1
|
Names of reporting persons
I.R.S. identification nos. of above persons (entities only)
Gabelli Funds, LLC I.D. No. 13-4044523
|
||
2
|
Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a)
(b)
|
||
3
|
Sec use only
|
||
4
|
Source of funds (SEE INSTRUCTIONS)
00-Funds of investment advisory clients
|
||
5
|
Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e) X
|
||
6
|
Citizenship or place of organization
New York
|
||
Number Of
Shares
Beneficially
Owned
By Each
Reporting
Person
With
|
: 7
:
:
:
|
Sole voting power
459,600 (Item 5)
|
|
: 8
:
:
:
|
Shared voting power
None
|
||
: 9
:
:
:
|
Sole dispositive power
459,600 (Item 5)
|
||
:10
:
:
:
|
Shared dispositive power
None
|
||
11
|
Aggregate amount beneficially owned by each reporting person
459,600 (Item 5)
|
||
12
|
Check box if the aggregate amount in row (11) excludes certain shares
(SEE INSTRUCTIONS)
|
||
13
|
Percent of class represented by amount in row (11)
2.64%
|
||
14
|
Type of reporting person (SEE INSTRUCTIONS)
IA, CO
|
1
|
Names of reporting persons
I.R.S. identification nos. of above persons (entities only)
GAMCO Asset Management Inc. I.D. No. 13-4044521
|
||
2
|
Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a)
(b)
|
||
3
|
Sec use only
|
||
4
|
Source of funds (SEE INSTRUCTIONS)
00-Funds of investment advisory clients
|
||
5
|
Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e)
|
||
6
|
Citizenship or place of organization
New York
|
||
Number Of
Shares
Beneficially
Owned
By Each
Reporting
Person
With
|
: 7
:
:
:
|
Sole voting power
462,592 (Item 5)
|
|
: 8
:
:
:
|
Shared voting power
None
|
||
: 9
:
:
:
|
Sole dispositive power
543,092 (Item 5)
|
||
:10
:
:
:
|
Shared dispositive power
None
|
||
11
|
Aggregate amount beneficially owned by each reporting person
543,092 (Item 5)
|
||
12
|
Check box if the aggregate amount in row (11) excludes certain shares
(SEE INSTRUCTIONS)
|
||
13
|
Percent of class represented by amount in row (11)
3.12%
|
||
14
|
Type of reporting person (SEE INSTRUCTIONS)
IA, CO
|
1
|
Names of reporting persons
I.R.S. identification nos. of above persons (entities only)
Gabelli Securities, Inc. I.D. No. 13-3379374
|
||
2
|
Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a)
(b)
|
||
3
|
Sec use only
|
||
4
|
Source of funds (SEE INSTRUCTIONS)
00 – Client funds
|
||
5
|
Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e)
|
||
6
|
Citizenship or place of organization
Delaware
|
||
Number Of
Shares
Beneficially
Owned
By Each
Reporting
Person
With
|
: 7
:
:
:
|
Sole voting power
175,534 (Item 5)
|
|
: 8
:
:
:
|
Shared voting power
None
|
||
: 9
:
:
:
|
Sole dispositive power
175,534 (Item 5)
|
||
:10
:
:
:
|
Shared dispositive power
None
|
||
11
|
Aggregate amount beneficially owned by each reporting person
175,534 (Item 5)
|
||
12
|
Check box if the aggregate amount in row (11) excludes certain shares
(SEE INSTRUCTIONS)
|
||
13
|
Percent of class represented by amount in row (11)
1.01%
|
||
14
|
Type of reporting person (SEE INSTRUCTIONS)
HC, CO, IA
|
1
|
Names of reporting persons
I.R.S. identification nos. of above persons (entities only)
Gabelli Foundation, Inc. I.D. No. 94-2975159
|
||
2
|
Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a)
(b)
|
||
3
|
Sec use only
|
||
4
|
Source of funds (SEE INSTRUCTIONS)
WC
|
||
5
|
Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e)
|
||
6
|
Citizenship or place of organization
NV
|
||
Number Of
Shares
Beneficially
Owned
By Each
Reporting
Person
With
|
: 7
:
:
:
|
Sole voting power
10,000 (Item 5)
|
|
: 8
:
:
:
|
Shared voting power
None
|
||
: 9
:
:
:
|
Sole dispositive power
10,000 (Item 5)
|
||
:10
:
:
:
|
Shared dispositive power
None
|
||
11
|
Aggregate amount beneficially owned by each reporting person
