UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number : 811-08030
Name of Registrant: Royce Micro-Cap Trust, Inc.
Address of Principal Executive Offices:
745 Fifth Avenue, New York, NY 10151
Registrant's telephone number including area code:
212-508-4500
Date of fiscal year end:
12/31/11
Date of reporting period:
07/01/2010 - 06/30/2011
Item 1. Proxy Voting Record
The report may indicate that the "meeting status" of a particular proposal was "take no action"
or "unvoted". The reason for no action being taken or a security being unvoted, i.e., no vote
being cast, may include among other things, (a) the securities were out on loan at the time of
a record date, (b) administrative or operational constraints impeded the ability to cast a
timely vote, such as late receipt of proxy voting information, (c) systems, administrative or
processing errors occurred (including errors by the Adviser or third party vendors), and/or
(d) the portfolio manager concluded that the potential benefit of voting was outweighed by the
cost, and not in the best interest of the Fund.
Fund Name : Royce Micro-Cap Trust, Inc.
Date of fiscal year end: 12/31/2011
===============================================================================================================
3SBio Inc.
Ticker Security ID: Meeting Date Meeting Status
SSRX CUSIP 88575Y105 10/29/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect HUANG Bin Mgmt For For For
2 Elect Peiguo Cong Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Amendment to Articles of Association Mgmt For For For
5 Amendments to Articles of Mgmt For Against Against
Association Regarding Board Size
and the Removal of
Directors
6 Amendments to Articles Regarding the Mgmt For Against Against
Removal of Directors by the
Board
===============================================================================================================
AAON, Inc.
Ticker Security ID: Meeting Date Meeting Status
AAON CUSIP 000360206 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jack Short Mgmt For For For
1.2 Elect Jerry Levine Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For
Executive
Compensation
===============================================================================================================
Acacia Research
Corporation
Ticker Security ID: Meeting Date Meeting Status
ACTG CUSIP 003881307 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Edward Frykman Mgmt For For For
1.2 Elect William Anderson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against
Executive
Compensation
===============================================================================================================>
Aceto Corporation
Ticker Security ID: Meeting Date Meeting Status
ACET CUSIP 004446100 12/02/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Albert Eilender Mgmt For For For
1.2 Elect Vincent Miata Mgmt For For For
1.3 Elect Robert Wiesen Mgmt For For For
1.4 Elect Hans Noetzli Mgmt For For For
1.5 Elect William Britton Mgmt For For For
1.6 Elect Richard Randall Mgmt For For For
2 2010 Equity Participation Plan Mgmt For Abstain Against
3 Ratification of Auditor Mgmt For For For
===============================================================================================================
ACI Worldwide,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ACIW CUSIP 004498101 06/15/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Alfred Berkeley III Mgmt For For For
1.2 Elect John Curtis Mgmt For For For
1.3 Elect Philip Heasley Mgmt For For For
1.4 Elect James McGroddy Mgmt For For For
1.5 Elect Harlan Seymour Mgmt For For For
1.6 Elect John Shay, Jr. Mgmt For For For
1.7 Elect John Stokely Mgmt For For For
1.8 Elect Jan Suwinski Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against
Executive
Compensation
===============================================================================================================
Actuate
Corporation
Ticker Security ID: Meeting Date Meeting Status
BIRT CUSIP 00508B102 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Peter Cittadini Mgmt For For For
1.2 Elect Kenneth Marshall Mgmt For Withhold Against
1.3 Elect Nicholas Nierenberg Mgmt For For For
1.4 Elect Arthur Patterson Mgmt For For For
1.5 Elect Steven Whiteman Mgmt For Withhold Against
1.6 Elect Raymond Ocampo, Jr. Mgmt For For For
1.7 Elect Timothy Yeaton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
===============================================================================================================
Adolor
Corporation
Ticker Security ID: Meeting Date Meeting Status
ADLR CUSIP 00724X102 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Armando Anido Mgmt For For For
1.2 Elect Michael Dougherty Mgmt For For For
1.3 Elect George Hager, Jr. Mgmt For For For
2 Amendment to the 2011 Stock-Based Mgmt For For For
Incentive Compensation
Plan
3 Ratification of Auditor Mgmt For For For
===============================================================================================================
Agilysys, Inc.
Ticker Security ID: Meeting Date Meeting Status
AGYS CUSIP 00847J105 07/29/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Keith Kolerus Mgmt For For For
1.2 Elect Robert Lauer Mgmt For For For
1.3 Elect Robert McCreary III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
===============================================================================================================
Alliance
Bancorp, Inc.
of
Pennsylvania
Ticker Security ID: Meeting Date Meeting Status
ALLB CUSIP 01890A108 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Philip Stonier Mgmt For For For
1.2 Elect Timothy Flatley Mgmt For For For
1.3 Elect Peter Meier Mgmt For For For
2 Ratification of Auditor Mgmt For For For
===============================================================================================================
Alliance
Bancorp, Inc.
of
Pennsylvania
Ticker Security ID: Meeting Date Meeting Status
ALLB CUSIP 018921106 12/29/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Mutual Holding Conversion Mgmt For For For
2 Increase of Authorized Common and Mgmt For Against Against
Preferred
Stock
3 Adoption of Supermajority Mgmt For Against Against
Requirement for Mergers,
Consolidations and Similar
Transactions
4 Adoption of Supermajority Mgmt For Against Against
Requirement for Certain
Amendments
5 Limit the Voting Rights of Shares Mgmt For Against Against
Beneficially Owned in Excess of 10%
of Common
Stock
6 Right to Adjourn Meeting Mgmt For For For
===============================================================================================================
Allied
Healthcare
Products,
Inc.
Ticker Security ID: Meeting Date Meeting Status
AHPI CUSIP 019222108 11/11/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Judith Graves Mgmt For For For
1.2 Elect Joseph Root Mgmt For For For
1.3 Elect William Peck Mgmt For For For
1.4 Elect Earl Refsland Mgmt For For For
1.5 Elect John Weil Mgmt For For For
===============================================================================================================
Allied Nevada
Gold
Corp.
Ticker Security ID: Meeting Date Meeting Status
ANV CUSIP 019344100 07/13/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Buchan Mgmt For For For
1.2 Elect Scott Caldwell Mgmt For For For
1.3 Elect John Ivany Mgmt For For For
1.4 Elect Cameron Mingay Mgmt For For For
1.5 Elect Terry Palmer Mgmt For For For
1.6 Elect Carl Pescio Mgmt For For For
1.7 Elect D. Bruce Sinclair Mgmt For For For
1.8 Elect Robert Wardell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
===============================================================================================================
Alloy, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALOY CUSIP 019855303 07/15/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Johnson, Jr. Mgmt For For For
1.2 Elect Anthony Fiore Mgmt For For For
1.3 Elect Samuel Gradess Mgmt For For For
2 Ratification of Auditor Mgmt For For For
===============================================================================================================
America's
Car-Mart,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CRMT CUSIP 03062T105 10/13/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Tilman Falgout, III Mgmt For For For
1.2 Elect John David Simmons Mgmt For For For
1.3 Elect William Sams Mgmt For For For
1.4 Elect William Henderson Mgmt For For For
1.5 Elect Daniel Englander Mgmt For For For
1.6 Elect William Swanston Mgmt For Withhold Against
1.7 Elect Robert Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2007 Stock Option Mgmt For For For
Plan
===============================================================================================================
American
Oriental
Bioengineering,
Inc.
Ticker Security ID: Meeting Date Meeting Status
AOB CUSIP 028731107 12/08/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Tony Liu Mgmt For For For
1.2 Elect Jun Min Mgmt For For For
1.3 Elect Yanchun Li Mgmt For For For
1.4 Elect Binsheng Li Mgmt For For For
1.5 Elect Cosimo Patti Mgmt For For For
1.6 Elect Xianmin Wang Mgmt For For For
1.7 Elect Eileen Brody Mgmt For For For
1.8 Elect Lawrence Wizel Mgmt For For For
1.9 Elect Baiqing Zhang Mgmt For For For
2 Ratification of Auditor Mgmt For For For
===============================================================================================================
American
Software,
Inc.
Ticker Security ID: Meeting Date Meeting Status
AMSWA CUSIP 029683109 08/16/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect W. Dennis Hogue Mgmt For For For
1.2 Elect John Jarvis Mgmt For For For
1.3 Elect James Miller, Jr. Mgmt For For For
2 2011 Equity Compensation Plan Mgmt For Abstain Against
3 Ratification of Auditor Mgmt For For For
===============================================================================================================
American
Woodmark
Corporation
Ticker Security ID: Meeting Date Meeting Status
AMWD CUSIP 030506109 08/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect William Brandt, Jr. Mgmt For For For
2 Elect Andrew Cogan Mgmt For For For
3 Elect Martha Dally Mgmt For Against Against
4 Elect James Davis, Jr. Mgmt For For For
5 Elect Kent Guichard Mgmt For For For
6 Elect Daniel Hendrix Mgmt For For For
7 Elect Kent Hussey Mgmt For For For
8 Elect Carol Moerdyk Mgmt For For For
9 Elect Vance Tang Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Amendment to the 2004 Incentive Plan Mgmt For For For
for
Employees
===============================================================================================================
Anaren, Inc.
Ticker Security ID: Meeting Date Meeting Status
ANEN CUSIP 032744104 11/03/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Patricia Civil Mgmt For For For
1.2 Elect Matthew Robison Mgmt For For For
1.3 Elect John Smucker Mgmt For For For
1.4 Elect Louis DeSantis Mgmt For For For
2 Ratification of Auditor Mgmt For For For
===============================================================================================================
Apogee
Enterprises,
Inc.
Ticker Security ID: Meeting Date Meeting Status
APOG CUSIP 037598109 06/22/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Marzec Mgmt For For For
1.2 Elect Stephen Mitchell Mgmt For For For
1.3 Elect David Weiss Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Amendment to the 2009 Stock Mgmt For Against Against
Incentive
Plan
5 Amendment to the 2009 Non-Employee Mgmt For Against Against
Director Stock Incentive
Plan
6 Ratification of Auditor Mgmt For For For
===============================================================================================================
Approach
Resources
Inc.
Ticker Security ID: Meeting Date Meeting Status
AREX CUSIP 03834A103 06/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Alan Bell Mgmt For For For
1.2 Elect Sheldon Lubar Mgmt For For For
1.3 Elect Christopher Whyte Mgmt For For For
2 ADVISORY VOTE ON EXECUTIVE Mgmt For Abstain Against
COMPENSATION
3 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against
Executive
Compensation
4 Amendment to the 2007 Stock Mgmt For Abstain Against
Incentive
Plan
5 Ratification of Auditor Mgmt For For For
===============================================================================================================
Arden Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARDNA CUSIP 039762109 06/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect M. Mark Albert Mgmt For For For
1.2 Elect Robert Davidow Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
===============================================================================================================
Armstrong
Industrial
Corporation
Limited
Ticker Security ID: Meeting Date Meeting Status
A14 CINS Y0205A103 04/21/2011 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Directors' Fees Mgmt For For For
4 Elect Anthony ANG Meng Huat Mgmt For For For
5 Elect TAN Peng Chin Mgmt For For For
6 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
7 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive
Rights
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Authority to Grant Awards and Issue Mgmt For Abstain Against
Shares Under the Armstrong
Industrial Corporation Limited
Share Option Scheme 2000 and
2008
12 Authority to Grant Awards and Issue Mgmt For Abstain Against
Shares under the Armstrong
Industrial Corporation Limited
Performance Share
Plan
13 Authority to Repurchase Shares Mgmt For For For
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
===============================================================================================================
ASA Limited
Ticker Security ID: Meeting Date Meeting Status
ASA CUSIP G3156P103 03/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Christensen Mgmt For For For
2 Elect Phillip Goldstein Mgmt For For For
3 Elect Michael Mead Mgmt For For For
4 Elect Andrew Pegge Mgmt For For For
5 Elect Robert Pilkington Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Company Name Change Mgmt For For For
===============================================================================================================
Ascent Media
Corporation
Ticker Security ID: Meeting Date Meeting Status
ASCMA CUSIP 043632108 07/09/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Philip Holthouse Mgmt For For For
1.2 Elect Brian Mulligan Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Shareholder Vote on Poison
Pill
===============================================================================================================
Asian Citrus
Holdings
Limited
Ticker Security ID: Meeting Date Meeting Status
ACHL CINS G0620W201 11/26/2010 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Approval of the Acquisition Mgmt For For For
4 Issuance of Shares in Connection Mgmt For For For
with
Acquisition
5 Non-Voting Meeting Note N/A N/A N/A N/A
===============================================================================================================
Asian Citrus
Holdings
Limited
Ticker Security ID: Meeting Date Meeting Status
ACHL CINS G0620W201 12/03/2010 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect PANG Yi Mgmt For For For
5 Elect YANG Zhen Han Mgmt For For For
6 Elect Andrew MA Chiu Cheung Mgmt For For For
7 Elect Nicholas Smith Mgmt For For For
8 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
9 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
10 Authority to Issue Repurchased Shares Mgmt For For For
11 Authority to Repurchase Shares Mgmt For For For
===============================================================================================================
Asian Citrus
Holdings
Limited
Ticker Security ID: Meeting Date Meeting Status
ACHL CINS G0620W201 12/28/2010 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Issuance of Shares w/o Preemptive Mgmt For For For
Rights Pursuant to
Placing
===============================================================================================================
Atlantic
Tele-Network,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ATNI CUSIP 049079205 06/14/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Amendment to the 2008 Equity Mgmt For Abstain Against
Incentive
Plan
2 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against
Executive
Compensation
4.1 Elect Martin Budd Mgmt For For For
4.2 Elect Thomas Cunningham Mgmt For For For
4.3 Elect Michael Flynn Mgmt For For For
4.4 Elect Cornelius Prior, Jr. Mgmt For For For
4.5 Elect Michael Prior Mgmt For For For
4.6 Elect Charles Roesslein Mgmt For For For
4.7 Elect Brian Schuchman Mgmt For For For
5 Ratification of Auditor Mgmt For For For
===============================================================================================================
Atrion
Corporation
Ticker Security ID: Meeting Date Meeting Status
ATRI CUSIP 049904105 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Emile Battat Mgmt For For For
1.2 Elect Ronald Spaulding Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
===============================================================================================================
Aurizon Mines
Ltd.
Ticker Security ID: Meeting Date Meeting Status
ARZ CUSIP 05155P106 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Board Size Mgmt For For For
2.1 Elect George Brack Mgmt For For For
2.2 Elect Andre Falzon Mgmt For For For
2.3 Elect Diane Francis Mgmt For For For
2.4 Elect Ian Walton Mgmt For For For
3 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
4 Transaction of Other Business Mgmt For Against Against
===============================================================================================================
Avatar Holdings
Inc.
Ticker Security ID: Meeting Date Meeting Status
AVTR CUSIP 053494100 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Allen Anderson Mgmt For For For
1.2 Elect Paul Barnett Mgmt For For For
1.3 Elect Jon Donnell Mgmt For For For
1.4 Elect Milton Dresner Mgmt For For For
1.5 Elect Roger Einiger Mgmt For For For
1.6 Elect Reuben Leibowitz Mgmt For For For
1.7 Elect Joshua Nash Mgmt For For For
1.8 Elect Kenneth Rosen Mgmt For For For
1.9 Elect Joel Simon Mgmt For For For
1.10 Elect Beth A. Stewart Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 1997 Incentive and Mgmt For Abstain Against
Capital Accumulation
Plan
4 Amendment to the 2005 Executive Mgmt For Abstain Against
Incentive Compensation
Plan
5 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against
Executive
Compensation
===============================================================================================================
AZZ Incorporated
Ticker Security ID: Meeting Date Meeting Status
AZZ CUSIP 002474104 07/13/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect H. Kirk Downey Mgmt For For For
1.2 Elect Daniel Feehan Mgmt For For For
1.3 Elect Peter Hegedus Mgmt For For For
2 Ratification of Auditor Mgmt For For For
===============================================================================================================
Balchem
Corporation
Ticker Security ID: Meeting Date Meeting Status
BCPC CUSIP 057665200 06/16/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Fisher Mgmt For For For
1.2 Elect Perry Premdas Mgmt For For For
1.3 Elect John Televantos Mgmt For For For
2 Increase of Authorized Common Stock Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For
Executive
Compensation
===============================================================================================================
Banca Finnat
Euramerica
S.p.A.
Ticker Security ID: Meeting Date Meeting Status
BFE CINS T92884112 04/29/2011 Voted
Meeting Type Country of Trade
Mix Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
3 Election of Director Mgmt For For For
4 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
5 Authority to Repurchase and Reissue Mgmt For For For
Shares
6 Stock Option Plan Mgmt For Abstain Against
7 Remuneration Policy Mgmt For For For
8 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
===============================================================================================================
Bangkok Chain
Hospital Public
Comp
Ltd
Ticker Security ID: Meeting Date Meeting Status
KH CINS Y060BQ115 04/26/2011 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve meeting minutes Mgmt For For For
2 Results of Operations Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Decrease in Authorized Capital Mgmt For For For
6 Increase in Authorized Capital Mgmt For For For
7 Authority to Issue Shares with Mgmt For For For
Preemptive
Rights
8 Elect Somporn Harnphanich Mgmt For For For
9 Elect Naporn Sunthornchitcharoen Mgmt For For For
10 Elect Saifons Chamimongkol Mgmt For For For
11 Elect Siripong Sombutsiri Mgmt For For For
12 Directors and Auditors' Fees Mgmt For For For
13 Directors' Pension Mgmt For Abstain Against
14 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
15 Authority to Issue Debentures Mgmt For For For
16 Transaction of Other Business Mgmt For Against Against
17 Non-Voting Meeting Note N/A N/A N/A N/A
18 Non-Voting Meeting Note N/A N/A N/A N/A
===============================================================================================================
Bel Fuse Inc.
Ticker Security ID: Meeting Date Meeting Status
BELFA CUSIP 077347201 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Avi Eden Mgmt For Withhold Against
1.2 Elect Robert Simandl Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 2011 Equity Compensation Plan Mgmt For Against Against
===============================================================================================================
Bing-Grae
Company
Limited
Ticker Security ID: Meeting Date Meeting Status
5180 CINS Y0887G105 03/18/2011 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Election of Directors (Slate) Mgmt For For For
4 Election of Corporate Auditor Mgmt For For For
5 Directors' Fees Mgmt For For For
6 Corporate Auditor's Fee Mgmt For For For
===============================================================================================================
BofI Holding,
Inc.
Ticker Security ID: Meeting Date Meeting Status
BOFI CUSIP 05566U108 10/21/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Edward Ratinoff Mgmt For For For
1.2 Elect Gordon Witter, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
===============================================================================================================
Bottomline
Technologies
(de),
Inc.
