao Jianmin as Non-Executive Director

Management

For

For

6

Elect Zhang Xiangxian as Non-Executive Director

Management

For

For

7

Elect Wang Sidong as Non-Executive Director

Management

For

For

8

Elect Sun Changji as Independent Non-Executive Director

Management

For

For

9

Elect Bruce Douglas Moore as Independent Non-Executive Director

Management

For

For

10

Elect Anthony Francis Neoh as Independent Non-Executive Director

Management

For

For

11

Elect Xia Zhihua as Shareholder Representative Supervisor

Management

For

For

12

Elect Shi Xiangming as Shareholder Representative Supervisor

Management

For

For

13

Elect Tang Jianbang as Independent Non-Executive Director

Shareholder

For

For

14

Elect Luo Zhongmin as External Supervisor

Shareholder

For

For

 

 

CHINA LIFE INSURANCE CO. LIMITED
Meeting Date:  FEB 19, 2013
Record Date:  JAN 18, 2013
Meeting Type:  SPECIAL

Ticker:  02628
Security ID:  Y1477R204

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

2

Amend Articles of Association of the Company

Management

For

For

3

Amend Procedural Rules for the Board of Directors Meetings

Management

For

For

 


 

 

 

 

CHINA LIFE INSURANCE CO. LIMITED
Meeting Date:  JUN 05, 2013
Record Date:  MAY 03, 2013
Meeting Type:  ANNUAL

Ticker:  02628
Security ID:  Y1477R204

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Report of Board of Directors

Management

For

For

2

Approve Report of Supervisory Committee

Management

For

For

3

Approve Financial Report

Management

For

For

4

Approve Profit Distribution Plan

Management

For

For

5

Approve Remuneration of Directors and Supervisors

Management

For

For

6

Approve Remuneration of Auditors for the Year 2012

Management

For

For

7

Approve Appointment of Auditors for the Year 2013

Management

For

For

8

Approve Cap Amounts in Respect of the Framework Agreement with China Guangfa Bank Co. Ltd.

Management

For

For

9

Amend Articles of Association

Management

For

For

 

 

CHINA MOBILE LIMITED
Meeting Date:  MAY 30, 2013
Record Date:  MAY 23, 2013
Meeting Type:  ANNUAL

Ticker:  00941
Security ID:  Y14965100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Declare Final Dividend

Management

For

For

3a

Elect Li Yue as Director

Management

For

For

3b

Elect Xue Taohai as Director

Management

For

For

3c

Elect Huang Wenlin as Director

Management

For

For

4

Appoint PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian CPAs Limited as Auditors of the Company and its Subsidiaries for Hong Kong Financial Reporting and U.S. Financial Reporting, Respectively and Authorize Board to Fix Their Remuneration

Management

For

For

5

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

6

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

7

Authorize Reissuance of Repurchased Shares

Management

For

Against

 


 

 

 

 

CHINA NATIONAL BUILDING MATERIAL CO., LTD.
Meeting Date:  SEP 10, 2012
Record Date:  AUG 10, 2012
Meeting Type:  SPECIAL

Ticker:  03323
Security ID:  Y15045100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Extension of Validity Period in Relation to A Share Issue

Management

For

For

2

Authorize Board to Deal with Matters in Relation to the A Share Issue

Management

For

For

 

 

CHINA NATIONAL BUILDING MATERIAL CO., LTD.
Meeting Date:  SEP 10, 2012
Record Date:  AUG 10, 2012
Meeting Type:  SPECIAL

Ticker:  03323
Security ID:  Y15045100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Extension of Validity Period of A Share Issue

Management

For

For

2

Authorize Board to Deal with Matters in Relation to the A Share Issue

Management

For

For

 

 

CHINA NATIONAL BUILDING MATERIAL CO., LTD.
Meeting Date:  MAY 23, 2013
Record Date:  APR 22, 2013
Meeting Type:  ANNUAL

Ticker:  03323
Security ID:  Y15045100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Report of the Board of Directors

Management

For

For

2

Accept Report of the Supervisory Committee

Management

For

For

3

Accept Financial Statements and Statutory Reports

Management

For

For

4

Approve Profit Distribution Plan and Distribution of Final Dividend

Management

For

For

5

Authorize Board to Deal with Matters in Relation to the Distribution of Interim Dividend for the Year 2013

Management

For

For

6

Appoint Baker Tilly China Certified Public Accountants and Baker Tilly Hong Kong Limited as Domestic and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration

Management

For

For

7

Approve Proposal to Cease the Payment of Remuneration to Directors and Supervisors Effective From Nov. 2012

Management

For

For

8

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

9

Approve Issuance of Debt Financing Instruments

Management

For

Against

 


 

 

 

 

CHINA NATIONAL MATERIALS CO., LTD.
Meeting Date:  SEP 25, 2012
Record Date:  AUG 24, 2012
Meeting Type:  SPECIAL

Ticker:  01893
Security ID:  Y15048104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Issuance of Short-Term Financing Bonds

Management

For

For

 

 

CHINA PETROLEUM & CHEMICAL CORP.
Meeting Date:  OCT 16, 2012
Record Date:  SEP 07, 2012
Meeting Type:  SPECIAL

Ticker:  00386
Security ID:  Y15010104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Connected Transaction with a Related Party

Management

For

Abstain

2

Approve Zhong Ke Guangdong Refinery Integration Project

Management

For

For

3

Amend Articles of Association

Management

For

For

 


 

 

 

 

CHINA PETROLEUM & CHEMICAL CORP.
Meeting Date:  MAY 29, 2013
Record Date:  APR 26, 2013
Meeting Type:  ANNUAL

Ticker:  00386
Security ID:  Y15010104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Report of the Board of Directors

Management

For

For

2

Approve Report of Supervisors

Management

For

For

3

Accept Financial Statements and Statutory Reports

Management

For

For

4

Approve Interim Profit Distribution Plan for the Year 2013

Management

For

For

5

Appoint PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian CPA's Limited Company as Exteral Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

6

Approve Profit Distribution Plan for the Year Ended Dec. 31, 2012

Management

For

For

7

Amend Articles of Association

Management

For

For

8

Approve Extension of Validity Period of the Resolution in Relation to the Issuance of A Share Convertible Corporate Bonds and Other Related Matters

Management

For

For

9

Authorize Board to Determine the Proposed Pan for the Issuance of Debt Financing Instruments

Management

For

Against

10

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

 

 

CHINA PETROLEUM & CHEMICAL CORP.
Meeting Date:  MAY 29, 2013
Record Date:  APR 26, 2013
Meeting Type:  SPECIAL

Ticker:  00386
Security ID:  Y15010104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Profit Distribution Proposal for the Year 2012

Management

For

For

 

 


 

 

 

CHINA RESOURCES ENTERPRISES, LTD.
Meeting Date:  MAY 24, 2013
Record Date:  MAY 16, 2013
Meeting Type:  ANNUAL

Ticker:  00291
Security ID:  Y15037107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Declare Final Dividend

Management

For

For

3a

Elect Chen Lang as Director

Management

For

For

3b

Elect Hong Jie as Director

Management

For

For

3c

Elect Liu Hongji as Director

Management

For

For

3d

Elect Lai Ni Hium, Frank as Director

Management

For

For

3e

Elect Du Wenmin as Director

Management

For

Against

3f

Elect Yan Biao as Director

Management

For

For

3g

Elect Wei Bin as Director

Management

For

Against

3h

Elect Huang Daoguo as Director

Management

For

For

3i

Elect Chen Ying as Director

Management

For

Against

3j

Approve Remuneration of Directors

Management

For

For

4

Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

6

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

7

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

CHINA SHENHUA ENERGY CO., LTD.
Meeting Date:  SEP 14, 2012
Record Date:  AUG 14, 2012
Meeting Type:  SPECIAL

Ticker:  01088
Security ID:  Y1504C113

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Issuance of Debt Financing Instruments of the Company

Management

For

Against

 

 

CHINA SHENHUA ENERGY CO., LTD.
Meeting Date:  JUN 21, 2013
Record Date:  MAY 20, 2013
Meeting Type:  SPECIAL

Ticker:  01088
Security ID:  Y1504C113

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For


 

 

 

 

CHINA SHENHUA ENERGY CO., LTD.
Meeting Date:  JUN 21, 2013
Record Date:  MAY 20, 2013
Meeting Type:  ANNUAL

Ticker:  01088
Security ID:  Y1504C113

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Report of the Board of Directors

Management

For

For

2

Accept Report of the Board of Supervisors

Management

For

For

3

Accept Audited Financial Statements

Management

For

For

4

Approve Profit Distribution Plan and Declare Final Dividend

Management

For

For

5

Approve Remuneration of Directors and Supervisors

Management

For

For

6

Appoint Deloitte Touche Tohmatsu and Deloitte Touche Tohmatsu CPA Ltd. as International and PRC Auditors, Respectively, and Authorize A Committee to Fix Their Remuneration

