SCHEDULE 13G
|
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
|
Heritage-Crystal Clean, Inc.
|
(Name of Issuer)
|
Common Stock, $0.01 par value
|
(Title of Class of Securities)
|
42726M106
|
(CUSIP Number)
|
December 31, 2012
|
(Date of Event Which Requires Filing of this Statement)
|
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
|
|
¨
|
Rule 13d-1(b)
|
x
|
Rule 13d-1(c)
|
¨
|
Rule 13d-1(d)
|
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
|
|
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
|
|
CUSIP No. 42726M106
|
Page 2 of 39 Pages
|
1
|
NAME OF REPORTING PERSON
|
Maggie Fehsenfeld Trust No. 106, dated December 30, 1974 (for the benefit of Fred Mehlert Fehsenfeld Jr. and his issue)
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ¨
(b) x
|
||||
3
|
SEC USE ONLY
|
|||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
Indiana
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
26,671
|
|||
6
|
SHARED VOTING POWER
|
320,415
|
||||
7
|
SOLE DISPOSITIVE POWER
|
26,671
|
||||
8
|
SHARED DISPOSITIVE POWER
|
0
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
347,086
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
|
¨
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
2.0%
|
||||
12
|
TYPE OF REPORTING PERSON (See Instructions)
|
OO
|
CUSIP No. 42726M106
|
Page 3 of 39 Pages
|
1
|
NAME OF REPORTING PERSON
|
Maggie Fehsenfeld Trust No. 100, dated December 30, 1974 (for the benefit of Debra Ann Baker and her issue)
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ¨
(b) x
|
||||
3
|
SEC USE ONLY
|
|||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
Indiana
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
26,671
|
|||
6
|
SHARED VOTING POWER
|
0
|
||||
7
|
SOLE DISPOSITIVE POWER
|
26,671
|
||||
8
|
SHARED DISPOSITIVE POWER
|
0
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
26,671
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
|
¨
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
0.2%
|
||||
12
|
TYPE OF REPORTING PERSON (See Instructions)
|
OO
|
CUSIP No. 42726M106
|
Page 4 of 39 Pages
|
1
|
NAME OF REPORTING PERSON
|
Maggie Fehsenfeld Trust No. 101, dated December 30, 1974 (for the benefit of Trina Lee Fehsenfeld and her issue)
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ¨
(b) x
|
||||
3
|
SEC USE ONLY
|
|||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
Indiana
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
26,671
|
|||
6
|
SHARED VOTING POWER
|
0
|
||||
7
|
SOLE DISPOSITIVE POWER
|
26,671
|
||||
8
|
SHARED DISPOSITIVE POWER
|
0
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
26,671
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
|
¨
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
0.2%
|
||||
12
|
TYPE OF REPORTING PERSON (See Instructions)
|
OO
|
CUSIP No. 42726M106
|
Page 5 of 39 Pages
|
1
|
NAME OF REPORTING PERSON
|
Maggie Fehsenfeld Trust No. 102, dated December 30, 1974 (for the benefit of Mark Edgar Fehsenfeld and his issue)
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ¨
(b) x
|
||||
3
|
SEC USE ONLY
|
|||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
Indiana
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
26,671
|
|||
6
|
SHARED VOTING POWER
|
0
|
||||
7
|
SOLE DISPOSITIVE POWER
|
26,671
|
||||
8
|
SHARED DISPOSITIVE POWER
|
0
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
26,671
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
|
¨
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
0.2%
|
||||
12
|
TYPE OF REPORTING PERSON (See Instructions)
|
OO
|
CUSIP No. 42726M106
|
Page 6 of 39 Pages
|
1
|
NAME OF REPORTING PERSON
|
Maggie Fehsenfeld Trust No. 103, dated December 30, 1974 (for the benefit of Frank Stockdale Fehsenfeld and his issue)
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ¨
(b) x
|
||||
3
|
SEC USE ONLY
|
|||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
Indiana
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
26,671
|
|||
6
|
SHARED VOTING POWER
|
0
|
||||
7
|
SOLE DISPOSITIVE POWER
|
26,671
|
||||
8
|
SHARED DISPOSITIVE POWER
|
0
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
26,671
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
|
¨
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
0.2%
|
||||
12
|
TYPE OF REPORTING PERSON (See Instructions)
|
OO
|
CUSIP No. 42726M106
|
Page 7 of 39 Pages
|
1
|
NAME OF REPORTING PERSON
|
Maggie Fehsenfeld Trust No. 104, dated December 30, 1974 (for the benefit of John Michael Fehsenfeld and his issue)
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ¨
(b) x
|
||||
3
|
SEC USE ONLY
|
|||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
Indiana
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
26,671
|
|||
6
|
SHARED VOTING POWER
|
0
|
||||
7
|
SOLE DISPOSITIVE POWER
|
26,671
|
||||
8
|
SHARED DISPOSITIVE POWER
|
0
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
26,671
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
|
¨
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
0.2%
|
||||
12
|
TYPE OF REPORTING PERSON (See Instructions)
|
OO
|
CUSIP No. 42726M106
|
Page 8 of 39 Pages
|
1
|
NAME OF REPORTING PERSON
|
Maggie Fehsenfeld Trust No. 105, dated December 30, 1974 (for the benefit of James Cornelius Fehsenfeld and his issue)
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ¨
(b) x
|
||||
3
|
SEC USE ONLY
|
|||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
Indiana
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
26,671
|
|||
6
|
SHARED VOTING POWER
|
0
|
||||
7
|
SOLE DISPOSITIVE POWER
|
26,671
|
||||
8
|
SHARED DISPOSITIVE POWER
|
0
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
26,671
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
|
¨
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
0.2%
|
||||
12
|
