UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number : 811-08030
Name of Registrant: Royce Micro-Cap Trust, Inc.
Address of Principal Executive Offices:
745 Fifth Avenue, New York, NY 10151
Registrant's telephone number including area code:
212-508-4500
Date of fiscal year end:
12/31/13
Date of reporting period:
07/01/2012 - 06/30/2013
Item 1. Proxy Voting Record
The report may indicate that the "meeting status" of a particular proposal was "take no action"
or "unvoted". The reason for no action being taken or a security being unvoted, i.e., no vote
being cast, may include among other things, (a) the securities were out on loan at the time of
a record date, (b) administrative or operational constraints impeded the ability to cast a
timely vote, such as late receipt of proxy voting information, (c) systems, administrative or
processing errors occurred (including errors by the Adviser or third party vendors), and/or
(d) the portfolio manager concluded that the potential benefit of voting was outweighed by the
cost, and/or otherwise not in the best interest of the Fund.
________________________________________________________________________________
3SBio Inc.
Ticker Security ID: Meeting Date Meeting Status
SSRX CUSIP 88575Y105 04/25/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Authorize Directors to Mgmt For For For
Effect the Merger
Agreement
3 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
3SBio Inc.
Ticker Security ID: Meeting Date Meeting Status
SSRX CUSIP 88575Y105 10/10/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Moujia QI Mgmt For For For
2 Elect Dongmei Su Mgmt For For For
3 Elect Tianruo (Robert) Mgmt For For For
Pu
4 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
AAON, Inc.
Ticker Security ID: Meeting Date Meeting Status
AAON CUSIP 000360206 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul K. Lackey, Mgmt For Against Against
Jr.
2 Elect A. H. McElroy II Mgmt For For For
________________________________________________________________________________
Aceto Corporation
Ticker Security ID: Meeting Date Meeting Status
ACET CUSIP 004446100 12/06/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Albert Eilender Mgmt For For For
1.2 Elect Robert Wiesen Mgmt For For For
1.3 Elect Hans Noetzli Mgmt For For For
1.4 Elect William Britton Mgmt For For For
1.5 Elect Richard Randall Mgmt For For For
1.6 Elect Salvatore Guccione Mgmt For For For
1.7 Elect Natasha Giordano Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Executive Performance Mgmt For For For
Award
Plan
4 Amendment to the 2010 Mgmt For For For
Equity Participation
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ACI Worldwide, Inc.
Ticker Security ID: Meeting Date Meeting Status
ACIW CUSIP 004498101 06/11/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John D. Curtis Mgmt For For For
1.2 Elect Philip G. Heasley Mgmt For For For
1.3 Elect James C. McGroddy Mgmt For For For
1.4 Elect Harlan F. Seymour Mgmt For For For
1.5 Elect John M. Shay, Jr. Mgmt For For For
1.6 Elect John E. Stokely Mgmt For For For
1.7 Elect Jan H. Suwinski Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 2013 Executive Mgmt For For For
Management Incentive
Compensation
Plan
5 Increase of Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
Acorn Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
ACFN CUSIP 004848107 09/11/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Moore Mgmt For For For
1.2 Elect Christopher Mgmt For For For
Clouser
1.3 Elect Richard Giacco Mgmt For For For
1.4 Elect Mannie Jackson Mgmt For For For
1.5 Elect Joseph Musanti Mgmt For For For
1.6 Elect Richard Rimer Mgmt For For For
1.7 Elect Samuel Zentman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2006 Mgmt For Abstain Against
Stock Incentive
Plan
5 Amendment to the 2006 Mgmt For Abstain Against
Stock Option Plan for
Non-Employee
Directors
________________________________________________________________________________
Active Network, Inc.
Ticker Security ID: Meeting Date Meeting Status
ACTV CUSIP 00506D100 06/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jon Belmonte Mgmt For For For
1.2 Elect Stephen L. Green Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Actuate Corporation
Ticker Security ID: Meeting Date Meeting Status
BIRT CUSIP 00508B102 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter I. Cittadini Mgmt For For For
1.2 Elect Kenneth E. Mgmt For For For
Marshall
1.3 Elect Nicholas C. Mgmt For For For
Nierenberg
1.4 Elect Arthur C. Mgmt For For For
Patterson
1.5 Elect Steven D. Whiteman Mgmt For For For
1.6 Elect Raymond L. Mgmt For For For
Ocampo,
Jr.
1.7 Elect Timothy B. Yeaton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Advanced Energy Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
AEIS CUSIP 007973100 05/01/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Douglas S. Schatz Mgmt For Withhold Against
1.2 Elect Frederick A. Ball Mgmt For For For
1.3 Elect Richard P. Beck Mgmt For Withhold Against
1.4 Elect Garry W. Rogerson Mgmt For For For
1.5 Elect Edward C. Grady Mgmt For For For
1.6 Elect Terry Hudgens Mgmt For For For
1.7 Elect Thomas M. Rohrs Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
AeroVironment, Inc.
