UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number : 811-08030
Name of Registrant: Royce Micro-Cap Trust, Inc.
Address of Principal Executive Offices:
745 Fifth Avenue, New York, NY 10151
Registrant's telephone number including area code:
212-508-4500
Date of fiscal year end:
12/31/10
Date of reporting period:
07/01/2009 - 06/30/2010
Item 1. Proxy Voting Record
The report may indicate that the "meeting status" of a particular proposal was "take no action".
The reason for no action being taken, i.e., no vote being cast, may include among other things,
(a) the securities were out on loan at the time of a record date, (b) administrative or
operational constraints impeded the ability to cast a timely vote, such as late receipt of
proxy voting information, (c) systems, administrative or processing errors occurred (including
errors by the Adviser or third party vendors), and/or (d) the portfolio manager concluded that
the potential benefit of voting was outweighed by the cost, and not in the best interest of the
Fund.
Fund Name : Royce Micro-Cap Trust, Inc.
Date of fiscal year end: 12/31/10
1-800-FLOWERS.COM
,
Inc.
Ticker Security ID: Meeting Date Meeting Status
FLWS CUSIP 68243Q106 12/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Lawrence Calcano Mgmt For For For
1.2 Elect James Cannavino Mgmt For For For
1.3 Elect Jeffrey Walker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2003 Long Term Mgmt For For For
Incentive and Share
Plan
4 Executive Officers Bonus Plan Mgmt For For For
3SBio Inc.
Ticker Security ID: Meeting Date Meeting Status
SSRX CUSIP 88575Y105 10/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Jing LOU Mgmt For For For
2 Elect Moujia QI Mgmt For For For
3 Appointment of Auditor Mgmt For For For
AAON, Inc.
Ticker Security ID: Meeting Date Meeting Status
AAON CUSIP 000360206 05/25/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Paul Lackey, Jr. Mgmt For For For
1.2 Elect A. H. McElroy II Mgmt For For For
Acacia Research
Corporation
Ticker Security ID: Meeting Date Meeting Status
ACTG CUSIP 003881307 05/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Harris, II Mgmt For For For
1.2 Elect Fred deBoom Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Aceto Corporation
Ticker Security ID: Meeting Date Meeting Status
ACET CUSIP 004446100 12/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Vincent Miata Mgmt For For For
1.2 Elect Robert Wiesen Mgmt For For For
1.3 Elect Stanley Fischer Mgmt For For For
1.4 Elect Albert Eilender Mgmt For For For
1.5 Elect Hans Noetzli Mgmt For For For
1.6 Elect William Britton Mgmt For For For
1.7 Elect Richard Randall Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ACI Worldwide,
Inc
Ticker Security ID: Meeting Date Meeting Status
ACIW CUSIP 004498101 06/09/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Alfred Berkeley, III Mgmt For For For
1.2 Elect John Curtis Mgmt For For For
1.3 Elect Philip Heasley Mgmt For For For
1.4 Elect James McGroddy Mgmt For For For
1.5 Elect Harlan Seymour Mgmt For For For
1.6 Elect John Shay, Jr. Mgmt For For For
1.7 Elect John Stokely Mgmt For For For
1.8 Elect Jan Suwinski Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ActivIdentity
Corporation
Ticker Security ID: Meeting Date Meeting Status
ACTI CUSIP 00506P103 03/24/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Brandewie Mgmt For For For
1.2 Elect Brad Boston Mgmt For For For
1.3 Elect Grant Evans Mgmt For For For
1.4 Elect James Frankola Mgmt For For For
1.5 Elect Steven Humphreys Mgmt For For For
1.6 Elect James Ousley Mgmt For For For
1.7 Elect David Wright Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Actuate
Corporation
Ticker Security ID: Meeting Date Meeting Status
ACTU CUSIP 00508B102 05/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Peter Cittadini Mgmt For For For
1.2 Elect Kenneth Marshall Mgmt For For For
1.3 Elect Nicholas Nierenberg Mgmt For For For
1.4 Elect Arthur Patterson Mgmt For For For
1.5 Elect Steven Whiteman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Adolor
Corporation
Ticker Security ID: Meeting Date Meeting Status
ADLR CUSIP 00724X102 05/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Paul Goddard Mgmt For For For
1.2 Elect Claude Nash Mgmt For For For
1.3 Elect Donald Nickleson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Advanced Energy
Industries,
Inc.
Ticker Security ID: Meeting Date Meeting Status
AEIS CUSIP 007973100 05/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Douglas Schatz Mgmt For For For
1.2 Elect Frederick Ball Mgmt For For For
1.3 Elect Richard Beck Mgmt For For For
1.4 Elect Hans Georg Betz Mgmt For For For
1.5 Elect Trung Doan Mgmt For For For
1.6 Elect Edward Grady Mgmt For For For
1.7 Elect Terry Hudgens Mgmt For For For
1.8 Elect Thomas Rohrs Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2008 Omnibus Mgmt For Abstain Against
Incentive
Plan
4 Amendment to the Employee Stock Mgmt For Abstain Against
Purchase
Plan
Agilysys, Inc.
Ticker Security ID: Meeting Date Meeting Status
AGYS CUSIP 00847J105 02/18/2010 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of the Control Share ShrHldr N/A Against N/A
Acquisition
2 Right to Adjourn Meeting ShrHldr For Against Against
3 Declaration of Material Interest ShrHldr N/A Against N/A
Agilysys, Inc.
Ticker Security ID: Meeting Date Meeting Status
AGYS CUSIP 00847J105 02/18/2010 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of the Control Share ShrHldr N/A Against N/A
Acquisition
2 Right to Adjourn Meeting ShrHldr N/A Against N/A
3 Declaration of Material Interest ShrHldr N/A Against N/A
Agilysys, Inc.
Ticker Security ID: Meeting Date Meeting Status
AGYS CUSIP 00847J105 07/31/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Dennedy Mgmt For For For
1.2 Elect Martin Ellis Mgmt For For For
1.3 Elect John Mutch Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Alamos Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
AGI CUSIP 011527108 06/02/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Mark Wayne Mgmt For For For
2.2 Elect John McCluskey Mgmt For For For
2.3 Elect Leonard Harris Mgmt For For For
2.4 Elect James McDonald Mgmt For For For
2.5 Elect David Gower Mgmt For For For
2.6 Elect Eduardo Luna Mgmt For For For
2.7 Elect Paul Murphy Mgmt For For For
3 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
Alliance
Bancorp, Inc.
of
Pennsylvania
Ticker Security ID: Meeting Date Meeting Status
ALLB CUSIP 018921106 04/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Carr Mgmt For For For
1.2 Elect G. Bradley Rainer Mgmt For For For
1.3 Elect R. Cheston Woolard Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Allied
Healthcare
Products,
Inc.
Ticker Security ID: Meeting Date Meeting Status
AHPI CUSIP 019222108 11/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Judith Graves Mgmt For For For
1.2 Elect Joseph Root Mgmt For For For
1.3 Elect William Peck Mgmt For For For
1.4 Elect Earl Refsland Mgmt For For For
1.5 Elect John Weil Mgmt For For For
2 2009 Incentive Stock Plan Mgmt For For For
Alloy, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALOY CUSIP 019855303 07/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Johnson, Jr. Mgmt For For For
1.2 Elect Peter Graham Mgmt For For For
1.3 Elect Anthony Fiore Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2007 Employee, Mgmt For Abstain Against
Director and Consultant Stock
Incentive
Plan
Almost Family,
Inc.
Ticker Security ID: Meeting Date Meeting Status
AFAM CUSIP 020409108 05/03/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Yarmuth Mgmt For For For
1.2 Elect Steven Bing Mgmt For For For
1.3 Elect Donald McClinton Mgmt For For For
1.4 Elect Tyree Wilburn Mgmt For For For
1.5 Elect Jonathan Goldberg Mgmt For For For
1.6 Elect W. Earl Reed, III Mgmt For For For
1.7 Elect Henry Altman, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
America's
Car-Mart,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CRMT CUSIP 03062T105 10/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Tilman Falgout, III Mgmt For For For
1.2 Elect John David Simmons Mgmt For For For
1.3 Elect William Sams Mgmt For For For
1.4 Elect William Henderson Mgmt For For For
1.5 Elect Daniel Englander Mgmt For For For
1.6 Elect William Swanston Mgmt For For For
2 Amendment to the Stock Incentive Plan Mgmt For Abstain Against
American
Software,
Inc.
Ticker Security ID: Meeting Date Meeting Status
AMSWA CUSIP 029683109 08/17/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect W. Dennis Hogue Mgmt For For For
1.2 Elect John Jarvis Mgmt For For For
1.3 Elect James Miller, Jr. Mgmt For For For
2 Amendment to the 2001 Stock Plan Mgmt For Abstain Against
3 Ratification of Stock Plan Conversion Mgmt For Abstain Against
American
Woodmark
Corporation
Ticker Security ID: Meeting Date Meeting Status
AMWD CUSIP 030506109 08/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect William Brandt, Jr. Mgmt For For For
2 Elect Andrew Cogan Mgmt For For For
3 Elect Martha Dally Mgmt For For For
4 Elect James Davis Mgmt For For For
5 Elect Kent Guichard Mgmt For For For
6 Elect Daniel Hendrix Mgmt For For For
7 Elect Kent Hussey Mgmt For For For
8 Elect Carol Moerdyk Mgmt For For For
9 Ratification of Auditor Mgmt For For For
Anaren, Inc.
Ticker Security ID: Meeting Date Meeting Status
ANEN CUSIP 032744104 11/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Carl Gerst, Jr. Mgmt For For For
1.2 Elect Dale Eck Mgmt For For For
1.3 Elect James Gould Mgmt For For For
2 Amendment to the 2004 Comprehensive Mgmt For Abstain Against
Long Term Incentive
Plan
3 Ratification of Auditor Mgmt For For For
Apogee
Enterprises,
Inc.
Ticker Security ID: Meeting Date Meeting Status
APOG CUSIP 037598109 06/23/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jerome Davis Mgmt For For For
1.2 Elect Richard Reynolds Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Applied Signal
Technology,
Inc.
Ticker Security ID: Meeting Date Meeting Status
APSG CUSIP 038237103 03/17/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Milton Cooper Mgmt For For For
1.2 Elect John Treichler Mgmt For For For
1.3 Elect Marie Minton Mgmt For For For
2 Increase of Authorized Common Stock Mgmt For For For
3 Ratification of Auditor Mgmt For For For
APPROACH
RESOURCES,
INC.
Ticker Security ID: Meeting Date Meeting Status
AREX CUSIP 03834A103 06/03/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect J. Ross Craft Mgmt For For For
1.2 Elect Bryan Lawrence Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Asian Citrus
Holdings
Limited
Ticker Security ID: Meeting Date Meeting Status
ACHL CINS G0620W102 11/02/2009 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Share Subdivision Mgmt For For For
3 Share Option Scheme Mgmt For Against Against
4 Adoption of New Bye-Laws Mgmt For Against Against
Asian Citrus
Holdings
Limited
Ticker Security ID: Meeting Date Meeting Status
ACHL CINS G0620W102 12/11/2009 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Tommy TONG Hung Wai Mgmt For For For
4 Elect CHEUNG Wai Sun Mgmt For For For
5 Elect IP Chi Ming Mgmt For For For
6 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
7 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
8 Authority to Repurchase Shares Mgmt For For For
9 Authority to Issue Repurchased Shares Mgmt For For For
Asian Citrus
Holdings
Limited
Ticker Security ID: Meeting Date Meeting Status
ACHL CINS G0620W201 12/11/2009 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Tommy TONG Hung Wai Mgmt For For For
5 Elect CHEUNG Wai Sun Mgmt For For For
6 Elect IP Chi Ming Mgmt For For For
7 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
8 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
9 Authority to Repurchase Shares Mgmt For For For
10 Authority to Issue Repurchased Shares Mgmt For For For
11 Elect LUI Ming Wah Mgmt For For For
12 Non-Voting Meeting Note N/A N/A N/A N/A
ATC Technology
Corporation
Ticker Security ID: Meeting Date Meeting Status
ATAC CUSIP 00211W104 06/10/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Evans Mgmt For For For
1.2 Elect Curtland Fields Mgmt For For For
1.3 Elect Michael Hartnett Mgmt For For For
1.4 Elect Michael Jordan Mgmt For For For
1.5 Elect Todd Peters Mgmt For For For
1.6 Elect S. Lawrence Prendergast Mgmt For For For
1.7 Elect Edward Stewart Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Atlantic
Tele-Network,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ATNI CUSIP 049079205 06/16/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Martin Budd Mgmt For For For
1.2 Elect Thomas Cunningham Mgmt For For For
1.3 Elect Michael Flynn Mgmt For For For
1.4 Elect Cornelius Prior, Jr. Mgmt For For For
1.5 Elect Michael Prior Mgmt For For For
1.6 Elect Charles Roesslein Mgmt For For For
1.7 Elect Brian Schuchman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ATMI, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATMI CUSIP 00207R101 05/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Hillas Mgmt For For For
1.2 Elect Cheryl Shavers Mgmt For For For
2 2010 Stock Plan Mgmt For Abstain Against
3 Ratification of Auditor Mgmt For For For
Atrion
Corporation
Ticker Security ID: Meeting Date Meeting Status
ATRI CUSIP 049904105 05/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Roger Stebbing Mgmt For For For
1.2 Elect John Stupp, Jr. Mgmt For For For
2 Amendment to the 2006 Equity Mgmt For For For
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
Aurizon Mines
Ltd.
Ticker Security ID: Meeting Date Meeting Status
ARZ CUSIP 05155P106 05/13/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Richard Faucher Mgmt For For For
2.2 Elect Brian Moorhouse Mgmt For For For
3 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
4 Amendments to Stock Option Plan Mgmt For Against Against
5 Renewal of Stock Option Plan Mgmt For For For
6 Transaction of Other Business Mgmt For Against Against
Avatar Holdings
Inc.
Ticker Security ID: Meeting Date Meeting Status
AVTR CUSIP 053494100 06/03/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Paul Barnett Mgmt For For For
1.2 Elect Milton Dresner Mgmt For For For
1.3 Elect Roger Einiger Mgmt For For For
1.4 Elect Gerald D. Kelfer Mgmt For For For
1.5 Elect Joshua Nash Mgmt For For For
1.6 Elect Kenneth Rosen Mgmt For For For
1.7 Elect Joel Simon Mgmt For For For
1.8 Elect Beth A. Stewart Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Balchem
Corporation
Ticker Security ID: Meeting Date Meeting Status
BCPC CUSIP 057665200 06/17/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Dino Rossi Mgmt For For For
1.2 Elect Elaine Wedral Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Banca Finnat
Euramerica
S.p.A.
Ticker Security ID: Meeting Date Meeting Status
BFE CINS T92884112 04/29/2010 Voted
Meeting Type Country of Trade
Annual Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
Bangkok Chain
Hospital Public
Comp
Ltd
Ticker Security ID: Meeting Date Meeting Status
KH CINS Y060BQ115 04/26/2010 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Minutes Mgmt For For For
2 Report on Results of Operation Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Election of Directors (Slate) Mgmt For For For
6 Appointment of New Independent Mgmt For For For
Director
7 Directors' Fees Mgmt For For For
8 Directors' Pension Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
10 Transaction of Other Business Mgmt For Against Against
Bel Fuse Inc.
Ticker Security ID: Meeting Date Meeting Status
BELFA CUSIP 077347201 05/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Daniel Bernstein Mgmt For For For
1.2 Elect Peter Gilbert Mgmt For For For
1.3 Elect John Johnson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Benihana Inc.
Ticker Security ID: Meeting Date Meeting Status
BNHN CUSIP 082047101 02/22/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Plan of Merger Mgmt For For For
Benihana Inc.
Ticker Security ID: Meeting Date Meeting Status
BNHN CUSIP 082047101 08/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Abdo Mgmt For For For
1.2 Elect Darwin Dornbush Mgmt For For For
2 Amendment to the 2007 Equity Mgmt For Abstain Against
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
Binggrae Co.,
Ltd.
Ticker Security ID: Meeting Date Meeting Status
005180 CINS Y0887G105 03/19/2010 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors (Slate) Mgmt For For For
4 Directors' Fees Mgmt For For For
5 Corporate Auditor's Fees Mgmt For For For
BofI Holding,
Inc.
Ticker Security ID: Meeting Date Meeting Status
BOFI CUSIP 05566U108 10/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jerry Englert Mgmt For For For
1.2 Elect Gregory Garrabrants Mgmt For For For
1.3 Elect Paul Grinberg Mgmt For For For
Bolsa Mexicana
de Valores SAB
de
CV
Ticker Security ID: Meeting Date Meeting Status
BOLSA.A CINS P17330104 04/26/2010 Voted
Meeting Type Country of Trade
Annual Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits Mgmt For For For
3 Allocation of Dividends Mgmt For For For
4 Ratification of Strategic Alliance Mgmt For For For
With CME
Inc.
5 Election of Directors Mgmt For For For
6 Directors' Fees Mgmt For Abstain Against
7 Report on the Company's Share Mgmt For For For
Repurchase
Program
8 Authority to Repurchase Shares Mgmt For For For
9 Election of Meeting Delegates Mgmt For For For
Bolsa Mexicana
de Valores SAB
de
CV
Ticker Security ID: Meeting Date Meeting Status
BOLSA.A CINS P17330104 04/26/2010 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Capitalization of Reserves Mgmt For For For
3 Special Dividend Mgmt For For For
4 Amendments to Articles Mgmt For For For
5 Election of Meeting Delegates Mgmt For For For
Bottomline
Technologies
(de),
Inc.