Management

For

For

7

Approve Revision of Annual Cap Under the Current Mutual Coal Supply Agreement

Management

For

For

8

Approve Supplementary Agreement to the Current Financial Services Agreement and Revision of Certain Annual Caps

Management

For

Against

9

Approve Mutual Coal Supply Agreement and the Proposed Annual Caps

Management

For

For

10

Approve Mutual Supplies and Services Agreement and the Proposed Annual Caps

Management

For

For

11

Approve Financial Services Agreement and the Proposed Annual Caps

Management

For

Against

12

Approve Change of Use of a Portion of Proceeds from the A Share Offering

Management

For

For

13

Amend Articles of Association

Management

For

For

14

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

15

Authorize Repurchase of Up to Ten Percent of Issued Share Capital

Management

For

For

 


 

 

 

 

CHINA SHIPPING DEVELOPMENT CO., LTD.
Meeting Date:  MAY 29, 2013
Record Date:  APR 26, 2013
Meeting Type:  ANNUAL

Ticker:  01138
Security ID:  Y1503Y108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2012 Audited Financial Statements

Management

For

For

2

Approve 2012 Report of the Board of Directors

Management

For

For

3

Approve 2012 Report of the Supervisory Committee

Management

For

For

4

Approve the Duty Performance Report of the Independent Non-executive Directors in 2012

Management

For

For

5

Approve 2012 Annual Report

Management

For

For

6

Elect Han Jun as Director

Management

For

For

7

Elect Chen Jihong as Supervisor

Management

For

For

8

Approve Remuneration of Directors, Supervisors, and Senior Management of the Company

Management

For

For

9

Reappoint Baker Tilly China Certified Public Accountants and Baker Tilly Hong Kong Limited Certified Public Accountants as the Domestic and International Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

10

Consider and Resolve Not to Declare a Final Dividend for the Year 2012

Management

For

For

11

Amend Articles of Association

Management

For

For

12a

Approve First LNG Agreement and Related Transactions

Management

For

For

12b

Approve Second LNG Agreement and Related Transactions

Management

For

For

12c

Approve Third LNG Agreement and Related Transactions

Management

For

For

12d

Approve Fourth LNG Agreement and Related Transactions

Management

For

For

12e

Approve Fifth LNG Agreement and Related Transactions

Management

For

For

12f

Approve Sixth LNG Agreement and Related Transactions

Management

For

For

12g

Approve Vessel Sponsors' Undertakings

Management

For

For

13a

Approve Shell Guarantee Letter and Related Transactions

Management

For

For

13b

Approve BP Guarantee Letter and Related Transactions

Management

For

For

14

Elect Su Min as Director

Management

For

For

15

Elect Huang Xiaowen as Director

Management

For

For

16

Elect Lin Junlai as Director

Management

For

For

 


 

 

 

 

CHINA SHIPPING DEVELOPMENT CO., LTD. (FRMRL. SHANGHAI HAI XING)
Meeting Date:  DEC 18, 2012
Record Date:  NOV 16, 2012
Meeting Type:  SPECIAL

Ticker:  01138
Security ID:  Y1503Y108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve New Financial Services Framework Agreement and Related Annual Caps

Management

For

Against

2

Approve New Services Agreement and Related Annual Caps

Management

For

For

3

Elect Ding Nong as Director and Approve His Service Contact

Management

For

For

 

 

CHINA TELECOM CORPORATION LTD
Meeting Date:  OCT 16, 2012
Record Date:  SEP 14, 2012
Meeting Type:  SPECIAL

Ticker:  00728
Security ID:  Y1505D102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Acquisition Agreement Between the Company and China Telecommunications Corporation and Related Transactions

Management

For

For

2

Approve Engineering Framework Agreement and Proposed Annual Caps

Management

For

For

3

Approve Ancillary Telecommunications Services Framework Agreement and Proposed Annual Caps

Management

For

For

4

Elect Chen Liangxian as Director and Authorize Board to Fix His Remuneration

Management

For

For

5

Elect Shao Chunbao as Supervisor and Authorize Supervisory Committee to Fix His Remuneration

Management

For

For

6

Elect Hu Jing as Supervisor and Authorize Supervisory Committee to Fix His Remuneration

Management

For

For

7a

Amend Articles Re: Business Scope

Management

For

For

7b

Amend Articles Re: Supervisory Committee Composition

Management

For

For

7c

Authorize Board to Do Such Actions Necessary to Complete the Approval and/or Registration of the Amendmentss to the Articles of Association

Management

For

For

 


 

 

 

 

CHINA TELECOM CORPORATION LTD
Meeting Date:  MAY 29, 2013
Record Date:  APR 26, 2013
Meeting Type:  ANNUAL

Ticker:  00728
Security ID:  Y1505D102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Profit Distribution Proposal and the Declaration and Payment of a Final Dividend

Management

For

For

3

Appoint Deloitte Touche Tohmatsu and Deloitte Touche Tohmatsu Certified Public Accountants LLP as International Auditors and Domestic Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

4

Elect Xie Liang as Director

Management

For

For

5a

Approve General Mandate to Issue Debentures

Management

For

Against

5b

Authorize Board to Do All such Acts Necessary in Relation to the Issuance of Debentures

Management

For

Against

6a

Approve Issuance of Company Bonds

Management

For

For

6b

Authorize Board to Do All such Acts Necessary in Relation to the Issuance of Company Bonds

Management

For

For

7

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

8

Increase Registered Capital of the Company and Amend Articles of Association

Management

For

Against

 


 

 

 

 

CHINA UNICOM (HONG KONG) LTD
Meeting Date:  DEC 21, 2012
Record Date:  DEC 18, 2012
Meeting Type:  SPECIAL

Ticker:  00762
Security ID:  Y1519S111

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Transfer Agreement and Related Transactions

Management

For

For

 

 

CHINA UNICOM (HONG KONG) LTD
Meeting Date:  MAY 21, 2013
Record Date:  MAY 15, 2013
Meeting Type:  ANNUAL

Ticker:  00762
Security ID:  Y1519S111

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Declare Final Dividend

Management

For

For

3a1

Elect Tong Jilu as Director

Management

For

For

3a2

Elect Li Fushen as Director

Management

For

For

3a3

Elect Cesareo Alierta Izuel as Director

Management

For

Against

3a4

Elect Cai Hongbin as Director

Management

For

For

3a5

Elect Law Fan Chiu Fun Fanny as Director

Management

For

For

3b

Authorize Board to Fix Remuneration of Directors

Management

For

For

4

Appoint KPMG as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

6

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

7

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

CHONGQING CHANGAN AUTOMOBILE CO., LTD.
Meeting Date:  AUG 28, 2012
Record Date:  AUG 21, 2012
Meeting Type:  SPECIAL

Ticker:  000625
Security ID:  Y1583S104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Amendments to Articles of Association

Management

For

For

2

Approve to Appoint 2012 Audit Firm

Management

For

For

 


 

 

 

 

CHONGQING CHANGAN AUTOMOBILE CO., LTD.
Meeting Date:  DEC 26, 2012
Record Date:  DEC 19, 2012
Meeting Type:  SPECIAL

Ticker:  000625
Security ID:  Y1583S104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve to Acquire 50% Equity of Changan PSA Automobiles Co., Ltd

Management

For

For

2

Approve to Appoint the Internal Control Audit Firm

Management

For

For

 

 

CHONGQING CHANGAN AUTOMOBILE CO., LTD.
Meeting Date:  MAY 21, 2013
Record Date:  MAY 14, 2013
Meeting Type:  ANNUAL

Ticker:  000625
Security ID:  Y1583S104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Report of the Board of Directors

Management

For

For

2

Approve Report of the Board of Supervisors

Management

For

For

3

Approve Annual Report and Summary

Management

For

For

4

Approve Financial Statements and Financial Budget Report

Management

For

For

5

Approve Allocation of Income

Management

For

For

6

Approve 2013 Estimated Related-party Transaction

Management

For

For

7

Approve to Re-sign the Technology Licensing and Production Cooperation Framework Agreement

Management

For

For

8

Approve to Sign the Financial Service Agreement with Ordnance Equipment Group Finance Company

Management

For

Against

9

Approve 2013 Investment Plan

Management

For

For

10

Approve 2013 Financing Plan

Management

For

For

11

Approve to Appoint 2013 Auditor

Management

For

For

12

Approve to Appoint Internal Auditor

Management

For

For

13

Elect Supervisor Xie Shikang

Management

For

For

14

Approve Hierarchical Authorization Management System of Non-operational Business Service

Management

For

For

15

Approve Amendments to Articles of Association

Management

For

For

 


 

 

 

 