TYPE OF REPORTING PERSON (See Instructions)
|
OO
|
CUSIP No. 42726M106
|
Page 9 of 39 Pages
|
1
|
NAME OF REPORTING PERSON
|
Maggie Fehsenfeld Trust No. 107, dated December 30, 1974 (for the benefit of Judith Louise Fehsenfeld and her issue)
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ¨
(b) x
|
||||
3
|
SEC USE ONLY
|
|||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
Indiana
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
26,671
|
|||
6
|
SHARED VOTING POWER
|
0
|
||||
7
|
SOLE DISPOSITIVE POWER
|
26,671
|
||||
8
|
SHARED DISPOSITIVE POWER
|
0
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
26,671
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
|
¨
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
0.2%
|
||||
12
|
TYPE OF REPORTING PERSON (See Instructions)
|
OO
|
CUSIP No. 42726M106
|
Page 10 of 39 Pages
|
1
|
NAME OF REPORTING PERSON
|
Maggie Fehsenfeld Trust No. 108, dated December 30, 1974 (for the benefit of Jan Marie Dillow and her issue)
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ¨
(b) x
|
||||
3
|
SEC USE ONLY
|
|||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
Indiana
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
26,671
|
|||
6
|
SHARED VOTING POWER
|
0
|
||||
7
|
SOLE DISPOSITIVE POWER
|
26,671
|
||||
8
|
SHARED DISPOSITIVE POWER
|
0
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
26,671
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
|
¨
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
0.2%
|
||||
12
|
TYPE OF REPORTING PERSON (See Instructions)
|
OO
|
CUSIP No. 42726M106
|
Page 11 of 39 Pages
|
1
|
NAME OF REPORTING PERSON
|
Maggie Fehsenfeld Trust No. 109, dated December 30, 1974 (for the benefit of Jo Anne Rutigliano and her issue)
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ¨
(b) x
|
||||
3
|
SEC USE ONLY
|
|||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
Indiana
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
26,671
|
|||
6
|
SHARED VOTING POWER
|
0
|
||||
7
|
SOLE DISPOSITIVE POWER
|
26,671
|
||||
8
|
SHARED DISPOSITIVE POWER
|
0
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
26,671
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
|
¨
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
0.2%
|
||||
12
|
TYPE OF REPORTING PERSON (See Instructions)
|
OO
|
CUSIP No. 42726M106
|
Page 12 of 39 Pages
|
1
|
NAME OF REPORTING PERSON
|
Maggie Fehsenfeld Trust No. 110, dated December 30, 1974 (for the benefit of John Allen Fehsenfeld and his issue)
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ¨
(b) x
|
||||
3
|
SEC USE ONLY
|
|||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
Indiana
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
26,671
|
|||
6
|
SHARED VOTING POWER
|
0
|
||||
7
|
SOLE DISPOSITIVE POWER
|
26,671
|
||||
8
|
SHARED DISPOSITIVE POWER
|
0
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
26,671
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
|
¨
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
0.2%
|
||||
12
|
TYPE OF REPORTING PERSON (See Instructions)
|
OO
|
CUSIP No. 42726M106
|
Page 13 of 39 Pages
|
1
|
NAME OF REPORTING PERSON
|
Maggie Fehsenfeld Trust No. 111, dated December 30, 1974 (for the benefit of William S. Fehsenfeld and his issue)
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ¨
(b) x
|
||||
3
|
SEC USE ONLY
|
|||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
Indiana
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
26,671
|
|||
6
|
SHARED VOTING POWER
|
0
|
||||
7
|
SOLE DISPOSITIVE POWER
|
26,671
|
||||
8
|
SHARED DISPOSITIVE POWER
|
0
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
26,671
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
|
¨
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
0.2%
|
||||
12
|
TYPE OF REPORTING PERSON (See Instructions)
|
OO
|
CUSIP No. 42726M106
|
Page 14 of 39 Pages
|
1
|
NAME OF REPORTING PERSON
|
Maggie Fehsenfeld Trust No. 112, dated December 30, 1974 (for the benefit of Thomas V. Fehsenfeld and his issue)
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ¨
(b) x
|
||||
3
|
SEC USE ONLY
|
|||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
Indiana
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
26,671
|
|||
6
|
SHARED VOTING POWER
|
0
|
||||
7
|
SOLE DISPOSITIVE POWER
|
26,671
|
||||
8
|
SHARED DISPOSITIVE POWER
|
0
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
26,671
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
|
¨
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
0.2%
|
||||
12
|
TYPE OF REPORTING PERSON (See Instructions)
|
OO
|
CUSIP No. 42726M106
|
Page 15 of 39 Pages
|
1
|
NAME OF REPORTING PERSON
|
Maggie Fehsenfeld Trust No. 113, dated December 30, 1974 (for the benefit of Nancy F. Smith and her issue)
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ¨
(b) x
|
||||
3
|
SEC USE ONLY
|
|||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
Indiana
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
26,671
|
|||
6
|
SHARED VOTING POWER
|
0
|
||||
7
|
SOLE DISPOSITIVE POWER
|
26,671
|
||||
8
|
SHARED DISPOSITIVE POWER
|
0
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
26,671
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
|
¨
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
0.2%
|
||||
12
|
TYPE OF REPORTING PERSON (See Instructions)
|
OO
|
CUSIP No. 42726M106
|
Page 16 of 39 Pages
|
1
|
NAME OF REPORTING PERSON
|
Maggie Fehsenfeld Trust No. 114, dated December 30, 1974 (for the benefit of Ruth Mary Fehsenfeld and her issue)
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ¨
(b) x
|
||||
3
|
SEC USE ONLY
|
|||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
Indiana
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
26,671
|
|||
6
|
SHARED VOTING POWER
|
0
|
||||
7
|
SOLE DISPOSITIVE POWER
