1
|
Names of reporting persons
I.R.S. identification nos. of above persons (entities only)
Gabelli Funds, LLC I.D. No. 13-4044523
|
||
2
|
Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a)
(b)
|
||
3
|
Sec use only
|
||
4
|
Source of funds (SEE INSTRUCTIONS)
00-Funds of investment advisory clients
|
||
5
|
Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e) X
|
||
6
|
Citizenship or place of organization
New York
|
||
Number Of
Shares
Beneficially
Owned
By Each
Reporting
Person
With
|
: 7
:
:
:
|
Sole voting power
17,400 (Item 5)
|
|
: 8
:
:
:
|
Shared voting power
None
|
||
: 9
:
:
:
|
Sole dispositive power
17,400 (Item 5)
|
||
:10
:
:
:
|
Shared dispositive power
None
|
||
11
|
Aggregate amount beneficially owned by each reporting person
17,400 (Item 5)
|
||
12
|
Check box if the aggregate amount in row (11) excludes certain shares
(SEE INSTRUCTIONS)
|
||
13
|
Percent of class represented by amount in row (11)
0.01%
|
||
14
|
Type of reporting person (SEE INSTRUCTIONS)
IA, CO
|
1
|
Names of reporting persons
I.R.S. identification nos. of above persons (entities only)
Gabelli Securities, Inc. I.D. No. 13-3379374
|
||
2
|
Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a)
(b)
|
||
3
|
Sec use only
|
||
4
|
Source of funds (SEE INSTRUCTIONS)
00 – Client funds
|
||
5
|
Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e)
|
||
6
|
Citizenship or place of organization
Delaware
|
||
Number Of
Shares
Beneficially
Owned
By Each
Reporting
Person
With
|
: 7
:
:
:
|
Sole voting power
186,300 (Item 5)
|
|
: 8
:
:
:
|
Shared voting power
None
|
||
: 9
:
:
:
|
Sole dispositive power
186,300 (Item 5)
|
||
:10
:
:
:
|
Shared dispositive power
None
|
||
11
|
Aggregate amount beneficially owned by each reporting person
186,300 (Item 5)
|
||
12
|
Check box if the aggregate amount in row (11) excludes certain shares
(SEE INSTRUCTIONS)
|
||
13
|
Percent of class represented by amount in row (11)
0.09%
|
||
14
|
Type of reporting person (SEE INSTRUCTIONS)
HC, CO, IA
|
1
|
Names of reporting persons
I.R.S. identification nos. of above persons (entities only)
GGCP, Inc. I.D. No. 13-3056041
|
||
2
|
Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a)
(b)
|
||
3
|
Sec use only
|
||
4
|
Source of funds (SEE INSTRUCTIONS)
None
|
||
5
|
Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e)
|
||
6
|
Citizenship or place of organization
Wyoming
|
||
Number Of
Shares
Beneficially
Owned
By Each
Reporting
Person
With
|
: 7
:
:
:
|
Sole voting power
None (Item 5)
|
|
: 8
:
:
:
|
Shared voting power
None
|
||
: 9
:
:
:
|
Sole dispositive power
None (Item 5)
|
||
:10
:
:
:
|
Shared dispositive power
None
|
||
11
|
Aggregate amount beneficially owned by each reporting person
None (Item 5)
|
||
12
|
Check box if the aggregate amount in row (11) excludes certain shares
(SEE INSTRUCTIONS) X
|
||
13
|
Percent of class represented by amount in row (11)
0.00%
|
||
14
|
Type of reporting person (SEE INSTRUCTIONS)
HC, CO
|
1
|
Names of reporting persons
I.R.S. identification nos. of above persons (entities only)
GAMCO Investors, Inc. I.D. No. 13-4007862
|
||
Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a)
(b)
|
|||
3
|
Sec use only
|
||
4
|
Source of funds (SEE INSTRUCTIONS)
WC
|
||
5
|
Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e)
|
||
6
|
Citizenship or place of organization
New York
|
||
Number Of
Shares
Beneficially
Owned
By Each
Reporting
Person
With
|
: 7
:
:
:
|
Sole voting power
13,900 (Item 5)
|
|
: 8
:
:
:
|
Shared voting power
None
|
||
: 9
:
:
:
|
Sole dispositive power
13,900 (Item 5)
|
||
:10
:
:
:
|
Shared dispositive power
None
|
||
11
|
Aggregate amount beneficially owned by each reporting person
13,900 (Item 5)
|
||
12
|