CNOOC LTD.
Meeting Date:  AUG 21, 2012
Record Date:  AUG 16, 2012
Meeting Type:  SPECIAL

Ticker:  00883
Security ID:  Y1662W117

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Coalbed Methane Resources Exploration and Development Cooperation Agreement and Related Transactions

Management

For

For

 

 

CNOOC LTD.
Meeting Date:  NOV 21, 2012
Record Date:  NOV 16, 2012
Meeting Type:  SPECIAL

Ticker:  00883
Security ID:  Y1662W117

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Non-exempt Revised Caps for Relevant Categories of the Continuing Connected Transactions in Respect of 2012 and 2013

Management

For

For

 

 

CNOOC LTD.
Meeting Date:  MAY 24, 2013
Record Date:  MAY 16, 2013
Meeting Type:  ANNUAL

Ticker:  00883
Security ID:  Y1662W117

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Approve Audited Accounts with Director's Report and Auditors' Report

Management

For

For

1b

Declare Final Dividend

Management

For

For

1c

Elect Yang Hua as Director

Management

For

For

1d

Elect Zhou Shouwei as Director

Management

For

For

1e

Elect Chiu Sung Hong as Director

Management

For

For

1f

Authorize the Board to Fix Remuneration of Directors

Management

For

For

1g

Appoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

2a

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

2b

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

2c

Authorize Reissuance of Repurchased Shares

Management

For

Against

 


 

 

 

 

COSCO PACIFIC LIMITED
Meeting Date:  NOV 29, 2012
Record Date:  
Meeting Type:  SPECIAL

Ticker:  01199
Security ID:  G2442N104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Finance Leasing Master Agreement and Related Transactions

Management

For

For

2

Approve COSCO Shipping Services and Terminal Services Master Agreement and Related Transactions

Management

For

For

3

Approve China COSCO Shipping Services and Terminal Services Master Agreement and Related Transactions

Management

For

For

4

Approve APM Shipping Services Master Agreement and Related Transactions

Management

For

For

5

Approve Florens-APM Container Purchasing and Related Services Master Agreement and Related Transactions

Management

For

For

6

Approve Nansha Container Terminal Services Master Agreement and Related Transactions

Management

For

For

7

Approve Yangzhou Terminal Services Master Agreement and Related Transactions

Management

For

For

 

 

COSCO PACIFIC LIMITED
Meeting Date:  MAY 23, 2013
Record Date:  MAY 20, 2013
Meeting Type:  ANNUAL

Ticker:  01199
Security ID:  G2442N104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Declare Final Dividend

Management

For

For

3a1

Elect Feng Jinhua as Director

Management

For

Against

3a2

Elect Wang Haimin as Director

Management

For

Against

3a3

Elect Tang Runjiang as Director

Management

For

Against

3a4

Elect Wong Tin Yau, Kelvin as Director

Management

For

Against

3a5

Elect Qiu Jinguang as Director

Management

For

Against

3a6

Elect Ip Sing Chi as Director

Management

For

Against

3b

Authorize the Board to Fix Remuneration of Directors

Management

For

For

4

Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5a

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

5b

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

5c

Authorize Reissuance of Repurchased Shares

Management

For

Against

 


 

 

 

 

COSCO PACIFIC LIMITED
Meeting Date:  JUN 13, 2013
Record Date:  
Meeting Type:  SPECIAL

Ticker:  01199
Security ID:  G2442N104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Sale and Purchase Agreement between the Company, Long Honour Investments Limited and COSCO (Hong Kong) Group Limited

Management

For

For

 

 

DAH CHONG HONG HOLDINGS LTD
Meeting Date:  MAY 13, 2013
Record Date:  MAY 08, 2013
Meeting Type:  ANNUAL

Ticker:  01828
Security ID:  Y19197105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Declare Final Dividend

Management

For

For

3a

Elect Glenn Robert Sturrock Smith as Director

Management

For

For

3b

Elect Wai King Fai, Francis as Director

Management

For

For

3c

Elect Kwok Man Leung as Director

Management

For

For

3d

Elect Cheung Kin Piu Valiant as Director

Management

For

For

3e

Elect Chan Kay Cheung as Director

Management

For

For

4

Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

6

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

7

Authorize Reissuance of Repurchased Shares

Management

For

Against

 


 

 

 

 

DAIRY FARM INTERNATIONAL
Meeting Date:  MAY 15, 2013
Record Date:  
Meeting Type:  ANNUAL

Ticker:  D01
Security ID:  G2624N153

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Financial Statements and Statutory Reports and Declare Final Dividend

Management

For

For

2

Elect Graham Allan as Director

Management

For

For

3

Reelect George Ho as Director

Management

For

For

4

Reelect Michael Kok as Director

Management

For

For

5

Elect Lord Sassoon as Director

Management

For

For

6

Reelect Alec Tong as Director

Management

For

For

7

Reelect Giles White as Director

Management

For

For

8

Approve Remuneration of Directors

Management

For

For

9

Approve Auditors and Authorise Board to Fix Their Remuneration

Management

For

For

10

Approve Issuance of Equity or Equity Linked Securities with or without Preemptive Rights

Management

For

For

11

Authorise Share Repurchase Program

Management

For

For

 


 

 

 

 

DATANG INTERNATIONAL POWER GENERATION CO. LTD
Meeting Date:  AUG 20, 2012
Record Date:  JUL 20, 2012
Meeting Type:  SPECIAL

Ticker:  00991
Security ID:  Y20020106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Approve Provision of Guarantee to Pengshui Hydropower Development Co. Ltd

Management

For

For

1b

Approve Provision of Guarantee to Xinyu Power Generation Co. Ltd

Management

For

For

2a

Elect Mi Dabin as Director

Management

For

For

2b

Approve Resignation of Su Tiegang as Director

Management

For

For

3

Approve Entrusted Loan to Datang Inner Mongolia Duolun Coal Chemical Company Limited

Management

For

For

 

 

DATANG INTERNATIONAL POWER GENERATION CO. LTD
Meeting Date:  OCT 25, 2012
Record Date:  SEP 25, 2012
Meeting Type:  SPECIAL

Ticker:  00991
Security ID:  Y20020106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Approve Provision of Guarantee to Liancheng Power Generation Company

Management

For

For

1b

Approve Provision of Guarantee to Dalian Wind Power Company

Management

For

For

 

 

DATANG INTERNATIONAL POWER GENERATION CO. LTD
Meeting Date:  DEC 18, 2012
Record Date:  NOV 16, 2012
Meeting Type:  SPECIAL

Ticker:  00991
Security ID:  Y20020106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Provision of the Entrusted Loan to Datang Inner Mongolia Duolun Coal Chemical Company Limited

Management

For

For

2

Approve Provision of Guarantee for the Financing of Ningxia Datang International Power Qingtongxia Wind Power Ltd.

Management

For

For

 


 

 

 

 

DONGFANG ELECTRIC CORP. LTD.
Meeting Date:  DEC 14, 2012
Record Date:  NOV 13, 2012
Meeting Type:  SPECIAL

Ticker:  01072
Security ID:  Y20958107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve H Share Appreciation Rights Scheme

Management

For

For

2

Authorize Board to Deal with Relevant Matters Relating to the H Share Appreciation Rights Scheme

Management

For

For

3a

Amend Article 191 of Articles of Association

Management

For

For

3b

Amend Article 198 of Articles of Association

Management

For

For

3c

Amend Article 124 of Articles of Association

Management

For

For

3d

Authorize Board to Deal with Matters Relating to the Proposed Amendments to the Articles of Association

Management

For

For

1

Approve Purchase of Liability Insurance for Directors, Supervisors, and Senior Management of the Company

Management

For

Against

 

 

DONGFANG ELECTRIC CORP. LTD.
Meeting Date:  MAY 24, 2013
Record Date:  APR 23, 2013
Meeting Type:  ANNUAL

Ticker:  01072
Security ID:  Y20958107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Report of the Board of Directors

Management

For

For

2

Approve the Report of the Supervisory Committee

Management

For

For

3

Approve Proposal for Distribution of Profits after Tax including Declaration of Final Dividend

Management

For

For

4

Approve Audited Consolidated Financial Statements

Management

For

For

5

Reappoint ShineWing Certified Public Accountants (Special General Partnership) as Auditors and Authorize Board to Determine Their Remuneration

Management

For

For

1

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

 


 

 

 

 

DONGFENG MOTOR GROUP COMPANY LTD
Meeting Date:  JAN 23, 2013
Record Date:  DEC 21, 2012
Meeting Type:  SPECIAL

Ticker:  00489
Security ID:  Y21042109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Ma Zhigeng as Director and Accept Resignation of Zhou Wenjie as Director

Management

For

For

2

Approve Issue of Ultra Short-Term Financing Bonds

Management

For

Against

 