Ticker Security ID: Meeting Date Meeting Status
EPAY CUSIP 101388106 11/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Curran Mgmt For For For
1.2 Elect Joseph Mullen Mgmt For For For
1.3 Elect James Zilinski Mgmt For For For
2 2009 Stock Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
Bowne & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
BNE CUSIP 103043105 05/26/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of the Merger Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
Brush Engineered
Materials
Inc.
Ticker Security ID: Meeting Date Meeting Status
BW CUSIP 117421107 05/05/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Joseph Keithley Mgmt For For For
1.2 Elect Vinod Khilnani Mgmt For For For
1.3 Elect William Robertson Mgmt For For For
1.4 Elect John Sherwin, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Bukwang
Pharmaceutical
Ind Co.,
Ltd.
Ticker Security ID: Meeting Date Meeting Status
003000 CINS Y1001U103 05/28/2010 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Election of Directors (Slate) Mgmt For For For
5 Directors' Fees Mgmt For For For
Burckhardt
Compression
Holding
AG
Ticker Security ID: Meeting Date Meeting Status
BCHN CINS H12013100 07/04/2009 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Opening Mgmt For TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Allocation of Profits/Dividends Mgmt For TNA N/A
6 Ratification of Board Acts Mgmt For TNA N/A
7 Appointment of Auditor Mgmt For TNA N/A
8 Increase in Authorized Capital Mgmt For TNA N/A
Burnham Holdings
Inc.
Ticker Security ID: Meeting Date Meeting Status
BURCA CUSIP 122295108 04/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Rufus Fulton, Jr. Mgmt For For For
1.2 Elect Thomas Kile Mgmt For For For
1.3 Elect Elizabeth McMullan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Cal-Maine Foods,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CALM CUSIP 128030202 09/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Fred Adams, Jr. Mgmt For For For
1.2 Elect Richard Looper Mgmt For For For
1.3 Elect Adolphus Baker Mgmt For For For
1.4 Elect Timothy Dawson Mgmt For For For
1.5 Elect Letitia Hughes Mgmt For For For
1.6 Elect James Poole Mgmt For For For
1.7 Elect Steve Sanders Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure
Report
CAS Medical
Systems,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CASM CUSIP 124769209 06/09/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jerome Baron Mgmt For For For
1.2 Elect Lawrence Burstein Mgmt For For For
1.3 Elect Evan Jones Mgmt For For For
1.4 Elect Andrew Kersey Mgmt For For For
1.5 Elect Louis Scheps Mgmt For For For
1.6 Elect Kenneth Weisshaar Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Cass Information
Systems,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CASS CUSIP 14808P109 04/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Lawrence Collett Mgmt For For For
1.2 Elect Wayne Grace Mgmt For For For
1.3 Elect James Lindemann Mgmt For For For
1.4 Elect Andrew Signorelli Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Cavco
Industries,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CVCO CUSIP 149568107 06/24/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Greenblatt Mgmt For For For
2 Amendment to the 2005 Stock Mgmt For For For
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
CBIZ, Inc.
Ticker Security ID: Meeting Date Meeting Status
CBZ CUSIP 124805102 05/13/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Rick Burdick Mgmt For For For
2 Elect Steven Gerard Mgmt For For For
3 Elect Benaree Wiley Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Transaction of Other Business Mgmt For Against Against
CE Franklin Ltd.
Ticker Security ID: Meeting Date Meeting Status
CFT CUSIP 125151100 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Directors (Slate) Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
Central Steel &
Wire
Company
Ticker Security ID: Meeting Date Meeting Status
CSTW CUSIP 155411101 04/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Cronin Mgmt For Withhold Against
1.2 Elect John Calhoun Mgmt For For For
1.3 Elect Michael Sullivan Mgmt For For For
1.4 Elect Ronald Kazmar Mgmt For Withhold Against
1.5 Elect Christopher Rodgers Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For Abstain Against
Centrue
Financial
Corporation
Ticker Security ID: Meeting Date Meeting Status
TRUE CUSIP 15643B106 04/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Thomas Daiber Mgmt For For For
1.2 Elect Mark Smith Mgmt For For For
1.3 Elect Scott Sullivan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
CFS Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
CITZ CUSIP 12525D102 04/27/2010 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Palmer ShrHldr N/A TNA N/A
1.2 Elect Thomas Prisby ShrHldr N/A TNA N/A
2 Ratification of Auditor ShrHldr N/A TNA N/A
CFS Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
CITZ CUSIP 12525D102 04/27/2010 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Frank Lester Mgmt For For For
1.2 Elect Thomas Prisby Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Charming
Shoppes,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CHRS CUSIP 161133103 06/24/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Arnaud Ajdler Mgmt For For For
1.2 Elect Michael C. Appel Mgmt For For For
1.3 Elect Richard W. Bennet, III Mgmt For For For
1.4 Elect James P. Fogarty Mgmt For For For
1.5 Elect Michael Goldstein Mgmt For For For
1.6 Elect Katherine M. Hudson Mgmt For For For
1.7 Elect Bruce J. Klatsky Mgmt For For For
1.8 Elect Alan Rosskamm Mgmt For For For
2 2010 Stock Award and Incentive Plan Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Ratification of Auditor Mgmt For For For
Chemung
Financial
Corporation
Ticker Security ID: Meeting Date Meeting Status
CHMG CUSIP 164024101 05/05/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ronald Bentley Mgmt For For For
1.2 Elect Robert Dalrymple Mgmt For For For
1.3 Elect Clover Drinkwater Mgmt For For For
1.4 Elect Ralph Meyer Mgmt For For For
1.5 Elect Richard Swan Mgmt For For For
2 Shareholder Proposal Regarding ShrHldr Against For Against
Declassification of the
Board
Chesapeake Gold
Corp.
Ticker Security ID: Meeting Date Meeting Status
CKG CUSIP 165184102 12/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Chris Falck Mgmt For For For
1.2 Elect Daniel Kunz Mgmt For For For
1.3 Elect Peter Palmedo Mgmt For For For
1.4 Elect John Perston Mgmt For For For
1.5 Elect P. Randy Reifel Mgmt For For For
1.6 Elect Gerald Sneddon Mgmt For For For
2 Appointment of Auditor Mgmt For For For
China Automation
Group
Limited
Ticker Security ID: Meeting Date Meeting Status
0569 CINS G2112N111 05/18/2010 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect XUAN Rui Guo Mgmt For Against Against
4 Elect WANG Tai Wen Mgmt For For For
5 Directors' Fees Mgmt For For For
6 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
7 Authority to Repurchase Shares Mgmt For For For
8 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
9 Authority to Issue Repurchased Shares Mgmt For For For
10 Refreshment of Share Option Scheme Mgmt For Against Against
11 Allocation of Profits/Dividends Mgmt For For For
12 Non-Voting Meeting Note N/A N/A N/A N/A
CIRCOR
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CIR CUSIP 17273K109 05/07/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jerome Brady Mgmt For For For
1.2 Elect Peter Wilver Mgmt For For For
2 Amendment to the 1999 Stock Option Mgmt For Abstain Against
and Incentive
Plan
3 Ratification of Auditor Mgmt For For For
Cogo Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
COGO CUSIP 192448108 12/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Q.Y. Ma Mgmt For For For
1.2 Elect JP Gan Mgmt For For For
1.3 Elect George Mao Mgmt For For For
1.4 Elect Jeffrey Kang Mgmt For For For
1.5 Elect Frank Zheng Mgmt For For For
2 2009 Omnibus Securities and Mgmt For Abstain Against
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
Cohen & Steers,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CNS CUSIP 19247A100 05/07/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Martin Cohen Mgmt For For For
2 Elect Robert Steers Mgmt For For For
3 Elect Richard Bruce Mgmt For For For
4 Elect Peter Rhein Mgmt For For For
5 Elect Richard Simon Mgmt For For For
6 Elect Edmond Villani Mgmt For For For
7 Ratification of Auditor Mgmt For For For
Coherent, Inc.
Ticker Security ID: Meeting Date Meeting Status
COHR CUSIP 192479103 04/01/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Ambroseo Mgmt For For For
1.2 Elect Susan James Mgmt For For For
1.3 Elect L. William Krause Mgmt For For For
1.4 Elect Garry Rogerson Mgmt For For For
1.5 Elect Lawrence Tomlinson Mgmt For For For
1.6 Elect Sandeep Vij Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Colony
Financial,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CLNY CUSIP 19624R106 05/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Thomas J. Barrack, Jr. Mgmt For For For
1.2 Elect Richard B. Saltzman Mgmt For For For
1.3 Elect George G. C. Parker Mgmt For For For
1.4 Elect John A. Somers Mgmt For For For
1.5 Elect John L. Steffens Mgmt For For For
Columbus
McKinnon
Corporation
Ticker Security ID: Meeting Date Meeting Status
CMCO CUSIP 199333105 07/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Timothy Tevens Mgmt For For For
1.2 Elect Richard Fleming Mgmt For For For
1.3 Elect Ernest Verebelyi Mgmt For For For
1.4 Elect Wallace Creek Mgmt For For For
1.5 Elect Stephen Rabinowitz Mgmt For For For
1.6 Elect Linda Goodspeed Mgmt For For For
1.7 Elect Nicholas Pinchuk Mgmt For For For
1.8 Elect Liam McCarthy Mgmt For For For
1.9 Elect Christian Ragot Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Commercial
National
Financial
Corporation
Ticker Security ID: Meeting Date Meeting Status
CNAF CUSIP 202217105 05/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Babilya Mgmt For For For
1.2 Elect George Conti Jr. Mgmt For For For
1.3 Elect Steven Landers Mgmt For For For
1.4 Elect C. Edward Wible Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Computer Task
Group,
Incorporated
Ticker Security ID: Meeting Date Meeting Status
CTGX CUSIP 205477102 05/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Randolph Marks Mgmt For For For
1.2 Elect Randall Clark Mgmt For For For
2 Director Deferred Compensation Plan Mgmt For Abstain Against
3 2010 Equity Award Plan Mgmt For Abstain Against
CompX
International
Inc.
Ticker Security ID: Meeting Date Meeting Status
CIX CUSIP 20563P101 05/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Bowers Mgmt For For For
1.2 Elect Norman Edelcup Mgmt For For For
1.3 Elect Edward Hardin Mgmt For For For
1.4 Elect Ann Manix Mgmt For For For
1.5 Elect Glenn Simmons Mgmt For For For
1.6 Elect Steven Watson Mgmt For For For
Consolidated-Tomo
ka Land
Co.
Ticker Security ID: Meeting Date Meeting Status
CTO CUSIP 210226106 04/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Linda Shelley Mgmt For For For
1.2 Elect A. Chester Skinner III Mgmt For For For
1.3 Elect Thomas Warlow III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Board Mgmt For For For
4 Amendment to the Articles of Mgmt For For For
Incorporation to Limit Board
Size
5 2010 Equity Incentive Plan Mgmt For Abstain Against
6 Approval of a Policy Regarding Mgmt For Abstain Against
Advisory Vote on Executive
Compensation
7 Proposal Related to Majority Voting Mgmt For For For
in Director
Elections
Courier
Corporation
Ticker Security ID: Meeting Date Meeting Status
CRRC CUSIP 222660102 01/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Paul Braverman Mgmt For For For
1.2 Elect Peter Markell Mgmt For For For
1.3 Elect Ronald Skates Mgmt For For For
2 Amendment to the 1999 Employee Stock Mgmt For Abstain Against
Purchase
Plan
3 2010 Stock Equity Plan for Mgmt For Abstain Against
Non-Employee
Directors
4 Ratification of Auditor Mgmt For For For
Cowen Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
COWN CUSIP 223622101 06/07/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Peter Cohen Mgmt For For For
1.2 Elect Steven Kotler Mgmt For For For
1.3 Elect Jules Kroll Mgmt For For For
1.4 Elect David Malcolm Mgmt For For For
1.5 Elect Jerome Markowitz Mgmt For For For
1.6 Elect Jack Nusbaum Mgmt For For For
1.7 Elect Edoardo Spezzotti Mgmt For For For
1.8 Elect John Toffolon, Jr. Mgmt For For For
1.9 Elect Joseph Wright, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2010 Equity and Incentive Plan Mgmt For Abstain Against
Cowen Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
COWN CUSIP 223621103 11/02/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of the Merger Mgmt For For For
2 Amendment to the 2007 Equity and Mgmt For For For
Incentive
Plan
3 Right to Adjourn Meeting Mgmt For For For
CRYPTOLOGIC
LIMITED
Ticker Security ID: Meeting Date Meeting Status
CRY CUSIP G3159C109 05/17/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Thomas Byrne Mgmt For For For
2 Elect Geoffrey Finlay Mgmt For For For
3 Elect David Gavagan Mgmt For For For
4 Elect Brian Hadfield Mgmt For For For
5 Elect James Wallace Mgmt For For For
6 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
CSS Industries,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CSS CUSIP 125906107 07/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Scott Beaumont Mgmt For For For
1.2 Elect James Bromley Mgmt For For For
1.3 Elect Jack Farber Mgmt For For For
1.4 Elect John Gavin Mgmt For For For
1.5 Elect Leonard Grossman Mgmt For For For
1.6 Elect James Ksansnak Mgmt For For For
1.7 Elect Rebecca Matthias Mgmt For For For
1.8 Elect Christopher Munyan Mgmt For For For
Daewoong
Pharmaceutical
Co.,
Ltd.
Ticker Security ID: Meeting Date Meeting Status
069620 CINS Y1915W104 05/28/2010 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Elect YOON Jae Seung Mgmt For For For
5 Directors' Fees Mgmt For For For
6 Corporate Auditor's Fees Mgmt For For For
Dawson
Geophysical
Company
Ticker Security ID: Meeting Date Meeting Status
DWSN CUSIP 239359102 01/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Paul Brown Mgmt For For For
1.2 Elect L. Decker Dawson Mgmt For For For
1.3 Elect Gary Hoover Mgmt For For For
1.4 Elect Stephen Jumper Mgmt For For For
1.5 Elect Jack Ladd Mgmt For For For
1.6 Elect Ted North Mgmt For For For
1.7 Elect Tim Thompson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Deswell
Industries,
Inc.
Ticker Security ID: Meeting Date Meeting Status
DSWL CUSIP 250639101 09/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Lau Mgmt For For For
1.2 Elect Chin Pang Li Mgmt For For For
1.3 Elect Hung-Hum Leung Mgmt For For For
1.4 Elect Allen Yau-Nam Cham Mgmt For For For
1.5 Elect Wing-Ki Hui Mgmt For For For
2 Appointment of Auditor Mgmt For For For
Diamond Hill
Investment
Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
DHIL CUSIP 25264R207 05/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Lawrence Baumgartner Mgmt For For For
1.2 Elect R.H. Dillon Mgmt For For For
1.3 Elect David Lauer Mgmt For For For
1.4 Elect David Meuse Mgmt For For For
1.5 Elect Diane Reynolds Mgmt For For For
1.6 Elect Donald Shackelford Mgmt For For For
1.7 Elect Frances Skinner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Diamond
Management &
Technology
Consultants,
Inc.
Ticker Security ID: Meeting Date Meeting Status
DTPI CUSIP 25269L106 09/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Donald Caldwell Mgmt For For For
1.2 Elect Michael Moskow Mgmt For For For
1.3 Elect Samuel Skinner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Decrease of Authorized Common Stock Mgmt For For For
Diguang
International
Development
Co.,
Ltd.
Ticker Security ID: Meeting Date Meeting Status
DGNG CUSIP 25402T107 11/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Yi Song Mgmt For For For
1.2 Elect Hong Song Mgmt For For For
1.3 Elect Tuen-Ping Yang Mgmt For Withhold Against
1.4 Elect FONG Heung Sang Mgmt For Withhold Against
1.5 Elect Hoi Kwok Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
Domino Printing
Sciences
PLC
Ticker Security ID: Meeting Date Meeting Status
DNO CINS G28112103 03/17/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Directors' Remuneration Report Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Elect Peter Byrom Mgmt For For For
6 Elect Sir Mark Wrightson Mgmt For For For
7 Elect Nigel Bond Mgmt For For For
8 Elect Richard Waddingham Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
10 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
11 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
12 Authority to Repurchase Shares Mgmt For For For
13 Adoption of New Articles Mgmt For Against Against
14 Authority to Set General Meeting Mgmt For For For
Notice Period at 14
Days
Double-Take
Software,
Inc.
Ticker Security ID: Meeting Date Meeting Status
DBTK CUSIP 258598101 05/13/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Dean Goodermote Mgmt For For For
2 Elect Deborah Besemer Mgmt For For For
3 Elect Paul Birch Mgmt For For For
4 Elect John Landry Mgmt For For For
5 Elect John Young Mgmt For For For
6 Ratification of Auditor Mgmt For For For
Drew Industries
Incorporated
Ticker Security ID: Meeting Date Meeting Status
DW CUSIP 26168L205 05/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Edward Rose, III Mgmt For For For
1.2 Elect Leigh Abrams Mgmt For For For
1.3 Elect Fredric Zinn Mgmt For For For
1.4 Elect James Gero Mgmt For For For
1.5 Elect Frederick Hegi, Jr. Mgmt For For For
1.6 Elect David Reed Mgmt For For For
1.7 Elect John Lowe, Jr. Mgmt For For For
1.8 Elect Jason Lippert Mgmt For For For
2 Re-approval of Performance Criteria Mgmt For For For
under the 2002 Equity Award and
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Transaction of Other Business Mgmt For For For
Dril-Quip, Inc.
Ticker Security ID: Meeting Date Meeting Status
DRQ CUSIP 262037104 05/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Alexander Shukis Mgmt For For For
2 Ratification of Auditor Mgmt For For For
DSW Inc.
Ticker Security ID: Meeting Date Meeting Status
DSW CUSIP 23334L102 06/03/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Elaine Eisenman Mgmt For For For
1.2 Elect Joanna Lau Mgmt For For For
1.3 Elect Roger Markfield Mgmt For For For
2 Ratification of Auditor Mgmt For For For
DTS, Inc.