Ticker Security ID: Meeting Date Meeting Status
EPAY CUSIP 101388106 11/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Daniel McGurl Mgmt For For For
1.2 Elect James Loomis Mgmt For For For
1.3 Elect Garen Staglin Mgmt For For For
2 Amendment to the 2000 Employee Stock Mgmt For Abstain Against
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
===============================================================================================================
BPZ Resources,
Inc.
Ticker Security ID: Meeting Date Meeting Status
BPZ CUSIP 055639108 06/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Gordon Gray Mgmt For For For
1.2 Elect Stephen Beasley Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Employee Stock Purchase Plan Mgmt For Abstain Against
4 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against
Executive
Compensation
===============================================================================================================
Broadway
Industrial
Group
Limited
Ticker Security ID: Meeting Date Meeting Status
B69 CINS Y0973Y101 04/21/2011 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Richard EU Yee Ming Mgmt For For For
4 Elect LEE Po Lo @ LEE Khong Kee Mgmt For For For
5 Elect LEE Chow Soon Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
8 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive
Rights
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Authority to Grant Awards and Issue Mgmt For Abstain Against
Shares under the BIGL Share Option
Scheme
2001
11 Authority to Grant Awards and Issue Mgmt For Abstain Against
Shares under the BIGL Share
Plan
12 Bonus Share Issuance Mgmt For For For
13 Authority to Repurchase Shares Mgmt For For For
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
===============================================================================================================
Bukwang
Pharmaceutical
Co.,
Ltd.
Ticker Security ID: Meeting Date Meeting Status
3000 CINS Y1001U103 05/27/2011 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Election of Directors (Slate) Mgmt For For For
5 Directors' Fees Mgmt For For For
===============================================================================================================
Burckhardt
Compression
Holding
AG
Ticker Security ID: Meeting Date Meeting Status
BCHN CINS H12013100 07/02/2010 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Opening Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Board and Management Mgmt For For For
Acts
7 Amendments to Articles Mgmt For For For
8 Amendments to Board Composition Mgmt For For For
9 Amendment Regarding Share Register Mgmt For For For
10 Elect Heinz Bachmann Mgmt For For For
11 Elect Urs Fankhauser Mgmt For For For
12 Elect Hans Hess Mgmt For For For
13 Elect Urs Leinhauser Mgmt For For For
14 Elect Valentin Vogt Mgmt For For For
15 Appointment of Auditor Mgmt For For For
===============================================================================================================
Burnham Holdings
Inc.
Ticker Security ID: Meeting Date Meeting Status
BURCA CUSIP 122295108 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Dodge, II Mgmt For For For
1.2 Elect John Lyman Mgmt For For For
1.3 Elect Robert Newcomer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
===============================================================================================================
C Uyemura &
Company
Limited
Ticker Security ID: Meeting Date Meeting Status
4966 CINS J0845U102 06/29/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Elect Hiroya Uemura Mgmt For For For
3 Elect Shigeo Hashimoto Mgmt For For For
4 Elect Yoshitsugu Katayama Mgmt For For For
5 Elect WANG Zheng Shun Mgmt For For For
6 Elect Kazutoshi Komori Mgmt For For For
7 Elect Setsuo Kitazato Mgmt For For For
8 Elect Shigeo Sakabe Mgmt For For For
9 Retirement Allowance for Director Mgmt For For For
===============================================================================================================
Cal-Maine Foods,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CALM CUSIP 128030202 10/15/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Fred Adams, Jr. Mgmt For For For
1.2 Elect Richard Looper Mgmt For For For
1.3 Elect Adolphus Baker Mgmt For For For
1.4 Elect Timothy Dawson Mgmt For For For
1.5 Elect Letitia Hughes Mgmt For For For
1.6 Elect James Poole Mgmt For For For
1.7 Elect Steve Sanders Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure
Report
===============================================================================================================
Cass Information
Systems,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CASS CUSIP 14808P109 04/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect K. Dane Brooksher Mgmt For For For
1.2 Elect Eric Brunngraber Mgmt For For For
1.3 Elect Bryan Chapell Mgmt For For For
1.4 Elect Benjamin Edwards IV Mgmt For For For
2 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
===============================================================================================================
Cavco Industries
Inc
Ticker Security ID: Meeting Date Meeting Status
CVCO CUSIP 149568107 06/30/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Joseph Stegmayer Mgmt For For For
1.2 Elect William Boor Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
===============================================================================================================
CBIZ, Inc.
Ticker Security ID: Meeting Date Meeting Status
CBZ CUSIP 124805102 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Joseph DiMartino Mgmt For For For
2 Elect Richard Rochon Mgmt For For For
3 Elect Donald Weir Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For For For
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
7 Amendment to the 2002 Stock Mgmt For For For
Incentive
Plan
8 Amendment to the 2007 Employee Stock Mgmt For For For
Purchase
Plan
9 Authorization of Preferred Stock Mgmt For For For
10 Transaction of Other Business Mgmt For For For
===============================================================================================================
CE Franklin Ltd.
Ticker Security ID: Meeting Date Meeting Status
CFT CUSIP 125151100 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Directors (Slate) Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
===============================================================================================================
Central Steel &
Wire
Company
Ticker Security ID: Meeting Date Meeting Status
CSTW CUSIP 155411101 04/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Cronin Mgmt For Withhold Against
1.2 Elect John Calhoun Mgmt For Withhold Against
1.3 Elect Michael Sullivan Mgmt For Withhold Against
1.4 Elect Ronald Kazmar Mgmt For Withhold Against
1.5 Elect Christopher Rodgers Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For Abstain Against
===============================================================================================================
CFS Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
CITZ CUSIP 12525D102 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Gregory Blaine Mgmt For For For
1.2 Elect Joyce Simon Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against
Executive
Compensation
===============================================================================================================
Charming
Shoppes,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CHRS CUSIP 161133103 06/16/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Arnaud Ajdler Mgmt For For For
1.2 Elect Michael Appel Mgmt For For For
1.3 Elect Richard Bennet, III Mgmt For For For
1.4 Elect Michael Blitzer Mgmt For For For
1.5 Elect Michael Goldstein Mgmt For For For
1.6 Elect Katherine Hudson Mgmt For For For
1.7 Elect Bruce Klatsky Mgmt For For For
1.8 Elect Paula Price Mgmt For For For
1.9 Elect Anthony Romano Mgmt For For For
1.10 Elect Alan Rosskamm Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
===============================================================================================================
Chemspec
International
Limited
Ticker Security ID: Meeting Date Meeting Status
CPC CUSIP 163868102 10/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Option Exchange Mgmt For Abstain Against
===============================================================================================================
Chemung
Financial
Corporation
Ticker Security ID: Meeting Date Meeting Status
CHMG CUSIP 164024101 03/24/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Merger/Acquisition Mgmt For For For
===============================================================================================================
Chemung
Financial
Corporation
Ticker Security ID: Meeting Date Meeting Status
CHMG CUSIP 164024101 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Bruce Boyea Mgmt For For For
1.2 Elect Stephen Lounsberry III Mgmt For For For
1.3 Elect Thomas Meier Mgmt For For For
2 Ratification of Auditor Mgmt For For For
===============================================================================================================
Chesapeake Gold
Corp.
Ticker Security ID: Meeting Date Meeting Status
CKG CUSIP 165184102 12/16/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Chris Falck Mgmt For For For
1.2 Elect Daniel Kunz Mgmt For For For
1.3 Elect Peter Palmedo Mgmt For For For
1.4 Elect John Perston Mgmt For For For
1.5 Elect P. Randy Reifel Mgmt For For For
1.6 Elect Gerald Sneddon Mgmt For For For
2 Appointment of Auditor Mgmt For For For
===============================================================================================================
China
Hydroelectric
Corporation
Ticker Security ID: Meeting Date Meeting Status
CHC CUSIP 16949D101 09/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Amendment to Articles Concerning Mgmt For Against Against
Classified
Board
2 Elect John Kuhns Mgmt For For For
3 Elect Richard Hochman Mgmt For For For
4 Elect Shadron Lee Stastney Mgmt For For For
5 Appointment of Auditor Mgmt For For For
===============================================================================================================
China Integrated
Energy
Inc.
Ticker Security ID: Meeting Date Meeting Status
CBEH CUSIP 16948P105 11/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Xincheng Gao Mgmt For For For
1.2 Elect Gaihong Li Mgmt For For For
1.3 Elect Larry Goldman Mgmt For For For
1.4 Elect Wenbing Wang Mgmt For For For
1.5 Elect Junrong Guo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
===============================================================================================================
China XD
Plastics Co.
Ltd.
Ticker Security ID: Meeting Date Meeting Status
CXDC CUSIP 16948F107 12/01/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jie Han Mgmt For For For
1.2 Elect Taylor Zhang Mgmt For For For
1.3 Elect Qingwei Ma Mgmt For For For
1.4 Elect Lawrence Leighton Mgmt For For For
1.5 Elect Robert Brisotti Mgmt For For For
1.6 Elect Linyuan Zhai Mgmt For For For
1.7 Elect Yong Jin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
===============================================================================================================
ChinaCast
Education
Corporation
Ticker Security ID: Meeting Date Meeting Status
CAST CUSIP 16946T109 11/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ron Chan Tze Ngon Mgmt For For For
1.2 Elect Michael Santos Mgmt For For For
1.3 Elect Daniel Tseung Mgmt For For For
1.4 Elect Justin Tang Mgmt For For For
1.5 Elect Ned Sherwood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
===============================================================================================================
CIRCOR
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CIR CUSIP 17273K109 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect A. William Higgins Mgmt For For For
1.2 Elect C. William Zadel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
===============================================================================================================
CJ CGV Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
79160 CINS Y30642105 03/18/2011 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors (Slate) Mgmt For For For
4 Election of Audit Committee Members Mgmt For For For
(Slate)
5 Directors' Fees Mgmt For For For
6 Amendments to Articles Mgmt For For For
===============================================================================================================
Cogo Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
COGO CUSIP 192448108 12/22/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Q.Y. Ma Mgmt For For For
1.2 Elect JP Gan Mgmt For For For
1.3 Elect George Mao Mgmt For For For
1.4 Elect Jeffrey Kang Mgmt For For For
1.5 Elect Frank Zheng Mgmt For For For
2 Ratification of Auditor Mgmt For For For
===============================================================================================================
Cohen & Steers,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CNS CUSIP 19247A100 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Martin Cohen Mgmt For For For
2 Elect Robert Steers Mgmt For For For
3 Elect Richard Bruce Mgmt For For For
4 Elect Peter Rhein Mgmt For For For
5 Elect Richard Simon Mgmt For For For
6 Elect Edmond Villani Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
9 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against
Executive
Compensation
===============================================================================================================
Colony
Financial,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CLNY CUSIP 19624R106 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Thomas Barrack, Jr. Mgmt For Withhold Against
1.2 Elect Richard Saltzman Mgmt For Withhold Against
1.3 Elect George Parker Mgmt For Withhold Against
1.4 Elect John Somers Mgmt For Withhold Against
1.5 Elect John Steffens Mgmt For Withhold Against
2 2011 Equity Incentive Plan Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
===============================================================================================================
Columbus
McKinnon
Corporation
Ticker Security ID: Meeting Date Meeting Status
CMCO CUSIP 199333105 07/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Timothy Tevens Mgmt For For For
1.2 Elect Richard Fleming Mgmt For For For
1.3 Elect Ernest Verebelyi Mgmt For For For
1.4 Elect Wallace Creek Mgmt For For For
1.5 Elect Stephen Rabinowitz Mgmt For For For
1.6 Elect Linda Goodspeed Mgmt For For For
1.7 Elect Nicholas Pinchuk Mgmt For For For
1.8 Elect Liam McCarthy Mgmt For For For
1.9 Elect Christian Ragot Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2010 Long Term Incentive Plan Mgmt For Abstain Against
===============================================================================================================
Comfort Systems
USA,
Inc.
Ticker Security ID: Meeting Date Meeting Status
FIX CUSIP 199908104 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Murdy Mgmt For For For
1.2 Elect Darcy Anderson Mgmt For For For
1.3 Elect Herman Bulls Mgmt For For For
1.4 Elect Alfred Giardenelli, Jr. Mgmt For For For
1.5 Elect Alan Krusi Mgmt For For For
1.6 Elect Brian Lane Mgmt For For For
1.7 Elect Franklin Myers Mgmt For For For
1.8 Elect James Schultz Mgmt For For For
1.9 Elect Robert Wagner, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against
Executive
Compensation
===============================================================================================================
Commercial
National
Financial
Corporation
Ticker Security ID: Meeting Date Meeting Status
CNAF CUSIP 202217105 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Babilya Mgmt For For For
1.2 Elect Joseph Mosso Mgmt For For For
1.3 Elect Bruce Robinson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
===============================================================================================================
Computer Task
Group,
Incorporated
Ticker Security ID: Meeting Date Meeting Status
CTGX CUSIP 205477102 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Boldt Mgmt For For For
1.2 Elect Thomas Baker Mgmt For For For
1.3 Elect William McGuire Mgmt For For For
2 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against
Executive
Compensation
===============================================================================================================
CompX
International
Inc.
Ticker Security ID: Meeting Date Meeting Status
CIX CUSIP 20563P101 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Bowers Mgmt For For For
1.2 Elect Serena Connelly Mgmt For For For
1.3 Elect Norman Edelcup Mgmt For Withhold Against
1.4 Elect Edward Hardin Mgmt For For For
1.5 Elect Ann Manix Mgmt For For For
1.6 Elect Glenn Simmons Mgmt For For For
1.7 Elect Steven Watson Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
===============================================================================================================
Consolidated-Tomo
ka Land
Co.
Ticker Security ID: Meeting Date Meeting Status
CTO CUSIP 210226106 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect William Davison Mgmt For For For
2 Elect Jeffry Fuqua Mgmt For For For
3 Elect William McMunn Mgmt For For For
4 Elect Howard Serkin Mgmt For For For
5 Elect William Olivari Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Repeal of Classified Board Mgmt For For For
8 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
9 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against
Executive
Compensation
===============================================================================================================
Corporation
Ticker Security ID: Meeting Date Meeting Status
CNU CUSIP 212172100 02/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Pfenniger, Jr. Mgmt For For For
1.2 Elect Robert Cresci Mgmt For For For
1.3 Elect Neil Flanzraich Mgmt For For For
1.4 Elect Phillip Frost Mgmt For For For
1.5 Elect Jacob Nudel Mgmt For For For
1.6 Elect Marvin Sackner Mgmt For For For
1.7 Elect Jacqueline Simkin Mgmt For For For
1.8 Elect A. Marvin Strait Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against
Executive
Compensation
===============================================================================================================
Courier
Corporation
Ticker Security ID: Meeting Date Meeting Status
CRRC CUSIP 222660102 01/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Edward Hoff Mgmt For For For
1.2 Elect Robert Story, Jr. Mgmt For For For
1.3 Elect Susan Wagner Mgmt For For For
2 2011 Stock Option and Incentive Plan Mgmt For Abstain Against
3 Ratification of Auditor Mgmt For For For
Cowen Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
COWN CUSIP 223622101 06/15/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
Credo Petroleum
Corporation
Ticker Security ID: Meeting Date Meeting Status
CRED CUSIP 225439207 04/07/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Rigas Mgmt For For For
1.2 Elect H. Leigh Severance Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against
Executive
Compensation
===============================================================================================================
Cryolife, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRY CUSIP 228903100 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Steven Anderson Mgmt For For For
1.2 Elect Thomas Ackerman Mgmt For For For
1.3 Elect James Benson Mgmt For For For
1.4 Elect Daniel Bevevino Mgmt For For For
1.5 Elect Ronald Elkins Mgmt For For For
1.6 Elect Ronald McCall Mgmt For For For
1.7 Elect Harvey Morgan Mgmt For For For
2 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
===============================================================================================================
CryptoLogic
Limited
Ticker Security ID: Meeting Date Meeting Status
CRY CUSIP G3159C109 06/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Thomas Byrne Mgmt For For For
2 Elect David Gavagan Mgmt For For For
3 Elect James Wallace Mgmt For For For
4 Elect Simon Creedy-Smith Mgmt For For For
5 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
===============================================================================================================
CSS Industries,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CSS CUSIP 125906107 08/03/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Scott Beaumont Mgmt For For For
1.2 Elect James Bromley Mgmt For For For
1.3 Elect Jack Farber Mgmt For For For
1.4 Elect John Gavin Mgmt For For For
1.5 Elect James Ksansnak Mgmt For For For
1.6 Elect Rebecca Matthias Mgmt For For For
1.7 Elect Christopher Munyan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
===============================================================================================================
Daewoong Pharma
Ticker Security ID: Meeting Date Meeting Status
69620 CINS Y1915W104 03/18/2011 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Election of Directors (Slate) Mgmt For For For
3 Election of Corporate Auditor Mgmt For For For
4 Directors' Fees Mgmt For For For
5 Corporate Auditor's Fees Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
===============================================================================================================
Dawson
Geophysical
Company
Ticker Security ID: Meeting Date Meeting Status
DWSN CUSIP 239359102 01/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Paul Brown Mgmt For For For
1.2 Elect Craig Cooper Mgmt For For For
1.3 Elect L. Decker Dawson Mgmt For For For
1.4 Elect Gary Hoover Mgmt For For For
1.5 Elect Stephen Jumper Mgmt For For For
1.6 Elect Jack Ladd Mgmt For For For
1.7 Elect Ted North Mgmt For For For
1.8 Elect Tim Thompson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
===============================================================================================================
Deswell
Industries,
Inc.