|
26,671
|
||||
8
|
SHARED DISPOSITIVE POWER
|
0
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
26,671
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
|
¨
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
0.2%
|
||||
12
|
TYPE OF REPORTING PERSON (See Instructions)
|
OO
|
CUSIP No. 42726M106
|
Page 17 of 39 Pages
|
1
|
NAME OF REPORTING PERSON
|
Irrevocable Intervivos Trust for the Benefit of Debra Ann Baker and her issue, dated December 26, 1973
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ¨
(b) x
|
||||
3
|
SEC USE ONLY
|
|||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
Indiana
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
26,671
|
|||
6
|
SHARED VOTING POWER
|
0
|
||||
7
|
SOLE DISPOSITIVE POWER
|
26,671
|
||||
8
|
SHARED DISPOSITIVE POWER
|
0
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
26,671
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
|
¨
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
0.2%
|
||||
12
|
TYPE OF REPORTING PERSON (See Instructions)
|
OO
|
CUSIP No. 42726M106
|
Page 18 of 39 Pages
|
1
|
NAME OF REPORTING PERSON
|
Irrevocable Intervivos Trust for the Benefit of Trina Lee Fehsenfeld and her issue, dated December 26, 1973
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ¨
(b) x
|
||||
3
|
SEC USE ONLY
|
|||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
Indiana
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
26,671
|
|||
6
|
SHARED VOTING POWER
|
0
|
||||
7
|
SOLE DISPOSITIVE POWER
|
26,671
|
||||
8
|
SHARED DISPOSITIVE POWER
|
0
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
26,671
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
|
¨
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
0.2%
|
||||
12
|
TYPE OF REPORTING PERSON (See Instructions)
|
OO
|
CUSIP No. 42726M106
|
Page 19 of 39 Pages
|
1
|
NAME OF REPORTING PERSON
|
Irrevocable Intervivos Trust for the Benefit of Mark Edgar Fehsenfeld and his issue, dated December 26, 1973
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ¨
(b) x
|
||||
3
|
SEC USE ONLY
|
|||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
Indiana
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
26,671
|
|||
6
|
SHARED VOTING POWER
|
0
|
||||
7
|
SOLE DISPOSITIVE POWER
|
26,671
|
||||
8
|
SHARED DISPOSITIVE POWER
|
0
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
26,671
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
|
¨
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
0.2%
|
||||
12
|
TYPE OF REPORTING PERSON (See Instructions)
|
OO
|
CUSIP No. 42726M106
|
Page 20 of 39 Pages
|
1
|
NAME OF REPORTING PERSON
|
Irrevocable Intervivos Trust for the Benefit of Frank Stockdale Fehsenfeld and his issue, dated December 27, 1973
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ¨
(b) x
|
||||
3
|
SEC USE ONLY
|
|||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
Indiana
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
26,671
|
|||
6
|
SHARED VOTING POWER
|
0
|
||||
7
|
SOLE DISPOSITIVE POWER
|
26,671
|
||||
8
|
SHARED DISPOSITIVE POWER
|
0
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
26,671
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
|
¨
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
0.2%
|
||||
12
|
TYPE OF REPORTING PERSON (See Instructions)
|
OO
|
CUSIP No. 42726M106
|
Page 21 of 39 Pages
|
1
|
NAME OF REPORTING PERSON
|
Irrevocable Intervivos Trust for the Benefit of John Michael Fehsenfeld and his issue, dated December 27, 1973
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ¨
(b) x
|
||||
3
|
SEC USE ONLY
|
|||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
Indiana
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
26,671
|
|||
6
|
SHARED VOTING POWER
|
0
|
||||
7
|
SOLE DISPOSITIVE POWER
|
26,671
|
||||
8
|
SHARED DISPOSITIVE POWER
|
0
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
26,671
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
|
¨
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
0.2%
|
||||
12
|
TYPE OF REPORTING PERSON (See Instructions)
|
OO
|
CUSIP No. 42726M106
|
Page 22 of 39 Pages
|
1
|
NAME OF REPORTING PERSON
|
Irrevocable Intervivos Trust for the Benefit of James Cornelius Fehsenfeld and his issue, dated December 27, 1973
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ¨
(b) x
|
||||
3
|
SEC USE ONLY
|
|||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
Indiana
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
26,671
|
|||
6
|
SHARED VOTING POWER
|
0
|
||||
7
|
SOLE DISPOSITIVE POWER
|
26,671
|
||||
8
|
SHARED DISPOSITIVE POWER
|
0
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
26,671
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
|
¨
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
0.2%
|
||||
12
|
TYPE OF REPORTING PERSON (See Instructions)
|
OO
|
CUSIP No. 42726M106
|
Page 23 of 39 Pages
|
1
|
NAME OF REPORTING PERSON
|
Irrevocable Intervivos Trust for the Benefit of Fred Mehlert Fehsenfeld, Jr. and his issue, dated December 27, 1973
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ¨
(b) x
|
||||
3
|
SEC USE ONLY
|
|||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
Indiana
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
26,671
|
|||
6
|
SHARED VOTING POWER
|
320,414
|
||||
7
|
SOLE DISPOSITIVE POWER
|
26,671
|
||||
8
|
SHARED DISPOSITIVE POWER
|
0
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
347,085
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
|
¨
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
2.0%
|
||||
12
|
TYPE OF REPORTING PERSON (See Instructions)
|
OO
|
CUSIP No. 42726M106
|
Page 24 of 39 Pages
|
1
|
NAME OF REPORTING PERSON
|
Irrevocable Intervivos Trust for the Benefit of Judith Louise Fehsenfeld and her issue, dated December 27, 1973
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ¨