Ticker Security ID: Meeting Date Meeting Status
DTSI CUSIP 23335C101 06/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect L. Gregory Ballard Mgmt For For For
1.2 Elect Bradford Duea Mgmt For For For
1.3 Elect Craig Andrews Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Ducommun
Incorporated
Ticker Security ID: Meeting Date Meeting Status
DCO CUSIP 264147109 05/05/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect H. Frederick Christie Mgmt For For For
1.2 Elect Robert C. Ducommun Mgmt For For For
1.3 Elect Dean Flatt Mgmt For For For
1.4 Elect Jay Haberland Mgmt For For For
1.5 Elect Anthony Reardon Mgmt For For For
2 Amendment to 2007 Stock Incentive Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
Dundee
Corporation
Ticker Security ID: Meeting Date Meeting Status
DC CUSIP 264901109 06/07/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Directors (Slate) Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Amendment to Share Incentive Plan Mgmt For For For
Regarding Blackout
Period
Encore Capital
Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ECPG CUSIP 292554102 06/16/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect J. Brandon Black Mgmt For For For
1.2 Elect Timothy Hanford Mgmt For For For
1.3 Elect George Lund Mgmt For For For
1.4 Elect Richard Mandell Mgmt For For For
1.5 Elect Willem Mesdag Mgmt For For For
1.6 Elect John Oros Mgmt For For For
1.7 Elect J. Christopher Teets Mgmt For For For
1.8 Elect H. Ronald Weissman Mgmt For For For
1.9 Elect Warren Wilcox Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Encore Wire
Corporation
Ticker Security ID: Meeting Date Meeting Status
WIRE CUSIP 292562105 05/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Donald Courtney Mgmt For For For
1.2 Elect Thomas Cunningham Mgmt For For For
1.3 Elect Daniel Jones Mgmt For For For
1.4 Elect William Thomas III Mgmt For For For
1.5 Elect Scott Weaver Mgmt For For For
1.6 Elect John Wilson Mgmt For For For
2 2010 Stock Option Plan Mgmt For Abstain Against
3 Ratification of Auditor Mgmt For For For
Endeavour
Financial
Corporation
Ticker Security ID: Meeting Date Meeting Status
EDV CUSIP G3040R109 11/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
2 Renewal of the Stock Option Plan Mgmt For For For
Epoch Holding
Corporation
Ticker Security ID: Meeting Date Meeting Status
EPHC CUSIP 29428R103 12/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Allan Tessler Mgmt For For For
1.2 Elect William Priest Mgmt For For For
1.3 Elect Enrique Arzac Mgmt For For For
1.4 Elect Jeffrey Berenson Mgmt For For For
1.5 Elect John Cecil Mgmt For For For
1.6 Elect Peter Flaherty Mgmt For For For
1.7 Elect Timothy Taussig Mgmt For For For
2 Ratification of Auditor Mgmt For For For
eResearchTechnolo
gy,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ERES CUSIP 29481V108 04/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Sheldon Bonovitz Mgmt For For For
1.2 Elect Gerald Faich Mgmt For For For
1.3 Elect Elam Hitchner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Ethan Allen
Interiors
Inc.
Ticker Security ID: Meeting Date Meeting Status
ETH CUSIP 297602104 11/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Frank Wisner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Evercore
Partners
Inc.
Ticker Security ID: Meeting Date Meeting Status
EVR CUSIP 29977A105 06/08/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Roger Altman Mgmt For For For
1.2 Elect Pedro Aspe Mgmt For For For
1.3 Elect Richard Beattie Mgmt For For For
1.4 Elect Francois de Saint Phalle Mgmt For For For
1.5 Elect Gail Harris Mgmt For For For
1.6 Elect Curt Hessler Mgmt For For For
1.7 Elect Anthony Pritzker Mgmt For For For
1.8 Elect Ralph Schlosstein Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Exactech, Inc.
Ticker Security ID: Meeting Date Meeting Status
EXAC CUSIP 30064E109 05/06/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Locander Mgmt For For For
1.2 Elect James Binch Mgmt For For For
1.3 Elect David Petty Mgmt For For For
1.4 Elect R. Wynn Kearney, Jr. Mgmt For For For
1.5 Elect Paul Metts Mgmt For For For
1.6 Elect Richard Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Exar Corporation
Ticker Security ID: Meeting Date Meeting Status
EXAR CUSIP 300645108 09/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Izak Bencuya Mgmt For For For
1.2 Elect Pierre Guilbault Mgmt For For For
1.3 Elect Brian Hilton Mgmt For For For
1.4 Elect Richard Leza Mgmt For For For
1.5 Elect Gary Meyers Mgmt For For For
1.6 Elect Oscar Rodriguez Mgmt For For For
1.7 Elect Pete Rodriguez Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Exeter Resource
Corporation
Ticker Security ID: Meeting Date Meeting Status
XRC CUSIP 301835104 03/11/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of the Spin-Off Mgmt For For For
2 Amendments to the Stock Option Plan Mgmt For Against Against
3 Approval of the Newco Stock Option Mgmt For Against Against
Plan
Exeter Resource
Corporation
Ticker Security ID: Meeting Date Meeting Status
XRC CUSIP 301835104 05/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Bryce Roxburgh Mgmt For For For
2.2 Elect Yale Simpson Mgmt For For For
2.3 Elect Douglas Scheving Mgmt For For For
2.4 Elect Robert Reynolds Mgmt For For For
2.5 Elect Louis Montpelier Mgmt For For For
2.6 Elect Roger Walsh Mgmt For For For
2.7 Elect Julian Bavin Mgmt For For For
3 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
4 Transaction of Other Business Mgmt For Against Against
Exponent, Inc.
Ticker Security ID: Meeting Date Meeting Status
EXPO CUSIP 30214U102 06/03/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Samuel Armacost Mgmt For For For
1.2 Elect Mary Cranston Mgmt For For For
1.3 Elect Leslie Denend Mgmt For For For
1.4 Elect Michael Gaulke Mgmt For For For
1.5 Elect Paul Johnston Mgmt For For For
1.6 Elect Stephen Riggins Mgmt For For For
1.7 Elect John Shoven Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2008 Equity Mgmt For For For
Compensation
Plan
FAG Bearings
India
Limited
Ticker Security ID: Meeting Date Meeting Status
FAGBEARING CINS Y2407S114 04/22/2010 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Frank Huber Mgmt For For For
4 Elect Bernard Steinruecke Mgmt For For For
5 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
6 Elect Bruno Krauss Mgmt For For For
7 Elect Rajendra Arandpara Mgmt For For For
8 Appointment of Rajendra Anandpara as Mgmt For For For
Managing Director; Approval of
Compensation
Farmer Bros. Co.
Ticker Security ID: Meeting Date Meeting Status
FARM CUSIP 307675108 12/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Merrell Mgmt For For For
1.2 Elect Jeanne Grossman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Fauquier
Bankshares,
Inc.
Ticker Security ID: Meeting Date Meeting Status
FBSS CUSIP 312059108 05/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Randy Ferrell Mgmt For For For
1.2 Elect Brian S. Montgomery Mgmt For For For
1.3 Elect P. Kurtis Rodgers Mgmt For For For
1.4 Elect Sterling Strange III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
FBR Capital
Markets
Corporation
Ticker Security ID: Meeting Date Meeting Status
FBCM CUSIP 30247C301 06/03/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Eric Billings Mgmt For For For
1.2 Elect Richard Hendrix Mgmt For For For
1.3 Elect Thomas Hynes, Jr. Mgmt For For For
1.4 Elect Adam Klein Mgmt For For For
1.5 Elect Richard Kraemer Mgmt For For For
1.6 Elect Ralph Michael, III Mgmt For For For
1.7 Elect Thomas Murphy, Jr. Mgmt For For For
1.8 Elect Arthur Reimers Mgmt For For For
2 Amendment to the 2006 Long-Term Mgmt For Abstain Against
Incentive
Plan
3 Option Exchange Mgmt For Abstain Against
4 Ratification of Auditor Mgmt For For For
FCSTONE GROUP,
INC.
Ticker Security ID: Meeting Date Meeting Status
FCSX CUSIP 31308T100 09/25/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of the Merger Agreement Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
Financial
Institutions,
Inc.
Ticker Security ID: Meeting Date Meeting Status
FISI CUSIP 317585404 05/06/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Samuel Gullo Mgmt For For For
1.2 Elect James Robinson Mgmt For For For
1.3 Elect James Wyckoff Mgmt For For For
2 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
Flexsteel
Industries,
Inc.
Ticker Security ID: Meeting Date Meeting Status
FLXS CUSIP 339382103 12/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Richardson Mgmt For For For
1.2 Elect Patrick Crahan Mgmt For For For
1.3 Elect Robert Deignan Mgmt For For For
1.4 Elect Mary Bottie Mgmt For For For
2 2009 Stock Option Plan Mgmt For Abstain Against
Flow
International
Corporation
Ticker Security ID: Meeting Date Meeting Status
FLOW CUSIP 343468104 09/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Fox Mgmt For For For
2 Elect Lorenzo Lamadrid Mgmt For For For
3 Elect Arlen Prentice Mgmt For For For
4 Increase Authorized Shares Mgmt For For For
5 Amendment to the 2005 Equity Mgmt For For For
Incentive
Plan
6 Ratification of Auditor Mgmt For For For
Forrester
Research,
Inc.
Ticker Security ID: Meeting Date Meeting Status
FORR CUSIP 346563109 05/11/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Henk Broeders Mgmt For For For
1.2 Elect George Hornig Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Forward Air
Corporation
Ticker Security ID: Meeting Date Meeting Status
FWRD CUSIP 349853101 05/11/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Bruce Campbell Mgmt For For For
1.2 Elect C. Robert Campbell Mgmt For For For
1.3 Elect Richard Hanselman Mgmt For For For
1.4 Elect C. John Langley, Jr. Mgmt For For For
1.5 Elect Tracy Leinbach Mgmt For For For
1.6 Elect G. Michael Lynch Mgmt For For For
1.7 Elect Ray Mundy Mgmt For For For
1.8 Elect Gary Paxton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
FreightCar
America,
Inc.
Ticker Security ID: Meeting Date Meeting Status
RAIL CUSIP 357023100 05/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Gehl Mgmt For For For
1.2 Elect Edward Whalen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Frequency
Electronics
Inc.
Ticker Security ID: Meeting Date Meeting Status
FEIM CUSIP 358010106 10/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Joseph Franklin Mgmt For For For
1.2 Elect Martin Bloch Mgmt For For For
1.3 Elect Joel Girsky Mgmt For For For
1.4 Elect E. Donald Shapiro Mgmt For For For
1.5 Elect S. Robert Foley, Jr. Mgmt For For For
1.6 Elect E. Donald Shapiro Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Frozen Food
Express
Industries,
Inc.
Ticker Security ID: Meeting Date Meeting Status
FFEX CUSIP 359360104 05/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Kevin Kilpatrick Mgmt For Withhold Against
1.2 Elect Stoney Stubbs, Jr. Mgmt For Withhold Against
1.3 Elect T. Michael O'Connor Mgmt For Withhold Against
1.4 Elect Jerry Armstrong Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
Fundtech Ltd.
Ticker Security ID: Meeting Date Meeting Status
FNDT CUSIP M47095100 12/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Avraham Fischer Mgmt For For For
1.2 Elect Gideon Argov Mgmt For For For
1.3 Elect Reuven Ben Menachem Mgmt For For For
1.4 Elect Yaffa Krindel Mgmt For For For
1.5 Elect Stanley Stern Mgmt For For For
1.6 Elect Gil Weiser Mgmt For For For
1.7 Elect Peter Radcliffe Mgmt For For For
2 Non-Employee Directors' Cash Mgmt For Abstain Against
Compensation
3 Non-Employee Directors' Equity Mgmt For Abstain Against
Compensation
4 Approval of the Compensation Payable Mgmt For Abstain Against
to the
CEO
5 Approval of Related Party Mgmt For Abstain Against
Transactions
6 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
Fushi
Copperweld,
Inc.
Ticker Security ID: Meeting Date Meeting Status
FSIN CUSIP 36113E107 06/16/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Li Fu Mgmt For For For
1.2 Elect Joseph Longever Mgmt For For For
1.3 Elect Wenbing Christopher Wang Mgmt For For For
1.4 Elect Barry Raeburn Mgmt For For For
1.5 Elect Feng Bai Mgmt For For For
1.6 Elect Jiping Hua Mgmt For For For
1.7 Elect John Francis Perkowski Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2007 Stock Mgmt For Abstain Against
Incentive
Plan
GAMMON GOLD INC.
Ticker Security ID: Meeting Date Meeting Status
GAM CUSIP 36467T106 05/13/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Directors (Slate) Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Amendment to Stock Option Plan Mgmt For For For
Regarding an Increase in Issuable
Shares
4 Amendment to Stock Option Plan Mgmt For For For
Regarding Change of Control
Provisions
5 Deferred Share Unit Plan Mgmt For For For
Geeknet, Inc.
Ticker Security ID: Meeting Date Meeting Status
LNUX CUSIP 36846Q104 05/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Scott Kauffman Mgmt For For For
1.2 Elect Suzanne Present Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Gentiva Health
Services,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GTIV CUSIP 37247A102 05/13/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Forman, Jr. Mgmt For For For
1.2 Elect Victor Ganzi Mgmt For For For
1.3 Elect Philip Lochner, Jr. Mgmt For For For
1.4 Elect Ronald Malone Mgmt For For For
1.5 Elect Stuart Olsten Mgmt For For For
1.6 Elect Sheldon Retchin Mgmt For For For
1.7 Elect Tony Strange Mgmt For For For
1.8 Elect Raymond Troubh Mgmt For For For
1.9 Elect Rodney Windley Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of Performance Criteria in Mgmt For For For
Executive Officers Bonus
Plan
4 Amendment to the Employee Stock Mgmt For For For
Purchase
Plan
GeoResources,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GEOI CUSIP 372476101 06/10/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Frank Lodzinski Mgmt For For For
1.2 Elect Collis Chandler, III Mgmt For For For
1.3 Elect Jay Joliat Mgmt For For For
1.4 Elect Bryant Seamen, III Mgmt For For For
1.5 Elect Michael Vlasic Mgmt For For For
1.6 Elect Nick Voller Mgmt For For For
1.7 Elect Donald Whelley Mgmt For For For
2 Transaction of Other Business Mgmt For Against Against
GeoResources,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GEOI CUSIP 372476101 10/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Frank Lodzinski Mgmt For For For
1.2 Elect Collis Chandler Mgmt For For For
1.3 Elect Jay Joliat Mgmt For For For
1.4 Elect Christopher Hunt Mgmt For For For
1.5 Elect Scott Stevens Mgmt For For For
1.6 Elect Michael Vlasic Mgmt For For For
1.7 Elect Nick Voller Mgmt For For For
2 Transaction of Other Business Mgmt For Against Against
Global Sources
Ltd.
Ticker Security ID: Meeting Date Meeting Status
GSOL CUSIP G39300101 06/23/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Eddie Heng Mgmt For For For
1.2 Elect Sarah Benecke Mgmt For For For
2 Authorization of Board to Set Board Mgmt For For For
Size
3 Ratification of Auditor Mgmt For For For
Globecomm
Systems
Inc.
Ticker Security ID: Meeting Date Meeting Status
GCOM CUSIP 37956X103 11/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Caruso Mgmt For For For
1.2 Elect Keith Hall Mgmt For For For
1.3 Elect David Hershberg Mgmt For For For
1.4 Elect Harry Hutcherson, Jr. Mgmt For For For
1.5 Elect Brian Maloney Mgmt For For For
1.6 Elect Jack Shaw Mgmt For For For
1.7 Elect A. Robert Towbin Mgmt For For For
1.8 Elect C. J. Waylan Mgmt For For For
2 Amendment to the 2006 Stock Mgmt For For For
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
Graham
Corporation
Ticker Security ID: Meeting Date Meeting Status
GHM CUSIP 384556106 07/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Helen Berkeley Mgmt For For For
1.2 Elect Alan Fortier Mgmt For For For
1.3 Elect James Lines Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Greenlight
Capital Re,
Ltd.
Ticker Security ID: Meeting Date Meeting Status
GLRE CUSIP G4095J109 04/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect {Alan Brooks} Mgmt For For For
2 Elect {David Einhorn} Mgmt For For For
3 Elect {Leonard Goldberg} Mgmt For For For
4 Elect {Ian Isaacs} Mgmt For For For
5 Elect {Frank Lackner} Mgmt For For For
6 Elect {Bryan Murphy} Mgmt For For For
7 Elect {Joseph Platt} Mgmt For For For
8 Elect {Alan Brooks} Mgmt For For For
9 Elect {David Einhorn} Mgmt For For For
10 Elect {Leonard Goldberg} Mgmt For For For
11 Elect {Ian Isaacs} Mgmt For For For
12 Elect {Frank Lackner} Mgmt For For For
13 Elect {Bryan Murphy} Mgmt For For For
14 Elect {Joseph Platt} Mgmt For For For
15 Amendment to the 2004 Stock Mgmt For Abstain Against
Incentive
Plan
16 Appointment of Auditor Mgmt For For For
17 Appointment of Auditor Green Light Re Mgmt For For For
Griffin Land &
Nurseries,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GRIF CUSIP 398231100 05/11/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Winston Churchill, Jr. Mgmt For For For
1.2 Elect Edgar Cullman Mgmt For For For
1.3 Elect David Danziger Mgmt For For For
1.4 Elect Frederick Danziger Mgmt For For For
1.5 Elect Thomas Israel Mgmt For For For
1.6 Elect Albert Small, Jr. Mgmt For For For
1.7 Elect David Stein Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Griffon
Corporation
Ticker Security ID: Meeting Date Meeting Status
GFF CUSIP 398433102 02/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Henry Alpert Mgmt For For For
1.2 Elect Blaine Fogg Mgmt For For For
1.3 Elect William Waldorf Mgmt For For For
1.4 Elect Joseph Whalen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Gulf Island
Fabrication,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GIFI CUSIP 402307102 04/22/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Flick Mgmt For For For
1.2 Elect Ken Tamblyn Mgmt For For For
1.3 Elect John Wishart Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Hana
Microelectronics
Ticker Security ID: Meeting Date Meeting Status
HANA CINS Y29974162 04/30/2010 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Minutes Mgmt For For For
2 Report on Results of Operation Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Election of Directors (Slate) Mgmt For For For
6 Directors' Fees Mgmt For Abstain Against
7 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
8 Amendments to Articles Mgmt For For For
9 Transaction of Other Business Mgmt For Against Against
Hanfeng
Evergreen
Inc.