Ticker Security ID: Meeting Date Meeting Status
DSWL CUSIP 250639101 09/16/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Lau Mgmt For For For
1.2 Elect Chin Pang Li Mgmt For For For
1.3 Elect Hung-Hum Leung Mgmt For For For
1.4 Elect Allen Yau-Nam Cham Mgmt For For For
1.5 Elect Wing-Ki Hui Mgmt For For For
2 Amendment to the 2003 Stock Option Mgmt For Abstain Against
Plan
3 Appointment of Auditor Mgmt For For For
===============================================================================================================
Diamond Hill
Investment
Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
DHIL CUSIP 25264R207 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Lawrence Baumgartner Mgmt For For For
1.2 Elect R.H. Dillon Mgmt For For For
1.3 Elect James Laird Mgmt For For For
1.4 Elect David Lauer Mgmt For For For
1.5 Elect Peter Moran Mgmt For For For
1.6 Elect Donald Shackelford Mgmt For For For
1.7 Elect Frances Skinner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2011 Equity and Cash Incentive Plan Mgmt For Abstain Against
4 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against
Executive
Compensation
===============================================================================================================
Diploma plc
Ticker Security ID: Meeting Date Meeting Status
DPLM CINS G27664112 01/12/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Iain Henderson Mgmt For For For
4 Elect Nigel Lingwood Mgmt For For For
5 Elect Ian Grice Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Authority to Set Auditor's Fees Mgmt For For For
8 Directors' Remuneration Report Mgmt For For For
9 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Authority to Repurchase Shares Mgmt For For For
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 "Performance Share Plan 2011 Mgmt For For For
(""""PSP"""")"
18 "Share Matching Plan 2011 Mgmt For For For
(""""SMP"""")"
19 Authority to Set General Meeting Mgmt For For For
Notice Period at 14
Days
20 Non-Voting Meeting Note N/A N/A N/A N/A
===============================================================================================================
Domino Printing
Sciences
plc
Ticker Security ID: Meeting Date Meeting Status
DNO CINS G28112103 03/16/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Peter Byrom Mgmt For For For
5 Elect Sir Mark Wrightson Mgmt For For For
6 Elect Philip Ruffles Mgmt For For For
7 Elect Sir David Brown Mgmt For For For
8 Elect Christopher Brinsmead Mgmt For For For
9 Elect Nigel Bond Mgmt For For For
10 Elect Andrew Herbert Mgmt For For For
11 Elect Garry Havens Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Auditor's Fees Mgmt For For For
14 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
15 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
16 Authority to Repurchase Shares Mgmt For For For
17 Authority to Set General Meeting Mgmt For For For
Notice Period at 14
Days
===============================================================================================================
Drew Industries
Incorporated
Ticker Security ID: Meeting Date Meeting Status
DW CUSIP 26168L205 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Edward Rose, III Mgmt For For For
1.2 Elect Leigh Abrams Mgmt For For For
1.3 Elect Fredric Zinn Mgmt For For For
1.4 Elect James Gero Mgmt For For For
1.5 Elect Frederick Hegi, Jr. Mgmt For For For
1.6 Elect David Reed Mgmt For For For
1.7 Elect John Lowe, Jr. Mgmt For For For
1.8 Elect Jason Lippert Mgmt For For For
2 Amendment to the 2011 Equity Award Mgmt For For For
and Incentive
Plan
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Transaction of Other Business Mgmt For Against Against
===============================================================================================================
Ducommun
Incorporated
Ticker Security ID: Meeting Date Meeting Status
DCO CUSIP 264147109 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Joseph Berenato Mgmt For For For
1.2 Elect Robert Paulson Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
===============================================================================================================
Duff & Phelps
Corporation
Ticker Security ID: Meeting Date Meeting Status
DUF CUSIP 26433B107 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Noah Gottdiener Mgmt For For For
1.2 Elect Robert Belke Mgmt For For For
1.3 Elect Peter Calamari Mgmt For For For
1.4 Elect William Carapezzi Mgmt For For For
1.5 Elect Harvey Krueger Mgmt For For For
1.6 Elect Sander Levy Mgmt For For For
1.7 Elect Jeffrey Lovell Mgmt For For For
2 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
===============================================================================================================
Dundee
Corporation
Ticker Security ID: Meeting Date Meeting Status
DC CUSIP 264901109 01/06/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Divestiture Mgmt For For For
===============================================================================================================
Dynavox Inc.
Ticker Security ID: Meeting Date Meeting Status
DVOX CUSIP 26817F104 12/01/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Edward Donnelly, Jr. Mgmt For For For
1.2 Elect Michael Hammes Mgmt For For For
1.3 Elect Michael Herling Mgmt For For For
1.4 Elect Roger Holstein Mgmt For For For
1.5 Elect James Liken Mgmt For For For
1.6 Elect William Mayer Mgmt For For For
1.7 Elect Augustine Nieto II Mgmt For For For
1.8 Elect JoAnn Reed Mgmt For For For
1.9 Elect Erin Russel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
===============================================================================================================
Eastern Company
Ticker Security ID: Meeting Date Meeting Status
EML CUSIP 276317104 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Everets Mgmt For For For
1.2 Elect Leonard Leganza Mgmt For For For
2 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
===============================================================================================================
Encore Wire
Corporation
Ticker Security ID: Meeting Date Meeting Status
WIRE CUSIP 292562105 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Donald Courtney Mgmt For For For
1.2 Elect Thomas Cunningham Mgmt For For For
1.3 Elect Daniel Jones Mgmt For For For
1.4 Elect William Thomas III Mgmt For For For
1.5 Elect Scott Weaver Mgmt For For For
1.6 Elect John Wilson Mgmt For For For
2 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
===============================================================================================================
Endeavour
Financial
Corporation
Ticker Security ID: Meeting Date Meeting Status
EDV CUSIP G3040R109 09/14/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Jorge Gamarci Mgmt For For For
2 Elect Bill Koutsouras Mgmt For For For
3 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
4 Change of Company Name Mgmt For For For
===============================================================================================================
Endeavour
Financial
Corporation
Ticker Security ID: Meeting Date Meeting Status
EDV ISIN KYG3040R1332 09/14/2010 Voted
Meeting Type Country of Trade
Mix Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Jorge Gamarci Mgmt For For For
4 Elect Bill Koutsouras Mgmt For For For
5 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
6 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
7 Non-Voting Agenda Item N/A N/A N/A N/A
===============================================================================================================
Endeavour Mining
Corporation
Ticker Security ID: Meeting Date Meeting Status
EDV CUSIP G3040R109 06/06/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Michael Beckett Mgmt For For For
2 Elect Wayne McManus Mgmt For For For
3 Elect Neil Woodyer Mgmt For For For
4 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
===============================================================================================================
Endeavour Mining
Corporation
Ticker Security ID: Meeting Date Meeting Status
EDV CUSIP G3041P102 06/06/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Michael Beckett Mgmt For For For
2 Elect Wayne McManus Mgmt For For For
3 Elect Neil Woodyer Mgmt For For For
4 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
===============================================================================================================
Ennis Inc.
Ticker Security ID: Meeting Date Meeting Status
EBF CUSIP 293389102 06/30/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Frank Bracken Mgmt For For For
1.2 Elect Keith Walters Mgmt For For For
1.3 Elect Irshad Ahmad Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Long-Term Mgmt For For For
Incentive
Plan
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For
Executive
Compensation
6 Transaction of Other Business Mgmt For For For
===============================================================================================================
Epoch Holding
Corporation
Ticker Security ID: Meeting Date Meeting Status
EPHC CUSIP 29428R103 12/02/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Allan Tessler Mgmt For For For
1.2 Elect William Priest Mgmt For For For
1.3 Elect Enrique Arzac Mgmt For For For
1.4 Elect Jeffrey Berenson Mgmt For For For
1.5 Elect John Cecil Mgmt For For For
1.6 Elect Peter Flaherty Mgmt For For For
1.7 Elect Timothy Taussig Mgmt For For For
2 Ratification of Auditor Mgmt For For For
===============================================================================================================
EPS Company
Limted
Ticker Security ID: Meeting Date Meeting Status
4282 CINS J2159X102 12/22/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Elect Yoshinori Andoh Mgmt For For For
3 Election of Alternate Statutory Mgmt For For For
Auditor(s)
===============================================================================================================
Ethan Allen
Interiors
Inc.
Ticker Security ID: Meeting Date Meeting Status
ETH CUSIP 297602104 11/16/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Clinton Clark Mgmt For For For
2 Elect Kristin Gamble Mgmt For For For
3 Elect Don Wilson III Mgmt For For For
4 Elect James Schmotter Mgmt For For For
5 Ratification of Auditor Mgmt For For For
===============================================================================================================
Exactech, Inc.
Ticker Security ID: Meeting Date Meeting Status
EXAC CUSIP 30064E109 06/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Smith Mgmt For For For
1.2 Elect William Petty Mgmt For For For
1.3 Elect R. Wynn Kearney, Jr. Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Amendment to the 2009 Executive Mgmt For For For
Incentive Compensation
Plan
5 Ratification of Auditor Mgmt For For For
===============================================================================================================
Exar Corporation
Ticker Security ID: Meeting Date Meeting Status
EXAR CUSIP 300645108 09/15/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Izak Bencuya Mgmt For For For
1.2 Elect Pierre Guilbault Mgmt For For For
1.3 Elect Brian Hilton Mgmt For For For
1.4 Elect Richard Leza Mgmt For For For
1.5 Elect Gary Meyers Mgmt For For For
1.6 Elect Oscar Rodriguez Mgmt For For For
1.7 Elect Pete Rodriguez Mgmt For For For
2 Amendment to the 2006 Equity Mgmt For For For
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
===============================================================================================================
Exeter Resource
Corporation
Ticker Security ID: Meeting Date Meeting Status
XRC CUSIP 301835104 06/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Bryce Roxburgh Mgmt For For For
2.2 Elect Yale Simpson Mgmt For For For
2.3 Elect Douglas Scheving Mgmt For For For
2.4 Elect Robert Reynolds Mgmt For For For
2.5 Elect Louis Montpelier Mgmt For For For
2.6 Elect John Simmons Mgmt For For For
2.7 Elect Julian Bavin Mgmt For For For
3 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
===============================================================================================================
Exponent, Inc.
Ticker Security ID: Meeting Date Meeting Status
EXPO CUSIP 30214U102 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Samuel Armacost Mgmt For For For
1.2 Elect Mary Cranston Mgmt For For For
1.3 Elect Leslie Denend Mgmt For For For
1.4 Elect Michael Gaulke Mgmt For For For
1.5 Elect Paul Johnston Mgmt For For For
1.6 Elect Stephen Riggins Mgmt For For For
1.7 Elect John Shoven Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
===============================================================================================================
Extorre Gold
Mines
Limited
Ticker Security ID: Meeting Date Meeting Status
XG CUSIP 30227B109 06/09/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Bryce Roxburgh Mgmt For For For
1.2 Elect Eric Roth Mgmt For For For
1.3 Elect Yale Simpson Mgmt For Withhold Against
1.4 Elect Robert Reynolds Mgmt For Withhold Against
1.5 Elect Ignacio Celorrio Mgmt For Withhold Against
1.6 Elect James Strauss Mgmt For Withhold Against
1.7 Elect George Lawton Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Amendment to Articles Regarding Mgmt For For For
Board
Size
4 Change of Continuance Mgmt For Against Against
5 Transaction of Other Business Mgmt For Against Against
===============================================================================================================
FAG Bearings
India
Limited
Ticker Security ID: Meeting Date Meeting Status
FAGBEARING CINS Y2407S114 04/21/2011 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Avinash Gandhi Mgmt For For For
4 Elect Moreshwar Garde Mgmt For For For
5 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
===============================================================================================================
Farmer Bros. Co.
Ticker Security ID: Meeting Date Meeting Status
FARM CUSIP 307675108 12/09/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Roger Laverty III Mgmt For For For
1.2 Elect Martin Lynch Mgmt For For For
1.3 Elect James McGarry Mgmt For For For
2 Ratification of Auditor Mgmt For For For
===============================================================================================================
Fauquier
Bankshares,
Inc.
Ticker Security ID: Meeting Date Meeting Status
FBSS CUSIP 312059108 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Eric Graap Mgmt For For For
1.2 Elect Douglas C. Larson Mgmt For For For
1.3 Elect Randolph T. Minter Mgmt For For For
2 Ratification of Auditor Mgmt For For For
===============================================================================================================
FBR Capital
Markets
Corporation
Ticker Security ID: Meeting Date Meeting Status
FBCM CUSIP 30247C301 06/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Reena Aggarwal Mgmt For For For
1.2 Elect Eric Billings Mgmt For For For
1.3 Elect Richard Hendrix Mgmt For For For
1.4 Elect Thomas Hynes, Jr. Mgmt For For For
1.5 Elect Adam Klein Mgmt For For For
1.6 Elect Richard Kraemer Mgmt For For For
1.7 Elect Ralph Michael III Mgmt For For For
1.8 Elect Thomas Murphy, Jr. Mgmt For For For
1.9 Elect Arthur Reimers Mgmt For For For
2 Company Name Change Mgmt For For For
3 Amendment to the 2007 Employee Stock Mgmt For Abstain Against
Purchase
Plan
4 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
===============================================================================================================
Financial
Institutions,
Inc.
Ticker Security ID: Meeting Date Meeting Status
FISI CUSIP 317585404 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Benjamin Mgmt For For For
1.2 Elect Barton Dambra Mgmt For For For
1.3 Elect Susan Holliday Mgmt For For For
1.4 Elect Peter Humphrey Mgmt For For For
2 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
===============================================================================================================
Flexsteel
Industries,
Inc.
Ticker Security ID: Meeting Date Meeting Status
FLXS CUSIP 339382103 12/06/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jeffrey Bertsch Mgmt For For For
1.2 Elect Lynn Davis Mgmt For For For
1.3 Elect Eric Rangen Mgmt For Withhold Against
2 Authority to Establish a Class or Mgmt For Against Against
Series of
Shares
3 Amendments to Article V of the Mgmt For Against Against
Articles of
Incorporation
4 Amendment to Articles of Mgmt For For For
Incorporation Removing Requirement
of Certain Shareholder
Approvals
5 Amendment to Articles of Mgmt For For For
Incorporation Providing a General
Grant of Authority to the Board of
Directors
6 Amendment to Articles of Mgmt For For For
Incorporation to Provide for Action
by Less Than Unanimous Written
Consent
7 Technical Amendments to Articles of Mgmt For For For
Incorporation
===============================================================================================================
Force
Protection,
Inc.
Ticker Security ID: Meeting Date Meeting Status
FRPT CUSIP 345203202 04/22/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Day Mgmt For For For
1.2 Elect John Paxton Mgmt For For For
1.3 Elect Thomas Corcoran Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against
Executive
Compensation
5 Amendment to the 2008 Stock Plan Mgmt For Abstain Against
===============================================================================================================
Forrester
Research,
Inc.
Ticker Security ID: Meeting Date Meeting Status
FORR CUSIP 346563109 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect George Colony Mgmt For For For
1.2 Elect Michael Welles Mgmt For For For
1.3 Elect Charles Rutstein Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against
Executive
Compensation
===============================================================================================================
Forward Air
Corporation
Ticker Security ID: Meeting Date Meeting Status
FWRD CUSIP 349853101 05/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ronald Allen Mgmt For For For
1.2 Elect Bruce Campbell Mgmt For For For
1.3 Elect C. Robert Campbell Mgmt For For For
1.4 Elect Richard Hanselman Mgmt For For For
1.5 Elect C. John Langley, Jr. Mgmt For For For
1.6 Elect Tracy Leinbach Mgmt For For For
1.7 Elect Larry Leinweber Mgmt For For For
1.8 Elect G. Michael Lynch Mgmt For For For
1.9 Elect Ray Mundy Mgmt For For For
1.10 Elect Gary Paxton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Stock Option and Mgmt For Abstain Against
Incentive
Plan
4 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against
Executive
Compensation
===============================================================================================================
FreightCar
America,
Inc.
Ticker Security ID: Meeting Date Meeting Status
RAIL CUSIP 357023100 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Thomas Fitzpatrick Mgmt For For For
1.2 Elect Thomas Madden Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
===============================================================================================================
Frequency
Electronics,
Inc.
Ticker Security ID: Meeting Date Meeting Status
FEIM CUSIP 358010106 10/06/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Joseph Franklin Mgmt For Withhold Against
1.2 Elect Martin Bloch Mgmt For For For
1.3 Elect Joel Girsky Mgmt For Withhold Against
1.4 Elect E. Donald Shapiro Mgmt For Withhold Against
1.5 Elect S. Robert Foley, Jr. Mgmt For Withhold Against
1.6 Elect Richard Schwartz Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
===============================================================================================================
Frozen Food
Express
Industries,
Inc.
Ticker Security ID: Meeting Date Meeting Status
FFEX CUSIP 359360104 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Barrett Clark Mgmt For Withhold Against
1.2 Elect Kevin Kilpatrick Mgmt For For For
1.3 Elect S. Russell Stubbs Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
===============================================================================================================
Fuel Systems
Solutions,
Inc.
Ticker Security ID: Meeting Date Meeting Status
FSYS CUSIP 35952W103 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Norman Bryan Mgmt For For For
1.2 Elect Joseph Pompeo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against
Executive
Compensation
===============================================================================================================
Fundtech Ltd.
Ticker Security ID: Meeting Date Meeting Status
FNDT CUSIP M47095100 12/21/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Avraham Fischer Mgmt For For For
1.2 Elect Reuven Ben Menachem Mgmt For For For
1.3 Elect Yaffa Krindel Mgmt For For For
1.4 Elect Stanley Stern Mgmt For For For
1.5 Elect Gil Weiser Mgmt For For For
1.6 Elect Peter Radcliffe Mgmt For For For
1.7 Elect Robert Cobuzzi Mgmt For For For
1.8 Elect Gerald Dogon Mgmt For For For
2 Amendment to the 2005 International Mgmt For Abstain Against
Share Option and Restricted Share
Plan and 2005 Israeli Share Option
and Restricted Share
Plan
3 Approval of the Compensation Payable Mgmt For Abstain Against
to the
Chairman
4 Non-Employee Directors' Equity Mgmt For Abstain Against
Compensation
5 Approval of the Compensation Payable Mgmt For Abstain Against
to the
CEO
6 Appointment of Auditor Mgmt For For For
===============================================================================================================
Furiex
Pharmaceuticals,
Inc.
Ticker Security ID: Meeting Date Meeting Status
FURX CUSIP 36106P101 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stuart Bondurant Mgmt For For For
1.2 Elect Peter Corr Mgmt For For For
1.3 Elect Wendy Dixon Mgmt For For For
1.4 Elect Fredric Eshelman Mgmt For For For
1.5 Elect Stephen Kaldor Mgmt For For For
1.6 Elect Robert Ruscher Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against
Executive
Compensation
===============================================================================================================
Fushi Copperweld
Inc.
Ticker Security ID: Meeting Date Meeting Status
FSIN CUSIP 36113E107 06/15/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Li Fu Mgmt For For For
1.2 Elect Joseph Longever Mgmt For For For
1.3 Elect Wenbing Wang Mgmt For Withhold Against
1.4 Elect Barry Raeburn Mgmt For For For
1.5 Elect Feng Bai Mgmt For Withhold Against
1.6 Elect Jiping Hua Mgmt For Withhold Against
1.7 Elect John Francis Perkowski Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
===============================================================================================================
Gammon Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
GAM CUSIP 36467T106 02/18/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Shareholder Rights Plan Mgmt For For For
2 Amendment to the Stock Option Plan Mgmt For For For
===============================================================================================================
Gammon Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
GAM CUSIP 36467T106 06/09/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Directors (Slate) Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Change of Company Name Mgmt For For For
4 Change of Continuance Mgmt For For For
===============================================================================================================
Geeknet, Inc.
Ticker Security ID: Meeting Date Meeting Status
GKNT CUSIP 36846Q203 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Matthew Blank Mgmt For For For
1.2 Elect Matthew Carey Mgmt For For For
1.3 Elect Peter Georgescu Mgmt For For For
1.4 Elect Frank Riddick III Mgmt For For For
1.5 Elect Derek Smith Mgmt For For For
1.6 Elect Kenneth Langone Mgmt For For For
1.7 Elect Michael Solomon Mgmt For For For
1.8 Elect David Wright Mgmt For For For
1.9 Elect Sir Ronald Hampel Mgmt For For For
1.10 Elect Matthew Blank Mgmt For For For
1.11 Elect Matthew Carey Mgmt For For For
1.12 Elect Peter Georgescu Mgmt For For For
1.13 Elect Frank Riddick III Mgmt For For For
1.14 Elect Derek Smith Mgmt For For For
2 Repeal of Classified Board Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against
Executive
Compensation
6 Amendment to the 2007 Equity Mgmt For Abstain Against
Incentive
Plan
===============================================================================================================
Geeknet, Inc.