(b) x
|
||||
3
|
SEC USE ONLY
|
|||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
Indiana
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
26,671
|
|||
6
|
SHARED VOTING POWER
|
0
|
||||
7
|
SOLE DISPOSITIVE POWER
|
26,671
|
||||
8
|
SHARED DISPOSITIVE POWER
|
0
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
26,671
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
|
¨
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
0.2%
|
||||
12
|
TYPE OF REPORTING PERSON (See Instructions)
|
OO
|
CUSIP No. 42726M106
|
Page 25 of 39 Pages
|
1
|
NAME OF REPORTING PERSON
|
Irrevocable Intervivos Trust for the Benefit of Jan Marie Dillow and her issue, dated December 27, 1973
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ¨
(b) x
|
||||
3
|
SEC USE ONLY
|
|||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
Indiana
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
26,671
|
|||
6
|
SHARED VOTING POWER
|
0
|
||||
7
|
SOLE DISPOSITIVE POWER
|
26,671
|
||||
8
|
SHARED DISPOSITIVE POWER
|
0
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
26,671
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
|
¨
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
0.2%
|
||||
12
|
TYPE OF REPORTING PERSON (See Instructions)
|
OO
|
CUSIP No. 42726M106
|
Page 26 of 39 Pages
|
1
|
NAME OF REPORTING PERSON
|
Irrevocable Intervivos Trust for the Benefit of Jo Anne Rutigliano and her issue, dated December 27, 1973
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ¨
(b) x
|
||||
3
|
SEC USE ONLY
|
|||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
Indiana
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
26,671
|
|||
6
|
SHARED VOTING POWER
|
0
|
||||
7
|
SOLE DISPOSITIVE POWER
|
26,671
|
||||
8
|
SHARED DISPOSITIVE POWER
|
0
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
26,671
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
|
¨
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
0.2%
|
||||
12
|
TYPE OF REPORTING PERSON (See Instructions)
|
OO
|
CUSIP No. 42726M106
|
Page 27 of 39 Pages
|
1
|
NAME OF REPORTING PERSON
|
Irrevocable Intervivos Trust for the Benefit of John Allen Fehsenfeld and his issue, dated December 24, 1973
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ¨
(b) x
|
||||
3
|
SEC USE ONLY
|
|||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
Indiana
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
26,671
|
|||
6
|
SHARED VOTING POWER
|
0
|
||||
7
|
SOLE DISPOSITIVE POWER
|
26,671
|
||||
8
|
SHARED DISPOSITIVE POWER
|
0
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
26,671
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
|
¨
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
0.2%
|
||||
12
|
TYPE OF REPORTING PERSON (See Instructions)
|
OO
|
CUSIP No. 42726M106
|
Page 28 of 39 Pages
|
1
|
NAME OF REPORTING PERSON
|
Irrevocable Intervivos Trust for the Benefit of William S. Fehsenfeld and his issue, dated December 24, 1973
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ¨
(b) x
|
||||
3
|
SEC USE ONLY
|
|||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
Indiana
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
26,671
|
|||
6
|
SHARED VOTING POWER
|
0
|
||||
7
|
SOLE DISPOSITIVE POWER
|
26,671
|
||||
8
|
SHARED DISPOSITIVE POWER
|
0
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
26,671
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
|
¨
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
0.2%
|
||||
12
|
TYPE OF REPORTING PERSON (See Instructions)
|
OO
|
CUSIP No. 42726M106
|
Page 29 of 39 Pages
|
1
|
NAME OF REPORTING PERSON
|
Irrevocable Intervivos Trust for the Benefit of Thomas V. Fehsenfeld and his issue, dated December 24, 1973
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ¨
(b) x
|
||||
3
|
SEC USE ONLY
|
|||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
Indiana
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
26,671
|
|||
6
|
SHARED VOTING POWER
|
0
|
||||
7
|
SOLE DISPOSITIVE POWER
|
26,671
|
||||
8
|
SHARED DISPOSITIVE POWER
|
0
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
26,671
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
|
¨
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
0.2%
|
||||
12
|
TYPE OF REPORTING PERSON (See Instructions)
|
OO
|
CUSIP No. 42726M106
|
Page 30 of 39 Pages
|
1
|
NAME OF REPORTING PERSON
|
Irrevocable Intervivos Trust for the Benefit of Nancy F. Smith and her issue, dated December 24, 1973
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ¨
(b) x
|
||||
3
|
SEC USE ONLY
|
|||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
Indiana
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
26,671
|
|||
6
|
SHARED VOTING POWER
|
0
|
||||
7
|
SOLE DISPOSITIVE POWER
|
26,671
|
||||
8
|
SHARED DISPOSITIVE POWER
|
0
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
26,671
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
|
¨
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
0.2%
|
||||
12
|
TYPE OF REPORTING PERSON (See Instructions)
|
OO
|
CUSIP No. 42726M106
|
Page 31 of 39 Pages
|
1
|
NAME OF REPORTING PERSON
|
Irrevocable Intervivos Trust for the Benefit of Ruth Mary Fehsenfeld and her issue, dated December 24, 1973
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ¨
(b) x
|
||||
3
|
SEC USE ONLY
|
|||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
Indiana
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
26,671
|
|||
6
|
SHARED VOTING POWER
|
0
|
||||
7
|
SOLE DISPOSITIVE POWER
|
26,671
|
||||
8
|
SHARED DISPOSITIVE POWER
|
0
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
26,671
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
|
¨
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
0.2%
|
||||
12
|
TYPE OF REPORTING PERSON (See Instructions)
|
OO
|
Item 1.