10,000 (Item 5)
|
||
12
|
Check box if the aggregate amount in row (11) excludes certain shares
(SEE INSTRUCTIONS)
|
||
13
|
Percent of class represented by amount in row (11)
0.06%
|
||
14
|
Type of reporting person (SEE INSTRUCTIONS)
00-Private Foundation
|
1
|
Names of reporting persons
I.R.S. identification nos. of above persons (entities only)
MJG Associates, Inc. I.D. No. 06-1304269
|
||
2
|
Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a)
(b)
|
||
3
|
Sec use only
|
||
4
|
Source of funds (SEE INSTRUCTIONS)
00-Client Funds
|
||
5
|
Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e)
|
||
6
|
Citizenship or place of organization
Connecticut
|
||
Number Of
Shares
Beneficially
Owned
By Each
Reporting
Person
With
|
: 7
:
:
:
|
Sole voting power
4,500 (Item 5)
|
|
: 8
:
:
:
|
Shared voting power
None
|
||
: 9
:
:
:
|
Sole dispositive power
4,500 (Item 5)
|
||
:10
:
:
:
|
Shared dispositive power
None
|
||
11
|
Aggregate amount beneficially owned by each reporting person
4,500 (Item 5)
|
||
12
|
Check box if the aggregate amount in row (11) excludes certain shares
(SEE INSTRUCTIONS)
|
||
13
|
Percent of class represented by amount in row (11)
0.03%
|
||
14
|
Type of reporting person (SEE INSTRUCTIONS)
CO
|
1
|
Names of reporting persons
I.R.S. identification nos. of above persons (entities only)
GGCP, Inc. I.D. No. 13-3056041
|
||
2
|
Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a)
(b)
|
||
3
|
Sec use only
|
||
4
|
Source of funds (SEE INSTRUCTIONS)
None
|
||
5
|
Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e)
|
||
6
|
Citizenship or place of organization
Wyoming
|
||
Number Of
Shares
Beneficially
Owned
By Each
Reporting
Person
With
|
: 7
:
:
:
|
Sole voting power
None (Item 5)
|
|
: 8
:
:
:
|
Shared voting power
None
|
||
: 9
:
:
:
|
Sole dispositive power
None (Item 5)
|
||
:10
:
:
:
|
Shared dispositive power
None
|
||
11
|
Aggregate amount beneficially owned by each reporting person
None (Item 5)
|
||
12
|
Check box if the aggregate amount in row (11) excludes certain shares
(SEE INSTRUCTIONS) X
|
||
13
|
Percent of class represented by amount in row (11)
0.00%
|
||
14
|
Type of reporting person (SEE INSTRUCTIONS)
HC, CO
|
1
|
Names of reporting persons
I.R.S. identification nos. of above persons (entities only)
GAMCO Investors, Inc. I.D. No. 13-4007862
|
||
Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a)
(b)
|
|||
3
|
Sec use only
|
||
4
|
Source of funds (SEE INSTRUCTIONS)
WC
|
||
5
|
Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e)
|
||
6
|
Citizenship or place of organization
New York
|
||
Number Of
Shares
Beneficially
Owned
By Each
Reporting
Person
With
|
: 7
:
:
:
|
Sole voting power
21,800 (Item 5)
|
|
: 8
:
:
:
|
Shared voting power
None
|
||
: 9
:
:
:
|
Sole dispositive power
21,800 (Item 5)
|
||
:10
:
:
:
|
Shared dispositive power
None
|
||
11
|
Aggregate amount beneficially owned by each reporting person
21,800 (Item 5)
|
||
12
|
Check box if the aggregate amount in row (11) excludes certain shares
(SEE INSTRUCTIONS) X
|
||
13
|
Percent of class represented by amount in row (11)
0.13%
|
||
14
|
Type of reporting person (SEE INSTRUCTIONS)
HC, CO
|
1
|
Names of reporting persons
I.R.S. identification nos. of above persons (entities only)
Mario J. Gabelli
|
||
2
|
Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a)
(b)
|
||
3
|
Sec use only
|
||
4
|
Source of funds (SEE INSTRUCTIONS)
00 – Private Funds
|
||
5
|
Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e)
|
||
6
|
Citizenship or place of organization
USA
|
||
Number Of
Shares
Beneficially
Owned
By Each
Reporting
Person
With
|
: 7
:
:
:
|
Sole voting power
29,700 (Item 5)
|
|
: 8
:
:
:
|
Shared voting power
None
|
||
: 9
:
:
:
|
Sole dispositive power