Ticker Security ID: Meeting Date Meeting Status
GKNT CUSIP 36846Q104 10/14/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Reverse Stock Split Mgmt For For For
===============================================================================================================
Gentiva Health
Services,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GTIV CUSIP 37247A102 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Forman, Jr. Mgmt For For For
1.2 Elect Victor Ganzi Mgmt For For For
1.3 Elect Philip Lochner, Jr. Mgmt For For For
1.4 Elect Ronald Malone Mgmt For For For
1.5 Elect Stuart Olsten Mgmt For For For
1.6 Elect Sheldon Retchin Mgmt For For For
1.7 Elect Tony Strange Mgmt For For For
1.8 Elect Raymond Troubh Mgmt For For For
1.9 Elect Rodney Windley Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against
Executive
Compensation
5 Amendment to the 2004 Equity Mgmt For Abstain Against
Incentive
Plan
===============================================================================================================
GeoMet, Inc.
Ticker Security ID: Meeting Date Meeting Status
GMET CUSIP 37250U201 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Crain Mgmt For For For
1.2 Elect Robert Creager Mgmt For For For
1.3 Elect Stanley Graves Mgmt For For For
1.4 Elect Charles Haynes Mgmt For For For
1.5 Elect W. Howard Keenan, Jr. Mgmt For For For
1.6 Elect Philip Malone Mgmt For For For
1.7 Elect Michael McGovern Mgmt For For For
1.8 Elect J. Darby Sere Mgmt For For For
1.9 Elect Gary Weber Mgmt For For For
===============================================================================================================
GeoMet, Inc.
Ticker Security ID: Meeting Date Meeting Status
GMET CUSIP 37250U201 07/20/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of Rights Offering Mgmt For For For
2 Approval of Investment Agreement Mgmt For For For
===============================================================================================================
GeoMet, Inc.
Ticker Security ID: Meeting Date Meeting Status
GMET CUSIP 37250U201 11/09/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect J. Hord Armstrong III Mgmt For For For
1.2 Elect James Crain Mgmt For For For
1.3 Elect Stanley Graves Mgmt For For For
1.4 Elect Charles Haynes Mgmt For For For
1.5 Elect W. Howard Keenan, Jr. Mgmt For For For
1.6 Elect Philip Malone Mgmt For For For
1.7 Elect J. Darby Sere Mgmt For For For
1.8 Elect Michael McGovern Mgmt For For For
1.9 Elect Gary Weber Mgmt For For For
2 Option Exchange Mgmt For Abstain Against
===============================================================================================================
Georesources,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GEOI CUSIP 372476101 06/07/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Frank Lodzinski Mgmt For For For
1.2 Elect Collis Chandler, III Mgmt For For For
1.3 Elect Jay Joliat Mgmt For For For
1.4 Elect Bryant Seaman, III Mgmt For For For
1.5 Elect Michael Vlasic Mgmt For For For
1.6 Elect Nick Voller Mgmt For For For
1.7 Elect Donald Whelley Mgmt For For For
2 Amendment to the 2004 Employees' Mgmt For Abstain Against
Stock Incentive
Plan
3 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against
Executive
Compensation
===============================================================================================================
Global
Geophysical
Services,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GGS CUSIP 37946S107 06/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Joseph McCoy Mgmt For For For
1.2 Elect Damir Skerl Mgmt For For For
1.3 Elect George Matelich Mgmt For For For
1.4 Elect Stanley de Osborne Mgmt For For For
1.5 Elect Karl Kurz Mgmt For For For
2 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
===============================================================================================================
Global Sources
Ltd.
Ticker Security ID: Meeting Date Meeting Status
GSOL CUSIP G39300101 06/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Jones Mgmt For For For
1.2 Elect James Watkins Mgmt For For For
1.3 Elect Yam Kam Hon Peter Mgmt For For For
2 Authorization of Board to Set Board Mgmt For For For
Size
3 Ratification of Auditor Mgmt For For For
===============================================================================================================
Graham
Corporation
Ticker Security ID: Meeting Date Meeting Status
GHM CUSIP 384556106 07/29/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jerald Bidlack Mgmt For For For
1.2 Elect James Malvaso Mgmt For For For
2 Employee Stock Purchase Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
===============================================================================================================
Griffin Land &
Nurseries,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GRIF CUSIP 398231100 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Winston Churchill, Jr. Mgmt For For For
1.2 Elect Edgar Cullman Mgmt For For For
1.3 Elect David Danziger Mgmt For For For
1.4 Elect Frederick Danziger Mgmt For For For
1.5 Elect Thomas Israel Mgmt For For For
1.6 Elect Albert Small, Jr. Mgmt For For For
1.7 Elect David Stein Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against
Executive
Compensation
===============================================================================================================
Griffon
Corporation
Ticker Security ID: Meeting Date Meeting Status
GFF CUSIP 398433102 02/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Bertrand M. Bell Mgmt For For For
1.2 Elect Robert G. Harrison Mgmt For For For
1.3 Elect Ronald J. Kramer Mgmt For For For
1.4 Elect Martin S. Sussman Mgmt For For For
2 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
3 Frequency of Advisory Vote on Mgmt 2 Years Abstain Against
Executive
Compensation
4 2011 Equity Incentive Plan Mgmt For Abstain Against
5 2011 Performance Bonus Plan Mgmt For Abstain Against
6 Ratification of Auditor Mgmt For For For
===============================================================================================================
Gulf Island
Fabrication,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GIFI CUSIP 402307102 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Gregory Cotter Mgmt For For For
1.2 Elect John Laborde Mgmt For For For
1.3 Elect Christopher Harding Mgmt For For For
2 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 2011 Stock Incentive Plan Mgmt For Abstain Against
===============================================================================================================
Hallmark
Financial
Services,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HALL CUSIP 40624Q203 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Mark Schwarz Mgmt For For For
1.2 Elect Scott Berlin Mgmt For For For
1.3 Elect James Graves Mgmt For For For
1.4 Elect Jim Henderson Mgmt For For For
2 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
===============================================================================================================
Hana
Microelectronics
Ticker Security ID: Meeting Date Meeting Status
HANA CINS Y29974162 04/29/2011 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Approve Meeting Mintues Mgmt For For For
4 Results of Operations Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Elect Bancha Tarnprakorn Mgmt For For For
8 Elect Voraphoj Thepvanaprasiddhi Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
11 Amendments to Articles Mgmt For Abstain Against
12 Transaction of Other Business Mgmt For Against Against
===============================================================================================================
Hanfeng
Evergreen
Inc.
Ticker Security ID: Meeting Date Meeting Status
HF CUSIP 410347108 11/09/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Directors (Slate) Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
===============================================================================================================
Hansen Medical,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HNSN CUSIP 411307101 06/15/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Bruce Barclay Mgmt For For For
1.2 Elect Christopher Lowe Mgmt For For For
1.3 Elect Joseph Mandato Mgmt For For For
2 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
===============================================================================================================
Hawkins, Inc.
Ticker Security ID: Meeting Date Meeting Status
HWKN CUSIP 420261109 07/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John McKeon Mgmt For Withhold Against
1.2 Elect John Hawkins Mgmt For For For
1.3 Elect James Faulconbridge Mgmt For Withhold Against
1.4 Elect Duane Jergenson Mgmt For For For
1.5 Elect Daryl Skaar Mgmt For For For
1.6 Elect James Thompson Mgmt For For For
1.7 Elect Jeffrey Wright Mgmt For For For
2 2010 Omnibus Incentive Plan Mgmt For For For
3 Amendments to the Articles of Mgmt For For For
Incorporation
===============================================================================================================
Haynes
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HAYN CUSIP 420877201 02/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Paul J. Bohan Mgmt For For For
1.2 Elect Donald C. Campion Mgmt For For For
1.3 Elect Mark Comerford Mgmt For For For
1.4 Elect John C. Corey Mgmt For For For
1.5 Elect Robert H. Getz Mgmt For For For
1.6 Elect Timothy J. McCarthy Mgmt For For For
1.7 Elect William P. Wall Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
===============================================================================================================
Heckmann
Corporation
Ticker Security ID: Meeting Date Meeting Status
HEK CUSIP 422680108 05/16/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Edward Barkett Mgmt For For For
1.2 Elect Lou Holtz Mgmt For For For
1.3 Elect Robert Simonds, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against
Executive
Compensation
===============================================================================================================
HEICO Corporation
Ticker Security ID: Meeting Date Meeting Status
HEI CUSIP 422806109 03/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Adolfo Henriques Mgmt For For For
1.2 Elect Samuel Higginbottom Mgmt For For For
1.3 Elect Mark Hildebrandt Mgmt For For For
1.4 Elect Wolfgang Mayrhuber Mgmt For For For
1.5 Elect Eric Mendelson Mgmt For For For
1.6 Elect Laurans Mendelson Mgmt For For For
1.7 Elect Victor Mendelson Mgmt For For For
1.8 Elect Alan Schriesheim Mgmt For For For
1.9 Elect Frank Schwitter Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
===============================================================================================================
Heidrick &
Struggles
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HSII CUSIP 422819102 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect L. Kevin Kelly Mgmt For For For
2 Elect Robert Knowling, Jr. Mgmt For Against Against
3 Elect V. Paul Unruh Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
5 Amendment to the 2007 GlobalShare Mgmt For Against Against
Program
6 Advisory Vote on Executive Mgmt For For For
Compensation
7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
===============================================================================================================
Heritage-Crystal
Clean,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HCCI CUSIP 42726M106 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Bruce Bruckmann Mgmt For For For
1.2 Elect Carmine Falcone Mgmt For For For
1.3 Elect Robert Willmschen, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Amendment to the 2008 Omnibus Mgmt For For For
Incentive
Plan
===============================================================================================================
Hi-Tech
Pharmacal Co.,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HITK CUSIP 42840B101 11/10/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Seltzer Mgmt For For For
1.2 Elect Reuben Seltzer Mgmt For For For
1.3 Elect Martin Goldwyn Mgmt For For For
1.4 Elect Yashar Hirshaut Mgmt For For For
1.5 Elect Jack Van Hulst Mgmt For For For
1.6 Elect Anthony Puglisi Mgmt For For For
1.7 Elect Bruce Simpson Mgmt For For For
2 Amendment to the 2009 Stock Option Mgmt For Abstain Against
Plan
3 Ratification of Auditor Mgmt For For For
===============================================================================================================
Hilltop Holdings
Inc.
Ticker Security ID: Meeting Date Meeting Status
HTH CUSIP 432748101 06/16/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Rhodes Bobbitt Mgmt For For For
1.2 Elect Joris Brinkerhoff Mgmt For For For
1.3 Elect Charles Cummings Mgmt For For For
1.4 Elect Gerald Ford Mgmt For For For
1.5 Elect Jeremy Ford Mgmt For For For
1.6 Elect J. Markham Green Mgmt For For For
1.7 Elect Jess Hay Mgmt For For For
1.8 Elect William Hill, Jr. Mgmt For For For
1.9 Elect W. Robert Nichols III Mgmt For For For
1.10 Elect C. Clifton Robinson Mgmt For For For
1.11 Elect Kenneth Russell Mgmt For For For
1.12 Elect Carl Webb Mgmt For For For
2 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
===============================================================================================================
HopFed Bancorp,
Inc
Ticker Security ID: Meeting Date Meeting Status
HFBC CUSIP 439734104 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Gilbert Lee Mgmt For For For
1.2 Elect Harry Dempsey Mgmt For For For
1.3 Elect Clay Smith Mgmt For For For
2 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
===============================================================================================================
Horsehead
Holding
Corp.
Ticker Security ID: Meeting Date Meeting Status
ZINC CUSIP 440694305 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John van Roden, Jr. Mgmt For For For
1.2 Elect Jack Shilling Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For
Executive
Compensation
5 2011 Incentive Compensation Plan Mgmt For For For
===============================================================================================================
Houston Wire &
Cable
Company
Ticker Security ID: Meeting Date Meeting Status
HWCC CUSIP 44244K109 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Charles Sorrentino Mgmt For For For
1.2 Elect Michael Campbell Mgmt For For For
1.3 Elect I. Stewart Farwell Mgmt For For For
1.4 Elect Peter Gotsch Mgmt For For For
1.5 Elect Wilson Sexton Mgmt For For For
1.6 Elect Wiiliam Sheffield Mgmt For For For
1.7 Elect Scott Thompson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
===============================================================================================================>
HQ Sustainable
Maritime
Industries,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HQS CUSIP 40426A208 12/14/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Norbert Sporns Mgmt For For For
1.2 Elect Lillian Wang Li Mgmt For For For
1.3 Elect Harry Wang Hua Mgmt For For For
1.4 Elect Fred Bild Mgmt For For For
1.5 Elect Kevin Fitzsimmons Mgmt For For For
1.6 Elect Andrew Intrater Mgmt For For For
1.7 Elect Daniel Too Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2010 Stock Incentive Plan Mgmt For Abstain Against
===============================================================================================================
Hurco Companies
Inc
Ticker Security ID: Meeting Date Meeting Status
HURC CUSIP 447324104 03/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stephen Cooper Mgmt For For For
1.2 Elect Robert Cruickshank Mgmt For For For
1.3 Elect Michael Doar Mgmt For For For
1.4 Elect Philip James Mgmt For For For
1.5 Elect Michael Mazza Mgmt For For For
1.6 Elect Richard Niner Mgmt For For For
1.7 Elect Charlie Rentschler Mgmt For For For
1.8 Elect Janaki Sivanesan Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
===============================================================================================================
IFM Investments
Limited
Ticker Security ID: Meeting Date Meeting Status
CTC CUSIP 45172L100 11/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Donald Zhang Mgmt For For For
3 Elect Liang Pei Mgmt For For For
4 Elect Kevin Yung Mgmt For For For
===============================================================================================================
iGATE Corporation
Ticker Security ID: Meeting Date Meeting Status
IGTE CUSIP 45169U105 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Sunil Wadhwani Mgmt For For For
1.2 Elect Goran Lindahl Mgmt For Withhold Against
2 Amendment to Authorized Preferred Mgmt For For For
Stock
3 Increase of Authorized Common Stock Mgmt For For For
4 Change in Board Size Mgmt For For For
5 2011 Annual Incentive Compensation Mgmt For For For
Plan
6 Amendment to the 2006 Stock Mgmt For For For
Incentive
Plan
7 Advisory Vote on Executive Mgmt For For For
Compensation
8 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
===============================================================================================================
Imation Corp.
Ticker Security ID: Meeting Date Meeting Status
IMN CUSIP 45245A107 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Berg Mgmt For For For
1.2 Elect Raymond Leung Mgmt For For For
1.3 Elect Trudy Rautio Mgmt For For For
1.4 Elect Mark Lucas Mgmt For For For
2 2011 Stock Incentive Plan Mgmt For Abstain Against
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against
Executive
Compensation
===============================================================================================================
Independence
Holding
Company
Ticker Security ID: Meeting Date Meeting Status
IHC CUSIP 453440307 06/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Larry Graber Mgmt For For For
1.2 Elect David Kettig Mgmt For For For
1.3 Elect Allan Kirkman Mgmt For For For
1.4 Elect John Lahey Mgmt For For For
1.5 Elect Steven Lapin Mgmt For For For
1.6 Elect James Tatum Mgmt For For For
1.7 Elect Roy Thung Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against
Executive
Compensation
===============================================================================================================
Inficon Holding
AG
Ticker Security ID: Meeting Date Meeting Status
IFCN CINS H7190K102 04/28/2011 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Ratification of Board Acts Mgmt For For For
6 Allocation of Profits Mgmt For For For
7 Transfer of Reserves Mgmt For For For
8 Distribution of Dividend from Mgmt For For For
Reserves
9 Amendments to Articles Mgmt For For For
10 Elect Richard Fischer Mgmt For For For
11 Elect Paul Otth Mgmt For For For
12 Elect Beat Siegrist Mgmt For For For
13 Elect Thomas Staehelin Mgmt For For For
14 Elect Gustav Wirz Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Transaction of Other Business Mgmt For Against Against
===============================================================================================================
Innodata Isogen,
Inc.
Ticker Security ID: Meeting Date Meeting Status
INOD CUSIP 457642205 06/07/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jack Abuhoff Mgmt For For For
1.2 Elect Haig Bagerdjian Mgmt For For For
1.3 Elect Louise Forlenza Mgmt For For For
1.4 Elect Stewart Massey Mgmt For For For
1.5 Elect Todd Solomon Mgmt For For For
1.6 Elect Anthea Stratigos Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against
Executive
Compensation
5 Amendment to the 2009 Stock Plan Mgmt For Abstain Against
===============================================================================================================
Innovative
Solutions and
Support,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ISSC CUSIP 45769N105 04/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Mionis Mgmt For For For
1.2 Elect Glen Bressner Mgmt For For For
1.3 Elect Robert Mittelstaedt, Jr. Mgmt For For For
2 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Ratification of Auditor Mgmt For For For
===============================================================================================================
Integral
Systems,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ISYS CUSIP 45810H107 02/16/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Brian Kahn Mgmt For For For
1.2 Elect Melvin Keating Mgmt For For For
1.3 Elect Thomas Moorman, Jr. Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
===============================================================================================================
Integrated
Electrical
Services,
Inc.
Ticker Security ID: Meeting Date Meeting Status
IESC CUSIP 45811E301 02/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Charles Beynon Mgmt For For For
1.2 Elect Michael Caliel Mgmt For For For
1.3 Elect James Lindstrom Mgmt For For For
1.4 Elect Donald Luke Mgmt For For For
1.5 Elect John Welsh, III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
===============================================================================================================
Integrated
Silicon
Solution,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ISSI CUSIP 45812P107 02/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jimmy Lee Mgmt For For For
1.2 Elect Scott Howarth Mgmt For For For
1.3 Elect Kong Yeu Han Mgmt For For For
1.4 Elect Paul Chien Mgmt For For For
1.5 Elect Jonathan Khazam Mgmt For For For
1.6 Elect Keith McDonald Mgmt For For For
1.7 Elect Stephen Pletcher Mgmt For For For
1.8 Elect Bruce Wooley Mgmt For For For
1.9 Elect John Zimmerman Mgmt For For For
2 Amendment to the 2007 Incentive Mgmt For Abstain Against
Compensation
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
5 Frequency of Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
===============================================================================================================
Interface, Inc.