|
||
(a)
|
Name of Issuer: Heritage-Crystal Clean, Inc.
|
|
(b)
|
Address of Issuer’s Principal Executive Offices:
2175 Point Boulevard, Suite 375, Elgin, Illinois 60123
|
|
Item 2.
|
||
(a)
|
Name of Persons Filing:
This Schedule 13G is being jointly filed by the following persons (each a “Reporting Person” and collectively, the “Reporting Persons”) pursuant to Rule 13d-1(k)(1) promulgated by the Securities and Exchange Commission pursuant to Section 13 of the Securities Exchange Act of 1934 (the “Act”):
1.Maggie Fehsenfeld Trust No. 100, dated December 30, 1974 (for the benefit of Debra Ann Baker and her issue)
2.Maggie Fehsenfeld Trust No. 101, dated December 30, 1974 (for the benefit of Trina Lee Fehsenfeld and her issue)
3.Maggie Fehsenfeld Trust No. 102, dated December 30, 1974 (for the benefit of Mark Edgar Fehsenfeld and his issue)
4.Maggie Fehsenfeld Trust No. 103, dated December 30, 1974 (for the benefit of Frank Stockdale Fehsenfeld and his issue)
5.Maggie Fehsenfeld Trust No. 104, dated December 30, 1974 (for the benefit of John Michael Fehsenfeld and his issue)
6.Maggie Fehsenfeld Trust No. 105, dated December 30, 1974 (for the benefit of James Cornelius Fehsenfeld and his issue)
7.Maggie Fehsenfeld Trust No. 106, dated December 30, 1974 (for the benefit of Fred Mehlert Fehsenfeld Jr. and his issue)
8.Maggie Fehsenfeld Trust No. 107, dated December 30, 1974 (for the benefit of Judith Louise Fehsenfeld and her issue)
9.Maggie Fehsenfeld Trust No. 108, dated December 30, 1974 (for the benefit of Jan Marie Dillow and her issue)
10.Maggie Fehsenfeld Trust No. 109, dated December 30, 1974 (for the benefit of Jo Anne Rutigliano and her issue)
11.Maggie Fehsenfeld Trust No. 110, dated December 30, 1974 (for the benefit of John Allen Fehsenfeld and his issue)
12.Maggie Fehsenfeld Trust No. 111, dated December 30, 1974 (for the benefit of William S. Fehsenfeld and his issue)
13.Maggie Fehsenfeld Trust No. 112, dated December 30, 1974 (for the benefit of Thomas V. Fehsenfeld and his issue)
14.Maggie Fehsenfeld Trust No. 113, dated December 30, 1974 (for the benefit of Nancy F. Smith and her issue)
15.Maggie Fehsenfeld Trust No. 114, dated December 30, 1974 (for the benefit of Ruth Mary Fehsenfeld and her issue)
16.Irrevocable Intervivos Trust for the Benefit of Debra Ann Baker and her issue, dated December 26, 1973
17.Irrevocable Intervivos Trust for the Benefit of Trina Lee Fehsenfeld and her issue, dated December 26, 1973
|
18.Irrevocable Intervivos Trust for the Benefit of Mark Edgar Fehsenfeld and his issue, dated December 26, 1973
19.Irrevocable Intervivos Trust for the Benefit of Frank Stockdale Fehsenfeld and his issue, dated December 27, 1973
20.Irrevocable Intervivos Trust for the Benefit of John Michael Fehsenfeld and his issue, dated December 27, 1973
21.Irrevocable Intervivos Trust for the Benefit of James Cornelius Fehsenfeld and his issue, dated December 27, 1973
22.Irrevocable Intervivos Trust for the Benefit of Fred Mehlert Fehsenfeld, Jr. and his issue, dated December 27, 1973
23.Irrevocable Intervivos Trust for the Benefit of Judith Louise Fehsenfeld and her issue, dated December 27, 1973
24.Irrevocable Intervivos Trust for the Benefit of Jan Marie Dillow and her issue, dated December 27, 1973
25.Irrevocable Intervivos Trust for the Benefit of Jo Anne Rutigliano and her issue, dated December 27, 1973
26.Irrevocable Intervivos Trust for the Benefit of John Allen Fehsenfeld and his issue, dated December 24, 1973
27.Irrevocable Intervivos Trust for the Benefit of William S. Fehsenfeld and his issue, dated December 24, 1973
28.Irrevocable Intervivos Trust for the Benefit of Thomas V. Fehsenfeld and his issue, Dated December 24, 1973
29.Irrevocable Intervivos Trust for the Benefit of Nancy F. Smith and her issue, dated December 24, 1973
30.Irrevocable Intervivos Trust for the Benefit of Ruth Mary Fehsenfeld and her issue, dated December 24, 1973
A Joint Filing Agreement has been executed by the Reporting Persons and is included as Exhibit A to this Schedule 13G.