Check box if the aggregate amount in row (11) excludes certain shares
(SEE INSTRUCTIONS) X
|
||
13
|
Percent of class represented by amount in row (11)
0.01%
|
||
14
|
Type of reporting person (SEE INSTRUCTIONS)
HC, CO
|
1
|
Names of reporting persons
I.R.S. identification nos. of above persons (entities only)
Mario J. Gabelli
|
||
2
|
Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a)
(b)
|
||
3
|
Sec use only
|
||
4
|
Source of funds (SEE INSTRUCTIONS)
None
|
||
5
|
Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e)
|
||
6
|
Citizenship or place of organization
USA
|
||
Number Of
Shares
Beneficially
Owned
By Each
Reporting
Person
With
|
: 7
:
:
:
|
Sole voting power
None (Item 5)
|
|
: 8
:
:
:
|
Shared voting power
None
|
||
: 9
:
:
:
|
Sole dispositive power
None (Item 5)
|
||
:10
:
:
:
|
Shared dispositive power
None
|
||
11
|
Aggregate amount beneficially owned by each reporting person
None (Item 5)
|
||
12
|
Check box if the aggregate amount in row (11) excludes certain shares
(SEE INSTRUCTIONS) X
|
||
13
|
Percent of class represented by amount in row (11)
0.00%
|
||
14
|
Type of reporting person (SEE INSTRUCTIONS)
IN
|
Name
|
Shares of
Common Stock
|
% of Class of
Common
|
Gabelli Funds
GSI
GBL
|
17,400
186,300
13,900
|
0.01%
0.09%
0.01%
|
The following sets forth as to each of the executive officers and directors of the undersigned: his name; his business address; his present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted. Unless otherwise specified, the principal employer of each such individual is GAMCO Asset Management Inc., Gabelli Funds, LLC, Gabelli Securities, Inc., Gabelli & Company, Inc., Teton Advisors, Inc., or GAMCO Investors, Inc., the business address of each of which is One Corporate Center, Rye, New York 10580, and each such individual identified below is a citizen of the United States. To the knowledge of the undersigned, during the last five years, no such person has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors), and no such person was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which he was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities law or finding any violation with respect to such laws except as reported in Item 2(d) and (e) of this Schedule 13D.
|
GGCP, Inc.
Directors:
|
||
Mario J. Gabelli
|
Chief Executive Officer of GGCP, Inc., and Chairman & Chief Executive Officer of GAMCO Investors, Inc.; Director/Trustee of all registered investment companies advised by Gabelli Funds, LLC.
|
|
Marc J. Gabelli
|
Chairman of The LGL Group, Inc.
2525 Shader Road
Orlando, FL 32804
|
|
Matthew R. Gabelli
|
Vice President – Trading
Gabelli & Company, Inc.
One Corporate Center
Rye, NY 10580
|
|
Charles C. Baum
|
Secretary & Treasurer
United Holdings Co., Inc.
2545 Wilkens Avenue
Baltimore, MD 21223
|
|
Fredric V. Salerno
|
Chairman; Former Vice Chairman and Chief Financial Officer
Verizon Communications
|
|
Officers:
|
||
Mario J. Gabelli
|
Chief Executive Officer and Chief Investment Officer
|
|
Marc J. Gabelli
|
President
|
|
Michael G. Chieco
|
Vice President, Chief Financial Officer, Secretary
|
|
Silvio A. Berni
|
Vice President, Assistant Secretary and Controller
|
|
GGCP Holdings LLC
Members:
GGCP, Inc.
Mario J. Gabelli
|
Manager and Member
Member
|
|
GAMCO Investors, Inc.
Directors:
|
||
Edwin L. Artzt
Raymond C. Avansino
Richard L. Bready
|
Former Chairman and Chief Executive Officer
Procter & Gamble Company
900 Adams Crossing
Cincinnati, OH 45202
Chairman & Chief Executive Officer
E.L. Wiegand Foundation
165 West Liberty Street
Reno, NV 89501
Former Chairman and Chief Executive Officer
Nortek, Inc.
50 Kennedy Plaza
Providence, RI 02903
|
|
Mario J. Gabelli
Elisa M. Wilson
|
See above
Director
c/o GAMCO Investors, Inc.