 

DONGFENG MOTOR GROUP COMPANY LTD
Meeting Date:  JUN 21, 2013
Record Date:  MAY 21, 2013
Meeting Type:  ANNUAL

Ticker:  00489
Security ID:  Y21042109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Report of the Board of Directors

Management

For

For

2

Accept Report of the Supervisory Committee

Management

For

For

3

Accept Financial Statements and Report of International Auditors

Management

For

For

4

Approve Profit Distribution Proposal and Authorize Board to Deal with All Issues in Relation to Distribution of Final Dividend

Management

For

For

5

Authorize Board to Deal with All Issues in Relation to Distribution of Interim Dividend

Management

For

For

6

Reappoint Ernst & Young as International Auditors and Ernst & Young Hua Ming as PRC Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

7

Authorize Board to Fix Remuneration of Directors and Supervisors

Management

For

For

8

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

 


 

 

 

 

ENN ENERGY HOLDINGS LTD.
Meeting Date:  MAY 21, 2013
Record Date:  MAY 15, 2013
Meeting Type:  ANNUAL

Ticker:  02688
Security ID:  G3066L101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Declare Final Dividend

Management

For

For

3a1

Elect Zhang Gang as Director

Management

For

For

3a2

Elect Han Jishen as Director

Management

For

For

3a3

Elect Lim Haw Kuang as Director

Management

For

For

3a4

Elect Zhao Baoju as Director

Management

For

Against

3a5

Elect Jin Yongsheng as Director

Management

For

Against

3a6

Elect Cheung Yip Sang as Director

Management

For

For

3a7

Elect Zhao Shengli as Director

Management

For

Against

3a8

Elect Wang Dongzhi as Director

Management

For

For

3b

Authorize Board to Fix the Remuneration of Directors

Management

For

For

4

Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

6

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

7

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

FOOK WOO GROUP HOLDINGS LTD.
Meeting Date:  JUN 21, 2013
Record Date:  JUN 18, 2013
Meeting Type:  ANNUAL

Ticker:  00923
Security ID:  G3618A108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

Against

2

Elect Suen Wing Yip as Director

Management

For

For

3

Elect Lau Sai Cheong as Director

Management

For

For

4

Elect Lai Hau Yin as Director

Management

For

For

5

Elect To Chun Wai as Director

Management

For

For

6

Elect Tsang On Yip, Patrick as Director

Management

For

For

7

Elect Chung Wai Kwok, Jimmy as Director

Management

For

Against

8

Elect Nguyen Van Tu, Peter as Director

Management

For

For

9

Authorize Board to Fix the Remuneration of Directors

Management

For

For

10

Appoint KPMG as Auditors and Authorize Board to Fix Their Remuneration

Management

For

Against

11

Authorize Repurchase of Up to 10 Percent of Issued Capital

Management

For

For

12

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

13

Authorize Reissuance of Repurchased Shares

Management

For

Against

 


 

 

 

 

FOOK WOO GROUP HOLDINGS LTD.
Meeting Date:  JUN 21, 2013
Record Date:  JUN 18, 2013
Meeting Type:  SPECIAL

Ticker:  00923
Security ID:  G3618A108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Change of Company Name to Integrated Waste Solutions Group Holdings Limited and Adopt Chinese Name

Management

For

For

 

 

GREAT WALL MOTOR CO., LTD.
Meeting Date:  DEC 11, 2012
Record Date:  NOV 09, 2012
Meeting Type:  SPECIAL

Ticker:  02333
Security ID:  Y2882P106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Amend Articles of Association of the Company

Management

For

For

 


 

 

 

 

GREAT WALL MOTOR CO., LTD.
Meeting Date:  MAY 10, 2013
Record Date:  APR 09, 2013
Meeting Type:  ANNUAL

Ticker:  02333
Security ID:  Y2882P106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Audited Financial Statements of the Company

Management

For

For

2

Approve Report of Directors

Management

For

For

3

Approve Profit Distribution Proposal for the Year 2012

Management

For

For

4

Approve Annual Report and Its Summary Report

Management

For

For

5

Approve Report of Independent Directors

Management

For

For

6

Approve Report of Supervisory Committee

Management

For

For

7

Approve Strategies of the Company for the Year 2013

Management

For

For

8

Reappoint Deloitte Touche Tohmatsu Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

 

 

GREAT WALL MOTOR CO., LTD.
Meeting Date:  JUN 26, 2013
Record Date:  MAY 27, 2013
Meeting Type:  SPECIAL

Ticker:  02333
Security ID:  Y2882P106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Absorption and Merger of Baoding Xinchang Auto Parts Company Ltd., Baoding Great Wall Botai Electrical Appliance Manufacturing Co. Ltd. and Baoding Xincheng Automotive Development Co. Ltd.

Management

For

For

2

Approve Adjustment on the Use of Proceeds and Reallocation of Remaining Proceeds from Certain Projects to Other Projects of the Company

Management

For

For

 

 


 

 

 

GUANGZHOU AUTOMOBILE GROUP CO., LTD.
Meeting Date:  NOV 15, 2012
Record Date:  OCT 15, 2012
Meeting Type:  SPECIAL

Ticker:  02238
Security ID:  Y2931M104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Amend Articles of Association of the Company

Management

For

For

2

Approve Absorption and Merger of Guangzhou Auto Group Corporation

Management

For

For

3a

Approve Number of Bonds to be Issued in Relation to the Public Issuance of Domestic Corporate Bonds

Shareholder

For

For

3b

Approve Term and Type of Bonds in Relation to the Public Issuance of Domestic Corporate Bonds

Shareholder

For

For

3c

Approve Interest Rate and its Method of Determination in Relation to the Public Issuance of Domestic Corporate Bonds

Shareholder

For

For

3d

Approve Arrangement of Guarantee in Relation to the Public Issuance of Domestic Corporate Bonds

Shareholder

For

For

3e

Approve Use of Proceeds in Relation to the Public Issuance of Domestic Corporate Bonds

Shareholder

For

For

3f

Approve Subscription Arrangement for Existing Shareholders in Relation to the Public Issuance of Domestic Corporate Bonds

Shareholder

For

For

3g

Approve Method of Issuance and Target Subscribers in Relation to the Public Issuance of Domestic Corporate Bonds

Shareholder

For

For

3h

Approve Listing of Bonds in Relation to the Public Issuance of Domestic Corporate Bonds

Shareholder

For

For

3i

Approve Term of Validity of the Resolution Relating to the Public Issuance of Domestic Corporate Bonds

Shareholder

For

For

3j

Authorize Board and Persons Authorized by the Board to Handle Matters Related to the Public Issuance of Domestic Corporate Bonds

Shareholder

For

For

4

Approve Provision of Guarantee by Guangzhou Automobile Industry Group Co., Ltd. in Relation to the Issuance of the Domestic Corporate Bonds

Shareholder

For

For

5

Approve Dividend Distribution Plan for Shareholders for 2012 to 2014

Management

For

For

 


 

 

 

 

GUANGZHOU AUTOMOBILE GROUP CO., LTD.
Meeting Date:  MAY 28, 2013
Record Date:  APR 26, 2013
Meeting Type:  ANNUAL

Ticker:  02238
Security ID:  Y2931M104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Report of the Board of Directors

Management

For

For

2

Accept Report of the Independent Directors

Management

For

For

3

Accept Report of the Supervisory Committee

Management

For

For

4

Accept Financial Statements and Statutory Reports

Management

For

For

5

Accept Annual Report 2012

Management

For

For

6

Approve Profit Distribution Plan and the Proposed Distribution of Final Dividend

Management

For

For

7a

Appoint PricewaterhouseCoopers as Hong Kong Auditors and Authorize Management to Fix Their Remuneration

Management

For

For

7b

Appoint BDO China Shu Lun Pan Certified Public Accountants LLP as PRC Auditors and Authorize Management to Fix Their Remuneration

Management

For

For

8

Appoint BDO China Shu Lun Pan Certified Public Accountants LLP as Internal Control Auditors and Authorize Management to Fix Their Remuneration

Management

For

For

9

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

 

 

HOPEWELL HOLDINGS LTD.
Meeting Date:  OCT 18, 2012
Record Date:  OCT 10, 2012
Meeting Type:  ANNUAL

Ticker:  00054
Security ID:  Y37129163

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend of HK$0.54 Per Share

Management

For

For

3a1

Reelect Eddie Ping Chang Ho as Director

Management

For

Against

3a2

Reelect Albert Kam Yin Yeung as Director

Management

For

Against

3a3

Reelect Leo Kwok Kee Leung as Director

Management

For

Against

3a4

Reelect Eddie Wing Chuen Ho Junior as Director

Management

For

Against

3a5

Reelect Gordon Yen as Director

Management

For

For

3b

Authorize Board to Fix Remuneration of Directors

Management

For

For

4

Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5a

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

5b

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

5c

Authorize Reissuance of Repurchased Shares

Management

For

Against

 