Ticker Security ID: Meeting Date Meeting Status
AVAV CUSIP 008073108 10/04/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Timothy Conver Mgmt For For For
1.2 Elect Arnold Fishman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Affymetrix, Inc.
Ticker Security ID: Meeting Date Meeting Status
AFFX CUSIP 00826T108 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen Fodor Mgmt For For For
2 Elect Frank Witney Mgmt For For For
3 Elect Nelson Chan Mgmt For For For
4 Elect Gary Guthart Mgmt For For For
5 Elect Jami Dover Mgmt For For For
Nachtsheim
6 Elect Robert H. Trice Mgmt For For For
7 Elect Robert P. Wayman Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Agilysys, Inc.
Ticker Security ID: Meeting Date Meeting Status
AGYS CUSIP 00847J105 07/26/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James Dennedy Mgmt For For For
1.2 Elect John Mutch Mgmt For For For
1.3 Elect Jerry Jones Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Alamo Group Inc.
Ticker Security ID: Meeting Date Meeting Status
ALG CUSIP 011311107 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roderick R. Baty Mgmt For For For
2 Elect Helen Cornell Mgmt For For For
3 Elect Jerry E. Goldress Mgmt For For For
4 Elect David W. Grzelak Mgmt For For For
5 Elect Gary L. Martin Mgmt For For For
6 Elect Ronald A. Robinson Mgmt For For For
7 Elect James B. Skaggs Mgmt For For For
8 Approval of Executive Mgmt For For For
Incentive
Plan
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Alliance Bancorp, Inc. of Pennsylvania
Ticker Security ID: Meeting Date Meeting Status
ALLB CUSIP 01890A108 04/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dennis D. Cirucci Mgmt For For For
1.2 Elect G. Bradley Rainer Mgmt For For For
1.3 Elect R. Cheston Woolard Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Allied Healthcare Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
AHPI CUSIP 019222108 11/08/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Judith Graves Mgmt For For For
1.2 Elect Joseph Root Mgmt For For For
1.3 Elect William Peck Mgmt For For For
1.4 Elect Earl Refsland Mgmt For For For
1.5 Elect John Weil Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Alpha & Omega Semiconductor Limited
Ticker Security ID: Meeting Date Meeting Status
AOSL CUSIP G6331P104 11/15/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mike Chang Mgmt For For For
1.2 Elect Yueh-Se Ho Mgmt For For For
1.3 Elect Chung Te Chang Mgmt For For For
1.4 Elect Howard Bailey Mgmt For For For
1.5 Elect Thomas Steipp Mgmt For For For
1.6 Elect Richard Sevcik Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Alterra Power Corp.
Ticker Security ID: Meeting Date Meeting Status
AXY CUSIP 02153D102 05/14/2013 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ross J. Beaty Mgmt For For For
1.2 Elect David W. Cornhill Mgmt For For For
1.3 Elect Donald Shumka Mgmt For For For
1.4 Elect Donald A. McInnes Mgmt For For For
1.5 Elect Walter T. Mgmt For For For
Segsworth
1.6 Elect James M.I. Bruce Mgmt For For For
1.7 Elect John B. Carson Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Altisource Asset Management Corp
Ticker Security ID: Meeting Date Meeting Status
AAMC CUSIP 02153X108 05/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William C. Erbey Mgmt For For For
2 Elect Ashish Pandey Mgmt For For For
3 Elect Paul T. Bossidy Mgmt For For For
4 Elect Cindy Gertz Mgmt For For For
5 Elect Dale Kurland Mgmt For For For
6 Elect Robert C. Mgmt For For For
Schweitzer
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
America's Car-Mart, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRMT CUSIP 03062T105 09/14/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel Englander Mgmt For For For
1.2 Elect William Henderson Mgmt For For For
1.3 Elect William Sams Mgmt For For For
1.4 Elect John David Simmons Mgmt For For For
1.5 Elect Robert Smith Mgmt For For For
1.6 Elect Jeffrey Williams Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
American Software, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMSWA CUSIP 029683109 08/20/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect W. Dennis Hogue Mgmt For For For
1.2 Elect John Jarvis Mgmt For For For
1.3 Elect James Miller, Jr. Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
American Woodmark Corporation
Ticker Security ID: Meeting Date Meeting Status
AMWD CUSIP 030506109 08/23/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William Brandt, Mgmt For For For
Jr.
2 Elect Andrew Cogan Mgmt For For For
3 Elect Martha Dally Mgmt For For For
4 Elect James Davis, Jr. Mgmt For For For
5 Elect Kent Guichard Mgmt For For For
6 Elect Daniel Hendrix Mgmt For For For
7 Elect Kent Hussey Mgmt For For For
8 Elect Carol Moerdyk Mgmt For For For
9 Elect Vance Tang Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Amtech Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
ASYS CUSIP 032332504 03/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jong S. Whang Mgmt For For For
1.2 Elect Fokko Pentinga Mgmt For For For
1.3 Elect Michael Garnreiter Mgmt For For For
1.4 Elect Alfred W. Giese Mgmt For For For
1.5 Elect Egbert Jan Geert Mgmt For For For
Goudena
1.6 Elect Robert F. King Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
AngioDynamics, Inc.
Ticker Security ID: Meeting Date Meeting Status
ANGO CUSIP 03475V101 10/22/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David Burgstahler Mgmt For For For
1.2 Elect Wesley Johnson, Mgmt For For For
Jr.
1.3 Elect Steve LaPorte Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Mgmt For For For
Stock and Incentive
Award
Plan
4 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Apogee Enterprises, Inc.