|
|||
(b)
|
Address of Principal Business Office or, if none, Residence:
The principal business office for all Reporting Persons is 5400 West 86th Street, Indianapolis, Indiana 46268.
|
||
(c)
|
Citizenship:
All Reporting Persons are trusts formed under the laws of the State of Indiana.
|
||
(d)
|
Title of Class of Securities: Common Stock, $0.01par value.
|
||
(e)
|
CUSIP number: 42726M106.
|
||
Item 3.
|
If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
|
||
(a)
|
¨
|
Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o).
|
|
(b)
|
¨
|
Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c).
|
|
(c)
|
¨
|
Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c).
|
|
(d)
|
¨
|
Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
|
(e)
|
¨
|
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E).
|
|||
(f)
|
¨
|
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F).
|
|||
(g)
|
¨
|
A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G).
|
|||
(h)
|
¨
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).
|
|||
(i)
|
¨
|
A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3).
|
|||
(j)
|
¨
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J).
|
|||
(k)
|
¨
|
Group, in accordance with §240.13d-1(b)(1)(ii)(K).
|
|||
If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution: ____________
|
|||||
Not applicable.
|
Item 4.
|
Ownership
|
||
(a)
|
Amount beneficially owned:
(1) Maggie Fehsenfeld Trust No. 106, dated December 30, 1974 (for the benefit of Fred Mehlert Fehsenfeld Jr. and his issue): 347,086
(2) Irrevocable Intervivos Trust for the Benefit of Fred Mehlert Fehsenfeld, Jr. and his issue, dated December 27, 1973: 347,085
(3) All other 28 Reporting Persons: 26,671 each
|
||
(b)
|
Percent of class:
(1) Maggie Fehsenfeld Trust No. 106, dated December 30, 1974 (for the benefit of Fred Mehlert Fehsenfeld Jr. and his issue): 2.0%
(2) Irrevocable Intervivos Trust for the Benefit of Fred Mehlert Fehsenfeld, Jr. and his issue, dated December 27, 1973: 2.0%
(3) All other 28 Reporting Persons: 0.2% each
*Percentage ownership is based on 18,068,352 shares of Common Stock outstanding as of October 12, 2012, as reported in the Issuer’s Form 10-Q for the quarter ended September 8, 2012.
|
||
(c)
|
Number of shares as to which the person has:
|
||
(1) Maggie Fehsenfeld Trust No. 106, dated December 30, 1974 (for the benefit of Fred Mehlert Fehsenfeld Jr. and his issue)
|
|||
(i)
|
Sole power to vote or to direct the vote: 26,671 (FN1)
|
||
(ii)
|
Shared power to vote or to direct the vote: 320,415 (FN2)
|
||
(iii)
|
Sole power to dispose or to direct the disposition of: 26,671 (FN1)
|
||
(iv)
|
Shared power to dispose or to direct the disposition of: 0
|
||
(2) Irrevocable Intervivos Trust for the Benefit of Fred Mehlert Fehsenfeld, Jr. and his issue, dated December 27, 1973
|
|||
(i)
|
Sole power to vote or to direct the vote: 26,671 (FN1)
|
||
(ii)
|
Shared power to vote or to direct the vote: 320,414 (FN2)
|
||
(iii)
|
Sole power to dispose or to direct the disposition of: 26,671 (FN1)
|
||
(iv)
|
Shared power to dispose or to direct the disposition of: 0
|
||
(3) Each of the other 28 Reporting Persons
|
|||
(i)
|
Sole power to vote or to direct the vote: 26,671 (FN1)
|
||
(ii)
|
Shared power to vote or to direct the vote: 0
|
||
(iii)
|
Sole power to dispose or to direct the disposition of: 26,671 (FN1)
|
||
(iv)
|
Shared power to dispose or to direct the disposition of: 0
|
||
FN1: Each of the 30 Reporting Persons is a grantor trust. Each trust is managed by six trustees who have the fiduciary duty to carry out the purposes of each separate trust, in accordance with the applicable trust agreements and the trust laws of the State of Indiana. The six trustees are Fred M. Fehsenfeld, Jr., James C. Fehsenfeld, Nicholas J. Rutigliano, William S. Fehsenfeld, Amy M. Schumacher, and Jeffrey A. Laborsky. Each of the 30 Reporting Persons is also a one-thirtieth (3.3%) owner of The Heritage Group. The Heritage Group is a general partnership formed under the laws of the State of Indiana which is managed by the same six trustees and which is a 26.5% shareholder of Heritage-Crystal Clean, Inc.
|
Each Reporting Person is an entity separate and distinct from each other Reporting Person and from The Heritage Group. Each is operated in accordance with its own governing agreement and by the trustees, acting according to the fiduciary duties imposed upon trustees under the trust laws of the State of Indiana.
