UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Options | 10/02/2001 | 10/02/2015 | Common Stock | 40,000 (2) | $ 56.625 | D | Â |
Employee Stock Options | 01/10/2002 | 01/10/2016 | Common Stock | 5,500 (2) | $ 66.25 | D | Â |
Employee Stock Options | 08/15/2002 | 08/15/2016 | Common Stock | 50,000 (2) | $ 55.05 | D | Â |
Employee Stock Options | 01/30/2003 | 01/30/2017 | Common Stock | 33,000 (2) | $ 66.3 | D | Â |
Employee Stock Options | 02/13/2004 | 02/13/2018 | Common Stock | 31,000 (2) | $ 50.39 | D | Â |
Employee Stock Options | 02/25/2005 | 02/25/2019 | Common Stock | 20,000 (2) | $ 49.56 | D | Â |
Employee Stock Options | 02/23/2006 | 02/23/2020 | Common Stock | 20,000 (2) | $ 46.2 | D | Â |
Employee Stock Options | 03/27/2007 | 03/27/2013 | Common Stock | 29,600 (2) | $ 51.81 | D | Â |
Employee Stock Options | 03/26/2008 | 03/26/2014 | Common Stock | 21,560 (2) | $ 75.95 | D | Â |
Employee Stock Options | 03/31/2009 | 03/31/2015 | Common Stock | 15,300 (3) | $ 42.89 | D | Â |
Employee Stock Options | 03/30/2010 | 03/30/2016 | Common Stock | 12,495 (4) | $ 41.63 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SCHEPP RICHARD D N56 W17000 RIDGEWOOD DRIVE MENOMONEE FALLS, WI 53051 |
 |  |  Sr. Exec. VP Gen. Couns. Sec. |  |
Richard D. Schepp | 05/16/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 34,202 unvested restricted shares. |
(2) | All of the shares represented by this option are fully vested and exercisable. |
(3) | Of the shares represented by this option, 11,475 are fully vested and exercisable. The remaining 3,825 option shares vest on March 31, 2012. |
(4) | Of the shares represented by this option, 4,998 are fully vested and exercisable. Of the remaining option shares, 2,499 vest on each of March 30, 2012, March 30, 2013 and March 30, 2014. |