One Corporate Center
Rye, NY 10580
|
|
Eugene R. McGrath
|
Former Chairman and Chief Executive Officer
Consolidated Edison, Inc.
4 Irving Place
New York, NY 10003
|
|
Robert S. Prather
|
President & Chief Operating Officer
Gray Television, Inc.
4370 Peachtree Road, NE
Atlanta, GA 30319
|
|
Officers:
|
||
Mario J. Gabelli
|
Chairman and Chief Executive Officer
|
|
Douglas R. Jamieson
Henry G. Van der Eb
Bruce N. Alpert
Agnes Mullady
Robert S. Zuccaro
|
President and Chief Operating Officer
Senior Vice President
Senior Vice President
Senior Vice President
Executive Vice President and Chief Financial Officer
|
|
GAMCO Asset Management Inc.
Directors:
|
||
Douglas R. Jamieson
Regina M. Pitaro
William S. Selby
|
||
Officers:
|
||
Mario J. Gabelli
|
Chief Executive Officer and Chief Investment Officer – Value Portfolios
|
|
Douglas R. Jamieson
Robert S. Zuccaro
David Goldman
Thomas J. Hearity
|
President, Chief Operating Officer and Managing Director
Chief Financial Officer
General Counsel, Secretary & Chief Compliance Officer
Assistant Secretary
|
|
Gabelli Funds, LLC
Officers:
|
||
Mario J. Gabelli
|
Chief Investment Officer – Value Portfolios
|
|
Bruce N. Alpert
|
Executive Vice President and Chief Operating Officer
|
|
Agnes Mullady
|
President and Chief Operating Officer – Open End Fund Division
|
|
Robert S. Zuccaro
|
Chief Financial Officer
|
|
Teton Advisors, Inc.
Directors:
|
||
Howard F. Ward
Nicholas F. Galluccio
Robert S. Zuccaro
Vincent J. Amabile
|
Chairman of the Board
Chief Executive Officer and President
Chief Financial Officer
|
|
Officers:
|
||
Howard F. Ward
Nicholas F. Galluccio
Robert S. Zuccaro
David Goldman
Tiffany Hayden
|
See above
See above
See above
Assistant Secretary
Secretary
|
|
Gabelli Securities, Inc.
|
||
Directors:
|
||
Robert W. Blake
|
President of W. R. Blake & Sons, Inc.
196-20 Northern Boulevard
Flushing, NY 11358
|
|
Douglas G. DeVivo
|
DeVivo Asset Management Company LLC
P.O. Box 2048
Menlo Park, CA 94027
|
|
Douglas R. Jamieson
|
President
|
Officers:
|
|
Douglas R. Jamieson
Robert S. Zuccaro
Diane M. LaPointe
Thomas J. Hearity
David M. Goldman
Walter K. Walsh
|
See above
Chief Financial Officer
Controller
General Counsel and Secretary
Assistant Secretary
Chief Compliance Officer
|
Gabelli & Company, Inc.
Directors:
|
|
James G. Webster, III
|
Chairman
|
Irene Smolicz
|
Senior Trader - Gabelli & Company, Inc.
|
Daniel M. Miller
|
President
|
Officers:
|
|
Daniel M. Miller
|
See above
|
Bruce N. Alpert
Diane M. LaPointe
Douglas R. Jamieson
David M. Goldman
Josephine D. LaFauci
|
Vice President
Controller and Financial & Operations Principal
Secretary
Assistant Secretary
Chief Compliance Officer
|
Gabelli Foundation, Inc.
Officers:
|
|
Mario J. Gabelli
|
Chairman, Trustee & Chief Investment Officer
|
Elisa M. Wilson
Marc J. Gabelli
Matthew R. Gabelli
Michael Gabelli
|
President
Trustee
Trustee
Trustee
|
MJG-IV Limited Partnership
Officers:
|
|
Mario J. Gabelli
|
General Partner
|
SCHEDULE II
|
||||||||
INFORMATION WITH RESPECT TO
|
||||||||
TRANSACTIONS EFFECTED DURING THE PAST SIXTY DAYS OR
|
||||||||
SINCE THE MOST RECENT FILING ON SCHEDULE 13D (1)
|
||||||||
SHARES PURCHASED AVERAGE
|
||||||||
DATE SOLD(-) PRICE(2)
|
||||||||
|
||||||||
COMMON STOCK-HUMAN GENOME SCIENCES, INC.