Ticker Security ID: Meeting Date Meeting Status
HF CUSIP 410347108 11/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Directors (Slate) Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
Hardinge Inc.
Ticker Security ID: Meeting Date Meeting Status
HDNG CUSIP 412324303 05/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Mitchell Quain Mgmt For For For
1.2 Elect Kyle Seymour Mgmt For For For
1.3 Elect Richard Simons Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Hawkins, Inc.
Ticker Security ID: Meeting Date Meeting Status
HWKN CUSIP 420261109 08/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John McKeon Mgmt For For For
1.2 Elect John Hawkins Mgmt For For For
1.3 Elect James Faulconbridge Mgmt For For For
1.4 Elect Duane Jergenson Mgmt For For For
1.5 Elect Daryl Skaar Mgmt For For For
1.6 Elect James Thompson Mgmt For For For
1.7 Elect Jeffrey Wright Mgmt For For For
HECKMANN
CORPORATION
Ticker Security ID: Meeting Date Meeting Status
HEK CUSIP 422680108 05/07/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Heckmann Mgmt For For For
1.2 Elect Alfred Osborne, Jr. Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
HEICO Corporation
Ticker Security ID: Meeting Date Meeting Status
HEI CUSIP 422806109 03/29/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Samuel Higginbottom Mgmt For For For
1.2 Elect Mark Hildebrandt Mgmt For For For
1.3 Elect Wolfgang Mayrhuber Mgmt For For For
1.4 Elect Eric Mendelson Mgmt For For For
1.5 Elect Laurans Mendelson Mgmt For For For
1.6 Elect Victor Mendelson Mgmt For For For
1.7 Elect Mitchell Quain Mgmt For For For
1.8 Elect Alan Schriesheim Mgmt For For For
1.9 Elect Frank Schwitter Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Heidrick &
Struggles
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HSII CUSIP 422819102 05/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Beattie Mgmt For For For
2 Elect Antonio Borges Mgmt For For For
3 Elect John Fazio Mgmt For For For
4 Ratification of Auditor Mgmt For For For
Heritage-Crystal
Clean,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HCCI CUSIP 42726M106 05/06/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Donald Brinckman Mgmt For For For
1.2 Elect Charles Schalliol Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Increase of Authorized Common Stock Mgmt For For For
Hi-Tech
Pharmacal Co.,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HITK CUSIP 42840B101 11/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Seltzer Mgmt For For For
1.2 Elect Reuben Seltzer Mgmt For For For
1.3 Elect Martin Goldwyn Mgmt For For For
1.4 Elect Yashar Hirshaut Mgmt For For For
1.5 Elect Jack van Hulst Mgmt For For For
1.6 Elect Anthony Puglisi Mgmt For For For
1.7 Elect Bruce Simpson Mgmt For For For
2 2009 Stock Option Plan Mgmt For Abstain Against
3 Ratification of Auditor Mgmt For For For
Hilltop Holdings
Inc.
Ticker Security ID: Meeting Date Meeting Status
HTH CUSIP 432748101 06/10/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Rhodes Bobbitt Mgmt For For For
1.2 Elect Joris Brinkerhoff Mgmt For For For
1.3 Elect Charles Cummings Mgmt For For For
1.4 Elect Gerald Ford Mgmt For For For
1.5 Elect Jeremy Ford Mgmt For For For
1.6 Elect J. Markham Green Mgmt For For For
1.7 Elect Jess Hay Mgmt For For For
1.8 Elect William Hill, Jr. Mgmt For For For
1.9 Elect W. Robert Nichols III Mgmt For For For
1.10 Elect C. Clifton Robinson Mgmt For For For
1.11 Elect Carl Webb Mgmt For For For
2 Ratification of Auditor Mgmt For For For
HMS Holdings
Corp.
Ticker Security ID: Meeting Date Meeting Status
HMSY CUSIP 40425J101 06/09/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Holster Mgmt For For For
1.2 Elect James Kelly Mgmt For For For
1.3 Elect William Lucia Mgmt For For For
1.4 Elect William Mosakowski Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Hollysys
Automation
Technologies
Ltd.
Ticker Security ID: Meeting Date Meeting Status
HOLI CUSIP G45667105 06/25/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Changli Wang Mgmt For For For
2 Elect Colin Sung Mgmt For For For
3 Elect Jerry Zhang Mgmt For For For
4 Elect Jianyun Chai Mgmt For For For
5 Elect Qingtai Chen Mgmt For For For
6 Ratification of Auditor Mgmt For For For
HopFed Bancorp,
Inc
Ticker Security ID: Meeting Date Meeting Status
HFBC CUSIP 439734104 05/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Steve Hunt Mgmt For For For
1.2 Elect Thomas Miller Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Increase of Authorized Common Stock Mgmt For Against Against
HORSEHEAD
HOLDING
CORP.
Ticker Security ID: Meeting Date Meeting Status
ZINC CUSIP 440694305 05/07/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Hensler Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Houston Wire &
Cable
Company
Ticker Security ID: Meeting Date Meeting Status
HWCC CUSIP 44244K109 05/07/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Campbell Mgmt For For For
1.2 Elect I. Stewart Farwell Mgmt For For For
1.3 Elect Peter Gotsch Mgmt For For For
1.4 Elect Wilson Sexton Mgmt For For For
1.5 Elect Wiiliam Sheffield Mgmt For For For
1.6 Elect Charles Sorrentino Mgmt For For For
1.7 Elect Scott Thompson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Shareholder Rights Plan Mgmt For For For
HQ Sustainable
Maritime
Industries,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HQS CUSIP 40426A208 12/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Norbert Sporns Mgmt For For For
1.2 Elect Lillian Wang Li Mgmt For For For
1.3 Elect Harry Wang Hua Mgmt For For For
1.4 Elect Fred Bild Mgmt For For For
1.5 Elect Daniel Too Mgmt For For For
1.6 Elect Joseph Emas Mgmt For For For
1.7 Elect Andrew Intrater Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Stock Option Plan Mgmt For Abstain Against
Hurco Companies
Inc
Ticker Security ID: Meeting Date Meeting Status
HURC CUSIP 447324104 03/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stephen Cooper Mgmt For For For
1.2 Elect Robert Cruickshank Mgmt For For For
1.3 Elect Michael Doar Mgmt For For For
1.4 Elect Philip James Mgmt For For For
1.5 Elect Gerhard Kohlbacher Mgmt For For For
1.6 Elect Michael Mazza Mgmt For For For
1.7 Elect Richard Niner Mgmt For For For
1.8 Elect Charlie Rentschler Mgmt For For For
1.9 Elect Janaki Sivanesan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
iGATE Corporation
Ticker Security ID: Meeting Date Meeting Status
IGTE CUSIP 45169U105 04/14/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ashok Trivedi Mgmt For For For
1.2 Elect Phaneesh Murthy Mgmt For For For
1.3 Elect Joseph Murin Mgmt For For For
iGATE Corporation
Ticker Security ID: Meeting Date Meeting Status
IGTE CUSIP 45169U105 04/14/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ashok Trivedi Mgmt For For For
1.2 Elect Phaneesh Murthy Mgmt For For For
1.3 Elect Joseph Murin Mgmt For For For
Ikanos
Communications,
Inc.
Ticker Security ID: Meeting Date Meeting Status
IKAN CUSIP 45173E105 06/08/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Danial Faizullabhoy Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Ikanos
Communications,
Inc.
Ticker Security ID: Meeting Date Meeting Status
IKAN CUSIP 45173E105 08/21/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of Merger Agreement Mgmt For For For
2 Increase of Authorized Common Stock Mgmt For For For
3 Amendment to the 2004 Equity Mgmt For For For
Incentive
Plan
4 Right to Adjourn Meeting Mgmt For For For
Imation Corp.
Ticker Security ID: Meeting Date Meeting Status
IMN CUSIP 45245A107 05/05/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Charles Haggerty Mgmt For For For
1.2 Elect Mark Lucas Mgmt For For For
1.3 Elect Glen Taylor Mgmt For For For
1.4 Elect Daryl White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Independence
Holding
Company
Ticker Security ID: Meeting Date Meeting Status
IHC CUSIP 453440307 06/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Larry Graber Mgmt For For For
1.2 Elect Allan Kirkman Mgmt For For For
1.3 Elect John Lahey Mgmt For For For
1.4 Elect Steven Lapin Mgmt For For For
1.5 Elect Edward Netter Mgmt For For For
1.6 Elect James Tatum Mgmt For For For
1.7 Elect Roy Thung Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Inficon Holding
AG
Ticker Security ID: Meeting Date Meeting Status
IFCN CINS H7190K102 05/10/2010 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Ratification of Board Acts Mgmt For Abstain Against
5 Allocation of Profits/Dividends Mgmt For For For
6 Elect Richard Fischer Mgmt For For For
7 Elect Paul Otth Mgmt For For For
8 Elect Thomas Staehelin Mgmt For For For
9 Elect Gustav Wirz Mgmt For For For
10 Elect Beat Siegrist Mgmt For For For
11 Appointment of Auditor Mgmt For For For
Innovative
Solutions and
Support,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ISSC CUSIP 45769N105 04/21/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Rau Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Insituform
Technologies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
INSU CUSIP 457667103 04/21/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect J. Joseph Burgess Mgmt For For For
1.2 Elect Stephen Cortinovis Mgmt For For For
1.3 Elect Stephanie Cuskley Mgmt For For For
1.4 Elect John Dubinsky Mgmt For For For
1.5 Elect Charles Gordon Mgmt For For For
1.6 Elect Juanita Hinshaw Mgmt For For For
1.7 Elect M. Richard Smith Mgmt For For For
1.8 Elect Alfred Woods Mgmt For For For
2 Increase of Authorized Common Stock Mgmt For For For
3 Ratification of Auditor Mgmt For For For
Integral
Systems,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ISYS CUSIP 45810H107 02/17/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Albertine Mgmt For For For
1.2 Elect James Armor, Jr. Mgmt For For For
1.3 Elect Alan Baldwin Mgmt For For For
1.4 Elect Paul Casner, Jr. Mgmt For For For
1.5 Elect William Leimkuhler Mgmt For Withhold Against
1.6 Elect Bruce Lev Mgmt For For For
1.7 Elect R. Doss McComas Mgmt For Withhold Against
1.8 Elect Bonnie Wachtel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Integrated
Electrical
Services,
Inc.
Ticker Security ID: Meeting Date Meeting Status
IESC CUSIP 45811E301 02/02/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Charles Beynon Mgmt For For For
1.2 Elect Michael Caliel Mgmt For For For
1.3 Elect Michael Hall Mgmt For For For
1.4 Elect Joseph Lash Mgmt For For For
1.5 Elect Donald Luke Mgmt For For For
1.6 Elect John Welsh, III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Interface, Inc.
Ticker Security ID: Meeting Date Meeting Status
IFSIA CUSIP 458665106 05/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Dianne Dillon-Ridgley Mgmt For For For
1.2 Elect June Henton Mgmt For For For
1.3 Elect Christopher Kennedy Mgmt For For For
1.4 Elect K. David Kohler Mgmt For For For
1.5 Elect Thomas Oliver Mgmt For For For
2 Amendment to the Omnibus Stock Mgmt For Abstain Against
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
International
Assets Holding
Corporation
Ticker Security ID: Meeting Date Meeting Status
IAAC CUSIP 459028106 03/03/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Diego Veitia Mgmt For For For
1.2 Elect Sean O'Connor Mgmt For For For
1.3 Elect Paul Anderson Mgmt For For For
1.4 Elect Daryl Henze Mgmt For For For
2 Ratification of Auditor Mgmt For For For
International
Assets Holding
Corporation
Ticker Security ID: Meeting Date Meeting Status
IAAC CUSIP 459028106 09/25/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of the Merger Agreement Mgmt For For For
2 Increase of Authorized Common Stock Mgmt For For For
3 Adoption of Classified Board Mgmt For For For
4 Elimination of Requirement of Mgmt For For For
Shareholder Approval to Change or
Replace the Chairman of the
Board
5 Right to Adjourn Meeting Mgmt For For For
Internet Capital
Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ICGE CUSIP 46059C205 06/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Thomas Decker Mgmt For For For
1.2 Elect Thomas Gerrity Mgmt For For For
1.3 Elect Peter Miller Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2005 Omnibus Equity Mgmt For Abstain Against
Compensation
Plan
4 Transaction of Other Business Mgmt For Against Against
ION GEOPHYSICAL
CORPORATION
Ticker Security ID: Meeting Date Meeting Status
IO CUSIP 462044108 05/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Franklin Myers Mgmt For For For
1.2 Elect Bruce Appelbaum Mgmt For For For
1.3 Elect S. James Nelson, Jr. Mgmt For For For
2 Amendment to the 2004 Long-Term Mgmt For Abstain Against
Incentive
Plan
3 Employee Stock Purchase Plan Mgmt For Abstain Against
4 Ratification of Auditor Mgmt For For For
iPass, Inc.
Ticker Security ID: Meeting Date Meeting Status
IPAS CUSIP 46261V108 06/08/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Gary A. Griffiths Mgmt For For For
1.2 Elect Evan L. Kaplan Mgmt For For For
1.3 Elect Samuel L. Schwerin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Reverse Stock Split Mgmt For For For
iPass, Inc.
Ticker Security ID: Meeting Date Meeting Status
IPAS CUSIP 46261V108 08/18/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Amendment to the Equity Incentive Mgmt For For For
Plans
2 Reverse Stock Split Mgmt For For For
Jinpan
International
Limited
Ticker Security ID: Meeting Date Meeting Status
JST CUSIP G5138L100 09/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Li Zhiyuan Mgmt For For For
1.2 Elect Ling Xiangsheng Mgmt For For For
1.3 Elect Stephan Clark Mgmt For For For
1.4 Elect Donald Burris Mgmt For For For
1.5 Elect Li-Wen Zhang Mgmt For For For
1.6 Elect Cai Xu Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Jobstreet Corp.
Berhad
Ticker Security ID: Meeting Date Meeting Status
JOBS CINS Y44474107 06/09/2010 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Directors' Fees Mgmt For For For
4 Elect LIN See Yan Mgmt For For For
5 Elect Ali bin Abdul Kadir Mgmt For For For
6 Elect Suresh A/L Thirugnanam Mgmt For For For
7 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
8 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
9 Authority to Repurchase Shares Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Meeting Note N/A N/A N/A N/A
JZ Capital
Partners
Limited
Ticker Security ID: Meeting Date Meeting Status
JZCP CINS G5216J134 07/16/2009 Voted
Meeting Type Country of Trade
Annual Guernsey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Auditor's Fees Mgmt For For For
4 Authority to Repurchase Shares Mgmt For For For
JZ Capital
Partners
Ltd.
Ticker Security ID: Meeting Date Meeting Status
JZCP CINS G5216J134 06/21/2010 Voted
Meeting Type Country of Trade
Annual Guernsey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Auditor's Fees Mgmt For For For
4 Elect David Allison Mgmt For For For
5 Elect James Jordan Mgmt For For For
6 Elect David Macfarlane Mgmt For For For
7 Related Party Transaction Mgmt For For For
8 Amendments to Corporate Objective Mgmt For For For
9 Authority to Repurchase Shares Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
K-Swiss Inc.
Ticker Security ID: Meeting Date Meeting Status
KSWS CUSIP 482686102 05/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stephen Fine Mgmt For For For
1.2 Elect Mark Louie Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
K-Tron
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
KTII CUSIP 482730108 04/01/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of the Merger Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
Kensey Nash
Corporation
Ticker Security ID: Meeting Date Meeting Status
KNSY CUSIP 490057106 12/09/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Joseph Kaufmann Mgmt For For For
1.2 Elect Walter Maupay, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Kforce Inc.
Ticker Security ID: Meeting Date Meeting Status
KFRC CUSIP 493732101 06/25/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Elaine Rosen Mgmt For For For
1.2 Elect Ralph Struzziero Mgmt For For For
1.3 Elect Howard Sutter Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2006 Stock Mgmt For Abstain Against
Incentive
Plan
4 2009 Employee Stock Purchase Plan Mgmt For Abstain Against
Koss Corporation
Ticker Security ID: Meeting Date Meeting Status
KOSS CUSIP 500692108 10/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Koss Mgmt For For For
1.2 Elect Thomas Doerr Mgmt For For For
1.3 Elect Michael Koss Mgmt For For For
1.4 Elect Lawrence Mattson Mgmt For For For
1.5 Elect Theodore Nixon Mgmt For For For
1.6 Elect John Stollenwerk Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Koss Corporation
Ticker Security ID: Meeting Date Meeting Status
KOSS CUSIP 500692108 11/19/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Increase of Authorized Common Stock Mgmt For For For
L.B. Foster
Company
Ticker Security ID: Meeting Date Meeting Status
FSTR CUSIP 350060109 05/21/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Lee Foster II Mgmt For For For
1.2 Elect Stan Hasselbusch Mgmt For For For
1.3 Elect Peter McIlroy II Mgmt For For For
1.4 Elect G. Thomas McKane Mgmt For For For
1.5 Elect Diane Owen Mgmt For For For
1.6 Elect William Rackoff Mgmt For For For
1.7 Elect Suzanne Rowland Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Ladish Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
LDSH CUSIP 505754200 05/05/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Lawrence Bianchi Mgmt For For For
1.2 Elect James Hill Mgmt For For For
1.3 Elect Leon Kranz Mgmt For For For
1.4 Elect Wayne Larsen Mgmt For For For
1.5 Elect J. Robert Peart Mgmt For For For
1.6 Elect John Splude Mgmt For For For
1.7 Elect Gary Vroman Mgmt For For For
2 2010 Restricted Stock Unit Plan Mgmt For Abstain Against
3 Ratification of Auditor Mgmt For For For
Lamprell plc
Ticker Security ID: Meeting Date Meeting Status
LAM CINS G5363H105 06/07/2010 Voted
Meeting Type Country of Trade
Annual ISLE OF MAN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Richard Raynaut Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Authority to Set Auditor's Fees Mgmt For For For
7 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
8 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Authority to Repurchase Shares Mgmt For For For
11 Adoption of New Articles Mgmt For For For
Lawson Products,
Inc.