Ticker Security ID: Meeting Date Meeting Status
IFSIA CUSIP 458665106 05/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Dianne Dillon-Ridgley Mgmt For For For
1.2 Elect June Henton Mgmt For For For
1.3 Elect Christopher Kennedy Mgmt For For For
1.4 Elect K. David Kohler Mgmt For For For
2 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
===============================================================================================================
International
Assets Holding
Corporation
Ticker Security ID: Meeting Date Meeting Status
INTL CUSIP 459028106 02/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Scott J. Branch Mgmt For For For
1.2 Elect Bruce Krehbiel Mgmt For For For
1.3 Elect Eric Parthemore Mgmt For For For
1.4 Elect John Radziwill Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Company Name Change Mgmt For For For
4 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against
Executive
Compensation
===============================================================================================================
iPass Inc.
Ticker Security ID: Meeting Date Meeting Status
IPAS CUSIP 46261V108 06/07/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Beletic Mgmt For For For
1.2 Elect Peter Clapman Mgmt For For For
1.3 Elect Gary Griffiths Mgmt For For For
1.4 Elect Evan Kaplan Mgmt For For For
1.5 Elect Samuel Schwerin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against
Executive
Compensation
5 Reverse Stock Split Mgmt For For For
===============================================================================================================
Jinpan
International
Limited
Ticker Security ID: Meeting Date Meeting Status
JST CUSIP G5138L100 09/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Li Zhiyuan Mgmt For For For
1.2 Elect Ling Xiangsheng Mgmt For For For
1.3 Elect Stephan Clark Mgmt For For For
1.4 Elect Donald Burris Mgmt For For For
1.5 Elect Li-Wen Zhang Mgmt For For For
1.6 Elect Cai Xu Mgmt For For For
2 Ratification of Auditor Mgmt For For For
===============================================================================================================
Jobstreet Corp.
Berhad
Ticker Security ID: Meeting Date Meeting Status
JOBS CINS Y44474107 06/22/2011 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Directors' Fees Mgmt For For For
4 Elect LIN See Yan Mgmt For For For
5 Elect LIM Chao Li Mgmt For For For
6 Elect NG Kay Yip Mgmt For For For
7 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
8 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
===============================================================================================================
JZ Capital
Partners
Limited
Ticker Security ID: Meeting Date Meeting Status
JZCP CINS G5216J134 06/28/2011 Voted
Meeting Type Country of Trade
Annual Guernsey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Auditor's Fees Mgmt For For For
4 Elect Patrick Firth Mgmt For For For
5 Elect Tanja Tibaldi Mgmt For For For
6 Directors' Remuneration Report Mgmt For For For
7 Allocation of Profits/Dividends Mgmt For For For
8 Authority to Repurchase Shares Mgmt For For For
===============================================================================================================
JZ Capital
Partners
Limited
Ticker Security ID: Meeting Date Meeting Status
JZCP CINS G5216J134 12/23/2010 Voted
Meeting Type Country of Trade
Special Guernsey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Related Party Transaction (The Mgmt For For For
Europe
Fund)
2 Related Party Transaction (Fund A Mgmt For For For
Investment)
===============================================================================================================
K-Swiss Inc.
Ticker Security ID: Meeting Date Meeting Status
KSWS CUSIP 482686102 06/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stephen Fine Mgmt For For For
1.2 Elect Mark Louie Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For
Executive
Compensation
===============================================================================================================
Kennedy-Wilson
Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
KW CUSIP 489398107 06/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jerry Solomon Mgmt For For For
1.2 Elect David Minella Mgmt For For For
2 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
3 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For
Executive
Compensation
4 Conversion of Series B Preferred Mgmt For For For
Stock
5 Ratification of Auditor Mgmt For For For
===============================================================================================================
Kennedy-Wilson
Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
KW CUSIP 489398107 08/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Cathy Hendrickson Mgmt For For For
1.2 Elect Stanley Zax Mgmt For For For
2 Increase of Authorized Common Stock Mgmt For For For
3 Issuance of Common Stock Mgmt For For For
4 Ratification of Auditor Mgmt For For For
===============================================================================================================
Kensey Nash
Corporation
Ticker Security ID: Meeting Date Meeting Status
KNSY CUSIP 490057106 12/01/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Bobb Mgmt For For For
2 Amendment to the Employee Incentive Mgmt For Abstain Against
Compensation
Plan
3 Ratification of Auditor Mgmt For For For
===============================================================================================================
Kforce Inc.
Ticker Security ID: Meeting Date Meeting Status
KFRC CUSIP 493732101 06/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Allred Mgmt For For For
1.2 Elect Richard Cocchiaro Mgmt For For For
1.3 Elect A. Gordon Tunstall Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against
Executive
Compensation
===============================================================================================================
Kirkland's, Inc.
Ticker Security ID: Meeting Date Meeting Status
KIRK CUSIP 497498105 06/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Alderson Mgmt For For For
1.2 Elect Carl Kirkland Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
===============================================================================================================
Koss Corporation
Ticker Security ID: Meeting Date Meeting Status
KOSS CUSIP 500692108 10/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Koss Mgmt For For For
1.2 Elect Thomas Doerr Mgmt For Withhold Against
1.3 Elect Michael Koss Mgmt For For For
1.4 Elect Lawrence Mattson Mgmt For Withhold Against
1.5 Elect Theodore Nixon Mgmt For Withhold Against
1.6 Elect John Stollenwerk Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
===============================================================================================================
L.B. Foster
Company
Ticker Security ID: Meeting Date Meeting Status
FSTR CUSIP 350060109 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Lee Foster II Mgmt For For For
1.2 Elect Stan Hasselbusch Mgmt For For For
1.3 Elect Peter McIlroy II Mgmt For For For
1.4 Elect G. Thomas McKane Mgmt For For For
1.5 Elect Diane Owen Mgmt For For For
1.6 Elect William Rackoff Mgmt For For For
1.7 Elect Suzanne Rowland Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2006 Omnibus Mgmt For For For
Incentive
Plan
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
===============================================================================================================
Lamprell Plc
Ticker Security ID: Meeting Date Meeting Status
LAM CINS G5363H105 06/07/2011 Voted
Meeting Type Country of Trade
Annual ISLE OF MAN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Christopher Hand Mgmt For Against Against
5 Elect Nigel McCue Mgmt For For For
6 Elect Colin Goodall Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Authority to Set Auditor's Fees Mgmt For For For
9 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
10 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
11 Authority to Repurchase Shares Mgmt For For For
12 Directors' Fees Mgmt For For For
===============================================================================================================
Lamprell Plc
Ticker Security ID: Meeting Date Meeting Status
LAM CINS G5363H105 06/13/2011 Voted
Meeting Type Country of Trade
Special ISLE OF MAN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Rights Issue Mgmt For For For
2 Issuance of Shares w/o Preemptive Mgmt For For For
Rights Pursuant to Rights
Issue
3 Acquisition Mgmt For For For
===============================================================================================================
Landec
Corporation
Ticker Security ID: Meeting Date Meeting Status
LNDC CUSIP 514766104 10/14/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Frederick Frank Mgmt For For For
1.2 Elect Steven Goldby Mgmt For For For
1.3 Elect Stephen Halprin Mgmt For For For
1.4 Elect Richard Schneider Mgmt For For For
2 Ratification of Auditor Mgmt For For For
===============================================================================================================
Lawson Products,
Inc.
Ticker Security ID: Meeting Date Meeting Status
LAWS CUSIP 520776105 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ronald Port Mgmt For For For
1.2 Elect Robert Rettig Mgmt For For For
1.3 Elect Wilma Smelcer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against
Executive
Compensation
5 Amendment to the 2009 Equity Mgmt For Abstain Against
Compensation
Plan
===============================================================================================================
Layne
Christensen
Company
Ticker Security ID: Meeting Date Meeting Status
LAYN CUSIP 521050104 06/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Brown Mgmt For For For
1.2 Elect J. Samuel Butler Mgmt For For For
1.3 Elect Robert Gilmore Mgmt For For For
1.4 Elect Anthony Helfet Mgmt For For For
1.5 Elect Nelson Obus Mgmt For For For
1.6 Elect Jeffrey Reynolds Mgmt For For For
1.7 Elect Rene Robichaud Mgmt For For For
1.8 Elect Andrew Schmitt Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal Regarding ShrHoldr For For For
Sustainability
Report
===============================================================================================================
LCNB Corp.
Ticker Security ID: Meeting Date Meeting Status
LCNB CUSIP 50181P100 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Kaufman Mgmt For For For
1.2 Elect Rick Blossom Mgmt For For For
1.3 Elect George Leasure Mgmt For For For
2 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
===============================================================================================================
LeapFrog
Enterprises,
Inc
Ticker Security ID: Meeting Date Meeting Status
LF CUSIP 52186N106 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Barbour Mgmt For For For
1.2 Elect William Chiasson Mgmt For For For
1.3 Elect Thomas Kalinske Mgmt For For For
1.4 Elect Paul Marinelli Mgmt For For For
1.5 Elect Stanley Maron Mgmt For For For
1.6 Elect E. Stanton McKee, Jr. Mgmt For For For
1.7 Elect David Nagel Mgmt For For For
1.8 Elect Philip Simon Mgmt For For For
1.9 Elect Caden Wang Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against
Executive
Compensation
5 2011 Equity Incentive Plan Mgmt For Abstain Against
===============================================================================================================
Lewis Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
LEW CINS S460FN109 08/13/2010 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Zarina Bassa Mgmt For For For
3 Elect Les Davies Mgmt For For For
4 Elect Johan Enslin Mgmt For For For
5 Elect Sizakele Marutlulle Mgmt For For For
6 Elect Ben van der Ross Mgmt For For For
7 Approve Increase in NEDs' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Authorisation of Legal Formalities Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
===============================================================================================================
LHC Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
LHCG CUSIP 50187A107 06/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Keith Myers Mgmt For For For
1.2 Elect Ted Hoyt Mgmt For For For
1.3 Elect George Lewis Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
===============================================================================================================
Lincoln
Educational
Services
Corporation
Ticker Security ID: Meeting Date Meeting Status
LINC CUSIP 533535100 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Alvin Austin Mgmt For For For
1.2 Elect Peter Burgess Mgmt For For For
1.3 Elect James Burke, Jr. Mgmt For For For
1.4 Elect Celia Currin Mgmt For For For
1.5 Elect Paul Glaske Mgmt For For For
1.6 Elect Charles Kalmbach Mgmt For For For
1.7 Elect Shaun McAlmont Mgmt For For For
1.8 Elect Alexis Michas Mgmt For For For
1.9 Elect J. Barry Morrow Mgmt For For For
2 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against
Executive
Compensation
4 Amendment to the 2005 Long-Term Mgmt For Abstain Against
Incentive
Plan
5 Ratification of Auditor Mgmt For For For
===============================================================================================================
LSI Industries
Inc.
Ticker Security ID: Meeting Date Meeting Status
LYTS CUSIP 50216C108 11/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Gary Kreider Mgmt For For For
1.2 Elect Dennis Meyer Mgmt For For For
1.3 Elect Wilfred O'Gara Mgmt For For For
1.4 Elect Robert Ready Mgmt For For For
1.5 Elect Mark Serrianne Mgmt For For For
1.6 Elect James Sferra Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to Nonqualified Deferred Mgmt For For For
Compensation
Plan
===============================================================================================================
Luk Fook
Holdings
(International)
Limited
Ticker Security ID: Meeting Date Meeting Status
590 CINS G5695X109 08/31/2010 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Elect WONG Wai Sheung Mgmt For Against Against
6 Elect TSE Moon Cheun Mgmt For Against Against
7 Elect Pauline YEUNG Po Ling Mgmt For Against Against
8 Elect HUI King Wai Mgmt For Against Against
9 Elect Raymond LO Mun Lam Mgmt For Against Against
10 Directors' Fees Mgmt For For For
11 Authority to Appoint Additional Mgmt For For For
Directors
12 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
13 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
14 Authority to Repurchase Shares Mgmt For For For
15 Authority to Issue Repurchased Shares Mgmt For For For
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Meeting Note N/A N/A N/A N/A
===============================================================================================================
Marchex, Inc.
Ticker Security ID: Meeting Date Meeting Status
MCHX CUSIP 56624R108 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Russell Horowitz Mgmt For For For
1.2 Elect Dennis Cline Mgmt For For For
1.3 Elect Anne Devereux Mgmt For For For
1.4 Elect Nicolas Hanauer Mgmt For For For
1.5 Elect John Keister Mgmt For For For
1.6 Elect M. Wayne Wisehart Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against
Executive
Compensation
===============================================================================================================
Materion
Corporation
Ticker Security ID: Meeting Date Meeting Status
MTRN CUSIP 576690101 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Joseph Keithley Mgmt For For For
1.2 Elect N. Mohan Reddy Mgmt For For For
1.3 Elect Craig Shular Mgmt For For For
2 Amendment to the 2006 Stock Mgmt For Abstain Against
Incentive
Plan
3 Amendment to the 2006 Non-employee Mgmt For Abstain Against
Director Equity
Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against
Executive
Compensation
===============================================================================================================
Medical Action
Industries
Inc.
Ticker Security ID: Meeting Date Meeting Status
MDCI CUSIP 58449L100 08/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Paul Meringolo Mgmt For For For
1.2 Elect Kenneth Newsome Mgmt For For For
2 Ratification of Auditor Mgmt For For For
===============================================================================================================
Mentor Graphics
Corporation
Ticker Security ID: Meeting Date Meeting Status
MENT CUSIP 587200106 07/01/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Peter Bonfield Mgmt For For For
1.2 Elect Marsha Congdon Mgmt For Withhold Against
1.3 Elect James Fiebiger Mgmt For For For
1.4 Elect Gregory Hinckley Mgmt For For For
1.5 Elect Kevin McDonough Mgmt For Withhold Against
1.6 Elect Patrick McManus Mgmt For Withhold Against
1.7 Elect Walden Rhines Mgmt For For For
1.8 Elect Fontaine Richardson Mgmt For Withhold Against
2 Increase Authorized Shares Mgmt For Against Against
3 2010 Omnibus Incentive Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
===============================================================================================================
Mesa
Laboratories,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MLAB CUSIP 59064R109 09/23/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Luke Schmieder Mgmt For For For
1.2 Elect H. Stuart Campbell Mgmt For For For
1.3 Elect Michael Brooks Mgmt For For For
1.4 Elect Robert Dwyer Mgmt For For For
1.5 Elect Evan Guillemin Mgmt For For For
1.6 Elect John Sullivan Mgmt For For For
2 Amendment to the 2006 Stock Mgmt For For For
Compensation
Plan
3 Ratification of Auditor Mgmt For For For
===============================================================================================================
Methode
Electronics,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MEI CUSIP 591520200 10/14/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Walter Aspatore Mgmt For For For
2 Elect Warren Batts Mgmt For For For
3 Elect J. Edward Colgate Mgmt For For For
4 Elect Darren Dawson Mgmt For For For
5 Elect Donald Duda Mgmt For For For
6 Elect Stephen Gates Mgmt For For For
7 Elect Isabelle Goossen Mgmt For For For
8 Elect Christopher Hornung Mgmt For For For
9 Elect Paul Shelton Mgmt For For For
10 Elect Lawrence Skatoff Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 2010 Cash Incentive Plan Mgmt For For For
13 2010 Stock Plan Mgmt For For For
===============================================================================================================
Michael Baker
Corporation
Ticker Security ID: Meeting Date Meeting Status
BKR CUSIP 057149106 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Bontempo Mgmt For For For
1.2 Elect Nicholas Constantakis Mgmt For For For
1.3 Elect Robert Foglesong Mgmt For For For
1.4 Elect Mark Kaplan Mgmt For For For
1.5 Elect Bradley Mallory Mgmt For For For
1.6 Elect John Murray, Jr. Mgmt For Withhold Against
1.7 Elect Pamela Pierce Mgmt For For For
1.8 Elect Richard Shaw Mgmt For For For
1.9 Elect David Wormley Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
===============================================================================================================
Microtune, Inc.
Ticker Security ID: Meeting Date Meeting Status
TUNE CUSIP 59514P109 11/19/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Merger Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
===============================================================================================================
Midway Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
MDW CUSIP 598153104 05/05/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Set Board Size Mgmt For For For
2.1 Elect Daniel Wolfus Mgmt For For For
2.2 Elect Kenneth Brunk Mgmt For Withhold Against
2.3 Elect George Hawes Mgmt For Withhold Against
2.4 Elect Frank Yu Mgmt For Withhold Against
2.5 Elect Roger Newell Mgmt For Withhold Against
3 Ratification of Auditor Mgmt For For For
4 Renewal of the 2003 Stock Option Plan Mgmt For Against Against
===============================================================================================================
Minefinders
Corporation
Ltd.
Ticker Security ID: Meeting Date Meeting Status
MFL CUSIP 602900102 05/18/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Mark Bailey Mgmt For Withhold Against
1.2 Elect James Dawson Mgmt For For For
1.3 Elect Robert Gilroy Mgmt For For For
1.4 Elect H. Leo King Mgmt For For For
1.5 Elect Robert Leclerc Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Stock Option Plan Mgmt For Against Against
===============================================================================================================
Movado Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MOV CUSIP 624580106 06/16/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Margaret Adame Mgmt For For For
1.2 Elect Richard Cote Mgmt For For For
1.3 Elect Efraim Grinberg Mgmt For For For
1.4 Elect Alan Howard Mgmt For For For
1.5 Elect Richard Isserman Mgmt For For For
1.6 Elect Nathan Leventhal Mgmt For For For
1.7 Elect Donald Oresman Mgmt For For For
1.8 Elect Leonard Silverstein Mgmt For For For
1.9 Elect Alex Grinberg Mgmt For For For
1.10 Elect Maurice Reznik Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Executive Mgmt For For For
Performance
Plan
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
===============================================================================================================
MTS Systems
Corporation
Ticker Security ID: Meeting Date Meeting Status
MTSC CUSIP 553777103 02/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Anderson Mgmt For For For
1.2 Elect Jean-Lou Chameau Mgmt For For For
1.3 Elect Laura Hamilton Mgmt For For For
1.4 Elect Brendan Hegarty Mgmt For For For
1.5 Elect Emily Liggett Mgmt For For For
1.6 Elect William Murray Mgmt For For For
1.7 Elect Barb Samardzich Mgmt For For For
1.8 Elect Gail Steinel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2011 Stock Incentive Plan Mgmt For Abstain Against
4 2012 Employee Stock Purchase Plan Mgmt For Abstain Against
5 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
6 Frequency of Advisory Vote on Mgmt 2 Years Abstain Against
Executive
Compensation
===============================================================================================================
MVC Capital, Inc.
Ticker Security ID: Meeting Date Meeting Status
MVC CUSIP 553829102 03/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Emilio Dominianni Mgmt For For For
1.2 Elect Gerald Hellerman Mgmt For For For
1.3 Elect Warren Holtsberg Mgmt For For For
1.4 Elect Robert Knapp Mgmt For For For
1.5 Elect William Taylor Mgmt For For For
1.6 Elect Michael Tokarz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
===============================================================================================================
MYR Group Inc.