 

 

 

 

HOPEWELL HOLDINGS LTD.
Meeting Date:  MAY 23, 2013
Record Date:  MAY 20, 2013
Meeting Type:  SPECIAL

Ticker:  00054
Security ID:  Y37129163

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Proposed Spin-off

Management

For

For

2

Approve Adoption of Share Option Scheme of Hopewell Hong Kong Properties Limited

Management

For

For

 

 

INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Meeting Date:  NOV 05, 2012
Record Date:  SEP 28, 2012
Meeting Type:  SPECIAL

Ticker:  01398
Security ID:  Y3990B112

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Amend Articles of Association

Management

For

For

2

Approve Capital Planning for 2012-2014

Management

For

For

3

Appoint KPMG Huazhen as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

 


 

 

 

 

INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Meeting Date:  MAR 20, 2013
Record Date:  FEB 15, 2013
Meeting Type:  SPECIAL

Ticker:  01398
Security ID:  Y3990B112

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Malcolm Christopher McCarthy as Independent Non-Executive Director

Management

For

For

2

Elect Kenneth Patrick Chung as Independent Non-Executive Director

Management

For

For

3

Approve 2013 Fixed Assets Investment Budget

Management

For

For

4

Approve Issue of Eligible Tier-2 Capital Instruments

Management

For

For

 

 

INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Meeting Date:  JUN 07, 2013
Record Date:  MAY 07, 2013
Meeting Type:  ANNUAL

Ticker:  01398
Security ID:  Y3990B112

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept 2012 Work Report of Board of Directors

Management

For

For

2

Accept 2012 Work Report of Board of Supervisors

Management

For

For

3

Accept Bank's 2012 Audited Accounts

Management

For

For

4

Approve 2012 Profit Distribution Plan

Management

For

For

5

Approve Proposal on Launching the Engagement of Accounting Firm for 2013

Management

For

For

6

Elect Yi Huiman as Director

Shareholder

None

For

7

Elect Luo Xi as Director

Shareholder

None

For

8

Elect Liu Lixian as Director

Shareholder

None

For

 

 

INNER MONGOLIA YITAI COAL CO., LTD.
Meeting Date:  OCT 15, 2012
Record Date:  SEP 14, 2012
Meeting Type:  SPECIAL

Ticker:  900948
Security ID:  Y40848106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Issuance of Medium Term Notes

Management

For

For

2

Approve Modification of Registered Capital

Management

For

For

3

Amend Articles of Association

Management

For

For

4

Appoint Zhang Guisheng as Supervisor

Management

For

For

5

Approve Adjustment to the Annual Allowance of Independent Non-Executive Directors

Shareholder

For

For

6

Approve Adjustment to the Annual Allowance of Independent Supervisors

Shareholder

For

For

 


 

 

 

 

INNER MONGOLIA YITAI COAL CO., LTD.
Meeting Date:  JUN 28, 2013
Record Date:  JUN 14, 2013
Meeting Type:  SPECIAL

Ticker:  900948
Security ID:  Y40848106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Payment of Cash Dividends and the Bonus Shares Issue

Management

For

For

 

 

INNER MONGOLIA YITAI COAL CO., LTD.
Meeting Date:  JUN 28, 2013
Record Date:  JUN 14, 2013
Meeting Type:  ANNUAL

Ticker:  900948
Security ID:  Y40848106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Report of the Board of Directors

Management

For

For

2

Approve Report of the Supervisory Committee

Management

For

For

3

Approve Report of the Independent Directors

Management

For

For

4

Approve Annual Report

Management

For

For

5

Approve Confirmation of the Difference between Actual Amount and Estimates of Related Party Transactions in the Ordinary Course of Business in 2012 and the Estimates for 2013 Related Party Transactions in the Ordinary Course of Business

Management

For

For

6

Reappoint Da Hua Certified Public Accountants (Special General Partnership) and Ernst & Young as PRC and International Auditors, Respectively, and to Authorize Management to Fix Their Remuneration

Management

For

For

7

Reappoint Da Hua Certified Public Accountants (Special General Partnership) as Internal Control Auditor and Authorize Management to Fix Their Remuneration

Management

For

For

8

Approve Proposed Capital Expenditure Plan

Management

For

For

9

Approve Proposed Replacement of an Independent Non-Executive Director

Management

For

For

10

Approve Provision of Guarantee to Subsidiary

Management

For

For

11

Approve Amendments to the Articles of Association

Management

For

For

12

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

13

Approve Payment of Cash Dividends and Bonus Shares Issue

Management

For

For

14

Approve Proposed Guarantee to Inner Mongolia Yitai Chemical Co., Ltd.

Management

For

For

15

Approve Proposed Guarantee to Xinjiang Energy Co., Ltd.

Management

For

For

 


 

 

 

 

JIANGLING MOTORS CORP. LTD
Meeting Date:  AUG 24, 2012
Record Date:  AUG 21, 2012
Meeting Type:  SPECIAL

Ticker:  000550
Security ID:  Y4442C112

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Amend Articles of Association

Management

For

For

 

 

JIANGLING MOTORS CORP. LTD
Meeting Date:  JUN 21, 2013
Record Date:  JUN 18, 2013
Meeting Type:  ANNUAL

Ticker:  000550
Security ID:  Y4442C112

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Report of the Board of Directors

Management

For

For

2

Approve Report of the Board of Supervisors

Management

For

For

3

Approve Financial Statements

Management

For

For

4

Approve Allocation of Income

Management

For

For

5

Approve to Appoint PricewaterhouseCoopers Certified Public Accountants as Internal Auditor with No more than CNY 460,000 Audit Fee

Management

For

For

6

Elect Director Luo Lixiang

Shareholder

For

For

 


 

 

 

 

JIANGXI COPPER COMPANY LTD.
Meeting Date:  JUN 14, 2013
Record Date:  MAY 10, 2013
Meeting Type:  ANNUAL

Ticker:  00358
Security ID:  Y4446C100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Report of the Board of Directors

Management

For

For

2

Approve Report of the Supervisory Committee

Management

For

For

3

Approve Audited Financial Statements and Auditors' Report

Management

For

For

4

Approve Profit Distribution Proposal

Management

For

For

5

Approve Plan of Incentive Award Fund Reserve for Senior Management for the Year of 2012 and Authorize Two Directors of the Company to Form a Sub-Committee of the Directors

Management

For

For

6

Appoint Deloitte Touche Tohmatsu Certified Public Accountants LLP (Special General Partnership) and Deloitte Touche Tohmatsu as the Company's Domestic and Overseas Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

7a

Elect Long Ziping as Director

Management

For

For

7b

Elect Liu Fangyun as Director

Management

For

For

8

Authorize Board to Enter into Service Contract and Letter of Appointment with Each of the Newly Appointed Executive Directors

Management

For

For

9

Elect Hu Qingwen as Supervisor

Management

For

For

10

Authorize the Supervisory Committee to Enter into Service Contract and Letter of Appointment with Hu Qingwen

Management

For

For

11

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

12

Approve Amendments to the Articles of Association

Management

For

For

13

Approve Adoption of Jiangxi Copper Company Limited - Dividend Distribution Policy and 3-year Plan For Shareholder's Return

Management

For

For

 


 

 

 

 

MEDIATEK INC.
Meeting Date:  OCT 12, 2012
Record Date:  SEP 12, 2012
Meeting Type:  SPECIAL

Ticker:  2454
Security ID:  Y5945U103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve the Issuance of New Shares for the Merger of Mstar Semiconductor, Inc.