Ticker Security ID: Meeting Date Meeting Status
APOG CUSIP 037598109 06/26/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jerome L. Davis Mgmt For For For
1.2 Elect Sara L. Hays Mgmt For For For
1.3 Elect Richard V. Mgmt For For For
Reynolds
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Approach Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
AREX CUSIP 03834A103 05/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. Ross Craft Mgmt For For For
1.2 Elect Bryan H. Lawrence Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Arden Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARDNA CUSIP 039762109 06/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bernard Briskin Mgmt For For For
1.2 Elect John G. Danhakl Mgmt For For For
1.3 Elect Kenneth A. Goldman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Armstrong Industrial Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
A14 CINS Y0205A103 04/24/2013 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect Patricia CHOW Mgmt For For For
Goon
Chau
5 Elect Steven KOH Gim Hoe Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
8 Authority to Issue Mgmt For Against Against
Shares under Armstrong
Industrial Corporation
Share Option Scheme
2000 and
2008
9 Authority to Grant Mgmt For Against Against
Awards and/or Allot
and Issue Shares under
Armstrong Industrial
Corporation
Performance Share Plan
2008
10 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
ASA Gold and Precious Metals Limited
Ticker Security ID: Meeting Date Meeting Status
ASA CUSIP G3156P103 03/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David J. Mgmt For For For
Christensen
2 Elect Gary Glynn Mgmt For For For
3 Elect Phillip Goldstein Mgmt For For For
4 Elect Michael L. Mead Mgmt For For For
5 Elect Robert A. Mgmt For For For
Pilkington
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Asian Citrus Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
ACHL CINS G0620W201 11/06/2012 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect CHEUNG Wai Sun Mgmt For For For
6 Elect PANG Yi Mgmt For For For
7 Elect IP Chi Ming Mgmt For For For
8 Elect LUI Ming Wah Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
11 Authority to Issue Mgmt For For For
Repurchased
Shares
12 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Astronics Corporation
Ticker Security ID: Meeting Date Meeting Status
ATRO CUSIP 046433207 05/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Raymond W. Boushie Mgmt For For For
1.2 Elect Robert T. Brady Mgmt For For For
1.3 Elect John B. Drenning Mgmt For For For
1.4 Elect Peter J. Mgmt For For For
Gundermann
1.5 Elect Kevin T. Keane Mgmt For For For
1.6 Elect Robert J. McKenna Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Increase of Authorized Mgmt For For For
Common
Stock
4 Increase of Authorized Mgmt For For For
Class B
Stock
________________________________________________________________________________
ATMI, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATMI CUSIP 00207R101 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George M. Scalise Mgmt For For For
1.2 Elect Mark B. Segall Mgmt For For For
1.3 Elect Cheryl L. Shavers Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Atrion Corporation
Ticker Security ID: Meeting Date Meeting Status
ATRI CUSIP 049904105 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Roger F. Stebbing Mgmt For For For
1.2 Elect John P. Stupp, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
AuRico Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
AUQ CUSIP 05155C105 05/13/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Colin K. Benner Mgmt For For For
1.2 Elect Luis M. Chavez Mgmt For For For
1.3 Elect Richard M. Mgmt For For For
Colterjohn
1.4 Elect Mark J. Daniel Mgmt For For For
1.5 Elect Patrick D. Downey Mgmt For For For
1.6 Elect Alan R. Edwards Mgmt For For For
1.7 Elect Scott G. Perry Mgmt For For For
1.8 Elect Ronald E. Smith Mgmt For For For
1.9 Elect Joseph G. Spiteri Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Renewal of Shareholder Mgmt For For For
Rights
Plan
4 Omnibus Long-Term Mgmt For For For
Incentive
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Aurizon Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
ARZ CUSIP 05155P106 03/07/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Shareholder Rights Plan Mgmt For For For
________________________________________________________________________________
Aurizon Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
ARZ CUSIP 05155P106 05/09/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
________________________________________________________________________________
AXT, Inc.
Ticker Security ID: Meeting Date Meeting Status
AXTI CUSIP 00246W103 05/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leonard J. LeBlanc Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2007 Mgmt For For For
Equity Compensation
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AZZ Incorporated
Ticker Security ID: Meeting Date Meeting Status
AZZ CUSIP 002474104 07/10/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David Dingus Mgmt For For For
1.2 Elect Dana Perry Mgmt For For For
1.3 Elect Daniel Berce Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Balchem Corporation
Ticker Security ID: Meeting Date Meeting Status
BCPC CUSIP 057665200 06/20/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dino A. Rossi Mgmt For For For
1.2 Elect Elaine R. Wedral Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 1999 Mgmt For For For
Stock
Plan
________________________________________________________________________________
Banca Finnat Euramerica S.p.A.
Ticker Security ID: Meeting Date Meeting Status
BFE CINS T92884112 04/24/2013 Voted
Meeting Type Country of Trade
Mix Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
4 Elect Giulia Nattino Mgmt For For For
5 Statutory Auditors' Fees Mgmt For For For
6 Authority to Repurchase Mgmt For For For
and Reissue
Shares
7 Remuneration Report Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BCD Semiconductor Manufacturing Limited
Ticker Security ID: Meeting Date Meeting Status
BCDS CUSIP 055347207 11/29/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Herbert Chang Mgmt For For For
2 Elect Michael Pfeiffer Mgmt For For For
________________________________________________________________________________
Bel Fuse, Inc.
Ticker Security ID: Meeting Date Meeting Status
BELFA CUSIP 077347201 05/17/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel Bernstein Mgmt For For For
1.2 Elect Peter Gilbert Mgmt For For For
1.3 Elect John S. Johnson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Benihana Inc.
Ticker Security ID: Meeting Date Meeting Status
BNHN CUSIP 082047101 08/21/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Golden Mgmt For Against Against
Parachutes
3 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
BofI Holding, Inc.
