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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Common Stock Option | $ 10.92 | 12/01/2015 | M(1) | 19,081 | (6) | 10/03/2018 | Common Stock | 19,081 | (7) | 100,995 | D | ||||
Common Stock Option | $ 10.92 | 12/02/2015 | M(1) | 21,642 | (6) | 10/03/2018 | Common Stock | 21,642 | (8) | 79,353 | D | ||||
Common Stock Option | $ 10.92 | 12/03/2015 | M(1) | 9,277 | (6) | 10/03/2018 | Common Stock | 9,277 | (9) | 70,076 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ORR JOHN C 1293 SOUTH MAIN STREET AKRON, OH 44301 |
X | President and CEO |
/s/ Megan L. Mehalko pursuant to POA dated 10/25/06 and filed 4/25/08 | 12/03/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, entered into on August 31, 2015. |
(2) | The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, entered into on August 31, 2015. |
(3) | The sale price is a weighted average for the sale transaction. The sale prices range from a low of $15.3460 to a high of $15.58. |
(4) | The sale price is a weighted average for the sale transaction. The sale prices range from a low of $15.41 to a high of $15.64. |
(5) | The sale price is a weighted average for the sale transaction. The sale prices range from a low of $15.21 to a high of 15.64. |
(6) | The exercise rights vested in three equal annual installments beginning October 3, 2009. |
(7) | Mr. Orr exercised stock options for 19,081 shares at an exercise price of $10.92. |
(8) | Mr. Orr exercised stock options for 21,642 shares at an exercise price of $10.92. |
(9) | Mr. Orr exercised stock options for 9,277 shares at an exercise price of 10.92. |