Ticker Security ID: Meeting Date Meeting Status
MYRG CUSIP 55405W104 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Henry Fayne Mgmt For For For
1.2 Elect Gary Johnson Mgmt For For For
2 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against
Executive
Compensation
4 Amendment to the 2007 Long-Term Mgmt For Abstain Against
Incentive
Plan
5 Ratification of Auditor Mgmt For For For
===============================================================================================================
Natuzzi S.P.A.
Ticker Security ID: Meeting Date Meeting Status
NTZ CUSIP 63905A101 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Appointment of Directors and Mgmt For For For
Determination of
Compensation
===============================================================================================================
NCI Building
Systems,
Inc
Ticker Security ID: Meeting Date Meeting Status
NCS CUSIP 628852204 02/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Norman Chambers Mgmt For For For
1.2 Elect Kathleen Affeldt Mgmt For For For
1.3 Elect Nathan Sleeper Mgmt For For For
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
===============================================================================================================
Neutral Tandem,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TNDM CUSIP 64128B108 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Rian Wren Mgmt For For For
1.2 Elect James Hynes Mgmt For For For
1.3 Elect Peter Barris Mgmt For For For
1.4 Elect Robert Hawk Mgmt For For For
1.5 Elect Lawrence Ingeneri Mgmt For For For
1.6 Elect G. Edward Evans Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against
Executive
Compensation
===============================================================================================================
Newport
Corporation
Ticker Security ID: Meeting Date Meeting Status
NEWP CUSIP 651824104 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Oleg Khaykin Mgmt For For For
1.2 Elect Peter Simone Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2011 Stock Incentive Plan Mgmt For Abstain Against
4 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against
Executive
Compensation
===============================================================================================================
NGP Capital
Resources
Company
Ticker Security ID: Meeting Date Meeting Status
NGPC CUSIP 62912R107 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Edward Blessing Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Right to Adjourn Meeting Mgmt For For For
===============================================================================================================
NMT Medical, Inc.
Ticker Security ID: Meeting Date Meeting Status
NMTI CUSIP 629294109 07/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Francis Martin Mgmt For For For
1.2 Elect Richard Davis Mgmt For For For
1.3 Elect John Ahern Mgmt For For For
1.4 Elect Daniel Hanley Mgmt For For For
1.5 Elect Paul Kramer Mgmt For For For
1.6 Elect James Mahoney Mgmt For For For
1.7 Elect David West Mgmt For For For
2 Ratification of Auditor Mgmt For For For
===============================================================================================================
NN, Inc.
Ticker Security ID: Meeting Date Meeting Status
NNBR CUSIP 629337106 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect G. Ronald Morris Mgmt For For For
1.2 Elect Steven Warshaw Mgmt For For For
2 2011 Stock Incentive Plan Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
===============================================================================================================
NORTH AMERICAN
ENERGY PARTNERS
INC.
Ticker Security ID: Meeting Date Meeting Status
NOA CUSIP 656844107 09/23/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Directors (Slate) Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
===============================================================================================================
Northgate
Minerals
Corporation
Ticker Security ID: Meeting Date Meeting Status
NGX CUSIP 666416102 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Mark Daniel Mgmt For For For
1.2 Elect Paul Dowd Mgmt For For For
1.3 Elect Patrick Downey Mgmt For For For
1.4 Elect Richard Hall Mgmt For For For
1.5 Elect Douglas Hayhurst Mgmt For Withhold Against
1.6 Elect Terrence Lyons Mgmt For For For
1.7 Elect Conrad Pinette Mgmt For For For
1.8 Elect Kenneth Stowe Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Advisory Vote on Executive Mgmt For For For
Compensation
===============================================================================================================
NutriSystem, Inc.
Ticker Security ID: Meeting Date Meeting Status
NTRI CUSIP 67069D108 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Bernstock Mgmt For Withhold Against
1.2 Elect Michael Devine, III Mgmt For For For
1.3 Elect Laura Lang Mgmt For For For
1.4 Elect Theodore Leonisis Mgmt For For For
1.5 Elect Warren Musser Mgmt For For For
1.6 Elect Joseph Redling Mgmt For For For
1.7 Elect Brian Tierney Mgmt For Withhold Against
1.8 Elect Stephen Zarrilli Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
===============================================================================================================
Obagi Medical
Products,
Inc.
Ticker Security ID: Meeting Date Meeting Status
OMPI CUSIP 67423R108 06/07/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Albert Hummel Mgmt For For For
1.2 Elect Albert Fitzgibbons III Mgmt For For For
1.3 Elect Ronald Badie Mgmt For For For
1.4 Elect John Bartholdson Mgmt For For For
1.5 Elect John Duerden Mgmt For For For
1.6 Elect Edward Grant Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
===============================================================================================================
Oil-Dri
Corporation of
America
Ticker Security ID: Meeting Date Meeting Status
ODC CUSIP 677864100 12/14/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect J. Steven Cole Mgmt For For For
1.2 Elect Arnold Donald Mgmt For For For
1.3 Elect Daniel Jaffee Mgmt For For For
1.4 Elect Richard Jaffee Mgmt For For For
1.5 Elect Joseph Miller Mgmt For For For
1.6 Elect Michael Nemeroff Mgmt For For For
1.7 Elect Allan Selig Mgmt For For For
1.8 Elect Paul Suckow Mgmt For For For
2 Ratification of Auditor Mgmt For For For
===============================================================================================================
Olympic Steel,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ZEUS CUSIP 68162K106 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Siegal Mgmt For For For
1.2 Elect Arthur Anton Mgmt For For For
1.3 Elect James Meathe Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
===============================================================================================================
On Assignment,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ASGN CUSIP 682159108 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jonathan Holman Mgmt For For For
1.2 Elect Peter Dameris Mgmt For For For
2 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
===============================================================================================================
Orrstown
Financial
Services,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ORRF CUSIP 687380105 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jeffrey Coy Mgmt For For For
1.2 Elect John Ward Mgmt For For For
1.3 Elect Joel Zullinger Mgmt For For For
2 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against
Executive
Compensation
4 2011 Stock Incentive Plan Mgmt For Abstain Against
5 Ratification of Auditor Mgmt For For For
===============================================================================================================
OYO Geospace
Corporation
Ticker Security ID: Meeting Date Meeting Status
OYOG CUSIP 671074102 02/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Thomas L. Davis Mgmt For For For
1.2 Elect Richard C. White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against
Executive
Compensation
===============================================================================================================
Pacer
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PACR CUSIP 69373H106 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Lake Mgmt For For For
1.2 Elect Robert Starzel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to Charter Mgmt For For For
4 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against
Executive
Compensation
===============================================================================================================
PAREXEL
International
Corporation
Ticker Security ID: Meeting Date Meeting Status
PRXL CUSIP 699462107 12/09/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect A. Dana Callow, Jr. Mgmt For For For
1.2 Elect Christopher Lindop Mgmt For For For
1.3 Elect Josef von Rickenbach Mgmt For For For
2 2010 Stock Incentive Plan Mgmt For Abstain Against
3 Ratification of Auditor Mgmt For For For
===============================================================================================================
Park
Electrochemical
Corp.
Ticker Security ID: Meeting Date Meeting Status
PKE CUSIP 700416209 07/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Dale Blanchfield Mgmt For For For
1.2 Elect Lloyd Frank Mgmt For For For
1.3 Elect Emily Groehl Mgmt For For For
1.4 Elect Brian Shore Mgmt For For For
1.5 Elect Steven Warshaw Mgmt For For For
2 Ratification of Auditor Mgmt For For For
===============================================================================================================
Pason Systems
Inc.
Ticker Security ID: Meeting Date Meeting Status
PSI CUSIP 702925108 05/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Board Size Mgmt For For For
2.1 Elect James Hill Mgmt For For For
2.2 Elect James Howe Mgmt For For For
2.3 Elect Murray Cobbe Mgmt For For For
2.4 Elect Harold Allsopp Mgmt For For For
2.5 Elect G. Allen Brooks Mgmt For For For
2.6 Elect Peter Mackechnie Mgmt For For For
3 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
===============================================================================================================
Patriot
Transportation
Holding,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PATR CUSIP 70337B102 02/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Anderson Mgmt For For For
1.2 Elect Robert Paul III Mgmt For For For
1.3 Elect James Winston Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
===============================================================================================================
PCTEL, Inc.
Ticker Security ID: Meeting Date Meeting Status
PCTI CUSIP 69325Q105 06/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Steven Levy Mgmt For For For
1.2 Elect Giacomo Marini Mgmt For For For
1.3 Elect Martin Singer Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
===============================================================================================================
PDI, Inc.
Ticker Security ID: Meeting Date Meeting Status
PDII CUSIP 69329V100 05/31/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jack Stover Mgmt For For For
1.2 Elect Veronica Lubatkin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Stock Award Mgmt For For For
and Incentive
Plan
===============================================================================================================
Pennymac
Mortgage
Investment
Trust
Ticker Security ID: Meeting Date Meeting Status
PMT CUSIP 70931T103 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Joel Marcus Mgmt For For For
1.2 Elect Stacey Stewart Mgmt For For For
1.3 Elect Mark Wiedman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against
Executive
Compensation
===============================================================================================================
PetMed Express,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PETS CUSIP 716382106 07/30/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Menderes Akdag Mgmt For For For
1.2 Elect Frank Formica Mgmt For For For
1.3 Elect Gian Fulgoni Mgmt For For For
1.4 Elect Ronald Korn Mgmt For For For
1.5 Elect Robert Schweitzer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
===============================================================================================================
PharMerica
Corporation
Ticker Security ID: Meeting Date Meeting Status
PMC CUSIP 71714F104 06/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Gregory Weishar Mgmt For For For
1.2 Elect W. Robert Dahl, Jr. Mgmt For For For
1.3 Elect Frank Collins Mgmt For For For
1.4 Elect Thomas Mac Mahon Mgmt For For For
1.5 Elect Marjorie Dorr Mgmt For For For
1.6 Elect Thomas Gerrity Mgmt For For For
1.7 Elect Robert Oakley Mgmt For For For
1.8 Elect Geoffrey Meyers Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against
Executive
Compensation
===============================================================================================================
Pico Far East
Holdings
Limited
Ticker Security ID: Meeting Date Meeting Status
752 CINS G7082H127 03/21/2011 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect James CHIA Song Heng Mgmt For For For
5 Elect MOK Pui Keung Mgmt For For For
6 Elect Frank LEE Kee Wai Mgmt For For For
7 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
8 Directors' Fees Mgmt For For For
9 Allocation of Final Dividends Mgmt For For For
10 Allocation of Special Dividends Mgmt For For For
11 Authority to Issue Shares w/o Mgmt For Against Against
Preemptive
Rights
12 Authority to Repurchase Shares Mgmt For For For
13 Authority to Issue Repurchased Shares Mgmt For Against Against
14 Non-Voting Meeting Note N/A N/A N/A N/A
===============================================================================================================
PICO Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PICO CUSIP 693366205 05/13/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ron Langley Mgmt For For For
2 Elect John Hart Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
===============================================================================================================
Pioneer Drilling
Company
Ticker Security ID: Meeting Date Meeting Status
PDC CUSIP 723655106 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Dean Burkhardt Mgmt For For For
1.2 Elect Scott Urban Mgmt For For For
2 Amendment to the 2007 Incentive Plan Mgmt For Abstain Against
3 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
===============================================================================================================
PLX Technology,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PLXT CUSIP 693417107 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Salameh Mgmt For For For
1.2 Elect D. James Guzy Mgmt For For For
1.3 Elect John Hart Mgmt For For For
1.4 Elect Robert Smith Mgmt For For For
1.5 Elect Thomas Riordan Mgmt For For For
1.6 Elect Patrick Verderico Mgmt For For For
1.7 Elect Ralph Schmitt Mgmt For For For
2 Amendment to the 2008 Equity Mgmt For Abstain Against
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against
Executive
Compensation
===============================================================================================================
PLX Technology,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PLXT CUSIP 693417107 12/10/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Increase of Authorized Common Stock Mgmt For Against Against
===============================================================================================================
PMFG, INC.
Ticker Security ID: Meeting Date Meeting Status
PMFG CUSIP 69345P103 11/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Kenneth Hanks Mgmt For For For
1.2 Elect R. Clayton Mulford Mgmt For For For
2 Ratification of Auditor Mgmt For For For
===============================================================================================================
Powell
Industries,
Inc.
Ticker Security ID: Meeting Date Meeting Status
POWL CUSIP 739128106 02/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Eugene Butler Mgmt For For For
1.2 Elect Christopher Cragg Mgmt For For For
1.3 Elect Bonnie Hancock Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
===============================================================================================================
Preformed Line
Products
Company
Ticker Security ID: Meeting Date Meeting Status
PLPC CUSIP 740444104 04/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Gascoigne Mgmt For For For
1.2 Elect Barbara Ruhlman Mgmt For For For
1.3 Elect Robert Ruhlman Mgmt For For For
2 Amendment to the Long Term Incentive Mgmt For For For
Plan of
2008
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
===============================================================================================================
Presidential
Life
Corporation
Ticker Security ID: Meeting Date Meeting Status
PLFE CUSIP 740884101 08/18/2010 Unvoted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Herbert Kurz Mgmt N/A N/A N/A
1.2 Elect Donna Brazile Mgmt N/A N/A N/A
1.3 Elect William Flynn Mgmt N/A N/A N/A
1.4 Elect John Mannion Mgmt N/A N/A N/A
1.5 Elect Donald Shaffer Mgmt N/A N/A N/A
1.6 Elect Douglas Sosnik Mgmt N/A N/A N/A
1.7 Elect Daniel Theriault Mgmt N/A N/A N/A
1.8 Elect Cliff Wood Mgmt N/A N/A N/A
2 Ratification of Auditor Mgmt N/A N/A N/A
===============================================================================================================
Presidential
Life
Corporation
Ticker Security ID: Meeting Date Meeting Status
PLFE CUSIP 740884101 08/18/2010 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Donald Barnes Mgmt For For For
1.2 Elect William DeMilt Mgmt For For For
1.3 Elect W. Thomas Knight Mgmt For For For
1.4 Elect John McMahon Mgmt For For For
1.5 Elect Lawrence Read Mgmt For For For
1.6 Elect Lawrence Rivkin Mgmt For For For
1.7 Elect Stanley Rubin Mgmt For For For
1.8 Elect William Trust, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
===============================================================================================================
Psychemedics
Corporation
Ticker Security ID: Meeting Date Meeting Status
PMD CUSIP 744375205 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Raymond Kubacki Mgmt For For For
1.2 Elect Harry Connick Mgmt For For For
1.3 Elect Walter Tomenson Mgmt For For For
1.4 Elect Fred Weinert Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2006 Equity Mgmt For For For
Incentive
Plan
===============================================================================================================
PT BW Plantation
TBK
Ticker Security ID: Meeting Date Meeting Status
BWPT CINS Y711AG108 04/28/2011 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Annual Report Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For Abstain Against
3 Appointment of Auditor Mgmt For For For
4 Directors' Fees Mgmt For Abstain Against
5 Report on Utilization of Funds Mgmt For Abstain Against
6 Election of Directors Mgmt For Abstain Against
7 Transaction of Other Business Mgmt For Against Against
8 Non-Voting Meeting Note N/A N/A N/A N/A
===============================================================================================================
Pulse
Electronics
Corporation
Ticker Security ID: Meeting Date Meeting Status
PULS CUSIP 74586W106 05/18/2011 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Adoption of Plurality Voting for Mgmt N/A TNA N/A
Contested Director
Elections
2.1 Elect Timothy Brog Mgmt N/A TNA N/A
2.2 Elect James Dennedy Mgmt N/A TNA N/A
3 Advisory Vote on Executive Mgmt N/A TNA N/A
Compensation
4 Frequency of Advisory Vote on Mgmt N/A TNA N/A
Executive
Compensation
===============================================================================================================
Pulse
Electronics
Corporation
Ticker Security ID: Meeting Date Meeting Status
PULS CUSIP 74586W106 05/18/2011 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Adoption of Plurality Voting for Mgmt For For For
Contested Director
Elections
2.1 Elect C. Mark Melliar-Smith Mgmt For For For
2.2 Elect Howard Deck Mgmt For For For
2.3 Elect Ralph Faison Mgmt For For For
2.4 Elect Justin Choi Mgmt For For For
2.5 Elect Steven Crane Mgmt For For For
2.6 Elect Lawrence Reinhold Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
===============================================================================================================
Quaker Chemical
Corporation
Ticker Security ID: Meeting Date Meeting Status
KWR CUSIP 747316107 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Barry Mgmt For For For
1.2 Elect Robert Chappell Mgmt For For For
1.3 Elect Robert Rock Mgmt For For For
2 Global Annual Incentive Plan Mgmt For For For
3 2011 Long-Term Performance Incentive Mgmt For Against Against
Plan
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
===============================================================================================================
Queen City
Investments
Inc
Ticker Security ID: Meeting Date Meeting Status
QUCT CUSIP 74823W109 08/24/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jerry Gross Mgmt For For For
1.2 Elect Charles Hagan, Jr. Mgmt For For For
1.3 Elect Darrel Van Es Mgmt For For For
1.4 Elect Charles Walker, Jr. Mgmt For For For
1.5 Elect Kenneth Walker Mgmt For For For
===============================================================================================================
Qunxing Paper
Holdings
Company
Limited
Ticker Security ID: Meeting Date Meeting Status
3868 CINS G7329J100 06/08/2011 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For Abstain Against
4 Allocation of Profits/Dividends Mgmt For For For
5 Elect ZHU Yu Guo Mgmt For Against Against
6 Elect SUN Rui Fang Mgmt For For For
7 Elect ZHAO Wei Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Authority to Repurchase Shares Mgmt For For For
10 Authority to Issue Shares w/o Mgmt For Against Against
Preemptive
Rights
11 Authority to Issue Repurchased Shares Mgmt For Against Against
12 Non-Voting Meeting Note N/A N/A N/A N/A
===============================================================================================================
Raven
Industries,
Inc.