Ticker Security ID: Meeting Date Meeting Status
BOFI CUSIP 05566U108 11/08/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jerry Englert Mgmt For For For
1.2 Elect Gregory Mgmt For For For
Garrabrants
1.3 Elect Paul Grinberg Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Bolsa Mexicana De Valores Sab De Cv
Ticker Security ID: Meeting Date Meeting Status
BOLSA CINS P17330104 04/24/2013 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Profits Mgmt For For For
5 Allocation of Dividends Mgmt For For For
6 Election of Directors; Mgmt For Abstain Against
Election of Committee
Chairmen
7 Directors' and Mgmt For Abstain Against
Committee Member
Fees
8 Report on the Company's Mgmt For Abstain Against
Repurchase
Program
9 Authority to Repurchase Mgmt For Abstain Against
Shares
10 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Bolsa Mexicana De Valores Sab De Cv
Ticker Security ID: Meeting Date Meeting Status
BOLSA CINS P17330104 04/24/2013 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Authorized Mgmt For Abstain Against
Capital of
Subsidiary
2 Strategic Alliance with Mgmt For For For
Bolsa de Valores de
Lima
SA
3 Election of Meeting Mgmt For For For
Delegates
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Broadway Industrial Group Limited
Ticker Security ID: Meeting Date Meeting Status
B69 CINS Y0973Y101 04/29/2013 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect LEE Po Lo @ LEE Mgmt For Against Against
Khong
Kee
3 Elect Richard EU Yee Mgmt For Against Against
Ming
4 Elect LEE Chow Soon Mgmt For Against Against
5 Directors' Fees Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
8 Authority to Grant Mgmt For For For
Awards and Issue
Shares under the BIGL
Share Option Scheme
2001
9 Authority to Grant Mgmt For For For
Awards and Issue
Shares under the BIGL
Share
Plan
10 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Broadway Industrial Group Limited
Ticker Security ID: Meeting Date Meeting Status
B69 CINS Y0973Y101 10/01/2012 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For Abstain Against
________________________________________________________________________________
BRT Realty Trust
Ticker Security ID: Meeting Date Meeting Status
BRT CUSIP 055645303 03/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Matthew J. Gould Mgmt For For For
2 Elect Louis C. Grassi Mgmt For For For
3 Elect Israel Rosenzweig Mgmt For For For
4 Elect Jeffrey Rubin Mgmt For For For
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Bryn Mawr Bank Corporation
Ticker Security ID: Meeting Date Meeting Status
BMTC CUSIP 117665109 04/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lynn B. McKee Mgmt For For For
1.2 Elect Wendell F. Holland Mgmt For For For
1.3 Elect David E. Lees Mgmt For For For
1.4 Elect Frederick C. Mgmt For For For
Peters
II
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Burnham Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
BURCA CUSIP 122295108 04/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas Kile Mgmt For For For
1.2 Elect Elizabeth McMullan Mgmt For For For
1.3 Elect Philmer Rohrbaugh Mgmt For For For
2 2013 Incentive Mgmt For Abstain Against
Compensation
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CafePress Inc.
Ticker Security ID: Meeting Date Meeting Status
PRSS CUSIP 12769A103 04/26/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Fred E. Durham III Mgmt For For For
2 Elect Patrick J. Mgmt For For For
Connolly
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Calavo Growers, Inc.
Ticker Security ID: Meeting Date Meeting Status
CVGW CUSIP 128246105 04/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lecil Cole Mgmt For For For
1.2 Elect George Barnes Mgmt For For For
1.3 Elect James Helin Mgmt For For For
1.4 Elect Donald Sanders Mgmt For For For
1.5 Elect Marc Brown Mgmt For For For
1.6 Elect Michael DiGregorio Mgmt For For For
1.7 Elect Scott Van Der Kar Mgmt For For For
1.8 Elect J. Link Leavens Mgmt For For For
1.9 Elect Dorcas McFarlane Mgmt For For For
1.10 Elect John Hunt Mgmt For For For
1.11 Elect Egidio Carbone, Mgmt For For For
Jr.
1.12 Elect Harold Edwards Mgmt For For For
1.13 Elect Steven Hollister Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cass Information Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CASS CUSIP 14808P109 04/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lawrence A. Mgmt For For For
Collett
1.2 Elect Wayne J. Grace Mgmt For For For
1.3 Elect James J. Lindemann Mgmt For For For
1.4 Elect Andrew J. Mgmt For For For
Signorelli
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Approval of the Amended Mgmt For For For
and Restated Omnibus
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cavco Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
CVCO CUSIP 149568107 07/11/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven Bunger Mgmt For For For
1.2 Elect Jack Hanna Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CB Industrial Product Holdings Berhad
Ticker Security ID: Meeting Date Meeting Status
CBIP CINS Y1228S105 05/31/2013 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ardy Esfandiari Mgmt For For For
bin A. Hamid
Shah
2 Elect Michael TING Sii Mgmt For For For
Ching
3 Directors' Fees Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authority to Repurchase Mgmt For For For
Shares
6 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
7 Retention of Michael Mgmt For For For
TING Sii Ching as
Independent
Director
8 Retention of WONG Chee Mgmt For For For
Beng as Independent
Director
________________________________________________________________________________
CBIZ, Inc.