29,700 (Item 5)
|
||
:10
:
:
:
|
Shared dispositive power
None
|
||
11
|
Aggregate amount beneficially owned by each reporting person
29,700 (Item 5)
|
||
12
|
Check box if the aggregate amount in row (11) excludes certain shares
(SEE INSTRUCTIONS) X
|
||
13
|
Percent of class represented by amount in row (11)
0.17%
|
||
14
|
Type of reporting person (SEE INSTRUCTIONS)
IN
|
Name
|
Shares of
Common Stock
|
% of Class of
Common
|
GAMCO
|
543,092
|
3.12%
|
Gabelli Funds
GSI
Foundation
Mario Gabelli
MJG Associates
GBL
|
459,600
175,534
10,000
29,700
4,500
21,800
|
2.64%
1.01%
0.06%
0.17%
0.03%
0.13%
|
The following sets forth as to each of the executive officers and directors of the undersigned: his name; his business address; his present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted. Unless otherwise specified, the principal employer of each such individual is GAMCO Asset Management Inc., Gabelli Funds, LLC, Gabelli Securities, Inc., Gabelli & Company, Inc., Teton Advisors, Inc., or GAMCO Investors, Inc., the business address of each of which is One Corporate Center, Rye, New York 10580, and each such individual identified below is a citizen of the United States. To the knowledge of the undersigned, during the last five years, no such person has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors), and no such person was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which he was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities law or finding any violation with respect to such laws except as reported in Item 2(d) and (e) of this Schedule 13D.
|
GGCP, Inc.
Directors:
|
||
Mario J. Gabelli
|
Chief Executive Officer of GGCP, Inc., and Chairman & Chief Executive Officer of GAMCO Investors, Inc.; Director/Trustee of all registered investment companies advised by Gabelli Funds, LLC.
|
|
Marc J. Gabelli
|
Chairman of The LGL Group, Inc.
2525 Shader Road
Orlando, FL 32804
|
|
Matthew R. Gabelli
|
Vice President – Trading
Gabelli & Company, Inc.
One Corporate Center
Rye, NY 10580
|
|
Charles C. Baum
|
Secretary & Treasurer
United Holdings Co., Inc.
2545 Wilkens Avenue
Baltimore, MD 21223
|
|
Fredric V. Salerno
|
Chairman; Former Vice Chairman and Chief Financial Officer
Verizon Communications
|
|
Officers:
|
||
Mario J. Gabelli
|
Chief Executive Officer and Chief Investment Officer
|
|
Marc J. Gabelli
|
President
|
|
Michael G. Chieco
|
Vice President, Chief Financial Officer, Secretary
|
|
Silvio A. Berni
|
Vice President, Assistant Secretary and Controller
|
|
GGCP Holdings LLC
Members:
GGCP, Inc.
Mario J. Gabelli
|
Manager and Member
Member
|
|
GAMCO Investors, Inc.
Directors:
|
||
Edwin L. Artzt
Raymond C. Avansino
Richard L. Bready
|
Former Chairman and Chief Executive Officer
Procter & Gamble Company
900 Adams Crossing
Cincinnati, OH 45202
Chairman & Chief Executive Officer
E.L. Wiegand Foundation
165 West Liberty Street
Reno, NV 89501
Chairman and Chief Executive Officer
Nortek, Inc.
50 Kennedy Plaza
Providence, RI 02903
|
|
Mario J. Gabelli
Elisa M. Wilson
|
See above
Director
c/o GAMCO Investors, Inc.
One Corporate Center
Rye, NY 10580
|
|
Eugene R. McGrath
|
Former Chairman and Chief Executive Officer
Consolidated Edison, Inc.
4 Irving Place
New York, NY 10003
|
|
Robert S. Prather
|
President & Chief Operating Officer
Gray Television, Inc.
4370 Peachtree Road, NE
Atlanta, GA 30319
|
|
Officers:
|
||
Mario J. Gabelli
|
Chairman and Chief Executive Officer
|
|
Douglas R. Jamieson
Henry G. Van der Eb
Bruce N. Alpert
Jeffrey M. Farber
Christopher Michailoff
|
President and Chief Operating Officer
Senior Vice President
Senior Vice President
Executive Vice President and Chief Financial Officer
Acting Secretary
|
|
GAMCO Asset Management Inc.