Management

For

For

2

Transact Other Business (Non-Voting)

Management

None

None

 

 

MEDIATEK INC.
Meeting Date:  JUN 21, 2013
Record Date:  APR 22, 2013
Meeting Type:  ANNUAL

Ticker:  2454
Security ID:  Y5945U103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Business Operations Report and Financial Statements

Management

For

For

2

Approve Plan on Profit Distribution

Management

For

For

3

Approve Amendments to the Procedures for Lending Funds to Other Parties and Amendments to the Procedures for Endorsement and Guarantees

Management

For

For

4

Approve Cash Dividend Distribution from Capital Reserve

Management

For

For

5

Transact Other Business (Non-Voting)

Management

None

None

 

 

NINE DRAGONS PAPER (HOLDINGS) LTD.
Meeting Date:  DEC 06, 2012
Record Date:  DEC 03, 2012
Meeting Type:  ANNUAL

Ticker:  02689
Security ID:  G65318100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a1

Elect Zhang Cheng Fei as Director

Management

For

For

3a2

Elect Lau Chun Shun as Director

Management

For

For

3a3

Elect Chung Shui Ming, Timpson as Director

Management

For

Against

3a4

Elect Cheng Chi Pang as Director

Management

For

For

3b

Approve Remuneration of Directors

Management

For

For

4

Approve Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5a

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

5b

Authorize Repurchase of Up to Ten Percent of Issued Share Capital

Management

For

For

5c

Authorize Reissuance of Repurchased Shares

Management

For

Against

 


 

 

 

 

PEGATRON CORP.
Meeting Date:  JUN 19, 2013
Record Date:  APR 19, 2013
Meeting Type:  ANNUAL

Ticker:  4938
Security ID:  Y6784J100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Business Operations Report and Financial Statements

Management

For

For

2

Approve Plan on Profit Distribution

Management

For

For

3

Approve Amendments to Articles of Association

Management

For

For

4

Approve Amendment to Rules and Procedures for Election of Directors and Supervisors

Management

For

For

5

Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets

Management

For

For

6

Approve Amendments to the Procedures for Lending Funds to Other Parties and Amendments to the Procedures for Endorsement and Guarantees

Management

For

For

7.1

Elect T.H. Tung with ID No.U12068**** as Director

Management

For

For

7.2

Elect Ted Hsu with ID No.Q12022**** as Director

Management

For

For

7.3

Elect Jason Cheng with ID No.F12042**** as Director

Management

For

For

7.4

Elect K.C. Liu with ID No.A10449**** as Director

Management

For

For

7.5

Elect C.I. Chia with ID No.J10056**** as Director

Management

For

For

7.6

Elect C.V. Chen with ID No.A10074**** as Director

Management

For

For

7.7

Elect C.B. Chang with Shareholder No.D10023**** as Independent Director

Management

For

For

7.8

Elect C. Lin with Shareholder No.E10068**** as Independent Director

Management

For

For

7.9

Elect C.S. Yen with Shareholder No.F10139**** as Independent Director

Management

For

For

8

Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors

Management

For

For

 


 

 

 

 

PETROCHINA COMPANY LIMITED
Meeting Date:  MAY 23, 2013
Record Date:  APR 22, 2013
Meeting Type:  ANNUAL

Ticker:  601857
Security ID:  Y6883Q104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Report of the Board of Directors

Management

For

For

2

Accept Report of the Supervisory Committee

Management

For

For

3

Accept Audited Financial Statements

Management

For

For

4

Approve Final Dividend

Management

For

For

5

Authorize Board to Determine Distribution of Interim Dividends

Management

For

For

6

Appoint KPMG Huazhen and KPMG as Domestic and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration

Management

For

For

7a

Elect Li Qingyi as Supervisor

Management

For

For

7b

Elect Fan Fuchun as Supervisor

Management

For

For

8

Amend Articles of Association of the Company

Management

For

For

9

Approve Issuance of Debt Financing Instruments of Up to RMB 100 Billion

Management

For

For

10

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

For

 


 

 

 

 

REALTEK SEMICONDUCTOR CORP.
Meeting Date:  JUN 21, 2013
Record Date:  APR 22, 2013
Meeting Type:  ANNUAL

Ticker:  2379
Security ID:  Y7220N101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Business Operations Report and Financial Statements

Management

For

For

2

Approve Plan on Profit Distribution

Management

For

For

3

Approve the Issuance of New Shares by Capitalization of Profit

Management

For

For

4

Approve Cash Dividend Distribution from Capital Reserve

Management

For

For

5

Approve Amendments to the Procedures for Lending Funds to Other Parties

Management

For

For

6

Approve Amendments to the Procedures for Endorsement and Guarantees

Management

For

For

7

Approve Amendments to Articles of Association

Management

For

For

8

Approve Release of Restrictions of Competitive Activities of Directors

Management

For

For

9

Transact Other Business (Non-Voting)

Management

None

None

 

 

SHANGHAI INDUSTRIAL HOLDINGS LTD
Meeting Date:  MAY 21, 2013
Record Date:  MAY 16, 2013
Meeting Type:  ANNUAL

Ticker:  00363
Security ID:  Y7683K107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Declare Final Dividend

Management

For

For

3a

Elect Xu Bo as Director

Management

For

For

3b

Elect Qian Yi as Director

Management

For

For

3c

Elect Lo Ka Shui as Director

Management

For

For

3d

Elect Woo Chia-Wei as Director

Management

For

For

3e

Elect Cheng Hoi Chuen, Vincent as Director

Management

For

For

3f

Authorize Board to Fix Remuneration of Directors

Management

For

For

4

Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

6

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

7

Authorize Reissuance of Repurchased Shares

Management

For

Against

 


 

 

 

 

SHANGHAI INDUSTRIAL HOLDINGS LTD
Meeting Date:  MAY 21, 2013
Record Date:  MAY 16, 2013
Meeting Type:  SPECIAL

Ticker:  00363
Security ID:  Y7683K107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve New SIUD Share Option Scheme

Management

For

Against

 

 

SHENGUAN HOLDINGS (GROUP) LTD.
Meeting Date:  MAY 15, 2013
Record Date:  MAY 09, 2013
Meeting Type:  ANNUAL

Ticker:  00829
Security ID:  G8116M108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Declare Final Dividend

Management

For

For

3

Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

4a

Elect Tsui Yung Kwok as Director

Management

For

For

4b

Elect Meng Qinguo as Director

Management

For

For

4c

Elect Yang Xiaohu as Director

Management

For

For

4d

Authorize Board to Fix the Remuneration of Directors

Management

For

For

5

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

6

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

7

Authorize Reissuance of Repurchased Shares

Management

For

Against

 


 

 

 

 

SHOUGANG FUSHAN RESOURCES GROUP LTD.
Meeting Date:  JUN 18, 2013
Record Date:  JUN 14, 2013
Meeting Type:  ANNUAL

Ticker:  00639
Security ID:  Y7760F104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Declare Final Dividend

Management

For

For

3a

Elect Chen Zhaoqiang as Director

Management

For

For

3b

Elect Liu Qingshan as Director

Management

For

For

3c

Elect Kee Wah Sze as Director

Management

For

For

3d

Elect Chan Pat Lam as Director

Management

For

For

3e

Elect Chan Chung Chun as Director

Management

For

For

4

Appoint Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

6

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

7

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

SIMPLO TECHNOLOGY CO., LTD.
Meeting Date:  JUN 17, 2013
Record Date:  APR 18, 2013
Meeting Type:  ANNUAL

Ticker:  6121
Security ID:  Y7987E104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Business Operations Report, Financial Statements and Consolidated Financial Statements

Management

For

For

2

Approve Plan on Profit Distribution

Management

For

For

3

Approve Amendments to the Procedures for Lending Funds to Other Parties

Management

For

For

4

Approve Amendments to the Procedures for Endorsement and Guarantees

Management

For

For

5

Approve Amendments to Rules and Procedures Regarding Shareholder's General Meeting

Management

For

For

 


 

 

 

 

SINOTRANS LTD.
Meeting Date:  AUG 31, 2012
Record Date:  JUL 30, 2012
Meeting Type:  SPECIAL

Ticker:  00598
Security ID:  Y6145J104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Guo Minjie as Independent Non-Executive Director and Authorize Board to Fix His Remuneration

Management

For

For

 

 

SINOTRANS LTD.
Meeting Date:  DEC 28, 2012
Record Date:  NOV 27, 2012
Meeting Type:  SPECIAL

Ticker:  00598
Security ID:  Y6145J104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Liu Junhai as Independent Non-executive Director and Authorize to Determine His Remuneration

Management

For

For

2

Amend Articles Re: Business Scope

Management

For

For

 

 

SINOTRANS LTD.
Meeting Date:  APR 08, 2013
Record Date:  MAR 07, 2013
Meeting Type:  SPECIAL

Ticker:  00598
Security ID:  Y6145J104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve New Mandate for Proposed Issue of Debt Financing Instruments

Management

For

For

 

 

SINOTRANS LTD.
Meeting Date:  JUN 07, 2013
Record Date:  MAY 06, 2013
Meeting Type:  ANNUAL

Ticker:  00598
Security ID:  Y6145J104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Report of the Board of Directors

Management

For

For

2

Approve Report of the Supervisory Committee

Management

For

For

3

Approve Audited Accounts and Auditors' Report

Management

For

For

4

Approve Profit Distribution Proposal and Final Dividend

Management

For

For

5

Authorize Board to Deal with Matters in Relation to the Distribution of Interim or Special Dividends for the Year 2013

Management

For

For

6

Reappoint Deloitte Touche Tohmatsu CPA LLP and Deloitte Touche Tohmatsu as the PRC and the International Auditors, Respectively, and Authorize Board to Fix Their Remuneration

Management

For

For

7

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

8

Authorize Repurchase of Up to 10 Percent of Issued H Share Capital

Management

For

For

 


 

 

 

 