Ticker Security ID: Meeting Date Meeting Status
CBZ CUSIP 124805102 05/09/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rick L. Burdick Mgmt For For For
2 Elect Steven L. Gerard Mgmt For For For
3 Elect Benaree Pratt Mgmt For For For
Wiley
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Central Steel & Wire Company
Ticker Security ID: Meeting Date Meeting Status
CSTW CUSIP 155411101 04/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Sullivan
1.2 Elect John F. Calhoun Mgmt For For For
1.3 Elect Stephen E. Fuhrman Mgmt For For For
1.4 Elect Ronald V. Kazmar Mgmt For For For
1.5 Elect Christopher M. Mgmt For For For
Rodgers
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Checkpoint Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CKP CUSIP 162825103 05/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William S. Antle, Mgmt For For For
III
1.2 Elect Stephen N. David Mgmt For For For
1.3 Elect R. Keith Elliott Mgmt For For For
1.4 Elect Marc T. Giles Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Chelsea Therapeutics International, Ltd.
Ticker Security ID: Meeting Date Meeting Status
CHTP CUSIP 163428105 06/11/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael Weiser Mgmt For For For
1.2 Elect Kevan Clemens Mgmt For For For
1.3 Elect Roger G. Stoll Mgmt For For For
1.4 Elect William D. Mgmt For For For
Rueckert
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Chemung Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
CHMG CUSIP 164024101 05/09/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald M. Bentley Mgmt For For For
1.2 Elect Robert H. Mgmt For For For
Dalrymple
1.3 Elect Clover M. Mgmt For For For
Drinkwater
1.4 Elect Richard W. Swan Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Amendment to the Mgmt For For For
Restricted Stock
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
China Hydroelectric Corporation
Ticker Security ID: Meeting Date Meeting Status
CHC CUSIP 16949D101 09/28/2012 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 MANAGEMENT CURRENTLY Mgmt N/A TNA N/A
HAS NO
AGENDA
________________________________________________________________________________
China Hydroelectric Corporation
Ticker Security ID: Meeting Date Meeting Status
CHC CUSIP 16949D101 09/28/2012 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 REMOVE JOHN D. KUHNS Mgmt N/A For N/A
2 REMOVE RICHARD H. Mgmt N/A For N/A
HOCHMAN
3 REMOVE SHADRON LEE Mgmt N/A For N/A
STASTNEY
4 REMOVE ANTHONY H. DIXON Mgmt N/A For N/A
5 REMOVE STEPHEN Mgmt N/A For N/A
OUTERBRIDGE
6 APPOINT MOONKYUNG KIM Mgmt N/A For N/A
7 APPOINT AMIT GUPTA Mgmt N/A For N/A
8 APPOINT JUI KIAN LIM Mgmt N/A For N/A
9 APPOINT YUN PUN WONG Mgmt N/A For N/A
________________________________________________________________________________
China Hydroelectric Corporation
Ticker Security ID: Meeting Date Meeting Status
CHC CUSIP 16949D101 11/16/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jui Lim Mgmt For For For
2 Elect Yong Cao Mgmt For For For
3 Amendment to Articles Mgmt For For For
4 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
China XD Plastics Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
CXDC CUSIP 16948F107 12/03/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jie Han Mgmt For For For
1.2 Elect Taylor Zhang Mgmt For Withhold Against
1.3 Elect Qingwei Ma Mgmt For For For
1.4 Elect Lawrence Leighton Mgmt For Withhold Against
1.5 Elect Linyuan Zhai Mgmt For Withhold Against
1.6 Elect Feng Li Mgmt For For For
1.7 Elect Homer Sun Mgmt For For For
1.8 Elect Jun Xu Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
China Zenix Auto International Ltd.
Ticker Security ID: Meeting Date Meeting Status
ZX CUSIP 16951E104 11/21/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jianhui Lai Mgmt For For For
2 Elect Junqiu Gao Mgmt For For For
3 Elect William Sharp Mgmt For For For
4 Elect Ian F. Wade Mgmt For For For
5 Elect Yichun Zhang Mgmt For For For
6 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Christopher & Banks Corporation
Ticker Security ID: Meeting Date Meeting Status
CBK CUSIP 171046105 06/27/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark A. Cohn Mgmt For For For
1.2 Elect Anne L. Jones Mgmt For For For
1.3 Elect David A. Levin Mgmt For For For
1.4 Elect William F. Sharpe Mgmt For For For
III
1.5 Elect Paul L. Snyder Mgmt For For For
1.6 Elect Patricia Stensrud Mgmt For For For
1.7 Elect LuAnn Via Mgmt For For For
1.8 Elect Lisa W. Wardell Mgmt For For For
2 2013 Directors Equity Mgmt For For For
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CIRCOR International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CIR CUSIP 17273K109 05/01/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jerome D. Brady Mgmt For For For
1.2 Elect Peter M. Wilver Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Clarkson plc
Ticker Security ID: Meeting Date Meeting Status
CKN CINS G21840106 05/10/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For Against Against
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect James Morley Mgmt For For For
5 Elect Philip Green Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Authority to Set Mgmt For For For
Auditor's
Fees
8 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
9 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
10 Authority to Repurchase Mgmt For For For
Shares
11 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Clearone Communications, Inc.
Ticker Security ID: Meeting Date Meeting Status
CLRO CUSIP 185060100 11/05/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brad Baldwin Mgmt For For For
1.2 Elect Zeynep Hakimoglu Mgmt For For For
1.3 Elect Larry Hendricks Mgmt For For For
1.4 Elect Scott Huntsman Mgmt For For For
1.5 Elect E. Bryan Bagley Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Company Name Change Mgmt For For For
________________________________________________________________________________
Columbus McKinnon Corporation
Ticker Security ID: Meeting Date Meeting Status
CMCO CUSIP 199333105 07/23/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Timothy Tevens Mgmt For For For
1.2 Elect Richard Fleming Mgmt For For For
1.3 Elect Ernest Verebelyi Mgmt For For For
1.4 Elect Stephanie Kushner Mgmt For For For
1.5 Elect Stephen Rabinowitz Mgmt For For For
1.6 Elect Linda Goodspeed Mgmt For For For
1.7 Elect Nicholas Pinchuk Mgmt For For For
1.8 Elect Liam McCarthy Mgmt For For For
1.9 Elect Christian Ragot Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Comfort Systems USA, Inc.
Ticker Security ID: Meeting Date Meeting Status
FIX CUSIP 199908104 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William F. Murdy Mgmt For For For
1.2 Elect Darcy G. Anderson Mgmt For For For
1.3 Elect Herman E. Bulls Mgmt For For For
1.4 Elect Alfred J. Mgmt For For For
Giardenelli,
Jr.
