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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Emp Stock Option (right to buy) | $ 25.71 | 01/30/2013 | D(1) | 420,000 | (1) | 01/07/2014 | Common Stock | 420,000 | (1) | 569,000 | D | ||||
| Emp Stock Option (right to buy) | $ 24.91 | 01/30/2013 | A(1) | 420,000 | (1) | 01/07/2014 | Common Stock | 420,000 | (1) | 989,000 | D | ||||
| Emp Stock Option (right to buy) | $ 25.5 | 01/30/2013 | D(2) | 40,000 | (2) | 07/13/2014 | Common Stock | 40,000 | (2) | 949,000 | D | ||||
| Emp Stock Option (right to buy) | $ 24.7 | 01/30/2013 | A(2) | 40,000 | (2) | 07/13/2014 | Common Stock | 40,000 | (2) | 989,000 | D | ||||
| Emp Stock Option (right to buy) | $ 19.42 | 01/30/2013 | D(3) | 100,000 | (3) | 07/21/2015 | Common Stock | 100,000 | (3) | 889,000 | D | ||||
| Emp Stock Option (right to buy) | $ 18.62 | 01/30/2013 | A(3) | 100,000 | (3) | 07/21/2015 | Common Stock | 100,000 | (3) | 989,000 | D | ||||
| Emp Stock Option (right to buy) | $ 20 | 01/30/2013 | D(4) | 70,000 | (4) | 05/24/2016 | Common Stock | 70,000 | (4) | 919,000 | D | ||||
| Emp Stock Option (right to buy) | $ 19.2 | 01/30/2013 | A(4) | 70,000 | (4) | 05/24/2016 | Common Stock | 70,000 | (4) | 989,000 | D | ||||
| Emp Stock Option (right to buy) | $ 22.66 | 01/30/2013 | D(5) | 40,000 | (5) | 07/25/2017 | Common Stock | 40,000 | (5) | 949,000 | D | ||||
| Emp Stock Option (right to buy) | $ 21.86 | 01/30/2013 | A(5) | 40,000 | (5) | 07/25/2017 | Common Stock | 40,000 | (5) | 989,000 | D | ||||
| Emp Stock Option (right to buy) | $ 16.58 | 01/30/2013 | D(6) | 40,000 | (6) | 05/14/2018 | Common Stock | 40,000 | (6) | 949,000 | D | ||||
| Emp Stock Option (right to buy) | $ 15.78 | 01/30/2013 | A(6) | 40,000 | (6) | 05/14/2018 | Common Stock | 40,000 | (6) | 989,000 | D | ||||
| Stock Apprec Rights | $ 8.26 | 01/30/2013 | D(7) | 150,000 | (7) | 05/13/2019 | Common Stock | 150,000 | (7) | 839,000 | D | ||||
| Stock Apprec Rights | $ 7.26 | 01/30/2013 | A(7) | 150,000 | (7) | 05/13/2019 | Common Stock | 150,000 | (7) | 989,000 | D | ||||
| Stock Apprec Rights | $ 14.64 | 01/30/2013 | D(8) | 65,000 | (8) | 05/12/2020 | Common Stock | 65,000 | (8) | 924,000 | D | ||||
| Stock Apprec Rights | $ 13.84 | 01/30/2013 | A(8) | 65,000 | (8) | 05/12/2020 | Common Stock | 65,000 | (8) | 989,000 | D | ||||
| Stock Apprec Rights | $ 18.82 | 01/30/2013 | D(9) | 64,000 | (9) | 05/11/2021 | Common Stock | 64,000 | (9) | 925,000 | D | ||||
| Stock Apprec Rights | $ 18.02 | 01/30/2013 | A(9) | 64,000 | (9) | 05/11/2021 | Common Stock | 64,000 | (9) | 989,000 | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| KONIDARIS NICHOLAS 13900 NW SCIENCE PARK DRIVE PORTLAND, OR 97229 |
X | President and CEO | ||
| By: Kerry L Mustoe for Nicholas Konidaris | 01/30/2013 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on January 7, 2004 and provided for vesting in four equal annual installments commencing on January 7, 2005. |
| (2) | The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 13, 2004 and provided for vesting in four equal annual installments commencing on July 13, 2005. |
| (3) | The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 21, 2005 and provided for full vesting on May 26, 2006. There was a three-year sale restriction on the underlying shares which lapsed on July 20, 2008. |
| (4) | The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on May 24, 2006 and provided for full vesting on May 26, 2006. There was a three-year sale restriction on the underlying shares which lapsed one third each year for the first three years. |
| (5) | The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 26, 2007 and provided for vesting in four equal annual installments commencing on July 26, 2008. |
| (6) | The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on May 15, 2008 and provided for vesting in four equal annual installments commencing on May 15, 2009. |
| (7) | The two reported transactions involved an amendment of an outstanding SOSAR, resulting in the deemed cancellation of the "old" SOSAR and the grant of a replacement SOSAR. The SOSAR was originally granted on May 14, 2009 and provides for vesting in four equal annual installments commencing on May 14, 2010. |
| (8) | The two reported transactions involved an amendment of an outstanding SOSAR, resulting in the deemed cancellation of the "old" SOSAR and the grant of a replacement SOSAR. The SOSAR was originally granted on May 13, 2010 and provides for vesting in four equal annual installments commencing on May 13, 2011. |
| (9) | The two reported transactions involved an amendment of an outstanding SOSAR, resulting in the deemed cancellation of the "old" SOSAR and the grant of a replacement SOSAR. The SOSAR was originally granted on May 12, 2011 and provides for vesting in four equal annual installments commencing on May 12, 2012. |