Directors:
|
||
Douglas R. Jamieson
Regina M. Pitaro
William S. Selby
|
||
Officers:
|
||
Mario J. Gabelli
|
Chief Executive Officer and Chief Investment Officer – Value Portfolios
|
|
Douglas R. Jamieson
Jeffrey M. Farber
Chistopher J. Michailoff
|
President
Chief Financial Officer
General Counsel and Secretary
|
|
Gabelli Funds, LLC
Officers:
|
||
Mario J. Gabelli
|
Chief Investment Officer – Value Portfolios
|
|
Bruce N. Alpert
|
Executive Vice President and Chief Operating Officer
|
|
Agnes Mullady
|
President and Chief Operating Officer – Open End Fund Division
|
|
Teton Advisors, Inc.
Directors:
|
||
Howard F. Ward
Bruce N. Alpert
Nicholas F. Galluccio
Robert S. Zuccaro
|
Chairman
See above
Chief Executive Officer and President
Commonwealth Management Partners, LLLP
140 Greenwich Avenue
Greenwich, CT 06430
|
|
Officers:
|
||
Howard F. Ward
Nicholas F. Galluccio
Jeffrey M. Farber
Christopher J. Michailoff
|
See above
See above
Chief Financial Officer
Acting Secretary
|
|
Gabelli Securities, Inc.
|
||
Directors:
|
||
Robert W. Blake
|
President of W. R. Blake & Sons, Inc.
196-20 Northern Boulevard
Flushing, NY 11358
|
|
Douglas G. DeVivo
|
DeVivo Asset Management Company LLC
P.O. Box 2048
Menlo Park, CA 94027
|
|
Douglas R. Jamieson
|
President
|
Officers:
|
|
Douglas R. Jamieson
Christopher J. Michailoff
Jeffrey M. Farber
|
See above
Secretary
Chief Financial Officer
|
Gabelli & Company, Inc.
Directors:
|
|
James G. Webster, III
|
Chairman & Interim President
|
Irene Smolicz
|
Senior Trader
Gabelli & Company, Inc.
|
Officers:
|
|
James G. Webster, III
|
See Above
|
Bruce N. Alpert
Diane M. LaPointe
Douglas R. Jamieson
|
Vice President - Mutual Funds
Treasurer
Secretary
|
Gabelli Foundation, Inc.
Officers:
|
|
Mario J. Gabelli
|
Chairman, Trustee & Chief Investment Officer
|
Elisa M. Wilson
Marc J. Gabelli
Matthew R. Gabelli
Michael Gabelli
|
President
Trustee
Trustee
Trustee
|
MJG-IV Limited Partnership
Officers:
|
|
Mario J. Gabelli
|
General Partner
|
SCHEDULE II
|
||||||||
INFORMATION WITH RESPECT TO
|
||||||||
TRANSACTIONS EFFECTED DURING THE PAST SIXTY DAYS OR
|
||||||||
SINCE THE MOST RECENT FILING ON SCHEDULE 13D (1)
|
||||||||
SHARES PURCHASED AVERAGE
|
||||||||
DATE SOLD(-) PRICE(2)
|
||||||||
|
||||||||
COMMON STOCK-DIONEX CORPORATION
|
||||||||
|
||||||||
GAMCO INVESTORS, INC.
|
||||||||
1/10/11 3,900 117.9500
|
||||||||
1/07/11 200 117.6500
|
||||||||
1/06/11 1,200 117.6917
|
||||||||
1/03/11 2,500 117.9584
|
||||||||
12/30/10 2,000 118.0300
|
||||||||
GAMCO ASSET MANAGEMENT INC.