1.5 Elect Alan P. Krusi Mgmt For For For
1.6 Elect Brian E. Lane Mgmt For For For
1.7 Elect Franklin Myers Mgmt For For For
1.8 Elect James H. Schultz Mgmt For For For
1.9 Elect Constance E. Mgmt For For For
Skidmore
1.10 Elect Vance W. Tang Mgmt For For For
1.11 Elect Robert D. Wagner, Mgmt For For For
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
________________________________________________________________________________
Computer Programs and Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CPSI CUSIP 205306103 05/09/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect J. Boyd Douglas Mgmt For For For
2 Elect Charles P. Huffman Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Computer Task Group, Incorporated
Ticker Security ID: Meeting Date Meeting Status
CTGX CUSIP 205477102 05/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Randall L. Clark Mgmt For For For
1.2 Elect David H. Klein Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CompX International Inc.
Ticker Security ID: Meeting Date Meeting Status
CIX CUSIP 20563P101 05/29/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David A. Bowers Mgmt For For For
1.2 Elect Norman S. Edelcup Mgmt For For For
1.3 Elect Edward J. Hardin Mgmt For For For
1.4 Elect Ann Manix Mgmt For For For
1.5 Elect George E. Poston Mgmt For For For
1.6 Elect Steven L. Watson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Comstock Mining, Inc.
Ticker Security ID: Meeting Date Meeting Status
LODE CUSIP 205750102 06/27/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John V. Winfield Mgmt For For For
1.2 Elect Corrado De Mgmt For For For
Gasperis
1.3 Elect Daniel W. Kappes Mgmt For For For
1.4 Elect William J. Nance Mgmt For For For
1.5 Elect Robert A. Reseigh Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years Abstain Against
Vote on Executive
Compensation
________________________________________________________________________________
Consolidated-Tomoka Land Co.
Ticker Security ID: Meeting Date Meeting Status
CTO CUSIP 210226106 04/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John J. Allen Mgmt For For For
2 Elect William L. Olivari Mgmt For For For
3 Elect A. Chester Mgmt For For For
Skinner
III
4 Elect Thomas P. Warlow Mgmt For For For
III
5 Ratification of Auditor Mgmt For For For
6 Amendment to the 2010 Mgmt For For For
Equity Incentive
Plan
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CorVel Corporation
Ticker Security ID: Meeting Date Meeting Status
CRVL CUSIP 221006109 08/02/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect V. Gordon Clemons Mgmt For For For
1.2 Elect Steven Hamerslag Mgmt For For For
1.3 Elect Alan Hoops Mgmt For For For
1.4 Elect R. Judd Jessup Mgmt For For For
1.5 Elect Jean Macino Mgmt For For For
1.6 Elect Jeffrey Michael Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cowen Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
COWN CUSIP 223622101 06/12/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter A. Cohen Mgmt For For For
1.2 Elect Katherine Mgmt For For For
Elizabeth
Dietze
1.3 Elect Steven Kotler Mgmt For For For
1.4 Elect Jerome S. Mgmt For For For
Markowitz
1.5 Elect Jack H. Nusbaum Mgmt For For For
1.6 Elect Jeffrey M. Solomon Mgmt For For For
1.7 Elect Thomas W. Strauss Mgmt For For For
1.8 Elect John E. Toffolon, Mgmt For For For
Jr.
1.9 Elect Joseph R. Wright Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Crocodile Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
CRK CUSIP 227041100 05/29/2013 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Chantal Lavoie Mgmt For For For