Ticker Security ID: Meeting Date Meeting Status
LAWS CUSIP 520776105 05/11/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Errant Mgmt For For For
1.2 Elect Lee Hillman Mgmt For For For
1.3 Elect Thomas Neri Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Lawson Products,
Inc.
Ticker Security ID: Meeting Date Meeting Status
LAWS CUSIP 520776105 12/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Thomas Postek Mgmt For For For
1.2 Elect Andrew Albert Mgmt For For For
1.3 Elect I. Stevens Edelson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Equity Compensation Plan Mgmt For For For
Layne
Christensen
Company
Ticker Security ID: Meeting Date Meeting Status
LAYN CUSIP 521050104 06/03/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David A.B. Brown Mgmt For For For
1.2 Elect J. Samuel Butler Mgmt For For For
1.3 Elect Robert R. Gilmore Mgmt For For For
1.4 Elect Anthony B. Helfet Mgmt For For For
1.5 Elect Nelson Obus Mgmt For For For
1.6 Elect Jeffrey J. Reynolds Mgmt For For For
1.7 Elect Rene J. Robichaud Mgmt For For For
1.8 Elect Andrew B. Schmitt Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against For Against
Sustainability
Report
Lcnb Corp.
Ticker Security ID: Meeting Date Meeting Status
LCNB CUSIP 50181P100 04/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Steve Foster Mgmt For For For
1.2 Elect Kathleen Stolle Mgmt For For For
1.3 Elect Anne Krehbiel Mgmt For For For
2 Increase of Authorized Common Stock Mgmt For For For
3 Ratification of Auditor Mgmt For For For
Le Chateau Inc.
Ticker Security ID: Meeting Date Meeting Status
CTU CUSIP 521129106 06/16/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Herschel Segal Mgmt For For For
1.2 Elect Jane Silverstone Segal Mgmt For Withhold Against
1.3 Elect Herbert Siblin Mgmt For For For
1.4 Elect Emilia Di Raddo Mgmt For For For
1.5 Elect David Martz Mgmt For For For
1.6 Elect Max Mendelsohn Mgmt For For For
1.7 Elect Richard Cherney Mgmt For Withhold Against
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Amendments to By-laws Regarding Mgmt For Against Against
Quorum
Requirements
Lewis Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
LEW CINS S460FN109 08/14/2009 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Fatima Abrahams Mgmt For For For
3 Elect David Nurek Mgmt For For For
4 Directors' Fees (2009) Mgmt For Abstain Against
5 Directors' Fees (2010) Mgmt For Abstain Against
6 Appointment of Auditor Mgmt For For For
7 Authorisation of Legal Formalities Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
LSI Industries
Inc.
Ticker Security ID: Meeting Date Meeting Status
LYTS CUSIP 50216C108 11/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Gary Kreider Mgmt For For For
1.2 Elect Dennis Meyer Mgmt For For For
1.3 Elect Wilfred O'Gara Mgmt For For For
1.4 Elect Robert Ready Mgmt For For For
1.5 Elect Mark Serrianne Mgmt For For For
1.6 Elect James Sferra Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Increase of Authorized Common Stock Mgmt For For For
4 Amendment to the 2003 Equity Mgmt For For For
Compensation
Plan
Lufkin
Industries,
Inc.
Ticker Security ID: Meeting Date Meeting Status
LUFK CUSIP 549764108 05/05/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Stewart Mgmt For For For
1.2 Elect John Glick Mgmt For For For
1.3 Elect John Hofmeister Mgmt For For For
1.4 Elect John Lollar Mgmt For For For
1.5 Elect Thomas Wiener Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Luk Fook
Holdings
(International)
Limited
Ticker Security ID: Meeting Date Meeting Status
0590 CINS G5695X109 08/31/2009 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Elect LAU Kwok Sum Mgmt For For For
6 Elect WONG Koon Cheung Mgmt For For For
7 Elect CHAN Wai Mgmt For For For
8 Elect LEE Shu Kuan Mgmt For For For
9 Elect Danny WONG Ho Lung Mgmt For For For
10 Elect Nancy WONG Lan Sze Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Authority to Appoint Additional Mgmt For For For
Directors
13 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
14 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
15 Authority to Repurchase Shares Mgmt For For For
16 Authority to Issue Repurchased Shares Mgmt For For For
17 Amendments to Bye-laws Mgmt For For For
18 Non-Voting Agenda Item N/A N/A N/A N/A
Lumber
Liquidators
Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
LL CUSIP 55003T107 05/07/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Macon Brock, Jr. Mgmt For For For
1.2 Elect John Presley Mgmt For For For
1.3 Elect Thomas Sullivan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Marchex, Inc.
Ticker Security ID: Meeting Date Meeting Status
MCHX CUSIP 56624R108 05/07/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Russell Horowitz Mgmt For For For
1.2 Elect Dennis Cline Mgmt For For For
1.3 Elect Anne Devereux Mgmt For Withhold Against
1.4 Elect Nicolas Hanauer Mgmt For For For
1.5 Elect John Keister Mgmt For For For
1.6 Elect M. Wayne Wisehart Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Medical Action
Industries
Inc.
Ticker Security ID: Meeting Date Meeting Status
MDCI CUSIP 58449L100 08/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Henry Berling Mgmt For For For
1.2 Elect Richard Satin Mgmt For For For
2 Amendment to the 1996 Non-Employee Mgmt For Abstain Against
Directors Stock Option
Plan
3 Ratification of Auditor Mgmt For For For
Mentor Graphics
Corporation
Ticker Security ID: Meeting Date Meeting Status
MENT CUSIP 587200106 12/14/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 One-Time Option Exchange Program Mgmt For Abstain Against
Mesa
Laboratories,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MLAB CUSIP 59064R109 09/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Luke Schmieder Mgmt For For For
1.2 Elect Paul Duke Mgmt For For For
1.3 Elect H. Stuart Campbell Mgmt For For For
1.4 Elect Michael Brooks Mgmt For For For
1.5 Elect Robert Dwyer Mgmt For For For
1.6 Elect Evan Guillemin Mgmt For For For
1.7 Elect John Sullivan Mgmt For For For
Methode
Electronics,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MEI CUSIP 591520200 09/17/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Walter Aspatore Mgmt For For For
1.2 Elect Warren Batts Mgmt For For For
1.3 Elect J. Edward Colgate Mgmt For For For
1.4 Elect Darren Dawson Mgmt For For For
1.5 Elect Donald Duda Mgmt For For For
1.6 Elect Isabelle Goossen Mgmt For For For
1.7 Elect Christopher Hornung Mgmt For For For
1.8 Elect Paul Shelton Mgmt For For For
1.9 Elect Lawrence Skatoff Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Michael Baker
Corporation
Ticker Security ID: Meeting Date Meeting Status
BKR CUSIP 057149106 05/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Bontempo Mgmt For Withhold Against
1.2 Elect Nicholas Constantakis Mgmt For Withhold Against
1.3 Elect Mark Kaplan Mgmt For Withhold Against
1.4 Elect Robert Foglesong Mgmt For Withhold Against
1.5 Elect Bradley Mallory Mgmt For Withhold Against
1.6 Elect John Murray, Jr. Mgmt For Withhold Against
1.7 Elect Pamela Pierce Mgmt For Withhold Against
1.8 Elect Richard Shaw Mgmt For Withhold Against
1.9 Elect David Wormley Mgmt For Withhold Against
2 Employee Stock Purchase Plan Mgmt For For For
3 Long-Term Incentive Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
Micrel,
Incorporated
Ticker Security ID: Meeting Date Meeting Status
MCRL CUSIP 594793101 05/25/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Raymond Zinn Mgmt For For For
1.2 Elect Michael Callahan Mgmt For For For
1.3 Elect Daniel Heneghan Mgmt For For For
1.4 Elect Neil Miotto Mgmt For For For
1.5 Elect Frank Schneider Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Rights Agreement Mgmt For Against Against
Microtune, Inc.
Ticker Security ID: Meeting Date Meeting Status
TUNE CUSIP 59514P109 05/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Clardy Mgmt For For For
1.2 Elect Steven Craddock Mgmt For For For
1.3 Elect James Fontaine Mgmt For For For
1.4 Elect Anthony LeVecchio Mgmt For For For
1.5 Elect Bernard Marren Mgmt For For For
1.6 Elect A. Travis White Mgmt For For For
1.7 Elect Robert Rast Mgmt For For For
1.8 Elect Raghavendra Rau Mgmt For For For
1.9 Elect Drew Peck Mgmt For For For
2 2010 Stock Plan Mgmt For Abstain Against
3 2010 Director Stock Plan Mgmt For Abstain Against
4 2010 Employee Stock Purchase plan Mgmt For Abstain Against
5 Ratification of Auditor Mgmt For For For
Midway Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
MDW CUSIP 598153104 05/04/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Set the Number of Directors at Five Mgmt For For For
2.1 Elect Alan Branham Mgmt For For For
2.2 Elect George Hawes Mgmt For For For
2.3 Elect Daniel Wolfus Mgmt For Withhold Against
2.4 Elect Frank Yu Mgmt For For For
2.5 Elect Roger Newell Mgmt For For For
3 Ratification of Auditor and Mgmt For For For
Authority to Set
Fees
4 Renewal of the Stock Option Plan Mgmt For Against Against
Minefinders
Corporation
Ltd.
Ticker Security ID: Meeting Date Meeting Status
MFL CUSIP 602900102 05/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Mark Bailey Mgmt For For For
1.2 Elect James Dawson Mgmt For For For
1.3 Elect H. Leo King Mgmt For For For
1.4 Elect Robert Leclerc Mgmt For For For
1.5 Elect Anthonie Luteijn Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
Movado Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MOV CUSIP 624580106 06/17/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Margaret Hayes Adame Mgmt For For For
1.2 Elect Richard Cote Mgmt For For For
1.3 Elect Efraim Grinberg Mgmt For For For
1.4 Elect Alan H. Howard Mgmt For For For
1.5 Elect Richard Isserman Mgmt For For For
1.6 Elect Nathan Leventhal Mgmt For For For
1.7 Elect Donald Oresman Mgmt For For For
1.8 Elect Leonard L. Silverstein Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Multi-Color
Corporation
Ticker Security ID: Meeting Date Meeting Status
LABL CUSIP 625383104 08/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Buck Mgmt For For For
1.2 Elect Charles Connolly Mgmt For For For
1.3 Elect Francis Gerace Mgmt For For For
1.4 Elect Lorrence Kellar Mgmt For For For
1.5 Elect Roger Keller Mgmt For For For
1.6 Elect Thomas Mohr Mgmt For For For
1.7 Elect Nigel Vinecombe Mgmt For For For
2 Ratification of Auditor Mgmt For For For
MVC Capital, Inc.
Ticker Security ID: Meeting Date Meeting Status
MVC CUSIP 553829102 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Emilio Dominianni Mgmt For For For
1.2 Elect Gerald Hellerman Mgmt For For For
1.3 Elect Warren Holtsberg Mgmt For For For
1.4 Elect Robert Knapp Mgmt For For For
1.5 Elect William Taylor Mgmt For For For
1.6 Elect Michael Tokarz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
MYR GROUP INC.
Ticker Security ID: Meeting Date Meeting Status
MYRG CUSIP 55405W104 05/21/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Larry Altenbaumer Mgmt For For For
1.2 Elect William Koertner Mgmt For For For
1.3 Elect William Patterson Mgmt For For For
2 Senior Management Incentive Plan Mgmt For Abstain Against
3 Amendment to the 2007 Long-Term Mgmt For Abstain Against
Incentive
Plan
4 Ratification of Auditor Mgmt For For For
Natuzzi S.p.A.
Ticker Security ID: Meeting Date Meeting Status
NTZ CUSIP 63905A101 04/30/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Election of Board of Statutory Mgmt For For For
Auditors and Determination of their
Compensation
4 Appointment of External Auditor Mgmt For For For
NCI Building
Systems,
Inc
Ticker Security ID: Meeting Date Meeting Status
NCS CUSIP 628852105 02/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Gary Forbes Mgmt For For For
1.2 Elect George Martinez Mgmt For For For
1.3 Elect Jonathan Zrebiec Mgmt For For For
2 Amendment to the 2003 Long-Term Mgmt For For For
Stock Incentive
Plan
3 Reverse Stock Split Mgmt For For For
4 Majority Voting to Approve Increase Mgmt For For For
or Decrease in Number of Authorized
Shares
5 Removal of Directors By 80% of Mgmt For For For
Outstanding Voting
Power
6 Calling of Special Meeting by 25% of Mgmt For For For
Outstanding Voting
Power
7 Stockholder Action by Written Consent Mgmt For For For
8 Eliminate Board Discretion to Grant Mgmt For For For
Preemptive or Preferential
Rights
9 Remove Special Approval Rights Over Mgmt For For For
Certain Business
Combinations
10 Proportional Voting of Directors Mgmt For For For
11 Ratification of Auditor Mgmt For For For
NEW GOLD INC.
Ticker Security ID: Meeting Date Meeting Status
NGD CUSIP 644535106 05/06/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Board Size Mgmt For For For
2.1 Elect James Estey Mgmt For For For
2.2 Elect Robert Gallagher Mgmt For For For
2.3 Elect Vahan Kololian Mgmt For For For
2.4 Elect Martyn Konig Mgmt For For For
2.5 Elect Pierre Lassonde Mgmt For For For
2.6 Elect Craig Nelsen Mgmt For For For
2.7 Elect Randall Oliphant Mgmt For For For
2.8 Elect Ian Telfer Mgmt For For For
2.9 Elect Raymond Threlkeld Mgmt For For For
3 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
Newport
Corporation
Ticker Security ID: Meeting Date Meeting Status
NEWP CUSIP 651824104 05/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect C. Kumar Patel Mgmt For For For
1.2 Elect Kenneth Potashner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Board Mgmt Against For Against
NGP Capital
Resources
Company
Ticker Security ID: Meeting Date Meeting Status
NGPC CUSIP 62912R107 05/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Kenneth Hersh Mgmt For Withhold Against
1.2 Elect James Latimer, III Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Right to Adjourn Meeting Mgmt For Against Against
NN, Inc.
Ticker Security ID: Meeting Date Meeting Status
NNBR CUSIP 629337106 05/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Fanelli Mgmt For For For
1.2 Elect Michael Werner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
North American
Energy
Partners,
Inc.
Ticker Security ID: Meeting Date Meeting Status
NOA CUSIP 656844107 09/24/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Directors (Slate) Mgmt For Withhold Against
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Renewal of the Stock Option Plan Mgmt For For For
Northgate
Minerals
Corporation
Ticker Security ID: Meeting Date Meeting Status
NGX CUSIP 666416102 05/11/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Mark Daniel Mgmt For For For
1.2 Elect Paul Dowd Mgmt For Withhold Against
1.3 Elect Patrick Downey Mgmt For For For
1.4 Elect Richard Hall Mgmt For For For
1.5 Elect Douglas Hayhurst Mgmt For For For
1.6 Elect Terrence Lyons Mgmt For Withhold Against
1.7 Elect Conrad Pinette Mgmt For For For
1.8 Elect Kenneth Stowe Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Auditor's Fees Mgmt For For For
4 Shareholder Rights Plan Mgmt For Against Against
NutriSystem, Inc.
Ticker Security ID: Meeting Date Meeting Status
NTRI CUSIP 67069D108 05/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Bernstock Mgmt For For For
1.2 Elect Michael Devine, III Mgmt For For For
1.3 Elect Laura Lang Mgmt For For For
1.4 Elect Theodore Leonisis Mgmt For For For
1.5 Elect Warren Musser Mgmt For For For
1.6 Elect Joseph Redling Mgmt For For For
1.7 Elect Brian Tierney Mgmt For For For
1.8 Elect Stephen Zarrilli Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Obagi Medical
Products,
Inc.