|
||||||||
2/02/11 3,000 118.0000
|
||||||||
2/02/11 3,000 117.8300
|
||||||||
2/01/11 144 118.0347
|
||||||||
2/01/11 4,000 118.1428
|
||||||||
1/31/11 4,000 118.0000
|
||||||||
1/28/11 3,100 118.0000
|
||||||||
1/27/11 2,500 118.1000
|
||||||||
1/26/11 4,000 118.0800
|
||||||||
1/25/11 3,000 118.0100
|
||||||||
1/25/11 1,000- 118.0100
|
||||||||
1/25/11 1,000- 117.9665
|
||||||||
1/25/11 1,000 117.9677
|
||||||||
1/25/11 1,713 118.0000
|
||||||||
1/24/11 3,000 118.0697
|
||||||||
1/24/11 8,187 118.0263
|
||||||||
1/21/11 3,000 117.9992
|
||||||||
1/21/11 3,000 118.0000
|
||||||||
1/19/11 500 117.9178
|
||||||||
1/19/11 500- 117.9201
|
||||||||
1/19/11 500- 117.9178
|
||||||||
1/18/11 5,000 118.0065
|
||||||||
1/18/11 4,500 117.9999
|
||||||||
1/13/11 2,000 117.9400
|
||||||||
1/13/11 15,000 117.9971
|
||||||||
1/13/11 4,000 118.0078
|
||||||||
1/12/11 4,000 117.9620
|
||||||||
1/06/11 1,000 117.7400
|
||||||||
1/05/11 1,000 117.9000
|
||||||||
1/05/11 1,000 118.0100
|
||||||||
1/05/11 11,500 117.6803
|
||||||||
1/04/11 1,348 117.9400
|
||||||||
12/30/10 4,500 118.0389
|
||||||||
12/30/10 1,000 118.0299
|
||||||||
12/29/10 800 118.0501
|
||||||||
GABELLI SECURITIES, INC.
|
||||||||
1/03/11 300 117.9733
|
||||||||
12/30/10 100 118.0181
|
||||||||
GABELLI ASSOCIATES LIMITED II E
|
||||||||
2/02/11 500 117.9053
|
||||||||
1/31/11 300 118.0000
|
||||||||
1/07/11 1,000 117.6371
|
||||||||
1/06/11 500 117.6675
|
||||||||
1/05/11 1,000 117.6704
|
||||||||
1/04/11 500 117.9600
|
||||||||
1/03/11 3,500 117.9733
|
||||||||
12/31/10 2,000 118.0414
|
||||||||
12/30/10 1,500 118.0181
|
||||||||
12/29/10 2,000 118.0341
|
||||||||
GABELLI ASSOCIATES LIMITED
|
||||||||
2/02/11 1,500 117.9053
|
||||||||
1/31/11 800 118.0000
|
||||||||
1/07/11 500 117.6371
|
||||||||
1/06/11 1,500 117.6675
|
||||||||
1/05/11 1,000 117.6704
|
||||||||
1/04/11 500 117.9600
|
||||||||
1/03/11 3,200 117.9733
|
||||||||
12/31/10 3,000 118.0414
|
||||||||
12/30/10 1,500 118.0181
|
||||||||
12/29/10 2,000 118.0341
|
||||||||
GABELLI ASSOCIATES FUND II
|
||||||||
2/02/11 1,000 117.9053
|
||||||||
1/31/11 400 118.0000
|
||||||||
1/07/11 500 117.6371
|
||||||||
1/06/11 1,000 117.6675
|
||||||||
1/05/11 1,000 117.6704
|
||||||||
1/03/11 2,500 117.9733
|
||||||||
12/31/10 1,500 118.0414
|
||||||||
12/30/10 1,400 118.0181
|
||||||||
12/29/10 1,000 118.0341
|
||||||||
GABELLI ASSOCIATES FUND
|
||||||||
2/02/11 1,500 117.9053
|
||||||||
1/31/11 1,500 118.0000
|
||||||||
1/07/11 1,500 117.6371
|
||||||||
1/06/11 2,000 117.6675
|
||||||||
1/05/11 2,500 117.6704
|
||||||||
1/04/11 500 117.9600
|
||||||||
1/03/11 6,500 117.9733
|
||||||||
12/31/10 500 118.0414
|
||||||||
12/30/10 4,500 118.0181
|
||||||||
12/29/10 3,500 118.0341
|
||||||||
GABELLI FUNDS, LLC.
|
||||||||
GAMCO GLOBAL CONVERTIBLE SECURITIES FUND
|
||||||||
1/18/11 1,000 118.0031
|
||||||||
GABELLI CONVERTIBLE AND INCOME SECURITIES FUND
|
||||||||
1/18/11 3,000 118.0300
|
||||||||
|
||||||||
(1) UNLESS OTHERWISE INDICATED, ALL TRANSACTIONS WERE EFFECTED
|
||||||||
ON THE NASDAQ GLOBAL SELECT MARKET.
|
||||||||
|
||||||||
(2) PRICE EXCLUDES COMMISSION.
|
||||||||