Accordingly, each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock owned by The Heritage Group and/or by any of the other 30 Reporting Persons except to the extent of the Reporting Person’s pecuniary interest therein.
FN2: The Reporting Person holds a proxy to vote these additional shares of Common Stock.
|
||||
Item 5.
|
Ownership of Five Percent or Less of a Class
|
|||
Not applicable.
|
||||
Item 6.
|
Ownership of More than Five Percent on Behalf of Another Person
|
|||
Please refer to FN1 in Item 4 disclaiming beneficial ownership of other entities and Reporting Persons.
|
||||
Item 7.
|
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person
|
|||
Not applicable.
|
||||
Item 8.
|
Identification and Classification of Members of the Group
|
|||
The Reporting Persons filed a Schedule 13G jointly because they originally acquired common shares at the same time and in the same private transaction. Collectively, in the transaction, they acquired beneficial ownership of 951,816 common shares, representing more than 5% of the outstanding common shares of the issuer, although no Reporting Person alone had greater than 2% of the common shares at the time. The Reporting Persons filing jointly are all identified on the cover pages of this Schedule 13G.
|
||||
Item 9.
|
Notice of Dissolution of Group
|
|||
Not applicable.
|
||||
Item 10.
|
Certifications
|
|||
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.
|
Maggie Fehsenfeld Trust No. 106, dated December 30, 1974 (for the benefit of Fred Mehlert Fehsenfeld Jr. and his issue)
Irrevocable Intervivos Trust for the Benefit of Fred Mehlert Fehsenfeld, Jr. and his issue, dated December 27, 1973
|
|||
By:
|
/s/ James C. Fehsenfeld | ||
February 12, 2013
|
James C. Fehsenfeld, Trustee
|
||
Acting on behalf of each of the 2 Reporting Persons
named above
|
|||
Maggie Fehsenfeld Trust No. 100, dated December 30, 1974 (for the benefit of Debra Ann Baker and her issue)
Maggie Fehsenfeld Trust No. 101, dated December 30, 1974 (for the benefit of Trina Lee Fehsenfeld and her issue)
Maggie Fehsenfeld Trust No. 102, dated December 30, 1974 (for the benefit of Mark Edgar Fehsenfeld and his issue)
Maggie Fehsenfeld Trust No. 103, dated December 30, 1974 (for the benefit of Frank Stockdale Fehsenfeld and his issue)
Maggie Fehsenfeld Trust No. 104, dated December 30, 1974 (for the benefit of John Michael Fehsenfeld and his issue)
Maggie Fehsenfeld Trust No. 105, dated December 30, 1974 (for the benefit of James Cornelius Fehsenfeld and his issue)
Maggie Fehsenfeld Trust No. 107, dated December 30, 1974 (for the benefit of Judith Louise Fehsenfeld and her issue)
Maggie Fehsenfeld Trust No. 108, dated December 30, 1974 (for the benefit of Jan Marie Dillow and her issue)
Maggie Fehsenfeld Trust No. 109, dated December 30, 1974 (for the benefit of Jo Anne Rutigliano and her issue)
Maggie Fehsenfeld Trust No. 110, dated December 30, 1974 (for the benefit of John Allen Fehsenfeld and his issue)
Maggie Fehsenfeld Trust No. 111, dated December 30, 1974 (for the benefit of William S. Fehsenfeld and his issue)
Maggie Fehsenfeld Trust No. 112, dated December 30, 1974 (for the benefit of Thomas V. Fehsenfeld and his issue)
Maggie Fehsenfeld Trust No. 113, dated December 30, 1974 (for the benefit of Nancy F. Smith and her issue)
Maggie Fehsenfeld Trust No. 114, dated December 30, 1974 (for the benefit of Ruth Mary Fehsenfeld and her issue)
Irrevocable Intervivos Trust for the Benefit of Debra Ann Baker and her issue, dated December 26, 1973
Irrevocable Intervivos Trust for the Benefit of Trina Lee Fehsenfeld and her issue, dated December 26, 1973
|
Irrevocable Intervivos Trust for the Benefit of Mark Edgar Fehsenfeld and his issue, dated December 26, 1973
Irrevocable Intervivos Trust for the Benefit of Frank Stockdale Fehsenfeld and his issue, dated December 27, 1973
Irrevocable Intervivos Trust for the Benefit of John Michael Fehsenfeld and his issue, dated December 27, 1973
Irrevocable Intervivos Trust for the Benefit of James Cornelius Fehsenfeld and his issue, dated December 27, 1973
Irrevocable Intervivos Trust for the Benefit of Judith Louise Fehsenfeld and her issue, dated December 27, 1973
Irrevocable Intervivos Trust for the Benefit of Jan Marie Dillow and her issue, dated December 27, 1973
Irrevocable Intervivos Trust for the Benefit of Jo Anne Rutigliano and her issue, dated December 27, 1973