Ticker Security ID: Meeting Date Meeting Status
OMPI CUSIP 67423R108 06/08/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Steven Carlson Mgmt For For For
1.2 Elect Albert Fitzgibbons III Mgmt For For For
1.3 Elect Ronald Badie Mgmt For For For
1.4 Elect John Bartholdson Mgmt For For For
1.5 Elect John Duerden Mgmt For For For
1.6 Elect Edward Grant Mgmt For For For
1.7 Elect Albert Hummel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2005 Stock Mgmt For For For
Incentive
Plan
Olympic Steel,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ZEUS CUSIP 68162K106 04/29/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Wolfort Mgmt For For For
1.2 Elect Ralph Della Ratta Mgmt For For For
1.3 Elect Martin Elrad Mgmt For For For
1.4 Elect Howard Goldstein Mgmt For For For
2 Ratification of Auditor Mgmt For For For
On Assignment,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ASGN CUSIP 682159108 06/03/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Brock Mgmt For For For
2 2010 Incentive Award Plan Mgmt For Abstain Against
3 2010 Employee Stock Purchase Plan Mgmt For Abstain Against
4 Ratification of Auditor Mgmt For For For
Optex Company
Limited
Ticker Security ID: Meeting Date Meeting Status
6914 CINS J61654109 03/27/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Elect Tohru Kobayashi Mgmt For For For
3 Elect Namizoh Sugimura Mgmt For For For
4 Elect Kiyotaka Kanzaki Mgmt For For For
5 Elect Yukinori Kuwano Mgmt For For For
OYO Geospace
Corporation
Ticker Security ID: Meeting Date Meeting Status
OYOG CUSIP 671074102 02/25/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Moody Mgmt For For For
1.2 Elect Gary Owens Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Pacer
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PACR CUSIP 69373H106 05/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Daniel Avramovich Mgmt For For For
1.2 Elect Dennis Chantland Mgmt For For For
1.3 Elect J. Douglass Coates Mgmt For For For
1.4 Elect P. Michael Giftos Mgmt For For For
2 Ratification of Auditor Mgmt For For For
PAREXEL
International
Corporation
Ticker Security ID: Meeting Date Meeting Status
PRXL CUSIP 699462107 12/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Eduard Holdener Mgmt For For For
1.2 Elect Richard Love Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Park
Electrochemical
Corp.
Ticker Security ID: Meeting Date Meeting Status
PKE CUSIP 700416209 07/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Dale Blanchfield Mgmt For For For
1.2 Elect Lloyd Frank Mgmt For For For
1.3 Elect Brian Shore Mgmt For For For
1.4 Elect Steven Warshaw Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Pason Systems
Inc.
Ticker Security ID: Meeting Date Meeting Status
PSI CUSIP 702925108 05/10/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Board Size Mgmt For For For
2.1 Elect James Hill Mgmt For For For
2.2 Elect James Howe Mgmt For For For
2.3 Elect Murray Cobbe Mgmt For For For
2.4 Elect Harold Allsopp Mgmt For For For
2.5 Elect G. Allen Brooks Mgmt For For For
2.6 Elect Peter Mackechnie Mgmt For For For
3 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
Patriot
Transportation
Holding,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PATR CUSIP 70337B102 02/03/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Thompson Baker II Mgmt For For For
1.2 Elect Martin Stein, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
PCTEL, Inc.
Ticker Security ID: Meeting Date Meeting Status
PCTI CUSIP 69325Q105 06/15/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Alberding Mgmt For For For
1.2 Elect Carl Thomsen Mgmt For Withhold Against
2 Amendment to the 1997 Stock Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
PDI, Inc.
Ticker Security ID: Meeting Date Meeting Status
PDII CUSIP 69329V100 06/03/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Gerald Belle Mgmt For For For
1.2 Elect Stephen Sullivan Mgmt For For For
1.3 Elect John Federspiel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Pegasystems Inc.
Ticker Security ID: Meeting Date Meeting Status
PEGA CUSIP 705573103 06/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Craig Conway Mgmt For For For
2 Elect Peter Gyenes Mgmt For For For
3 Elect Richard Jones Mgmt For For For
4 Elect Steven Kaplan Mgmt For For For
5 Elect James O'Halloran Mgmt For For For
6 Elect Alan Trefler Mgmt For For For
7 Elect William Wyman Mgmt For For For
8 Ratification of Auditor Mgmt For For For
Pennymac
Mortgage
Investment
Trust
Ticker Security ID: Meeting Date Meeting Status
PMT CUSIP 70931T103 06/16/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Matthew Botein Mgmt For For For
1.2 Elect Scott W. Carnahan Mgmt For For For
1.3 Elect Frank P. Willey Mgmt For For For
2 Ratification of Auditor Mgmt For For For
PHARMERICA
CORPORATION
Ticker Security ID: Meeting Date Meeting Status
PMC CUSIP 71714F104 05/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Gregory S. Weishar Mgmt For For For
1.2 Elect W. Robert Dahl, Jr. Mgmt For For For
1.3 Elect Frank E. Collins Mgmt For For For
1.4 Elect Daniel N. Mendelson Mgmt For For For
1.5 Elect Thomas P. Mac Mahon Mgmt For For For
1.6 Elect Marjorie W. Dorr Mgmt For For For
1.7 Elect Thomas P. Gerrity Mgmt For For For
1.8 Elect Robert A. Oakley Mgmt For For For
1.9 Elect Geoffrey G. Meyers Mgmt For For For
2 Amendment to the 2007 Omnibus Mgmt For Abstain Against
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
PICO Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PICO CUSIP 693366205 05/14/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Carlos Campbell Mgmt For For For
2 Elect Kristina Leslie Mgmt For For For
3 Elect Kenneth Slepicka Mgmt For For For
4 Ratification of Auditor Mgmt For For For
Pioneer Drilling
Company
Ticker Security ID: Meeting Date Meeting Status
PDC CUSIP 723655106 05/14/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Rauh Mgmt For For For
2 Ratification of Auditor Mgmt For For For
PLATO Learning,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TUTR CUSIP 72764Y100 04/23/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Matthew Drapkin Mgmt For For For
1.2 Elect Susan Knight Mgmt For For For
1.3 Elect David Smith Mgmt For For For
2 Employee Stock Purchase Plan Mgmt For Abstain Against
3 Amendment to the 2006 Stock Mgmt For Abstain Against
Incentive
Plan
4 Ratification of Auditor Mgmt For For For
PLATO Learning,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TUTR CUSIP 72764Y100 05/25/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of the Merger Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
PLX Technology,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PLXT CUSIP 693417107 05/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Salameh Mgmt For For For
1.2 Elect D. James Guzy Mgmt For For For
1.3 Elect John Hart Mgmt For For For
1.4 Elect Robert Smith Mgmt For For For
1.5 Elect Thomas Riordan Mgmt For For For
1.6 Elect Patrick Verderico Mgmt For For For
1.7 Elect Ralph Schmitt Mgmt For For For
2 Amendment to the 2008 Equity Mgmt For For For
Compensation
Plan
3 Ratification of Auditor Mgmt For For For
PMFG, INC.
Ticker Security ID: Meeting Date Meeting Status
PMFG CUSIP 69345P103 11/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Sherrill Stone Mgmt For For For
1.2 Elect Peter Burlage Mgmt For For For
2 Increase of Authorized Common Stock Mgmt For For For
3 Issuance of Common Stock Mgmt For For For
Powell
Industries,
Inc.
Ticker Security ID: Meeting Date Meeting Status
POWL CUSIP 739128106 02/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Joseph Becherer Mgmt For For For
1.2 Elect Patrick McDonald Mgmt For For For
1.3 Elect Thomas Powell Mgmt For For For
Preformed Line
Products
Company
Ticker Security ID: Meeting Date Meeting Status
PLPC CUSIP 740444104 04/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Glenn Corlett Mgmt For For For
1.2 Elect Michael Gibbons Mgmt For For For
1.3 Elect R. Steven Kestner Mgmt For For For
1.4 Elect Randall Ruhlman Mgmt For For For
Presidential
Life
Corporation
Ticker Security ID: Meeting Date Meeting Status
PLFE CUSIP 740884101 02/08/2010 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Removal of Donald Barnes ShrHldr N/A TNA N/A
1.2 Removal of W. Thomas Knight ShrHldr N/A TNA N/A
1.3 Removal of Stanley Rubin ShrHldr N/A TNA N/A
1.4 Removal of William Trust, Jr. ShrHldr N/A TNA N/A
1.5 Removal of Lawrence Read ShrHldr N/A TNA N/A
1.6 Removal of Lawrence Rivkin ShrHldr N/A TNA N/A
1.7 Removal of William DeMilt ShrHldr N/A TNA N/A
1.8 Removal of John McMahon ShrHldr N/A TNA N/A
2 Authorization to Set Board Size ShrHldr N/A TNA N/A
3 Elect Donna Brazile ShrHldr N/A TNA N/A
4 Elect William Flynn ShrHldr N/A TNA N/A
5 Elect John Mannion ShrHldr N/A TNA N/A
6 Elect Donald Shaffer ShrHldr N/A TNA N/A
7 Elect Douglas Sosnik ShrHldr N/A TNA N/A
8 Elect Daniel Theriault ShrHldr N/A TNA N/A
9 Elect Jerry Warshaw ShrHldr N/A TNA N/A
10 Elect Cliff Wood ShrHldr N/A TNA N/A
11 Repeal of Additional Bylaws or Bylaw ShrHldr N/A TNA N/A
Amendments
Presidential
Life
Corporation
Ticker Security ID: Meeting Date Meeting Status
PLFE CUSIP 740884101 02/08/2010 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Revoke Consent to Removal of Donald Mgmt For For For
Barnes
1.2 Revoke Consent to Removal of W. Mgmt For For For
Thomas
Knight
1.3 Revoke Consent to Removal of Stanley Mgmt For For For
Rubin
1.4 Revoke Consent to Removal of William Mgmt For For For
Trust,
Jr.
1.5 Revoke Consent to Removal of Mgmt For For For
Lawrence
Read
1.6 Revoke Consent to Removal of Mgmt For For For
Lawrence
Rivkin
1.7 Revoke Consent to Removal of William Mgmt For For For
DeMilt
1.8 Revoke Consent to Removal of John Mgmt For For For
McMahon
2 Revoke Consent to Authorization of Mgmt For For For
Board to Set Board
Size
3 Revoke Consent to Elect Donna Brazile Mgmt For For For
4 Revoke Consent to Elect William Flynn Mgmt For For For
5 Revoke Consent to Elect John Mannion Mgmt For For For
6 Revoke Consent to Elect Donald Mgmt For For For
Shaffer
7 Revoke Consent to Elect Douglas Mgmt For For For
Sosnik
8 Revoke Consent to Elect Daniel Mgmt For For For
Theriault
9 Revoke Consent to Elect Jerry Warshaw Mgmt For For For
10 Revoke Consent to Elect Cliff Wood Mgmt For For For
11 Revoke Consent to Repeal of Mgmt For For For
Additional Bylaws or Bylaw
Amendments
Prospect
Acquisition
Corp.
Ticker Security ID: Meeting Date Meeting Status
PAX CUSIP 74347T202 08/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Castine Mgmt For For For
1.2 Elect William Landman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Prospect
Acquisition
Corp.
Ticker Security ID: Meeting Date Meeting Status
PAX CUSIP 74347T103 11/13/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Exercise Conversion Rights Mgmt N/A For N/A
3 Company Name Change Mgmt For For For
4 Increase of Authorized Common Stock Mgmt For For For
5 Amendment to Provide for Perpetual Mgmt For For For
Existence
6 Technical Amendments Mgmt For For For
7 2009 Equity Incentive Plan Mgmt For For For
8.1 Elect Cathy Hendrickson Mgmt For For For
8.2 Elect Thomas Sorell Mgmt For For For
8.3 Elect David Minella Mgmt For For For
8.4 Elect Jerry Solomon Mgmt For For For
8.5 Elect Norm Creighton Mgmt For For For
8.6 Elect William McMorrow Mgmt For For For
8.7 Elect Kent Mouton Mgmt For For For
Prospect
Acquisition
Corp.
Ticker Security ID: Meeting Date Meeting Status
PAX CUSIP 74347T103 11/13/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 AMENDMENT TO THE WARRANT AGREEMENT ( Mgmt For For For
WARRANT AMENDMENT ) THAT GOVERNS A)
THE WARRANTS ISSUED IN THE INITIAL
PUBLIC OFFERING ( PUBLIC WARRANTS )
AND B) THE WARRANTS PURCHASED BY
EACH OF THE SPONSORS IN CONNECTION
WITH INITIAL PUBLIC OFFERING (
SPONSOR WARRANTS ), IN CONNECTION
WITH THE CONSUMMATION OF THE
TRANSACTIONS CONTEMPLATED BY THE
AGREEMENT AND PLAN OF
MERGER.
2 ONLY IF YOU VOTED FOR PROPOSAL NO. Mgmt N/A Abstain N/A
1 MAY YOU SELECT TO RECEIVE A
COMPANY WARRANT IN EXCHANGE FOR
EACH OF YOUR WARRANTS BY MARKING
THE FOR BOX. IF YOU VOTE FOR
PROPOSAL NO. 1 AND DO NOT MARK THE
FOR BOX OR IF YOU VOTE AGAINST
OR IF YOU ABSTAIN YOU WILL
AUTOMATICALLY RECEIVE THE CASH
AMOUNT.
Psychemedics
Corporation
Ticker Security ID: Meeting Date Meeting Status
PMD CUSIP 744375205 05/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Raymond Kubacki, Jr. Mgmt For For For
1.2 Elect Harry Connick Mgmt For For For
1.3 Elect Walter Tomenson Mgmt For For For
1.4 Elect Fred Weinert Mgmt For For For
2 Ratification of Auditor Mgmt For For For
QKL Stores Inc.
Ticker Security ID: Meeting Date Meeting Status
QKLS CUSIP 74732Y105 05/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Zhuangyi Wang Mgmt For For For
1.2 Elect Alan Stewart Mgmt For For For
1.3 Elect Gary Crook Mgmt For For For
1.4 Elect Zhiguo Jin Mgmt For For For
1.5 Elect Chaoying Li Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Queen City
Investments
Inc
Ticker Security ID: Meeting Date Meeting Status
QUCT CUSIP 74823W109 07/09/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jerry C. Gross Mgmt For For For
1.2 Elect Charles W. Hagan, Jr. Mgmt For For For
1.3 Elect Darrel R. Van Es Mgmt For For For
1.4 Elect Charles Z. Walker, Jr. Mgmt For For For
1.5 Elect Kenneth G. Walker Mgmt For For For
Quixote
Corporation
Ticker Security ID: Meeting Date Meeting Status
QUIX CUSIP 749056107 11/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Bruce Reimer Mgmt For For For
1.2 Elect Clifford Nastas Mgmt For For For
1.3 Elect Lawrence McQuade Mgmt For For For
2 Adoption of Shareholder Rights Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
Raven
Industries,
Inc.
Ticker Security ID: Meeting Date Meeting Status
RAVN CUSIP 754212108 05/25/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Anthony Bour Mgmt For For For
1.2 Elect David Christensen Mgmt For For For
1.3 Elect Thomas Everist Mgmt For For For
1.4 Elect Mark Griffin Mgmt For For For
1.5 Elect Conrad Hoigaard Mgmt For For For
1.6 Elect Kevin Kirby Mgmt For For For
1.7 Elect Cynthia Milligan Mgmt For For For
1.8 Elect Ronald Moquist Mgmt For For For
1.9 Elect Daniel Rykhus Mgmt For For For
2 2010 Stock Incentive Plan Mgmt For Abstain Against
3 Ratification of Auditor Mgmt For For For
RBC Bearings
Incorporated
Ticker Security ID: Meeting Date Meeting Status
ROLL CUSIP 75524B104 09/09/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Thomas O'Brien Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Rentrak
Corporation
Ticker Security ID: Meeting Date Meeting Status
RENT CUSIP 760174102 08/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Thomas Allen Mgmt For For For
1.2 Elect Richard Hochhauser Mgmt For For For
1.3 Elect George Kuper Mgmt For For For
1.4 Elect William Livek Mgmt For For For
1.5 Elect Anne MacDonald Mgmt For For For
1.6 Elect Paul Rosenbaum Mgmt For For For
1.7 Elect Brent Rosenthal Mgmt For For For
1.8 Elect Ralph Shaw Mgmt For For For
2 Amendment to the 2005 Stock Mgmt For Abstain Against
Incentive
Plan
Res-Care, Inc.
Ticker Security ID: Meeting Date Meeting Status
RSCR CUSIP 760943100 06/25/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ronald Geary Mgmt For For For
1.2 Elect David Braddock Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Research
Frontiers
Incorporated
Ticker Security ID: Meeting Date Meeting Status
REFR CUSIP 760911107 06/10/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect M. Philip Guthrie Mgmt For For For
1.2 Elect Victor Keen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Richardson
Electronics,
Ltd.
Ticker Security ID: Meeting Date Meeting Status
RELL CUSIP 763165107 10/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Edward Richardson Mgmt For For For
1.2 Elect Scott Hodes Mgmt For For For
1.3 Elect Ad Ketelaars Mgmt For For For
1.4 Elect John Peterson Mgmt For For For
1.5 Elect Harold Purkey Mgmt For For For
1.6 Elect Samuel Rubinovitz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Rimage
Corporation
Ticker Security ID: Meeting Date Meeting Status
RIMG CUSIP 766721104 05/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Sherman Black Mgmt For For For
1.2 Elect Lawrence Benveniste Mgmt For For For
1.3 Elect Philip Hotchkiss Mgmt For For For
1.4 Elect Thomas Madison Mgmt For For For
1.5 Elect Steven Quist Mgmt For For For
1.6 Elect James Reissner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Rofin-Sinar
Technologies
Inc.