SINOTRANS LTD.
Meeting Date:  JUN 07, 2013
Record Date:  MAY 06, 2013
Meeting Type:  SPECIAL

Ticker:  00598
Security ID:  Y6145J104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Authorize Repurchase of Up to 10 Percent of Issued H Share Capital

Management

For

For

 

 

SINOTRANS SHIPPING LTD
Meeting Date:  MAY 24, 2013
Record Date:  MAY 16, 2013
Meeting Type:  ANNUAL

Ticker:  00368
Security ID:  Y8014Y105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Declare Final Dividend

Management

For

For

3

Authorize the Board to Fix Remuneration of Directors

Management

For

For

4

Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5a

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

5b

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

5c

Authorize Reissuance of Repurchased Shares

Management

For

Against

 


 

 

 

 

SJM HOLDINGS LTD.
Meeting Date:  MAY 31, 2013
Record Date:  MAY 28, 2013
Meeting Type:  ANNUAL

Ticker:  00880
Security ID:  Y8076V106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Declare Final Dividend and Special Dividend

Management

For

For

3a

Elect Ng Chi Sing as Director

Management

For

For

3b

Elect Chau Tak Hay Director

Management

For

For

3c

Elect Lan Hong Tsung, David Director

Management

For

For

4

Elect Cheng Kar Shun, Henry Director

Management

For

Against

5

Authorize Board to Fix Remuneration of Directors

Management

For

For

6

Reappoint Deloitte Touche Tohmatsu, Certified Public Accountants as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

7

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

 

 

SOHO CHINA LTD.
Meeting Date:  MAY 14, 2013
Record Date:  MAY 07, 2013
Meeting Type:  ANNUAL

Ticker:  00410
Security ID:  G82600100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Declare Final Dividend

Management

For

For

3

Elect Yin Jie as Director

Management

For

For

4

Elect Pan Shiyi as Director

Management

For

For

5

Elect Cha Mou Zing Victor as Director

Management

For

Against

6

Elect Tong Ching Mau as Director

Management

For

For

7

Authorize the Board to Fix the Remuneration of Directors

Management

For

For

8

Appoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

9a

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

9b

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

9c

Authorize Reissuance of Repurchased Shares

Management

For

Against

 


 

 

 

 

SOHU.COM INC.
Meeting Date:  JUN 14, 2013
Record Date:  APR 19, 2013
Meeting Type:  ANNUAL

Ticker:  SOHU
Security ID:  83408W103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Charles Zhang

Management

For

For

1.2

Elect Director Charles Huang

Management

For

For

1.3

Elect Director Dave Qi

Management

For

Withhold

1.4

Elect Director Shi Wang

Management

For

Withhold

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

 

 

SPRINGLAND INTERNATIONAL HOLDINGS LTD.
Meeting Date:  MAY 02, 2013
Record Date:  APR 26, 2013
Meeting Type:  ANNUAL

Ticker:  01700
Security ID:  G83785108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Declare Final Dividend

Management

For

For

3a

Elect Chen Jianqiang as Director

Management

For

For

3b

Elect Fung Hiu Chuen, John as Director

Management

For

For

3c

Elect Zhang Weijong as Director

Management

For

For

4

Authorize Board to Fix Remuneration of Directors

Management

For

For

5

Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

6

Approve Repurchase of Up to 10 Percent of Issued Capital

Management

For

For

7

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

8

Authorize Reissuance of Repurchased Shares

Management

For

Against

 


 

 

 

 

TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Meeting Date:  JUN 11, 2013
Record Date:  APR 12, 2013
Meeting Type:  ANNUAL

Ticker:  2330
Security ID:  Y84629107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Business Operations Report and Financial Statements

Management

For

For

2

Approve Plan on Profit Distribution

Management

For

For

3

Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets, Lending Funds to Other Parties, and Endorsement and Guarantees

Management

For

For

4

Transact Other Business (Non-Voting)

Management

None

None

 

 

TONG REN TANG TECHNOLOGIES CO., LTD.
Meeting Date:  JUN 17, 2013
Record Date:  MAY 16, 2013
Meeting Type:  ANNUAL

Ticker:  01666
Security ID:  Y8884M108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Accept Report of the Board of Directors

Management

For

For

3

Accept Report of the Supervisory Committee

Management

For

For

4

Approve Final Dividend

Management

For

For

5

Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

6

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

 


 

 

 

 

TRAVELSKY TECHNOLOGY LIMITED
Meeting Date:  JAN 16, 2013
Record Date:  DEC 14, 2012
Meeting Type:  SPECIAL

Ticker:  00696
Security ID:  Y8972V101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Southern Airlines Transactions and Related Transactions

Management

For

For

2

Approve Eastern Airlines Transactions and Related Transactions

Management

For

For

 

 

TRAVELSKY TECHNOLOGY LIMITED
Meeting Date:  JUN 18, 2013
Record Date:  MAY 16, 2013
Meeting Type:  ANNUAL

Ticker:  00696
Security ID:  Y8972V101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Report of the Board of Directors

Management

For

For

2

Accept Report of the Supervisory Committee

Management

For

For

3

Accept Financial Statements and Statutory Reports

Management

For

For

4

Approve Allocation of Profit and Distribution of Final Dividend

Management

For

For

5

Reappoint Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

6a

Elect Xu Qiang as Director and Authorize Board to Fix His Remuneration

Management

For

For

6b

Elect Cui Zhixiong as Director and Authorize Board to Fix His Remuneration

Management

For

For

6c

Elect Xiao Yinhong as Director and Authorize Board to Fix His Remuneration

Management

For

For

6d

Elect Wang Quanhua as Director and Authorize Board to Fix His Remuneration

Management

For

For

6e

Elect Sun Yude as Director and Authorize Board to Fix His Remuneration

Management

For

For

6f

Elect Cai, Kevin Yang as Director and Authorize Board to Fix His Remuneration

Management

For

For

6g

Elect Cheung Yuk Ming as Director and Authorize Board to Fix His Remuneration

Management

For

For

6h

Elect Pan Chongyi as Director and Authorize Board to Fix His Remuneration

Management

For

For

6i

Elect Zhang Hainan as Director and Authorize Board to Fix His Remuneration

Management

For

For

7a

Elect Zeng Yiwei as Supervisor and Authorize Board to Fix Her Remuneration

Management

For

For

7b

Elect He Haiyan as Supervisor and Authorize Board to Fix His Remuneration

Management

For

For

7c

Elect Rao Geping as Supervisor and Authorize Board to Fix His Remuneration

Management

For

For

8

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

9

Authorize Repurchase of Up to 10 Percent of Issued H Share Capital

Management

For

For

 


 

 

 

 

TRAVELSKY TECHNOLOGY LIMITED
Meeting Date:  JUN 18, 2013
Record Date:  MAY 16, 2013
Meeting Type:  SPECIAL

Ticker:  00696
Security ID:  Y8972V101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Authorize Repurchase of Up to 10 Percent of Issued H Share Capital

Management

For

For

 


 

 

 

 

UNI-PRESIDENT CHINA HOLDINGS LTD.
Meeting Date:  MAY 14, 2013
Record Date:  MAY 09, 2013
Meeting Type:  ANNUAL

Ticker:  00220
Security ID:  G9222R106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Declare Final Dividend

Management

For

For

3a

Elect Lin Lung-Yi as Director

Management

For

For

3b

Elect Su Tsung-Ming as Director

Management

For

For

3c

Elect Yang Ing-Wuu as Director

Management

For

For

3d

Elect Lo Peter as Director

Management

For

For

4

Authorize Board to Fix the Remuneration of Directors

Management

For

For

5

Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

6

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

7

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

8

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

UNI-PRESIDENT CHINA HOLDINGS LTD.
Meeting Date:  MAY 14, 2013
Record Date:  MAY 09, 2013
Meeting Type:  SPECIAL

Ticker:  00220
Security ID:  G9222R106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve BJ Agreement and BJ Transaction

Management

For

For

2

Approve KS Agreement and KS Transaction

Management

For

For

3

Approve 2013 Framework Purchase Agreement and the Annual Caps

Management

For

For

 

 

UNI-PRESIDENT ENTERPRISES CORP.
Meeting Date:  JUN 25, 2013
Record Date:  APR 26, 2013
Meeting Type:  ANNUAL

Ticker:  1216
Security ID:  Y91475106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Business Operations Report and Financial Statements

Management

For

For

2

Approve Plan on Profit Distribution

Management

For

For

3

Approve the Issuance of New Shares by Capitalization of Undistributed Earnings

Management

For

For

4

Approve Proposal of Capital Increase by Issuance of Ordinary Shares or Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt

Management

For

For

5

Approve Amendments to Articles of Association

Management

For

For

6

Approve Amendment to Rules and Procedures for Election of Directors and Supervisors