Ticker Security ID: Meeting Date Meeting Status
RAVN CUSIP 754212108 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Anthony Bour Mgmt For For For
1.2 Elect Thomas Everist Mgmt For For For
1.3 Elect Mark Griffin Mgmt For For For
1.4 Elect Kevin Kirby Mgmt For For For
1.5 Elect Marc LeBaron Mgmt For For For
1.6 Elect Cynthia Milligan Mgmt For For For
1.7 Elect Daniel Rykhus Mgmt For For For
2 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
===============================================================================================================
RBC Bearings
Incorporated
Ticker Security ID: Meeting Date Meeting Status
ROLL CUSIP 75524B104 09/08/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Crowell Mgmt For For For
1.2 Elect Alan Levine Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2005 Long-Term Mgmt For Abstain Against
Incentive
Plan
===============================================================================================================
Rentrak
Corporation
Ticker Security ID: Meeting Date Meeting Status
RENT CUSIP 760174102 08/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Engel Mgmt For For For
1.2 Elect Richard Hochhauser Mgmt For For For
1.3 Elect William Livek Mgmt For For For
1.4 Elect Anne MacDonald Mgmt For For For
1.5 Elect Martin O'Connor II Mgmt For For For
1.6 Elect Paul Rosenbaum Mgmt For For For
1.7 Elect Brent Rosenthal Mgmt For For For
1.8 Elect Ralph Shaw Mgmt For For For
2 Ratification of Auditor Mgmt For For For
===============================================================================================================
Research
Frontiers
Incorporated
Ticker Security ID: Meeting Date Meeting Status
REFR CUSIP 760911107 06/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Saxe Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2008 Equity Mgmt For Abstain Against
Incentive
Plan
4 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against
Executive
Compensation
===============================================================================================================
Richardson
Electronics,
Ltd.
Ticker Security ID: Meeting Date Meeting Status
RELL CUSIP 763165107 01/13/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Sale of Assets Mgmt For For For
===============================================================================================================
Richardson
Electronics,
Ltd.
Ticker Security ID: Meeting Date Meeting Status
RELL CUSIP 763165107 10/05/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Edward Richardson Mgmt For For For
1.2 Elect Scott Hodes Mgmt For For For
1.3 Elect Ad Ketelaars Mgmt For For For
1.4 Elect John Peterson Mgmt For For For
1.5 Elect Harold Purkey Mgmt For For For
1.6 Elect Samuel Rubinovitz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
===============================================================================================================
Rimage
Corporation
Ticker Security ID: Meeting Date Meeting Status
RIMG CUSIP 766721104 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Sherman Black Mgmt For For For
1.2 Elect Lawrence Benveniste Mgmt For For For
1.3 Elect Philip Hotchkiss Mgmt For For For
1.4 Elect Thomas Madison Mgmt For For For
1.5 Elect Steven Quist Mgmt For For For
1.6 Elect James Reissner Mgmt For For For
2 Amendment to the 2007 Stock Mgmt For Against Against
Incentive
Plan
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
===============================================================================================================
Rogers
Corporation
Ticker Security ID: Meeting Date Meeting Status
ROG CUSIP 775133101 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Barry Mgmt For For For
1.2 Elect Charles Brennan, III Mgmt For For For
1.3 Elect Gregory Howey Mgmt For For For
1.4 Elect J. Carl Hsu Mgmt For For For
1.5 Elect Carol Jensen Mgmt For For For
1.6 Elect Eileen Kraus Mgmt For For For
1.7 Elect William Mitchell Mgmt For For For
1.8 Elect Robert Paul Mgmt For For For
1.9 Elect Robert Wachob Mgmt For For For
1.10 Elect Peter Wallace Mgmt For For For
2 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against
Executive
Compensation
4 Amendment to the Long-Term Equity Mgmt For Abstain Against
Compensation
Plan
5 Ratification of Auditor Mgmt For For For
===============================================================================================================
RTI
International
Metals,
Inc.
Ticker Security ID: Meeting Date Meeting Status
RTI CUSIP 74973W107 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Daniel Booker Mgmt For For For
1.2 Elect Ronald Gallatin Mgmt For For For
1.3 Elect Charles Gedeon Mgmt For For For
1.4 Elect Robert Hernandez Mgmt For For For
1.5 Elect Dawne Hickton Mgmt For For For
1.6 Elect Edith Holiday Mgmt For For For
1.7 Elect Bryan Moss Mgmt For For For
1.8 Elect James Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against
Executive
Compensation
===============================================================================================================
Rudolph
Technologies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
RTEC CUSIP 781270103 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Aubrey Tobey Mgmt For For For
2 Elect John Whitten Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
===============================================================================================================
S1 Corporation
Ticker Security ID: Meeting Date Meeting Status
SONE CUSIP 78463B101 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ram Gupta Mgmt For For For
1.2 Elect Gregory Owens Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against
Executive
Compensation
===============================================================================================================
Sanders Morris
Harris Group
Inc.
Ticker Security ID: Meeting Date Meeting Status
SMHG CUSIP 80000Q104 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect George Ball Mgmt For For For
1.2 Elect Richard Bean Mgmt For For For
1.3 Elect Diana Cantor Mgmt For For For
1.4 Elect Charles Duncan III Mgmt For For For
1.5 Elect Fredric Edelman Mgmt For For For
1.6 Elect Scott McClelland Mgmt For For For
1.7 Elect Ben Morris Mgmt For Withhold Against
1.8 Elect Albert Niemi, Jr. Mgmt For Withhold Against
1.9 Elect Don Sanders Mgmt For For For
2 Company Name Change Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
===============================================================================================================
Sapient
Corporation
Ticker Security ID: Meeting Date Meeting Status
SAPE CUSIP 803062108 06/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Benson Mgmt For For For
1.2 Elect Hermann Buerger Mgmt For For For
1.3 Elect Darius Gaskins, Jr. Mgmt For For For
1.4 Elect Jerry A. Greenberg Mgmt For For For
1.5 Elect Alan Herrick Mgmt For For For
1.6 Elect J. Stuart Moore Mgmt For For For
1.7 Elect Ashok Shah Mgmt For For For
1.8 Elect Vijay Singal Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against
Executive
Compensation
5 2011 Incentive Plan Mgmt For Abstain Against
===============================================================================================================
ScanSource, Inc.
Ticker Security ID: Meeting Date Meeting Status
SCSC CUSIP 806037107 12/02/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Baur Mgmt For For For
1.2 Elect Steven Fischer Mgmt For For For
1.3 Elect Michael Grainger Mgmt For For For
1.4 Elect John Reilly Mgmt For For For
1.5 Elect Charles Whitchurch Mgmt For For For
2 Ratification of Auditor Mgmt For For For
===============================================================================================================
Sceptre
Investment
Counsel
Limited
Ticker Security ID: Meeting Date Meeting Status
SZ CUSIP 80621M201 08/24/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of the Merger Mgmt For Against Against
2 Amendment to Stock Option Plan Mgmt For For For
===============================================================================================================
Schiff Nutrition
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WNI CUSIP 806693107 11/11/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Eric Weider Mgmt For For For
1.2 Elect George Lengvari Mgmt For For For
1.3 Elect Bruce Wood Mgmt For For For
1.4 Elect Ronald Corey Mgmt For For For
1.5 Elect Matthew Hobart Mgmt For For For
1.6 Elect Michael Hyatt Mgmt For For For
1.7 Elect Eugene Jones Mgmt For For For
1.8 Elect Roger Kimmel Mgmt For For For
1.9 Elect Brian McDermott Mgmt For For For
1.10 Elect William McGlashan, Jr. Mgmt For For For
===============================================================================================================
Seabridge Gold
Inc.
Ticker Security ID: Meeting Date Meeting Status
SEA CUSIP 811916105 06/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Anthony Mgmt For For For
1.2 Elect Douglas Barr Mgmt For For For
1.3 Elect A. Frederick Banfield Mgmt For For For
1.4 Elect Thomas Dawson Mgmt For For For
1.5 Elect Louis Fox Mgmt For For For
1.6 Elect Rudi Fronk Mgmt For For For
1.7 Elect Eliseo Gonzalez-Urien Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Auditor's Fees Mgmt For For For
4 Amendment to Stock Option Plan Mgmt For For For
5 Stock Option Grant to Directors Mgmt For For For
6 Stock Option Grant to CFO Mgmt For For For
7 Stock Option Grant to Douglas Barr Mgmt For For For
8 Transaction of Other Business Mgmt For For For
===============================================================================================================
SeaBright
Holdings
Inc.
Ticker Security ID: Meeting Date Meeting Status
SBX CUSIP 811656107 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Pasqualetto Mgmt For For For
1.2 Elect Joseph Edwards Mgmt For For For
1.3 Elect William Feldman Mgmt For For For
1.4 Elect Mural Josephson Mgmt For For For
1.5 Elect George Morvis Mgmt For For For
1.6 Elect Michael Rice Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against
Executive
Compensation
===============================================================================================================
Semperit AG
Holding
Ticker Security ID: Meeting Date Meeting Status
SEM CINS A76473122 04/14/2011 Voted
Meeting Type Country of Trade
Annual Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Presentation of Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Ratification of Management Board Acts Mgmt For For For
4 Ratification of Supervisory Board Mgmt For For For
Acts
5 Appointment of Auditor Mgmt For For For
6 Elect Walter Lederer Mgmt For For For
===============================================================================================================
Seneca Foods
Corporation
Ticker Security ID: Meeting Date Meeting Status
SENEA CUSIP 817070105 08/05/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Gaylord Mgmt For For For
1.2 Elect Susan Henry Mgmt For For For
1.3 Elect Susan Stuart Mgmt For For For
2 Amendment to Certificate of Mgmt For For For
Incorporation
3 Ratification of Auditor Mgmt For For For
===============================================================================================================
SFN Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
SFN CUSIP 784153108 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Forese Mgmt For For For
1.2 Elect Lawrence Gillespie Mgmt For For For
1.3 Elect J. Ian Morrison Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2006 Stock Mgmt For Abstain Against
Incentive
Plan
4 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against
Executive
Compensation
===============================================================================================================
Shoe Carnival,
Inc.
Ticker Security ID: Meeting Date Meeting Status
SCVL CUSIP 824889109 06/16/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect J. Wayne Weaver Mgmt For For For
1.2 Elect Gerald Schoor Mgmt For For For
2 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against
Executive
Compensation
4 Amendment to the 2006 Executive Mgmt For Abstain Against
Incentive
Plan
5 Ratification of Auditor Mgmt For For For
===============================================================================================================
Shuaa Capital PSC
Ticker Security ID: Meeting Date Meeting Status
SHUAA CINS M84076104 04/17/2011 Voted
Meeting Type Country of Trade
Special United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
===============================================================================================================
Shuaa Capital PSC
Ticker Security ID: Meeting Date Meeting Status
SHUAA CINS M84076104 04/24/2011 Voted
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Report of the Board; Report of the Mgmt For For For
Auditor
2 Accounts Mgmt For For For
3 Ratification of Co-Option of Board Mgmt For For For
Members
4 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
5 Ratification of Board Acts Mgmt For For For
===============================================================================================================
SIFCO
Industries,
Inc.
Ticker Security ID: Meeting Date Meeting Status
SIF CUSIP 826546103 01/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jeffrey Gotschall Mgmt For For For
1.2 Elect Frank Nichols Mgmt For Withhold Against
1.3 Elect Michael S. Lipscomb Mgmt For For For
1.4 Elect Donald Molten, Jr. Mgmt For For For
1.5 Elect Alayne Reitman Mgmt For Withhold Against
1.6 Elect Hudson Smith Mgmt For Withhold Against
1.7 Elect Mark Silk Mgmt For For For
2 Amendment to the 2007 Long-Term Mgmt For Against Against
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
===============================================================================================================
Sinovac Biotech
Limited
Ticker Security ID: Meeting Date Meeting Status
SVA CUSIP P8696W104 07/15/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Directors Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
4 Technical Amendments to the Bylaws Mgmt For For For
5 Amendment to the Bylaws to Reduce Mgmt For For For
Quorum
Requirements
6 Adoption of Supermajority Voting Mgmt For Against Against
Requirement
===============================================================================================================
Skyline
Corporation
Ticker Security ID: Meeting Date Meeting Status
SKY CUSIP 830830105 09/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Arthur Decio Mgmt For For For
1.2 Elect Thomas Deranek Mgmt For For For
1.3 Elect John Firth Mgmt For For For
1.4 Elect Jerry Hammes Mgmt For For For
1.5 Elect William Lawson Mgmt For For For
1.6 Elect David Link Mgmt For For For
1.7 Elect Andrew McKenna Mgmt For For For
2 Ratification of Auditor Mgmt For For For
===============================================================================================================
SMART Modular
Technologies
(WWH),
Inc.
Ticker Security ID: Meeting Date Meeting Status
SMOD CUSIP G82245104 01/07/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Iain MacKenzie Mgmt For For For
1.2 Elect Ajay Shah Mgmt For For For
1.3 Elect Kimberly Alexy Mgmt For For For
1.4 Elect Dennis McKenna Mgmt For For For
1.5 Elect Harry McKinney Mgmt For For For
1.6 Elect Mukesh Patel Mgmt For For For
1.7 Elect Thomas Weatherford Mgmt For For For
2 Ratification of Auditor Mgmt For For For
===============================================================================================================
SORL Auto Parts,
Inc.
Ticker Security ID: Meeting Date Meeting Status
SORL CUSIP 78461U101 06/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Xiao Ping Zhang Mgmt For For For
1.2 Elect Xiao Feng Zhang Mgmt For For For
1.3 Elect Jung Kang Chang Mgmt For For For
1.4 Elect Li Min Zhang Mgmt For For For
1.5 Elect Zhi Zhong Wang Mgmt For For For
1.6 Elect Yi Guang Huo Mgmt For For For
1.7 Elect Jiang Hua Feng Mgmt For For For
2 Ratification of Auditor Mgmt For For For
===============================================================================================================
Spectrum Group
International
Ticker Security ID: Meeting Date Meeting Status
SPGZ CUSIP 84763M102 12/10/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Antonio Arenas Mgmt For For For
1.2 Elect George Lumby Mgmt For Withhold Against
1.3 Elect Jess Ravich Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
===============================================================================================================
Sprott Resource
Corp.
Ticker Security ID: Meeting Date Meeting Status
SCP CUSIP 85207D103 05/25/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Directors (Slate) Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Stock Option Plan Renewal Mgmt For For For
===============================================================================================================
Stein Mart, Inc.
Ticker Security ID: Meeting Date Meeting Status
SMRT CUSIP 858375108 06/14/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ralph Alexander Mgmt For For For
1.2 Elect Alvin Carpenter Mgmt For For For
1.3 Elect Irwin Cohen Mgmt For For For
1.4 Elect Susan Falk Mgmt For For For
1.5 Elect Linda Farthing Mgmt For For For
1.6 Elect Mitchell Legler Mgmt For For For
1.7 Elect Robert Mettler Mgmt For For For
1.8 Elect Richard Sisisky Mgmt For For For
1.9 Elect Jay Stein Mgmt For For For
1.10 Elect Martin Stein, Jr. Mgmt For For For
1.11 Elect David Stovall, Jr. Mgmt For For For
1.12 Elect John Williams, Jr. Mgmt For For For
2 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against
Executive
Compensation
4 Amendment to the 2001 Omnibus Plan Mgmt For Abstain Against
5 Ratification of Auditor Mgmt For For For
===============================================================================================================
Sterling
Construction
Company,
Inc.
Ticker Security ID: Meeting Date Meeting Status
STRL CUSIP 859241101 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Robert Eckels Mgmt For For For
2 Elect Joseph Harper, Sr. Mgmt For For For
3 Elect Patrick Manning Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For For For
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
===============================================================================================================
Stratec
Biomedical
Systems
Ticker Security ID: Meeting Date Meeting Status
SBS CINS D8171G106 04/14/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Management Board Acts Mgmt For For For
7 Ratification of Supervisory Board Mgmt For For For
Acts
8 Appointment of Auditor Mgmt For For For
9 Elect Wolfgang Wehmeyer Mgmt For For For
10 Amendments to Articles: Regarding Mgmt For For For
Company
Name
11 Authority to Omit Executive Mgmt For Against Against
Compensation
Disclosure
12 Increase in Authorized Capital Mgmt For For For
13 Authority to Issue Convertible Debt Mgmt For For For
Instruments: Increase in
Conditional
Capital
===============================================================================================================
Sturm, Ruger &
Company,
Inc.
Ticker Security ID: Meeting Date Meeting Status
RGR CUSIP 864159108 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect C. Michael Jacobi Mgmt For For For
1.2 Elect John Cosentino, Jr. Mgmt For For For
1.3 Elect James Service Mgmt For For For
1.4 Elect Amir Rosenthal Mgmt For For For
1.5 Elect Ronald Whitaker Mgmt For For For
1.6 Elect Phillip Widman Mgmt For For For
1.7 Elect Michael Fifer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against
Executive
Compensation
===============================================================================================================
Sun Hydraulics
Corporation
Ticker Security ID: Meeting Date Meeting Status
SNHY CUSIP 866942105 06/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Christine Koski Mgmt For For For
1.2 Elect David Wormley Mgmt For For For
2 Increase of Authorized Common Stock Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
===============================================================================================================
Sung Kwang Bend
Co.,
Ltd.
Ticker Security ID: Meeting Date Meeting Status
14620 CINS Y82409106 03/25/2011 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Elect AHN Gab Won Mgmt For For For
3 Elect AHN Jae Il Mgmt For For For
4 Directors' Fees Mgmt For For For
5 Corporate Auditor's Fees Mgmt For For For
===============================================================================================================
Super Micro
Computer,
Inc.
Ticker Security ID: Meeting Date Meeting Status
SMCI CUSIP 86800U104 02/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Charles Liang Mgmt For For For
1.2 Elect Sherman Tuan Mgmt For For For
2 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against
Executive
Compensation
4 Amendment to the 2006 Equity Mgmt For Abstain Against
Incentive
Plan
5 162(m) Provisions of the 2006 Equity Mgmt For Abstain Against
Incentive
Plan
6 Ratification of Auditor Mgmt For For For
===============================================================================================================
Support.com Inc.
Ticker Security ID: Meeting Date Meeting Status
SPRT CUSIP 86858W101 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Shawn Farshchi Mgmt For For For
1.2 Elect Mark Fries Mgmt For For For
1.3 Elect Michael Linton Mgmt For For For
1.4 Elect J. Martin O'Malley Mgmt For For For
1.5 Elect Joshua Pickus Mgmt For For For
1.6 Elect Toni Portmann Mgmt For For For
1.7 Elect Jim Stephens Mgmt For For For
2 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against
Executive
Compensation
4 Employee Stock Purchase Plan Mgmt For Abstain Against
5 Ratification of Auditor Mgmt For For For
===============================================================================================================
Synalloy
Corporation
Ticker Security ID: Meeting Date Meeting Status
SYNL CUSIP 871565107 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Sibyl Fishburn Mgmt For For For
1.2 Elect James Lane, Jr. Mgmt For For For
1.3 Elect Carroll Vinson Mgmt For For For
1.4 Elect Murray Wright Mgmt For For For
1.5 Elect Craig Bram Mgmt For For For
1.6 Elect Jeffrey Kaczka Mgmt For For For
2 2011 Long-Term Incentive Stock Mgmt For For For
Option
Plan
===============================================================================================================
Syneron Medical
Ltd.
Ticker Security ID: Meeting Date Meeting Status
ELOS CUSIP M87245102 03/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Shimon Eckhouse Mgmt For Against Against
3 Elect External Director Michael Mgmt For Against Against
Anghel
4 Declaration of Material Interest Mgmt N/A Against N/A
5 Elect External Director Dan Suesskind Mgmt For Against Against
6 Declaration of Material Interest Mgmt N/A Against N/A
7 Directors' Fees Mgmt For For For
8 Increase in Authorized Capital Mgmt For Against Against
===============================================================================================================
Systemax Inc.