Ticker Security ID: Meeting Date Meeting Status
RSTI CUSIP 775043102 03/17/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Carl Baasel Mgmt For For For
1.2 Elect Gary Willis Mgmt For For For
1.3 Elect Daniel Smoke Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Rogers
Corporation
Ticker Security ID: Meeting Date Meeting Status
ROG CUSIP 775133101 05/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Charles Brennan, III Mgmt For For For
1.2 Elect Gregory Howey Mgmt For For For
1.3 Elect J. Carl Hsu Mgmt For For For
1.4 Elect Carol Jensen Mgmt For For For
1.5 Elect Eileen Kraus Mgmt For For For
1.6 Elect William Mitchell Mgmt For For For
1.7 Elect Robert Paul Mgmt For For For
1.8 Elect Robert Wachob Mgmt For For For
2 Ratification of Auditor Mgmt For For For
RTI
International
Metals,
Inc.
Ticker Security ID: Meeting Date Meeting Status
RTI CUSIP 74973W107 04/30/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Daniel Booker Mgmt For For For
1.2 Elect Donald Fusilli, Jr. Mgmt For For For
1.3 Elect Ronald Gallatin Mgmt For For For
1.4 Elect Charles Gedeon Mgmt For For For
1.5 Elect Robert Hernandez Mgmt For For For
1.6 Elect Dawne Hickton Mgmt For For For
1.7 Elect Edith Holiday Mgmt For For For
1.8 Elect Bryan Moss Mgmt For For For
1.9 Elect James Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Sanders Morris
Harris Group
Inc.
Ticker Security ID: Meeting Date Meeting Status
SMHG CUSIP 80000Q104 05/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect George Ball Mgmt For For For
2 Elect Richard Bean Mgmt For For For
3 Elect Charles Duncan Mgmt For For For
4 Elect Fredric Edelman Mgmt For For For
5 Elect Scott McClelland Mgmt For For For
6 Elect Ben Morris Mgmt For For For
7 Elect Albert Niemi, Jr. Mgmt For For For
8 Elect Don Sanders Mgmt For For For
9 Elect W. Blair Waltrip Mgmt For For For
10 Amendment to Long-Term Incentive Plan Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
Sapient
Corporation
Ticker Security ID: Meeting Date Meeting Status
SAPE CUSIP 803062108 06/02/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Benson Mgmt For For For
1.2 Elect Hermann Buerger Mgmt For For For
1.3 Elect Darius Gaskins, Jr. Mgmt For For For
1.4 Elect Alan Herrick Mgmt For For For
1.5 Elect J. Stuart Moore Mgmt For For For
1.6 Elect Ashok Shah Mgmt For For For
1.7 Elect Vijay Singal Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ScanSource, Inc.
Ticker Security ID: Meeting Date Meeting Status
SCSC CUSIP 806037107 12/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Baur Mgmt For For For
1.2 Elect Steven Fischer Mgmt For For For
1.3 Elect James Foody Mgmt For For For
1.4 Elect Michael Grainger Mgmt For For For
1.5 Elect John Reilly Mgmt For For For
1.6 Elect Charles Whitchurch Mgmt For For For
2 Amendment to the 2002 Long-Term Mgmt For Abstain Against
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
Sceptre
Investment
Counsel
Limited
Ticker Security ID: Meeting Date Meeting Status
SZ CUSIP 80621M201 05/10/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Directors (Slate) Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
Seabridge Gold
Inc
Ticker Security ID: Meeting Date Meeting Status
SA CUSIP 811916105 06/29/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Anthony Mgmt For For For
1.2 Elect A. Frederick Banfield Mgmt For For For
1.3 Elect William Calhoun Mgmt For For For
1.4 Elect Thomas Dawson Mgmt For For For
1.5 Elect Louis Fox Mgmt For For For
1.6 Elect Rudi Fronk Mgmt For For For
1.7 Elect Eliseo Gonzalez-Urien Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
Semperit AG
Holding
Ticker Security ID: Meeting Date Meeting Status
SEM CINS A76473122 04/28/2010 Voted
Meeting Type Country of Trade
Annual Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Presentation of Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Ratification of Management Board Acts Mgmt For For For
5 Ratification of Supervisory Board Mgmt For For For
Acts
6 Appointment of Auditor Mgmt For For For
7 Election of Supervisory Board Members Mgmt For For For
8 Amendments to Articles Mgmt For For For
Seneca Foods
Corporation
Ticker Security ID: Meeting Date Meeting Status
SENEA CUSIP 817070105 08/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Arthur Baer Mgmt For For For
1.2 Elect Kraig Kayser Mgmt For For For
1.3 Elect Thomas Paulson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
SFN Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
SFN CUSIP 784153108 05/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Steven Elbaum Mgmt For For For
1.2 Elect David Parker Mgmt For For For
1.3 Elect Ann Szostak Mgmt For For For
1.4 Elect Lawrence Gillespie Mgmt For For For
2 Amendment to Shareholder Rights Mgmt For For For
Agreement
3 Ratification of Auditor Mgmt For For For
SIFCO
Industries,
Inc.
Ticker Security ID: Meeting Date Meeting Status
SIF CUSIP 826546103 01/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jeffrey Gotschall Mgmt For For For
1.2 Elect Frank Nichols Mgmt For For For
1.3 Elect P. Charles Miller, Jr. Mgmt For For For
1.4 Elect Alayne Reitman Mgmt For For For
1.5 Elect Hudson Smith Mgmt For For For
1.6 Elect J. Douglas Whelan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
Sinovac Biotech
Limited
Ticker Security ID: Meeting Date Meeting Status
SVA CUSIP P8696W104 07/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Directors Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Amendment to the Bylaws to Reduce Mgmt For Against Against
Quorum
Requirements
Skyline
Corporation
Ticker Security ID: Meeting Date Meeting Status
SKY CUSIP 830830105 09/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Arthur Decio Mgmt For For For
1.2 Elect Thomas Deranek Mgmt For For For
1.3 Elect John Firth Mgmt For For For
1.4 Elect Jerry Hammes Mgmt For For For
1.5 Elect William Lawson Mgmt For For For
1.6 Elect David Link Mgmt For For For
1.7 Elect Andrew McKenna Mgmt For For For
Somanetics
Corporation
Ticker Security ID: Meeting Date Meeting Status
SMTS CUSIP 834445405 04/21/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Bruce Barrett Mgmt For For For
1.2 Elect John Jumper Mgmt For For For
2 Amendment to the 2005 Stock Mgmt For Abstain Against
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
SORL Auto Parts,
Inc.
Ticker Security ID: Meeting Date Meeting Status
SORL CUSIP 78461U101 05/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Xiao Ping Zhang Mgmt For For For
1.2 Elect Xiao Feng Zhang Mgmt For For For
1.3 Elect Jung Kang Chang Mgmt For For For
1.4 Elect Li Min Zhang Mgmt For For For
1.5 Elect Zhi Zhong Wang Mgmt For For For
1.6 Elect Yi Guang Huo Mgmt For For For
1.7 Elect Jiang Hua Feng Mgmt For For For
2 Elimination of Supermajority Mgmt For For For
Requirement
3 Ratification of Auditor Mgmt For For For
SPECTRUM GROUP
INTERNATIONAL,
INC.
Ticker Security ID: Meeting Date Meeting Status
SPGZ CUSIP 84763M102 12/17/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Antonio Arenas Mgmt For For For
1.2 Elect George Lumby Mgmt For For For
1.3 Elect Jess Ravich Mgmt For For For
1.4 Elect Christopher Nolan, Sr. Mgmt For For For
1.5 Elect Gregory Roberts Mgmt For For For
1.6 Elect Jeffrey Benjamin Mgmt For For For
1.7 Elect John Moorhead Mgmt For For For
2 Ratification of Auditor Mgmt For For For
SPROTT RESOURCE
CORP.
Ticker Security ID: Meeting Date Meeting Status
SCP CUSIP 85207D103 05/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Directors (Slate) Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
SPSS Inc.
Ticker Security ID: Meeting Date Meeting Status
SPSS CUSIP 78462K102 10/02/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of the Merger Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
St. Shine
Optical Company
Limited
Ticker Security ID: Meeting Date Meeting Status
1565 CINS Y8176Z106 06/15/2010 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Report on Results of Operations Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Amendments to Articles Mgmt For For For
6 Amendments to Procedural Rules for Mgmt For For For
Capital
Loans
and Endorsement/Guarantees
7 Extraordinary motions Mgmt For Against Against
8 Non-Voting Meeting Note N/A N/A N/A N/A
Stein Mart, Inc.
Ticker Security ID: Meeting Date Meeting Status
SMRT CUSIP 858375108 06/15/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ralph Alexander Mgmt For For For
1.2 Elect Alvin Carpenter Mgmt For For For
1.3 Elect Irwin Cohen Mgmt For For For
1.4 Elect Susan Falk Mgmt For For For
1.5 Elect Linda Farthing Mgmt For For For
1.6 Elect Mitchell Legler Mgmt For For For
1.7 Elect Robert Mettler Mgmt For For For
1.8 Elect Richard Sisisky Mgmt For For For
1.9 Elect Jay Stein Mgmt For For For
1.10 Elect Martin Stein, Jr. Mgmt For For For
1.11 Elect David Stovall, Jr. Mgmt For For For
1.12 Elect John Williams, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Sterling
Construction
Company,
Inc.
Ticker Security ID: Meeting Date Meeting Status
STRL CUSIP 859241101 05/06/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Donald Fusilli, Jr. Mgmt For For For
2 Elect Maarten Hemsley Mgmt For For For
3 Elect Kip Wadsworth Mgmt For For For
4 Elect Richard Schaum Mgmt For For For
5 Elect Robert Eckels Mgmt For For For
6 Ratification of Auditor Mgmt For For For
Steven Madden,
Ltd.
Ticker Security ID: Meeting Date Meeting Status
SHOO CUSIP 556269108 05/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Edward Rosenfeld Mgmt For For For
1.2 Elect John Madden Mgmt For For For
1.3 Elect Peter Migliorini Mgmt For For For
1.4 Elect Richard Randall Mgmt For For For
1.5 Elect Ravi Sachdev Mgmt For For For
1.6 Elect Thomas Schwartz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Stratec
Biomedical
Systems
Ticker Security ID: Meeting Date Meeting Status
SBS CINS D8171G106 05/21/2010 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Management Board Acts Mgmt For For For
6 Ratification of Supervisory Board Mgmt For For For
Acts
7 Appointment of Auditor Mgmt For For For
8 Authority to Repurchase Shares Mgmt For For For
9 Amendments to Articles Mgmt For For For
Strategic
Diagnostics
Inc.
Ticker Security ID: Meeting Date Meeting Status
SDIX CUSIP 862700101 05/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect C. Geoffrey Davis Mgmt For For For
1.2 Elect Richard van den Broek Mgmt For For For
1.3 Elect Stephen Waechter Mgmt For For For
1.4 Elect Wayne Yetter Mgmt For For For
Sun Hydraulics
Corporation
Ticker Security ID: Meeting Date Meeting Status
SNHY CUSIP 866942105 06/08/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Marc Bertoneche Mgmt For For For
1.2 Elect Philippe Lemaitre Mgmt For For For
1.3 Elect Ferdinand Megerlin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Support.com, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPRT CUSIP 86858W101 05/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Kevin Eichler Mgmt For For For
1.2 Elect Shawn Farshchi Mgmt For For For
1.3 Elect Mark Fries Mgmt For For For
1.4 Elect Michael Linton Mgmt For For For
1.5 Elect J. Martin O'Malley Mgmt For For For
1.6 Elect Joshua Pickus Mgmt For For For
1.7 Elect Jim Stephens Mgmt For For For
2 2010 Equity and Performance Mgmt For For For
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
Synalloy
Corporation
Ticker Security ID: Meeting Date Meeting Status
SYNL CUSIP 871565107 04/29/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Sibyl Fishburn Mgmt For For For
1.2 Elect James Lane, Jr. Mgmt For For For
1.3 Elect Ronald Braam Mgmt For For For
1.4 Elect Craig Bram Mgmt For For For
1.5 Elect Carroll Vinson Mgmt For For For
1.6 Elect Murray Wright Mgmt For For For
Syneron Medical
Ltd.
Ticker Security ID: Meeting Date Meeting Status
ELOS CUSIP M87245102 03/02/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Election of Directors Mgmt For Against Against
3 Increase in Authorized Capital Mgmt For Against Against
Syntel, Inc.
Ticker Security ID: Meeting Date Meeting Status
SYNT CUSIP 87162H103 06/03/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Paritosh Choksi Mgmt For For For
1.2 Elect Bharat Desai Mgmt For For For
1.3 Elect Thomas Doke Mgmt For For For
1.4 Elect George Mrkonic, Jr. Mgmt For For For
1.5 Elect Raj Mashruwala Mgmt For For For
1.6 Elect Prashant Ranade Mgmt For For For
1.7 Elect Neerja Sethi Mgmt For For For
2 Ratification of Auditor Mgmt For For For
T-3 Energy
Services,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TTES CUSIP 87306E107 06/14/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Lisa Rodriguez Mgmt For For For
2 Amendment to the 2002 Stock Mgmt For For For
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Transaction of Other Business Mgmt For For For
Team, Inc.
Ticker Security ID: Meeting Date Meeting Status
TISI CUSIP 878155100 09/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Vincent Foster Mgmt For For For
1.2 Elect Jack Johnson, Jr. Mgmt For For For
1.3 Elect Robert Peiser Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2006 Stock Mgmt For Abstain Against
Incentive
Plan
4 Amendment to the Non-Employee Mgmt For Abstain Against
Director Stock Option
Plan
Technitrol, Inc.
Ticker Security ID: Meeting Date Meeting Status
TNL CUSIP 878555101 05/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Burrows, Jr. Mgmt For Withhold Against
1.2 Elect Edward Mazze Mgmt For Withhold Against
2 Amendments to the Articles of Mgmt For For For
Incorporation
3 Amendments to the By-Laws Mgmt For For For
4 Amendment to the 2001 Stock Option Mgmt For For For
Plan
5 Amendment to the Restricted Stock Mgmt For For For
Plan
Tejon Ranch Co.
Ticker Security ID: Meeting Date Meeting Status
TRC CUSIP 879080109 05/11/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Barbara Grimm-Marshall Mgmt For For For
1.2 Elect George Parker Mgmt For For For
1.3 Elect Robert Stine Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Tennant Company
Ticker Security ID: Meeting Date Meeting Status
TNC CUSIP 880345103 04/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Austen Mgmt For For For
1.2 Elect James Hale Mgmt For For For
1.3 Elect H. Chris Killingstad Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2010 Stock Incentive Plan Mgmt For For For
Tesco Corporation
Ticker Security ID: Meeting Date Meeting Status
TESO CUSIP 88157K101 05/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Fred Dyment Mgmt For For For
1.2 Elect Gary Kott Mgmt For For For
1.3 Elect R. Vance Milligan Mgmt For For For
1.4 Elect Julio Quintana Mgmt For For For
1.5 Elect John Reynolds Mgmt For For For
1.6 Elect Norman Robertson Mgmt For For For
1.7 Elect Michael Sutherlin Mgmt For For For
1.8 Elect Clifton Weatherford Mgmt For For For
2 Appointment of Auditor Mgmt For For For
The Advisory
Board
Company
Ticker Security ID: Meeting Date Meeting Status
ABCO CUSIP 00762W107 09/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Peter Grua Mgmt For For For
1.2 Elect Kelt Kindick Mgmt For For For
1.3 Elect Robert Musslewhite Mgmt For For For
1.4 Elect Mark Neaman Mgmt For For For
1.5 Elect Leon Shapiro Mgmt For For For
1.6 Elect Frank Williams Mgmt For For For
1.7 Elect LeAnne Zumwalt Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Stock Incentive Plan Mgmt For For For
The Eastern
Company
Ticker Security ID: Meeting Date Meeting Status
EML CUSIP 276317104 04/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Charles Henry Mgmt For For For
2 2010 Executive Stock Incentive Plan Mgmt For Abstain Against
3 Ratification of Auditor Mgmt For For For
THE FIRST
BANCORP,
INC.
Ticker Security ID: Meeting Date Meeting Status
FNLC CUSIP 31866P102 04/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Katherine Boyd Mgmt For For For
1.2 Elect Daniel Daigneault Mgmt For For For
1.3 Elect Robert Gregory Mgmt For For For
1.4 Elect Tony McKim Mgmt For For For
1.5 Elect Carl Poole, Jr. Mgmt For For For
1.6 Elect Mark Rosborough Mgmt For For For
1.7 Elect David Soule, Jr. Mgmt For For For
1.8 Elect Stuart Smith Mgmt For For For
1.9 Elect Bruce Tindal Mgmt For For For
2 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
3 2010 Equity Incentive Plan Mgmt For Abstain Against
4 Ratification of Auditor Mgmt For For For
The Monarch
Cement
Company
Ticker Security ID: Meeting Date Meeting Status
MCEM CUSIP 609031109 04/14/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jack Callahan Mgmt For For For
1.2 Elect Ronald Callaway Mgmt For For For
1.3 Elect Robert Kissick Mgmt For For For
1.4 Elect Byron Radcliff Mgmt For For For
The Wet Seal,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WTSLA CUSIP 961840105 05/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jonathan Duskin Mgmt For For For
1.2 Elect Sidney Horn Mgmt For For For
1.3 Elect Harold Kahn Mgmt For For For
1.4 Elect Kenneth Reiss Mgmt For For For
1.5 Elect Edmond Thomas Mgmt For For For
1.6 Elect Henry Winterstern Mgmt For For For
2 Amendment to the 2005 Stock Mgmt For Abstain Against
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
The Wilber
Corporation
Ticker Security ID: Meeting Date Meeting Status
GIW CUSIP 967797101 04/30/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Fixing Number of Directors at Nine Mgmt For For For
2.1 Elect Olon Archer Mgmt For For For
2.2 Elect Douglas Gulotty Mgmt For For For
2.3 Elect Joseph Mirabito Mgmt For For For
Theragenics
Corporation
Ticker Security ID: Meeting Date Meeting Status
TGX CUSIP 883375107 05/13/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect K. Wyatt Engwall Mgmt For For For
1.2 Elect M. Christine Jacobs Mgmt For For For
2 Employee Stock Purchase Plan Mgmt For Abstain Against
3 Ratification of Auditor Mgmt For For For
Thomas Weisel
Partners Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TWPG CUSIP 884481102 06/22/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Acquisition Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
3.1 Elect Thomas Weisel Mgmt For For For
3.2 Elect Matthew Barger Mgmt For For For
3.3 Elect Thomas Allen Mgmt For For For
3.4 Elect Michael Brown Mgmt For For For
3.5 Elect Robert Grady Mgmt For For For
3.6 Elect B. Kipling Hagopian Mgmt For For For
3.7 Elect Alton Irby III Mgmt For For For
3.8 Elect Timothy Koogle Mgmt For For For
4 Ratification of Auditor Mgmt For For For
THQ Inc.