Management

For

For

7

Approve Amendments to Rules and Procedures Regarding Shareholder General Meeting

Management

For

For

8

Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets

Management

For

For

9

Approve Amendments to the Procedures for Lending Funds to Other Parties

Management

For

For

10

Approve Amendments to the Procedures for Endorsement and Guarantees

Management

For

For

11.1

Elect Chin-Yen Kao, a Representative of Kao Chyuan Inv. Co., Ltd. with Shareholder No. 69100090, as Director

Management

For

For

11.2

Elect Hsiu-Ling Kao, a Representative of Kao Chyuan Inv. Co., Ltd. with Shareholder No. 69100090, as Director

Management

For

For

11.3

Elect Chih-Hsien Lo, a Representative of Kao Chyuan Inv. Co., Ltd. with Shareholder No. 69100090, as Director

Management

For

For

11.4

Elect Po-Ming Hou, with Shareholder No. 23100014, as Director

Management

For

For

11.5

Elect Po-Yu Hou, with Shareholder No. 23100013, as Director

Management

For

For

11.6

Elect Chung-Ho Wu, a Representative of Young Yun Inv. Co., Ltd. with Shareholder No. 69102650, as Director

Management

For

For

11.7

Elect Ping-Chih Wu, a Representative of Taipo Investment Corp. with Shareholder No. 69100060, as Director

Management

For

For

11.8

Elect Chang-Sheng Lin, with Shareholder No. 15900071, as Director

Management

For

For

11.9

Elect Hsiu-Jen Liu, with Shareholder No. 52700020, as Director

Management

For

For

11.10

Elect Kao-Huei Cheng, a Representative of Joyful Inv. Co., Ltd. with Shareholder No. 69100010, as Director

Management

For

For

11.11

Elect Independent Director Yun Lin

Management

For

For

11.12

Elect Independent Director Hsing-Yi Chow

Management

For

For

11.13

Elect Independent Director Chao-Tang Yue

Management

For

For

12

Approve Release of Restrictions of Competitive Activities of Directors

Management

For

For

13

Transact Other Business (Non-Voting)

Management

None

None

 


 

 

 

 

YANTAI CHANGYU PIONEER WINE CO., LTD.
Meeting Date:  MAY 15, 2013
Record Date:  MAY 08, 2013
Meeting Type:  ANNUAL

Ticker:  200869
Security ID:  Y9739T108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Report of the Board of Directors

Management

For

For

2

Approve Report of the Board of Supervisors

Management

For

For

3

Approve Annual Report

Management

For

For

4

Approve Allocation of Income and Capitalization of Capital Reserves

Management

For

For

5.1

Elect Director Chen Jizong

Management

For

For

5.2

Elect Director Augustus Rena

Management

For

For

5.3

Elect Director Aldino Mazuoladi

Management

For

For

5.4

Elect Director Antonio Appignani

Management

For

For

5.5

Elect Director Jean Paul Pinard

Management

For

For

5.6

Elect Director Sun Liqiang

Management

For

For

5.7

Elect Director Zhou Hongjiang

Management

For

For

5.8

Elect Director Leng Bin

Management

For

For

5.9

Elect Director Qu Weimin

Management

For

For

6.1

Elect Independent Director Xiao Wei

Management

For

For

6.2

Elect Independent Director Wang Shigang

Management

For

For

7.1

Elect Supervisor Kong Qingkun

Management

For

For

7.2

Elect Supervisor Guo Ying

Management

For

For

8

Approve the Authorization Management System

Management

For

For

9

Approve to Appoint Auditor

Management

For

For

 


 

 

 

 

YANZHOU COAL MINING COMPANY LIMITED
Meeting Date:  MAY 15, 2013
Record Date:  APR 12, 2013
Meeting Type:  ANNUAL

Ticker:  01171
Security ID:  Y97417102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Report of the Board of Directors

Management

For

For

2

Accept Report of the Supervisory Committee

Management

For

For

3

Accept Financial Statements

Management

For

For

4

Approve Profit Distribution Proposal and Distrubute Dividends

Management

For

For

5

Approve Remuneration of Directors and Supervisors

Management

For

For

6

Approve Renewal of the Liability Insurance of Directors, Supervisors and Senior Officer

Management

For

Against

7

Reappoint Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

8a

Amend Articles Re: Profit Distribution

Management

For

For

8b

Amend Articles of Association, the Rules of Procedures for Shareholders' General Meeting and the Rules of Procedures for the Board

Management

For

For

9

Authorize the Company to Carry Out Domestic and Overseas Financing Activities

Management

For

For

10

Approve Provision of Financial Guarantees to the Company's Wholly-owned Subsidiaries

Management

For

For

11

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

12

Authorize Repurchase of Up to 10 Percent of Issued H Share Capital

Management

For

For

 

 

YANZHOU COAL MINING COMPANY LIMITED
Meeting Date:  MAY 15, 2013
Record Date:  APR 12, 2013
Meeting Type:  SPECIAL

Ticker:  01171
Security ID:  Y97417102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Authorize Repurchase of Up to 10 Percent of H Shares

Management

For

For

 


 

 

 

 

YORKEY OPTICAL INTERNATIONAL (CAYMAN) LTD.
Meeting Date:  JUN 07, 2013
Record Date:  JUN 04, 2013
Meeting Type:  ANNUAL

Ticker:  02788
Security ID:  G98457107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Declare Special Dividend

Management

For

For

3a

Elect Nagai Michio as Director and Authorize the Board to Fix His Remuneration

Management

For

For

3b

Elect Wu Shu-Ping as Director and Authorize the Board to Fix Her Remuneration

Management

For

For

3c

Elect Chiang Hsiang-Tsai as Director and Authorize the Board to Fix His Remuneration

Management

For

For

3d

Elect Chou Chih-Ming as Director and Authorize the Board to Fix His Remuneration

Management

For

For

3e

Elect Wang Yi-Chi as Director and Authorize the Board to Fix His Remuneration

Management

For

For

4a

Elect Lai I-Jen as Director and Authorize the Board to Fix His Remuneration

Management

For

For

4b

Elect Liao Kuo-Ming as Director and Authorize the Board to Fix His Remuneration

Management

For

For

5

Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

6

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

7

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

8

Authorize Reissuance of Repurchased Shares

Management

For

Against

 


 

 

 

 

YORKEY OPTICAL INTERNATIONAL (CAYMAN) LTD.
Meeting Date:  JUN 07, 2013
Record Date:  JUN 04, 2013
Meeting Type:  SPECIAL

Ticker:  02788
Security ID:  G98457107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Annual Caps and the Continuing Connected Transactions Contemplated Under the Asia Optical Master Agreement

Management

For

Against

 

 

ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD.
Meeting Date:  AUG 30, 2012
Record Date:  JUL 31, 2012
Meeting Type:  SPECIAL

Ticker:  000157
Security ID:  Y9895V103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Amend Articles of Association of the Company

Management

For

For

 

 

ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD.
Meeting Date:  MAR 25, 2013
Record Date:  FEB 22, 2013
Meeting Type:  SPECIAL

Ticker:  000157
Security ID:  Y1293Y110

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Amendment of the Maturity of the Bonds

Management

For

For

 

 

ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD.
Meeting Date:  JUN 18, 2013
Record Date:  MAY 16, 2013
Meeting Type:  ANNUAL

Ticker:  000157
Security ID:  ADPV19426

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Report of the Board of Directors

Management

For

For

2

Accept Report of the Supervisory Board

Management

For

For

3a

Appoint Baker Tilly China Certified Public Accountants Co., Ltd. as Domestic Auditors of the Company

Management

For

For

3b

Appoint KPMG as International Auditors of the Company

Management

For

For

3c

Authorize Audit Committee to Fix Remuneration of Auditors

Management

For

For

4

Accept Report of Settlement Accounts

Management

For

For

5

Approve Profit Distribution Plan and Distribution of Final Dividend

Management

For

For

6

Accept Full Text and Summary Annual Report of A Shares for the Year 2012

Management

For

For

7

Accept Annual Report of H Shares for the Year 2012

Management

For

For

8

Approve Application for Credit Facilities by Zoomlion Finance and Leasing (China) Co., Ltd.

Management

For

For

9

Approve Application for Credit Facilities by Zoomlion Finance and Leasing (Beijing) Co., Ltd.

Management

For

For

10

Approve Application by the Company for Credit Facilities and Financing

Management

For

For

11

Approve Provision of Guarantees to Wholly-Owned Subsidiaries of the Company

Management

For

For

 


 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant) Templeton Dragon Fund, Inc.                                     

 

 

 

 

By (Signature and Title)* /s/LAURA F. FERGERSON

Laura F. Fergerson,

Chief Executive Officer – Finance and Administration

 

 

Date  August 23, 2013  

 

 

* Print the name and title of each signing officer under his or her signature.