|
||||||||
|
||||||||
MJG-IV LIMITED PARTNERSHIP
|
||||||||
7/30/12 100,000- 14.2500
|
||||||||
GABELLI FOUNDATION, INC.
|
||||||||
7/30/12 50,000- 14.2500
|
||||||||
MARIO J. GABELLI
|
||||||||
7/30/12 863,000- 14.2500
|
||||||||
MJG ASSOCIATES, INC.
|
||||||||
GABELLI INTERNATIONAL LIMITED
|
||||||||
7/30/12 100,000- 14.2500
|
||||||||
GAMCO INVESTORS, INC.
|
||||||||
7/30/12 13,900 14.2400
|
||||||||
7/30/12 1,000,000- 14.2500
|
||||||||
7/30/12 131,200- 14.2500
|
||||||||
7/23/12 13,400 14.2100
|
||||||||
GAMCO ASSET MANAGEMENT INC.
|
||||||||
7/30/12 2,097,696- 14.2500
|
||||||||
GABELLI SECURITIES, INC.
|
||||||||
7/30/12 55,500 14.2400
|
||||||||
7/30/12 669,680- 14.2500
|
||||||||
7/25/12 15,380 14.2100
|
||||||||
7/23/12 18,800 14.2100
|
||||||||
7/20/12 47,400 14.2100
|
||||||||
GABELLI ASSOCIATES LIMITED II E
|
||||||||
7/30/12 194,500- 14.2500
|
||||||||
7/30/12 20,800 14.2400
|
||||||||
7/23/12 5,500 14.2100
|
||||||||
7/20/12 14,300 14.2100
|
||||||||
GABELLI ASSOCIATES LIMITED
|
||||||||
7/30/12 28,600 14.2400
|
||||||||
7/30/12 389,519- 14.2500
|
||||||||
7/25/12 11,700 14.2100
|
||||||||
7/23/12 11,019 14.2100
|
||||||||
7/20/12 27,600 14.2100
|
||||||||
GABELLI ASSOCIATES FUND II
|
||||||||
7/30/12 30,000 14.2400
|
||||||||
7/30/12 281,052- 14.2500
|
||||||||
7/23/12 8,200 14.2100
|
||||||||
7/20/12 19,000 14.2100
|
||||||||
GABELLI ASSOCIATES FUND
|
||||||||
7/30/12 51,400 14.2400
|
||||||||
7/30/12 690,983- 14.2500
|
||||||||
7/27/12 7,428 14.2200
|
||||||||
7/25/12 800 14.2100
|
||||||||
7/24/12 11,818 14.2100
|
||||||||
7/23/12 19,300 14.2100
|
||||||||
7/20/12 49,137 14.2100
|
||||||||
GABELLI FUNDS, LLC.
|
||||||||
GABELLI HEALTHCARE & WELLNESS TRUST
|
||||||||
7/30/12 2,000- 14.2500
|
||||||||
THE GDL FUND
|
||||||||
7/30/12 1,658,390- 14.2500
|
||||||||
7/20/12 3,390 14.2100
|
||||||||
GABELLI ENTERPRISE M&A FUND
|
||||||||
7/30/12 496,000- 14.2500
|
||||||||
GAMCO MERGER ARBITRAGE
|
||||||||
7/30/12 17,400 14.2400
|
||||||||
7/30/12 238,600- 14.2500
|
||||||||
7/25/12 7,400 14.2100
|
||||||||
7/23/12 6,200- 14.2100
|
||||||||
7/23/12 6,200 14.2100
|
||||||||
7/23/12 6,200 14.2100
|
||||||||
7/20/12 17,000 14.2100
|
||||||||
GABELLI ABC FUND
|
||||||||
7/30/12 1,500,000- 14.2500
|
||||||||
|
||||||||
(1) UNLESS OTHERWISE INDICATED, ALL TRANSACTIONS WERE EFFECTED
|
||||||||
ON THE NASDAQ GLOBAL SECURITIES MARKET.
|
||||||||
|
||||||||
(2) PRICE EXCLUDES COMMISSION.
|
||||||||
(3) CERTAIN TRANSACTIONS ON 7/30/12 ARE A RESULT OF THE ACQUISITION
|
||||||||
OF 79% OF THE ISSUER'S SHARES BY GLAXOSMITHKLINE PLC FOR $14.25
|
||||||||
PER SHARE.
|
||||||||