Ticker Security ID: Meeting Date Meeting Status
THQI CUSIP 872443403 08/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Brian Farrell Mgmt For For For
1.2 Elect Lawrence Burstein Mgmt For For For
1.3 Elect Henry DeNero Mgmt For For For
1.4 Elect Brian Dougherty Mgmt For For For
1.5 Elect Jeffrey Griffiths Mgmt For For For
1.6 Elect Gary Rieschel Mgmt For For For
1.7 Elect James Whims Mgmt For For For
2 Amendment to the Employee Stock Mgmt For Abstain Against
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
Toshin Group
Company
Limited
Ticker Security ID: Meeting Date Meeting Status
2761 CINS J89964100 08/07/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Amendments to Articles Mgmt For Abstain Against
3 Elect Nominee 1 Mgmt For For For
4 Elect Nominee 2 Mgmt For For For
5 Elect Nominee 3 Mgmt For For For
6 Elect Nominee 4 Mgmt For For For
7 Retirement Allowances for Directors Mgmt For Abstain Against
TransAct
Technologies
Incorporated
Ticker Security ID: Meeting Date Meeting Status
TACT CUSIP 892918103 05/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Graham Tanaka Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2005 Equity Mgmt For Abstain Against
Incentive
Plan
Transat A.T. Inc.
Ticker Security ID: Meeting Date Meeting Status
TRZ CUSIP 89351T302 03/11/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Andre Bisson Mgmt For For For
1.2 Elect Lina De Cesare Mgmt For For For
1.3 Elect Jean Pierre Delisle Mgmt For For For
1.4 Elect Jean-Marc Eustache Mgmt For For For
1.5 Elect H. Clifford Hatch Jr. Mgmt For For For
1.6 Elect Jean-Yves Leblanc Mgmt For For For
1.7 Elect Jacques Simoneau Mgmt For For For
1.8 Elect Philippe Sureau Mgmt For For For
1.9 Elect John Thompson Mgmt For For For
1.10 Elect Dennis Wood Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Resident Status Mgmt Against Abstain N/A
Trex Company,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TREX CUSIP 89531P105 05/05/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Andrews Mgmt For For For
1.2 Elect Paul Brunner Mgmt For For For
1.3 Elect Richard Posey Mgmt For For For
2 Amendment to the Annual Incentive Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
True Religion
Apparel,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TRLG CUSIP 89784N104 06/22/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jeffrey Lubell Mgmt For For For
1.2 Elect Marcello Bottoli Mgmt For For For
1.3 Elect Joseph Coulombe Mgmt For For For
1.4 Elect G. Louis Graziadio III Mgmt For For For
1.5 Elect Robert Harris II Mgmt For For For
1.6 Elect Seth Johnson Mgmt For For For
1.7 Elect Mark Maron Mgmt For For For
2 Ratification of Auditor Mgmt For For For
TTM
Technologies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TTMI CUSIP 87305R109 03/12/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of the Merger Mgmt For For For
TTM
Technologies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TTMI CUSIP 87305R109 05/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Bass Mgmt For For For
1.2 Elect Thomas Edman Mgmt For For For
1.3 Elect Tom Tang Chung Yen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
U.S. Auto Parts
Network,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PRTS CUSIP 90343C100 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Shane Evangelist Mgmt For For For
1.2 Elect Ellen Siminoff Mgmt For For For
2 Ratification of Auditor Mgmt For For For
U.S. Physical
Therapy,
Inc.
Ticker Security ID: Meeting Date Meeting Status
USPH CUSIP 90337L108 05/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Daniel Arnold Mgmt For For For
1.2 Elect Christopher Reading Mgmt For For For
1.3 Elect Lawrance McAfee Mgmt For For For
1.4 Elect Mark Brookner Mgmt For For For
1.5 Elect Bruce Broussard Mgmt For For For
1.6 Elect Bernard Harris, Jr. Mgmt For For For
1.7 Elect Marlin Johnston Mgmt For For For
1.8 Elect Jerald Pullins Mgmt For For For
1.9 Elect Regg Swanson Mgmt For For For
1.10 Elect Clayton Trier Mgmt For For For
2 Amendment to the 2003 Stock Mgmt For For For
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
Universal
Electronics,
Inc.
Ticker Security ID: Meeting Date Meeting Status
UEIC CUSIP 913483103 06/15/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Paul D. Arling Mgmt For For For
1.2 Elect Satjiv S. Chahil Mgmt For For For
1.3 Elect William C. Mulligan Mgmt For Withhold Against
1.4 Elect J.C. Sparkman Mgmt For For For
1.5 Elect Gregory P. Stapleton Mgmt For For For
1.6 Elect Carl E. Vogel Mgmt For For For
1.7 Elect Edward K. Zinser Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2010 Stock Incentive Plan Mgmt For Against Against
Universal
Truckload
Services,
Inc.
Ticker Security ID: Meeting Date Meeting Status
UACL CUSIP 91388P105 06/11/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Donald Cochran Mgmt For For For
1.2 Elect Matthew Moroun Mgmt For For For
1.3 Elect Manuel Moroun Mgmt For For For
1.4 Elect Frederick Calderone Mgmt For For For
1.5 Elect Joseph Casaroll Mgmt For For For
1.6 Elect Daniel Deane Mgmt For For For
1.7 Elect Daniel Sullivan Mgmt For For For
1.8 Elect Richard Urban Mgmt For For For
1.9 Elect Ted Wahby Mgmt For For For
2 Ratification of Auditor Mgmt N/A For N/A
US Ecology, Inc.
Ticker Security ID: Meeting Date Meeting Status
ECOL CUSIP 91732J102 05/24/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Victor Barnhart Mgmt For For For
2 Elect James Baumgardner Mgmt For For For
3 Elect Joe Colvin Mgmt For For For
4 Elect Daniel Fox Mgmt For For For
5 Elect Jeffrey Merrifield Mgmt For For For
6 Elect John Poling Mgmt For For For
7 Elect Stephen Romano Mgmt For For For
8 Ratification of Auditor Mgmt For For For
Utah Medical
Products,
Inc.
Ticker Security ID: Meeting Date Meeting Status
UTMD CUSIP 917488108 05/07/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Barbara Payne Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
Value Line, Inc.
Ticker Security ID: Meeting Date Meeting Status
VALU CUSIP 920437100 04/16/2010 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Remove Marion Ruth ShrHldr N/A Against N/A
2 Remove Ruth Legon ShrHldr N/A Against N/A
3 Remove Edward Shanahan ShrHldr N/A Against N/A
4 Remove Herbert Pardes ShrHldr N/A Against N/A
5 Remove Robert Perkins ShrHldr N/A Against N/A
Value Line, Inc.
Ticker Security ID: Meeting Date Meeting Status
VALU CUSIP 920437100 09/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Howard Brecher Mgmt For For For
1.2 Elect Edgar Buttner Mgmt For For For
1.3 Elect Jean Bernhard Buttner Mgmt For For For
1.4 Elect David Henigson Mgmt For For For
1.5 Elect Herbert Pardes Mgmt For For For
1.6 Elect Marion Ruth Mgmt For For For
1.7 Elect Edward Shanahan Mgmt For For For
1.8 Elect Ruth Legon Mgmt For For For
1.9 Elect Robert Perkins Mgmt For For For
VESTIN REALTY
MORTGAGE II,
INC.
Ticker Security ID: Meeting Date Meeting Status
VRTB CUSIP 92549X201 06/02/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Fredrick Zaffarese Leavitt Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ViaSat, Inc.
Ticker Security ID: Meeting Date Meeting Status
VSAT CUSIP 92552V100 10/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Johnson Mgmt For For For
1.2 Elect John Stenbit Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Employee Stock Mgmt For Abstain Against
Purchase
Plan
Victoria Gold
Corp.
Ticker Security ID: Meeting Date Meeting Status
VIT ISIN CA92625W1014 07/22/2009 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Board Size Mgmt For For For
2 Election of Directors (Slate) Mgmt For For For
3 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
4 Stock Option Plan Mgmt For For For
Virage Logic
Corporation
Ticker Security ID: Meeting Date Meeting Status
VIRL CUSIP 92763R104 04/21/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect J. Daniel McCranie Mgmt For For For
1.2 Elect Robert Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to 2002 Equity Incentive Mgmt For Abstain Against
Plan
ViroPharma
Incorporated
Ticker Security ID: Meeting Date Meeting Status
VPHM CUSIP 928241108 05/24/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Frank Baldino, Jr. Mgmt For For For
1.2 Elect William Claypool Mgmt For For For
2 Amendment to the 2005 Equity Mgmt For Abstain Against
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
Vista Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
VGZ CUSIP 927926303 05/03/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Clark Mgmt For For For
1.2 Elect W. Durand Eppler Mgmt For Withhold Against
1.3 Elect C. Thomas Ogryzlo Mgmt For Withhold Against
1.4 Elect Tracy Stevenson Mgmt For For For
1.5 Elect Michael Richings Mgmt For For For
1.6 Elect Frederick Earnest Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Amendment to Stock Option Plan Mgmt For For For
4 Long Term Equity Incentive Plan Mgmt For For For
Voyager Learning
Company
Ticker Security ID: Meeting Date Meeting Status
VLCY CUSIP 92908U103 12/08/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
VZ Holding AG
Ticker Security ID: Meeting Date Meeting Status
VZN CINS H9239A103 04/09/2010 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Ratification of Board and Management Mgmt For For For
Acts
5 Allocation of Profits/Dividends Mgmt For For For
6 Amendments to Articles Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Elect Matthias Reinhart Mgmt For For For
9 Elect Fred Kindle Mgmt For For For
10 Elect Albrecht Langhart Mgmt For For For
11 Elect Roland Iff Mgmt For For For
12 Appointment of Auditor Mgmt For For For
WaterFurnace
Renewable
Energy
Inc.
Ticker Security ID: Meeting Date Meeting Status
WFI CUSIP 9415EQ108 05/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Directors (Slate) Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
WebMediaBrands
Inc.
Ticker Security ID: Meeting Date Meeting Status
WEBM CUSIP 94770W100 06/03/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Alan Meckler Mgmt For For For
1.2 Elect Michael Davies Mgmt For For For
1.3 Elect Gilbert Bach Mgmt For For For
1.4 Elect William Shutzer Mgmt For For For
1.5 Elect John Patrick Mgmt For For For
1.6 Elect Wayne Martino Mgmt For For For
2 Ratification of Auditor Mgmt For For For
WebMediaBrands
Inc.
Ticker Security ID: Meeting Date Meeting Status
WEBM CUSIP 94770W100 11/30/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Sale of Assets Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
West Marine, Inc.
Ticker Security ID: Meeting Date Meeting Status
WMAR CUSIP 954235107 05/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Randolph Repass Mgmt For For For
1.2 Elect Geoffrey Eisenberg Mgmt For For For
1.3 Elect David McComas Mgmt For For For
1.4 Elect Barbara Rambo Mgmt For For For
1.5 Elect Alice Richter Mgmt For For For
1.6 Elect Peter Roy Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Western
Financial Group
Inc.
Ticker Security ID: Meeting Date Meeting Status
WES CUSIP 958187106 05/13/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Directors (Slate) Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
Westway Group
Inc.
Ticker Security ID: Meeting Date Meeting Status
WWAY CUSIP 96169B100 06/30/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Toffolon, Jr. Mgmt For Withhold Against
1.2 Elect Philip Howell Mgmt For For For
1.3 Elect James Jenkins Mgmt For For For
1.4 Elect Gregory Holt Mgmt For For For
2 Amendment to Certificate Regarding Mgmt For For For
By-law
Amendments
3 Amendment to the 2010 Incentive Mgmt For For For
Compensation
Plan
4 Amendment to the Founder Warrant Mgmt For For For
Agreement
Weyco Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
WEYS CUSIP 962149100 05/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Tina Chang Mgmt For For For
1.2 Elect Thomas Florsheim Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Willbros Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WG CUSIP 969203108 05/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John McNabb II Mgmt For For For
2 Elect Robert Sluder Mgmt For For For
3 Elect S. Miller Williams Mgmt For For For
4 2010 Stock and Incentive Mgmt For Abstain Against
Compensation
Plan
5 Ratification of Auditor Mgmt For For For
Williams
Controls,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WMCO CUSIP 969465608 02/24/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Patrick Cavanagh Mgmt For For For
1.2 Elect R. Eugene Goodson Mgmt For For For
1.3 Elect H. Samuel Greenawalt Mgmt For For For
1.4 Elect Douglas Hailey Mgmt For For For
1.5 Elect Carlos Salas Mgmt For For For
1.6 Elect Peter Salas Mgmt For For For
1.7 Elect Donn Viola Mgmt For For For
2 2010 Restated Formula Stock Option Mgmt For Abstain Against
Plan for Non-Employee
Directors
3 2010 Restated Stock Option Plan Mgmt For Abstain Against
Wonder Auto
Technology,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WATG CUSIP 978166106 06/10/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Qingjie Zhao Mgmt For For For
1.2 Elect Quindong Zeng Mgmt For For For
1.3 Elect Larry Goldman Mgmt For For For
1.4 Elect Xiaoyu Zhang Mgmt For For For
1.5 Elect Xianzhang Wang Mgmt For For For
2 Ratification of Auditor Mgmt For For For
World Acceptance
Corporation
Ticker Security ID: Meeting Date Meeting Status
WRLD CUSIP 981419104 08/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect A. Alexander McLean, lll Mgmt For For For
1.2 Elect James Gilreath Mgmt For For For
1.3 Elect William Hummers, lll Mgmt For For For
1.4 Elect Charles Way Mgmt For For For
1.5 Elect Ken Bramlett, Jr. Mgmt For For For
1.6 Elect Mark Roland Mgmt For For For
1.7 Elect Darrell Whitaker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
WORLD ENERGY
SOLUTIONS,
INC.
Ticker Security ID: Meeting Date Meeting Status
XWES CUSIP 98145W208 05/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Thad Wolfe Mgmt For For For
1.2 Elect Patrick Bischoff Mgmt For For For
2 Increase of Authorized Common Stock Mgmt For For For
Xinyi Glass
Holdings
Limited
Ticker Security ID: Meeting Date Meeting Status
0868 CINS G9828G108 05/28/2010 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Elect LEE Yau Ching Mgmt For For For
6 Elect LI Man Yin Mgmt For For For
7 Elect LAM Kwong Siu Mgmt For For For
8 Elect WONG Ying Wai Mgmt For For For
9 Elect Samuel WONG Chat Chor Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
12 Authority to Repurchase Shares Mgmt For For For
13 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
14 Authority to Issue Repurchased Shares Mgmt For For For
15 Increase in Authorized Capital Mgmt For For For
16 Bonus Share Issuance Mgmt For For For
Yamato
International
Inc
Ticker Security ID: Meeting Date Meeting Status
8127 CINS J96480116 02/24/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Elect Tomoki Hanya Mgmt For Against Against
4 Elect Kohji Uchiyama Mgmt For For For
5 Elect Isamu Natori Mgmt For For For
6 Elect Toshiaki Higuchi Mgmt For For For
7 Elect Shunsuke Takahashi Mgmt For For For
8 Elect Tamio Shibahara Mgmt For For For
9 Elect Junichi Funahara Mgmt For For For
10 Elect Shinichi Okunaka Mgmt For For For
11 Elect Osamu Horino Mgmt For For For
12 Election of Alternate Statutory Mgmt For For For
Auditor
13 Renewal of Takeover Defense Plan Mgmt For Against Against
Young
Innovations,
Inc.
Ticker Security ID: Meeting Date Meeting Status
YDNT CUSIP 987520103 05/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect George E. Richmond Mgmt For For For
1.2 Elect Alfred E. Brennan Mgmt For For For
1.3 Elect Brian E. Bremer Mgmt For For For
1.4 Elect Patrick J. Ferrillo, Jr. Mgmt For For For
1.5 Elect Richard J. Bliss Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Zhone
Technologies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ZHNED CUSIP 98950P884 05/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Morteza Ejabat Mgmt For For For
1.2 Elect Michael Connors Mgmt For For For
1.3 Elect James Timmins Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Zhongpin, Inc.
Ticker Security ID: Meeting Date Meeting Status
HOGS CUSIP 98952K107 06/15/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Xianfu Zhu Mgmt For For For
1.2 Elect Baoke Ben Mgmt For For For
1.3 Elect Min Chen Mgmt For For For
1.4 Elect Raymond Leal Mgmt For For For
1.5 Elect Yaoguo Pan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ZipRealty, Inc.
Ticker Security ID: Meeting Date Meeting Status
ZIPR CUSIP 98974V107 05/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stanley Koonce, Jr. Mgmt For For For
1.2 Elect Gary Wetsel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant
has duly caused this report to be signed on its behalf by the undersigned, thereunto
duly authorized.
(Registrant) Royce Micro-Cap Trust, Inc.
By (Signature) /s/ Charles M. Royce
Name Charles M. Royce
Title President
Date 08/11/2010