Irrevocable Intervivos Trust for the Benefit of John Allen Fehsenfeld and his issue, dated December 24, 1973
Irrevocable Intervivos Trust for the Benefit of William S. Fehsenfeld and his issue, dated December 24, 1973
Irrevocable Intervivos Trust for the Benefit of Thomas V. Fehsenfeld and his issue, Dated December 24, 1973
Irrevocable Intervivos Trust for the Benefit of Nancy F. Smith and her issue, dated December 24, 1973
Irrevocable Intervivos Trust for the Benefit of Ruth Mary Fehsenfeld and her issue, dated December 24, 1973
|
|||
By:
|
/s/ Fred M. Fehsenfeld, Jr. | ||
February 12, 2013
|
Fred M. Fehsenfeld, Jr., Trustee
|
||
Acting on behalf of each of the 28 Reporting Persons named above
|
Maggie Fehsenfeld Trust No. 106, dated December 30, 1974 (for the benefit of Fred Mehlert Fehsenfeld Jr. and his issue)
Irrevocable Intervivos Trust for the Benefit of Fred Mehlert Fehsenfeld, Jr. and his issue, dated December 27, 1973
|
|||
By:
|
/s/ James C. Fehsenfeld | ||
February 12, 2013
|
James C. Fehsenfeld, Trustee
|
||
Acting on behalf of each of the 2 Reporting Persons named above
|
|||
Maggie Fehsenfeld Trust No. 100, dated December 30, 1974 (for the benefit of Debra Ann Baker and her issue)
Maggie Fehsenfeld Trust No. 101, dated December 30, 1974 (for the benefit of Trina Lee Fehsenfeld and her issue)
Maggie Fehsenfeld Trust No. 102, dated December 30, 1974 (for the benefit of Mark Edgar Fehsenfeld and his issue)
Maggie Fehsenfeld Trust No. 103, dated December 30, 1974 (for the benefit of Frank Stockdale Fehsenfeld and his issue)
Maggie Fehsenfeld Trust No. 104, dated December 30, 1974 (for the benefit of John Michael Fehsenfeld and his issue)
Maggie Fehsenfeld Trust No. 105, dated December 30, 1974 (for the benefit of James Cornelius Fehsenfeld and his issue)
Maggie Fehsenfeld Trust No. 107, dated December 30, 1974 (for the benefit of Judith Louise Fehsenfeld and her issue)
Maggie Fehsenfeld Trust No. 108, dated December 30, 1974 (for the benefit of Jan Marie Dillow and her issue)
Maggie Fehsenfeld Trust No. 109, dated December 30, 1974 (for the benefit of Jo Anne Rutigliano and her issue)
Maggie Fehsenfeld Trust No. 110, dated December 30, 1974 (for the benefit of John Allen Fehsenfeld and his issue)
Maggie Fehsenfeld Trust No. 111, dated December 30, 1974 (for the benefit of William S. Fehsenfeld and his issue)
Maggie Fehsenfeld Trust No. 112, dated December 30, 1974 (for the benefit of Thomas V. Fehsenfeld and his issue)
|
Maggie Fehsenfeld Trust No. 113, dated December 30, 1974 (for the benefit of Nancy F. Smith and her issue)
Maggie Fehsenfeld Trust No. 114, dated December 30, 1974 (for the benefit of Ruth Mary Fehsenfeld and her issue)
Irrevocable Intervivos Trust for the Benefit of Debra Ann Baker and her issue, dated December 26, 1973
Irrevocable Intervivos Trust for the Benefit of Trina Lee Fehsenfeld and her issue, dated December 26, 1973
Irrevocable Intervivos Trust for the Benefit of Mark Edgar Fehsenfeld and his issue, dated December 26, 1973
Irrevocable Intervivos Trust for the Benefit of Frank Stockdale Fehsenfeld and his issue, dated December 27, 1973
Irrevocable Intervivos Trust for the Benefit of John Michael Fehsenfeld and his issue, dated December 27, 1973
Irrevocable Intervivos Trust for the Benefit of James Cornelius Fehsenfeld and his issue, dated December 27, 1973
Irrevocable Intervivos Trust for the Benefit of Judith Louise Fehsenfeld and her issue, dated December 27, 1973
Irrevocable Intervivos Trust for the Benefit of Jan Marie Dillow and her issue, dated December 27, 1973
Irrevocable Intervivos Trust for the Benefit of Jo Anne Rutigliano and her issue, dated December 27, 1973
Irrevocable Intervivos Trust for the Benefit of John Allen Fehsenfeld and his issue, dated December 24, 1973
Irrevocable Intervivos Trust for the Benefit of William S. Fehsenfeld and his issue, dated December 24, 1973
Irrevocable Intervivos Trust for the Benefit of Thomas V. Fehsenfeld and his issue, Dated December 24, 1973
Irrevocable Intervivos Trust for the Benefit of Nancy F. Smith and her issue, dated December 24, 1973
Irrevocable Intervivos Trust for the Benefit of Ruth Mary Fehsenfeld and her issue, dated December 24, 1973
|
|||
By:
|
/s/ Fred M. Fehsenfeld, Jr. | ||
February 12, 2013
|
Fred M. Fehsenfeld, Jr., Trustee
|
||
Acting on behalf of each of the 28 Reporting Persons
named above
|