1.2 Elect Kevin Conboy Mgmt For For For
1.3 Elect George Faught Mgmt For For For
1.4 Elect Robert H. Getz Mgmt For For For
1.5 Elect Peter Tagliamonte Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Cross Country Healthcare, Inc.
Ticker Security ID: Meeting Date Meeting Status
CCRN CUSIP 227483104 05/01/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph A. Boshart Mgmt For For For
1.2 Elect Emil Hensel Mgmt For For For
1.3 Elect W. Larry Cash Mgmt For For For
1.4 Elect Thomas C. Dircks Mgmt For For For
1.5 Elect Gale S. Fitzgerald Mgmt For For For
1.6 Elect William J. Grubbs Mgmt For For For
1.7 Elect Richard M. Mgmt For For For
Mastaler
1.8 Elect Joseph Trunfio Mgmt For For For
2 Reapproval of Mgmt For For For
Performance Goals
Under the 2007 Stock
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cryolife, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRY CUSIP 228903100 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven G. Anderson Mgmt For For For
1.2 Elect Thomas F. Ackerman Mgmt For For For
1.3 Elect James S. Benson Mgmt For For For
1.4 Elect Daniel J. Bevevino Mgmt For For For
1.5 Elect Ronald C. Elkins Mgmt For For For
1.6 Elect Ronald D. McCall Mgmt For For For
1.7 Elect Harvey Morgan Mgmt For For For
1.8 Elect Jon W. Salveson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CSE Global Limited
Ticker Security ID: Meeting Date Meeting Status
544 CINS Y8346J107 04/18/2013 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect TAN Mok Koon Mgmt For For For
4 Elect LIM Boh Soon Mgmt For For For
5 Elect LAM Kwok Chong Mgmt For For For
6 Elect Phillip LEE Soo Mgmt For For For
Hoon
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
________________________________________________________________________________
Dawson Geophysical Company
Ticker Security ID: Meeting Date Meeting Status
DWSN CUSIP 239359102 01/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul Brown Mgmt For For For
1.2 Elect Craig Cooper Mgmt For For For
1.3 Elect Gary Hoover Mgmt For For For
1.4 Elect Stephen Jumper Mgmt For For For
1.5 Elect Jack Ladd Mgmt For For For
1.6 Elect Ted North Mgmt For For For
1.7 Elect Tim Thompson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Destination Maternity Corporation
Ticker Security ID: Meeting Date Meeting Status
DEST CUSIP 25065D100 01/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Arnaud Ajdler Mgmt For For For
1.2 Elect Michael Blitzer Mgmt For For For
1.3 Elect Barry Erdos Mgmt For For For
1.4 Elect Joseph Goldblum Mgmt For For For
1.5 Elect Edward Krell Mgmt For For For
1.6 Elect Melissa Mgmt For For For
Payner-Gregor
1.7 Elect William Schwartz, Mgmt For For For
Jr.
1.8 Elect B. Allen Weinstein Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Management Incentive Mgmt For For For
Program
5 2005 Equity Incentive Mgmt For For For
Plan
________________________________________________________________________________
Deswell Industries, Inc
Ticker Security ID: Meeting Date Meeting Status
DSWL CUSIP 250639101 09/12/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard Lau Mgmt For For For
1.2 Elect Chin Pang Li Mgmt For For For
1.3 Elect Hung-Hum Leung Mgmt For For For
1.4 Elect Allen Yau-Nam Cham Mgmt For For For
1.5 Elect Wing-Ki Hui Mgmt For For For
2 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Diamond Hill Investment Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
DHIL CUSIP 25264R207 04/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect R.H. Dillon Mgmt For For For
1.2 Elect Randolph J. Mgmt For For For
Fortener
1.3 Elect James F. Laird Mgmt For For For
1.4 Elect Peter J. Moran Mgmt For For For
1.5 Elect Donald B. Mgmt For For For
Shackelford
1.6 Elect Bradley C. Shoup Mgmt For For For
1.7 Elect Frances A. Skinner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Diploma plc
Ticker Security ID: Meeting Date Meeting Status
DPLM CINS G27664112 01/16/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect John Rennocks Mgmt For For For
4 Elect Bruce Thompson Mgmt For For For
5 Elect Ian Grice Mgmt For For For
6 Elect Iain Henderson Mgmt For For For
7 Elect Nigel Lingwood Mgmt For For For
8 Elect John Matthews Mgmt For For For
9 Elect Marie-Louise Mgmt For For For
Clayton
10 Appointment of Auditor Mgmt For For For
11 Authority to Set Mgmt For For For
Auditor's
Fees
12 Directors' Remuneration Mgmt For For For
Report
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Repurchase Mgmt For For For
Shares
16 Authority to Set Mgmt For For For
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Domino Printing Sciences plc
Ticker Security ID: Meeting Date Meeting Status
DNO CINS G28112103 03/19/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Peter J. Byrom Mgmt For For For
5 Elect Sir Mark Wrightson Mgmt For For For
6 Elect Philip Ruffles Mgmt For For For
7 Elect Sir David Brown Mgmt For For For
8 Elect Christopher Mgmt For For For
Brinsmead
9 Elect Nigel R. Bond Mgmt For For For
10 Elect Andrew C. Herbert Mgmt For For For
11 Elect Garry Havens Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Repurchase Mgmt For For For
Shares
17 Authority to Set Mgmt For For For
General Meeting Notice
Period at 14
Days
18 Savings Related Share Mgmt For For For
Option
Scheme
19 Executive Share Option Mgmt For For For
Scheme
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Douglas Dynamics Inc.
Ticker Security ID: Meeting Date Meeting Status
PLOW CUSIP 25960R105 05/01/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James L. Janik Mgmt For For For
1.2 Elect Donald W. Mgmt For For For
Sturdivant
1.3 Elect Margaret S. Dano Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Drew Industries Incorporated
Ticker Security ID: Meeting Date Meeting Status
DW CUSIP 26168L205 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward W. Rose, Mgmt For For For
III
1.2 Elect Leigh J. Abrams Mgmt For For For
1.3 Elect James F. Gero Mgmt For For For
1.4 Elect Frederick B. Mgmt For For For
Hegi,
Jr.
1.5 Elect David A. Reed Mgmt For For For
1.6 Elect John B. Lowe, Jr. Mgmt For For For
1.7 Elect Jason D. Lippert Mgmt For For For
1.8 Elect Brendan J. Deely Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
DTS, Inc.
