1
|
Names of reporting persons
I.R.S. identification nos. of above persons (entities only)
Gabelli Foundation, Inc. I.D. No. 94-2975159
|
||
2
|
Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a)
(b)
|
||
3
|
Sec use only
|
||
4
|
Source of funds (SEE INSTRUCTIONS)
WC
|
||
5
|
Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e)
|
||
6
|
Citizenship or place of organization
NV
|
||
Number Of
Shares
Beneficially
Owned
By Each
Reporting
Person
With
|
: 7
:
:
:
|
Sole voting power
None (Item 5)
|
|
: 8
:
:
:
|
Shared voting power
None
|
||
: 9
:
:
:
|
Sole dispositive power
None (Item 5)
|
||
:10
:
:
:
|
Shared dispositive power
None
|
||
11
|
Aggregate amount beneficially owned by each reporting person
None (Item 5)
|
||
12
|
Check box if the aggregate amount in row (11) excludes certain shares
(SEE INSTRUCTIONS)
|
||
13
|
Percent of class represented by amount in row (11)
0.00%
|
||
14
|
Type of reporting person (SEE INSTRUCTIONS)
00-Private Foundation
|
1
|
Names of reporting persons
I.R.S. identification nos. of above persons (entities only)
GGCP, Inc. I.D. No. 13-3056041
|
||
2
|
Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a)
(b)
|
||
3
|
Sec use only
|
||
4
|
Source of funds (SEE INSTRUCTIONS)
None
|
||
5
|
Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e)
|
||
6
|
Citizenship or place of organization
Wyoming
|
||
Number Of
Shares
Beneficially
Owned
By Each
Reporting
Person
With
|
: 7
:
:
:
|
Sole voting power
1,110,000 (Item 5)
|
|
: 8
:
:
:
|
Shared voting power
None
|
||
: 9
:
:
:
|
Sole dispositive power
1,110,000 (Item 5)
|
||
:10
:
:
:
|
Shared dispositive power
None
|
||
11
|
Aggregate amount beneficially owned by each reporting person
1,110,000 (Item 5)
|
||
12
|
Check box if the aggregate amount in row (11) excludes certain shares
(SEE INSTRUCTIONS)
X
|
||
13
|
Percent of class represented by amount in row (11)
15.39%
|
||
14
|
Type of reporting person (SEE INSTRUCTIONS)
HC, CO
|
1
|
Names of reporting persons
I.R.S. identification nos. of above persons (entities only)
GGCP Holdings, LLC I.D. No. 27-2509609
|
||
Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a)
(b)
|
|||
3
|
Sec use only
|
||
4
|
Source of funds (SEE INSTRUCTIONS)
None
|
||
5
|
Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e)
|
||
6
|
Citizenship or place of organization
Delaware
|
||
Number Of
Shares
Beneficially
Owned
By Each
Reporting
Person
With
|
: 7
:
:
:
|
Sole voting power
1,110,000 (Item 5)
|
|
: 8
:
:
:
|
Shared voting power
None
|
||
: 9
:
:
:
|
Sole dispositive power
1,110,000 (Item 5)
|
||
:10
:
:
:
|
Shared dispositive power
None
|
||
11
|
Aggregate amount beneficially owned by each reporting person
1,110,000 (Item 5)
|
||
12
|
Check box if the aggregate amount in row (11) excludes certain shares
(SEE INSTRUCTIONS)
X
|
||
13
|
Percent of class represented by amount in row (11)
15.39%
|
||
14
|
Type of reporting person (SEE INSTRUCTIONS)
HC, CO
|
1
|
Names of reporting persons
I.R.S. identification nos. of above persons (entities only)
Mario J. Gabelli
|
||
2
|
Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a) (a)
(b)
|
||
3
|
Sec use only
|
||
4
|
Source of funds (SEE INSTRUCTIONS)
None
|
||
5
|
Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e)
|
||
6
|
Citizenship or place of organization
USA
|
||
Number Of
Shares
Beneficially
Owned
By Each
Reporting
Person
With
|
: 7
:
:
:
|
Sole voting power
1,110,000 (Item 5)
|
|
: 8
:
:
:
|
Shared voting power
None
|
||
: 9
:
:
:
|
Sole dispositive power
1,110,000 (Item 5)
|
||
:10
:
:
:
|
Shared dispositive power
None
|
||
11
|
Aggregate amount beneficially owned by each reporting person
1,110,000 (Item 5)
|
||
12
|
Check box if the aggregate amount in row (11) excludes certain shares
(SEE INSTRUCTIONS)
X
|
||
13
|
Percent of class represented by amount in row (11)
15.39%
|
||
14
|
Type of reporting person (SEE INSTRUCTIONS)
IN
|
Name
|
Shares of
Common Stock
|
% of Class of
Common
|
GGCP
|
1,110,000 (Class A)
|
15.39%
|
19,003,741 (Class B)
|
97.28%
|
|
GGCP Holdings
|
1,110,000 (Class A)
|
15.39%
|
19,003,741 (Class B)
|
97.28%
|
|
Mario Gabelli
|
1,110,000 (Class A)
|
15.39%
|
375,360 (Class B)
|
1.92%
|
The following sets forth as to each of the executive officers and directors of the undersigned: his name; his business address; his present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted. Unless otherwise specified, the principal employer of each such individual is GAMCO Asset Management Inc., Gabelli Funds, LLC, Gabelli Securities, Inc., G.research, Inc., Teton Advisors, Inc., or GAMCO Investors, Inc., the business address of each of which is One Corporate Center, Rye, New York 10580, and each such individual identified below is a citizen of the United States. To the knowledge of the undersigned, during the last five years, no such person has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors), and no such person was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which he was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities law or finding any violation with respect to such laws except as reported in Item 2(d) and (e) of this Schedule 13D.