Ticker Security ID: Meeting Date Meeting Status
SYX CUSIP 871851101 06/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Leeds Mgmt For For For
1.2 Elect Bruce Leeds Mgmt For For For
1.3 Elect Robert Leeds Mgmt For For For
1.4 Elect Lawrence Reinhold Mgmt For For For
1.5 Elect Stacy Dick Mgmt For For For
1.6 Elect Robert Rosenthal Mgmt For For For
1.7 Elect Marie Adler-Kravecas Mgmt For For For
2 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
===============================================================================================================
Team, Inc.
Ticker Security ID: Meeting Date Meeting Status
TISI CUSIP 878155100 09/30/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Emmett Lescroart Mgmt For For For
1.2 Elect Sidney Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
===============================================================================================================
Tejon Ranch Co.
Ticker Security ID: Meeting Date Meeting Status
TRC CUSIP 879080109 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Goolsby Mgmt For For For
1.2 Elect Norman Metcalfe Mgmt For For For
1.3 Elect Kent Snyder Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against
Executive
Compensation
===============================================================================================================
Tennant Company
Ticker Security ID: Meeting Date Meeting Status
TNC CUSIP 880345103 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Carol Eicher Mgmt For For For
1.2 Elect David Mathieson Mgmt For For For
1.3 Elect Donal Mulligan Mgmt For For For
1.4 Elect Stephen Shank Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
===============================================================================================================
Tesco Corporation
Ticker Security ID: Meeting Date Meeting Status
TESO CUSIP 88157K101 05/04/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Fred Dyment Mgmt For For For
1.2 Elect Gary Kott Mgmt For For For
1.3 Elect R. Vance Milligan Mgmt For For For
1.4 Elect Julio Quintana Mgmt For For For
1.5 Elect John Reynolds Mgmt For For For
1.6 Elect Norman Robertson Mgmt For For For
1.7 Elect Michael Sutherlin Mgmt For For For
1.8 Elect Clifton Weatherford Mgmt For For For
2 Amendment to Shareholder Rights' Plan Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For
Executive
Compensation
===============================================================================================================
The Advisory
Board
Company
Ticker Security ID: Meeting Date Meeting Status
ABCO CUSIP 00762W107 09/10/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Sanju Bansal Mgmt For For For
1.2 Elect Peter Grua Mgmt For For For
1.3 Elect Kelt Kindick Mgmt For For For
1.4 Elect Robert Musslewhite Mgmt For For For
1.5 Elect Mark Neaman Mgmt For For For
1.6 Elect Leon Shapiro Mgmt For For For
1.7 Elect Frank Williams Mgmt For For For
1.8 Elect LeAnne Zumwalt Mgmt For For For
2 Ratification of Auditor Mgmt For For For
===============================================================================================================
The First
Bancorp,
Inc.
Ticker Security ID: Meeting Date Meeting Status
FNLC CUSIP 31866P102 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Katherine Boyd Mgmt For For For
2 Elect Daniel Daigneault Mgmt For For For
3 Elect Robert Gregory Mgmt For For For
4 Elect Tony McKim Mgmt For For For
5 Elect Carl Poole, Jr. Mgmt For For For
6 Elect Mark Rosborough Mgmt For For For
7 Elect Stuart Smith Mgmt For For For
8 Elect David Soule, Jr. Mgmt For For For
9 Elect Bruce Tindal Mgmt For For For
10 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
11 Ratification of Auditor Mgmt For For For
===============================================================================================================
The Monarch
Cement
Company
Ticker Security ID: Meeting Date Meeting Status
MCEM CUSIP 609031109 04/13/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Deffner Mgmt For For For
1.2 Elect Gayle McMillen Mgmt For For For
1.3 Elect Richard Nixon Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
===============================================================================================================
The Wet Seal,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WTSLA CUSIP 961840105 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jonathan Duskin Mgmt For For For
1.2 Elect Sidney Horn Mgmt For For For
1.3 Elect Harold Kahn Mgmt For For For
1.4 Elect Susan McGalla Mgmt For For For
1.5 Elect Kenneth Reiss Mgmt For For For
1.6 Elect Henry Winterstern Mgmt For For For
2 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
===============================================================================================================
Theragenics
Corporation
Ticker Security ID: Meeting Date Meeting Status
TGX CUSIP 883375107 05/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Herndon Mgmt For For For
1.2 Elect Peter Saunders Mgmt For For For
2 Ratification of Auditor Mgmt For For For
===============================================================================================================
TransAct
Technologies
Incorporated
Ticker Security ID: Meeting Date Meeting Status
TACT CUSIP 892918103 05/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Thomas Schwarz Mgmt For For For
1.2 Elect Bart Shuldman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
===============================================================================================================
Transcend
Services,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TRCR CUSIP 893929208 06/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Joseph Bleser Mgmt For For For
1.2 Elect Joseph Clayton Mgmt For For For
1.3 Elect James Edwards Mgmt For For For
1.4 Elect Larry Gerdes Mgmt For For For
1.5 Elect Walter Huff, Jr. Mgmt For For For
1.6 Elect Charles Thoele Mgmt For For For
2 Amendment to the 2009 Stock Mgmt For For For
Incentive
Plan
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
===============================================================================================================
Trex Company,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TREX CUSIP 89531P105 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jay Gratz Mgmt For For For
1.2 Elect Ronald Kaplan Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
===============================================================================================================
True Religion
Apparel,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TRLG CUSIP 89784N104 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jeffrey Lubell Mgmt For For For
1.2 Elect Marcello Bottoli Mgmt For For For
1.3 Elect Joseph Coulombe Mgmt For For For
1.4 Elect G. Louis Graziadio III Mgmt For For For
1.5 Elect Robert Harris II Mgmt For For For
1.6 Elect Seth Johnson Mgmt For For For
1.7 Elect Mark Maron Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against
Executive
Compensation
===============================================================================================================
TTM
Technologies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TTMI CUSIP 87305R109 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Kenton Alder Mgmt For For For
1.2 Elect Philip Franklin Mgmt For For For
1.3 Elect Jacques Gansler Mgmt For For For
2 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Amendment to the 2006 Incentive Mgmt For Abstain Against
Compensation
Plan
6 Increase of Authorized Common Stock Mgmt For For For
===============================================================================================================
U.S. Auto Parts
Network,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PRTS CUSIP 90343C100 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Joshua Berman Mgmt For For For
1.2 Elect Sol Khazani Mgmt For For For
1.3 Elect Robert Majteles Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against
Executive
Compensation
===============================================================================================================
U.S. Physical
Therapy,
Inc.
Ticker Security ID: Meeting Date Meeting Status
USPH CUSIP 90337L108 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Daniel Arnold Mgmt For For For
1.2 Elect Christopher Reading Mgmt For For For
1.3 Elect Lawrance McAfee Mgmt For For For
1.4 Elect Jerald Pullins Mgmt For For For
1.5 Elect Mark Brookner Mgmt For For For
1.6 Elect Bruce Broussard Mgmt For For For
1.7 Elect Harry Chapman Mgmt For For For
1.8 Elect Bernard Harris, Jr. Mgmt For Withhold Against
1.9 Elect Marlin Johnston Mgmt For For For
1.10 Elect Regg Swanson Mgmt For For For
1.11 Elect Clayton Trier Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
===============================================================================================================
Universal
Electronics,
Inc.
Ticker Security ID: Meeting Date Meeting Status
UEIC CUSIP 913483103 06/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Paul Arling Mgmt For For For
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
===============================================================================================================
Universal
Truckload
Services,
Inc.
Ticker Security ID: Meeting Date Meeting Status
UACL CUSIP 91388P105 06/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Donald Cochran Mgmt For For For
1.2 Elect Matthew Moroun Mgmt For For For
1.3 Elect Manuel Moroun Mgmt For For For
1.4 Elect Frederick Calderone Mgmt For For For
1.5 Elect Joseph Casaroll Mgmt For For For
1.6 Elect Daniel Deane Mgmt For For For
1.7 Elect Daniel Sullivan Mgmt For For For
1.8 Elect Richard Urban Mgmt For For For
1.9 Elect Ted Wahby Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For
Executive
Compensation
===============================================================================================================
Uranerz Energy
Corporation
Ticker Security ID: Meeting Date Meeting Status
URZ CUSIP 91688T104 05/03/2011 Unvoted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Glenn Catchpole Mgmt For N/A N/A
1.2 Elect George Hartman Mgmt For N/A N/A
1.3 Elect Dennis Higgs Mgmt For N/A N/A
1.4 Elect Paul Saxton Mgmt For N/A N/A
1.5 Elect Gerhard Kirchner Mgmt For N/A N/A
1.6 Elect Peter Bell Mgmt For N/A N/A
1.7 Elect Arnold Dyck Mgmt For N/A N/A
2 Increase of Authorized Common Stock Mgmt For N/A N/A
3 Amendment to the 2005 Nonqualified Mgmt For N/A N/A
Stock Option
Plan
4 Ratification of Auditor Mgmt For N/A N/A
5 Advisory Vote on Executive Mgmt For N/A N/A
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years N/A Against
Executive
Compensation
===============================================================================================================
US Ecology, Inc.
Ticker Security ID: Meeting Date Meeting Status
ECOL CUSIP 91732J102 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Victor Barnhart Mgmt For For For
2 Elect James Baumgardner Mgmt For For For
3 Elect Joe Colvin Mgmt For For For
4 Elect Daniel Fox Mgmt For For For
5 Elect Jeffrey Merrifield Mgmt For For For
6 Elect John Poling Mgmt For For For
7 Elect Stephen Romano Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
10 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against
Executive
Compensation
===============================================================================================================
Utah Medical
Products,
Inc.
Ticker Security ID: Meeting Date Meeting Status
UTMD CUSIP 917488108 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ernst Hoyer Mgmt For For For
1.2 Elect James Beeson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Transaction of Other Business Mgmt For Against Against
===============================================================================================================
VAALCO Energy,
Inc.
Ticker Security ID: Meeting Date Meeting Status
EGY CUSIP 91851C201 06/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Gerry III Mgmt For For For
1.2 Elect W. Russell Scheirman Mgmt For For For
1.3 Elect Robert Allen Mgmt For For For
1.4 Elect Frederick Brazelton Mgmt For For For
1.5 Elect Luigi Caflisch Mgmt For For For
1.6 Elect O. Donaldson Chapoton Mgmt For For For
1.7 Elect John Myers, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against
Executive
Compensation
===============================================================================================================
Value Line, Inc.
Ticker Security ID: Meeting Date Meeting Status
VALU CUSIP 920437100 08/17/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Howard Brecher Mgmt For For For
1.2 Elect Mitchell Appel Mgmt For For For
1.3 Elect Stephen Anastasio Mgmt For For For
1.4 Elect William Reed Mgmt For For For
1.5 Elect Alfred Fiore Mgmt For For For
1.6 Elect Stephen Davis Mgmt For For For
1.7 Elect Thomas Sarkany Mgmt For For For
===============================================================================================================
Vical
Incorporated
Ticker Security ID: Meeting Date Meeting Status
VICL CUSIP 925602104 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Merton Mgmt For For For
1.2 Elect Vijay Samant Mgmt For For For
2 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
===============================================================================================================
Victoria Gold
Corp.
Ticker Security ID: Meeting Date Meeting Status
VIT CUSIP 92625W101 08/19/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Board Size Mgmt For For For
2 Election of Directors (Slate) Mgmt For For For
3 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
4 Stock Option Plan Renewal Mgmt For For For
5 Shareholder Rights Plan Mgmt For For For
===============================================================================================================
Virage Logic
Corporation
Ticker Security ID: Meeting Date Meeting Status
VIRL CUSIP 92763R104 09/02/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of the Merger Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
===============================================================================================================
VIRTUAL
RADIOLOGIC
CORPORATION
Ticker Security ID: Meeting Date Meeting Status
VRAD CUSIP 92826B104 07/12/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Merger Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
===============================================================================================================
Virtus
Investment
Partners,
Inc.
Ticker Security ID: Meeting Date Meeting Status
VRTS CUSIP 92828Q109 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect George Aylward Mgmt For For For
1.2 Elect Edward Swan, Jr. Mgmt For For For
1.3 Elect Mark Treanor Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against
Executive
Compensation
===============================================================================================================
Vista Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
VGZ CUSIP 927926303 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Clark Mgmt For For For
1.2 Elect W. Durand Eppler Mgmt For For For
1.3 Elect C. Thomas Ogryzlo Mgmt For For For
1.4 Elect Tracy Stevenson Mgmt For For For
1.5 Elect Michael Richings Mgmt For For For
1.6 Elect Frederick Earnest Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against
Executive
Compensation
===============================================================================================================
Vista Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
VGZ CUSIP 927926303 12/15/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Private Placement Mgmt For For For
===============================================================================================================
WaterFurnace
Renewable
Energy,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WFI CUSIP 9415EQ108 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Directors (Slate) Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
===============================================================================================================
WebMediaBrands
Inc.
Ticker Security ID: Meeting Date Meeting Status
WEBM CUSIP 94770W100 06/16/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Alan Meckler Mgmt For For For
1.2 Elect Gilbert Bach Mgmt For For For
1.3 Elect Michael Davies Mgmt For For For
1.4 Elect Wayne Martino Mgmt For For For
1.5 Elect John Patrick Mgmt For For For
1.6 Elect William Shutzer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
===============================================================================================================
West Marine, Inc.
Ticker Security ID: Meeting Date Meeting Status
WMAR CUSIP 954235107 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Randolph Repass Mgmt For Withhold Against
1.2 Elect Geoffrey Eisenberg Mgmt For For For
1.3 Elect Dennis Madsen Mgmt For For For
1.4 Elect David McComas Mgmt For For For
1.5 Elect Barbara Rambo Mgmt For For For
1.6 Elect Alice Richter Mgmt For For For
1.7 Elect Peter Roy Mgmt For For For
2 Amendment to the Omnibus Equity Mgmt For For For
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
===============================================================================================================
Westway Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WWAY CUSIP 96169B100 06/16/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect G. Kenneth Moshenek Mgmt For For For
2 Amendment to the 2010 Incentive Mgmt For Abstain Against
Compaensation
Plan
===============================================================================================================
Weyco Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
WEYS CUSIP 962149100 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Thomas Florsheim, Jr. Mgmt For For For
1.2 Elect Robert Feitler Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2011 Incentive Plan Mgmt For For For
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
===============================================================================================================
Willbros Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WG CUSIP 969203108 05/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect William Berry Mgmt For For For
2 Elect Arlo DeKraai Mgmt For For For
3 Elect Daniel Lonegran Mgmt For For For
4 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against
Executive
Compensation
===============================================================================================================
Williams
Controls,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WMCO CUSIP 969465608 02/22/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Patrick Cavanagh Mgmt For For For
1.2 Elect R. Eugene Goodson Mgmt For For For
1.3 Elect H. Samuel Greenawalt Mgmt For For For
1.4 Elect Douglas Hailey Mgmt For For For
1.5 Elect Carlos Salas Mgmt For For For
1.6 Elect Peter Salas Mgmt For For For
1.7 Elect Donn Viola Mgmt For For For
2 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against
Executive
Compensation
===============================================================================================================
World Acceptance
Corporation
Ticker Security ID: Meeting Date Meeting Status
WRLD CUSIP 981419104 08/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect A. Alexander McLean, III Mgmt For For For
1.2 Elect James Gilreath Mgmt For For For
1.3 Elect William Hummers III Mgmt For For For
1.4 Elect Charles Way Mgmt For For For
1.5 Elect Ken Bramlett, Jr. Mgmt For For For
1.6 Elect Mark Roland Mgmt For For For
1.7 Elect Darrell Whitaker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
===============================================================================================================
World Energy
Solutions,
Inc.
Ticker Security ID: Meeting Date Meeting Status
XWES CUSIP 98145W208 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Edward Libbey Mgmt For For For
1.2 Elect John Wellard Mgmt For For For
2 Ratification of Auditor Mgmt For For For
===============================================================================================================
XenoPort, Inc.
Ticker Security ID: Meeting Date Meeting Status
XNPT CUSIP 98411C100 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ronald Barrett Mgmt For For For
1.2 Elect Jeryl Hilleman Mgmt For For For
1.3 Elect Wendell Wierenga Mgmt For For For
2 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
===============================================================================================================
Yamato
International
Inc
Ticker Security ID: Meeting Date Meeting Status
8127 CINS J96480116 11/25/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Elect Tomoki Hanya Mgmt For For For
3 Elect Kohji Uchiyama Mgmt For For For
4 Elect Isamu Natori Mgmt For For For
5 Elect Toshiaki Higuchi Mgmt For For For
6 Elect Shunsuke Takahashi Mgmt For For For
7 Elect Yasuo Shibahara Mgmt For For For
8 Elect Junichi Funahara Mgmt For For For
9 Elect Shinichi Okunaka Mgmt For For For
10 Elect Sumito Teruyama Mgmt For For For
11 Election of Alternate Statutory Mgmt For For For
Auditor(s)
===============================================================================================================
Young
Innovations,
Inc.
Ticker Security ID: Meeting Date Meeting Status
YDNT CUSIP 987520103 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect George Richmond Mgmt For For For
1.2 Elect Alfred E. Brennan Mgmt For For For
1.3 Elect Brian Bremer Mgmt For For For
1.4 Elect Patrick Ferrillo, Jr. Mgmt For For For
1.5 Elect Richard Bliss Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
===============================================================================================================
YUHE
INTERNATIONAL,
INC.
Ticker Security ID: Meeting Date Meeting Status
YUII CUSIP 988432100 12/15/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Gao Zhentao Mgmt For For For
1.2 Elect Peter Li Mgmt For For For
1.3 Elect Liu Yaojun Mgmt For For For
1.4 Elect Greg Huett Mgmt For For For
1.5 Elect Han Chengxiang Mgmt For For For
2 Ratification of Auditor Mgmt For For For
===============================================================================================================
Zhone
Technologies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ZHNED CUSIP 98950P884 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Dahl Mgmt For For For
1.2 Elect Nancy Pierce Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Abstain Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against
Executive
Compensation
5 Amendment to the 2002 Employee Stock Mgmt For Abstain Against
Purchase
Plan
===============================================================================================================
ZipRealty, Inc.
Ticker Security ID: Meeting Date Meeting Status
ZIPR CUSIP 98974V107 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Charles Baker Mgmt For For For
1.2 Elect Elisabeth DeMarse Mgmt For For For
1.3 Elect Donald Wood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant
has duly caused this report to be signed on its behalf by the undersigned, thereunto
duly authorized.
(Registrant) Royce Micro-Cap Trust, Inc.
By (Signature) /s/ Charles M. Royce
Name Charles M. Royce
Title President
Date 08/16/2011