|
No. of shares of
Class A Common Stock
|
No. of shares of
Class B Common Stock
|
|
Charles Baum
|
22,462
|
1,014
|
Marc Gabelli
|
69,122
|
8,621
|
Matthew Gabelli
|
23,498
|
45,189
|
Frederick Salerno
|
-0-
|
-0-
|
Silvio Berni
|
-0-
|
-0-
|
GGCP, Inc.
Directors:
|
||
Mario J. Gabelli
|
Chief Executive Officer of GGCP, Inc., and Chairman & Chief Executive Officer of GAMCO Investors, Inc.; Director/Trustee of all registered investment companies advised by Gabelli Funds, LLC.
|
|
Marc J. Gabelli
|
Chairman of The LGL Group, Inc.
2525 Shader Road
Orlando, FL 32804
|
|
Matthew R. Gabelli
|
Vice President – Trading
G.research, Inc.
One Corporate Center
Rye, NY 10580
|
|
Charles C. Baum
|
Secretary & Treasurer
United Holdings Co., Inc.
2545 Wilkens Avenue
Baltimore, MD 21223
|
|
Fredric V. Salerno
|
Chairman; Former Vice Chairman and Chief Financial Officer
Verizon Communications
|
|
Officers:
|
||
Mario J. Gabelli
|
Chief Executive Officer and Chief Investment Officer
|
|
Marc J. Gabelli
|
President
|
|
Silvio A. Berni
|
Vice President, Assistant Secretary and Controller
|
|
GGCP Holdings LLC
Members:
GGCP, Inc.
Mario J. Gabelli
|
Manager and Member
Member
|
|
Gabelli Foundation, Inc.
Officers:
|
||
Mario J. Gabelli
|
Chairman, Trustee & Chief Investment Officer
|
|
Elisa M. Wilson
Marc J. Gabelli
Matthew R. Gabelli
Michael Gabelli
|
President
Trustee
Trustee
Trustee
|
SCHEDULE II
|
||||||||
INFORMATION WITH RESPECT TO
|
||||||||
RANSACTIONS EFFECTED DURING THE PAST SIXTY DAYS OR
|
||||||||
SINCE THE MOST RECENT FILING ON SCHEDULE 13D (1)
|
||||||||
SHARES PURCHASED AVERAGE
|
||||||||
DATE SOLD(-) PRICE(2)
|
||||||||
|
||||||||
CLASS A COMMON STOCK-GAMCO INVESTORS, INC.
|
||||||||
|
||||||||
MARIO GABELLI
|
||||||||
06/18/13 10,000- *DO
|
||||||||
06/18/13 8,000- *DO
|
||||||||
06/18/13 12,000- *DO
|
||||||||
06/13/13 30,000 *DI
|
||||||||
05/24/13 30,000- *DO
|
||||||||
GABELLI FOUNDATION
06/20/13 10,000- 56.77
06/18/13 10,000 *DI
05/24/13 30,000- 54.44
05/24/13 30,000 *DI
|
||||||||
(1) UNLESS OTHERWISE INDICATED, ALL TRANSACTIONS WERE EFFECTED
|
||||||||
ON THE NYSE.
|
||||||||
(2) PRICE EXCLUDES COMMISSION.
|
||||||||
(*) RESULTS IN CHANGE OF DISPOSITIVE POWER AND
|
||||||||
BENEFICIAL OWNERSHIP
|
||||||||