Ticker Security ID: Meeting Date Meeting Status
DTSI CUSIP 23335C101 06/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Craig S. Andrews Mgmt For For For
1.2 Elect L. Gregory Ballard Mgmt For For For
1.3 Elect Bradford D. Duea Mgmt For For For
2 2013 Employee Stock Mgmt For For For
Purchase
Plan
3 2013 Foreign Subsidiary Mgmt For For For
Employee Stock
Purchase
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ducommun Incorporated
Ticker Security ID: Meeting Date Meeting Status
DCO CUSIP 264147109 05/01/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard A. Mgmt For For For
Baldridge
1.2 Elect Gregory S. Mgmt For For For
Churchill
1.3 Elect Robert C. Ducommun Mgmt For For For
1.4 Elect Dean M. Flatt Mgmt For For For
1.5 Elect Jay L. Haberland Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 2013 Stock Incentive Mgmt For For For
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dynamics Research Corporation
Ticker Security ID: Meeting Date Meeting Status
DRCO CUSIP 268057106 06/04/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John S. Anderegg, Mgmt For For For
Jr.
1.2 Elect Nickolas Mgmt For For For
Stavropoulos
2 2013 Incentive Plan Mgmt For Abstain Against
3 2013 Executive Mgmt For For For
Long-Term Incentive
Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Dynavox Inc.
Ticker Security ID: Meeting Date Meeting Status
DVOX CUSIP 26817F104 12/05/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michelle Wilver Mgmt For For For
1.2 Elect Michael Hammes Mgmt For For For
1.3 Elect Michael Herling Mgmt For For For
1.4 Elect Roger Holstein Mgmt For For For
1.5 Elect James Liken Mgmt For For For
1.6 Elect Evan Marks Mgmt For For For
1.7 Elect William Mayer Mgmt For For For
1.8 Elect Augustine Nieto II Mgmt For For For
1.9 Elect Michael Regan Mgmt For For For
1.10 Elect Erin Russel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
________________________________________________________________________________
Eastern Company
Ticker Security ID: Meeting Date Meeting Status
EML CUSIP 276317104 04/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles W. Henry Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
eClerx Services Limited
Ticker Security ID: Meeting Date Meeting Status
ECLERX CINS Y22385101 05/31/2013 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Eclerx Services Limited
Ticker Security ID: Meeting Date Meeting Status
ECLERX CINS Y22385101 08/23/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Pradeep Kapoor Mgmt For For For
4 Elect Jimmy Soli Mgmt For For For
Bilimoria
5 Elect Vikram Limaye Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect Alok Goyal Mgmt For For For
________________________________________________________________________________
Edelman Financial Group Inc.
Ticker Security ID: Meeting Date Meeting Status
EF CUSIP 27943Q105 09/13/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Advisory Vote on Golden Mgmt For For For
Parachutes
3 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
Ellie Mae, Inc.
Ticker Security ID: Meeting Date Meeting Status
ELLI CUSIP 28849P100 05/29/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carl Buccellato Mgmt For For For
1.2 Elect A. Barr Dolan Mgmt For For For
1.3 Elect Frank Schultz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Encore Wire Corporation
Ticker Security ID: Meeting Date Meeting Status
WIRE CUSIP 292562105 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Donald E. Courtney Mgmt For For For
1.2 Elect Gregory J. Fisher Mgmt For For For
1.3 Elect Daniel L. Jones Mgmt For For For
1.4 Elect William R. Thomas Mgmt For For For
III
1.5 Elect Scott D. Weaver Mgmt For For For
1.6 Elect John H. Wilson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Endeavour Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
EDV CUSIP G3040R109 06/05/2013 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael E. Beckett Mgmt For For For
1.2 Elect Jorge L. Gamarci Mgmt For For For
1.3 Elect Antony Harwood Mgmt For For For
1.4 Elect Ian J. Henderson Mgmt For For For
1.5 Elect Wayne McManus Mgmt For For For
1.6 Elect Neil Woodyer Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Endeavour Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
EDV CUSIP G3041P102 06/05/2013 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael E. Beckett Mgmt For For For
1.2 Elect Jorge L. Gamarci Mgmt For For For
1.3 Elect Antony Harwood Mgmt For For For
1.4 Elect Ian J. Henderson Mgmt For For For
1.5 Elect Wayne McManus Mgmt For For For
1.6 Elect Neil Woodyer Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Endeavour Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
EDV CUSIP G3041P102 10/12/2012 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
Endeavour Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
EDV CUSIP G3040R109 10/12/2012 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
Epoch Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
EPHC CUSIP 29428R103 11/28/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Allan Tessler Mgmt For For For
1.2 Elect William Priest Mgmt For For For
1.3 Elect Enrique Arzac Mgmt For For For
1.4 Elect Jeffrey Berenson Mgmt For For For
1.5 Elect John Cecil Mgmt For For For
1.6 Elect Peter Flaherty Mgmt For For For
1.7 Elect Timothy Taussig Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 2012 Long-Term Mgmt For Abstain Against
Incentive Compensation
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Equity Trustees Limited
Ticker Security ID: Meeting Date Meeting Status
EQT CINS Q35952102 10/26/2012 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Alice Williams Mgmt For For For
4 Elect Kevin Eley Mgmt For For For
5 Increase NEDs' Fee Cap Mgmt For For For
6 Equity Grant (MD Robin Mgmt For For For
Burns)
________________________________________________________________________________
Ethan Allen Interiors Inc.
Ticker Security ID: Meeting Date Meeting Status
ETH CUSIP 297602104 11/13/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James Schmotter Mgmt For For For
1.2 Elect Frank Wisner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Exactech, Inc.
Ticker Security ID: Meeting Date Meeting Status
EXAC CUSIP 30064E109 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William B. Mgmt For For For
Locander
1.2 Elect James G. Binch Mgmt For For For
1.3 Elect David W. Petty Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Exar Corporation
Ticker Security ID: Meeting Date Meeting Status
EXAR CUSIP 300645108 09/06/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Izak Bencuya Mgmt For For For
1.2 Elect Louis DiNardo Mgmt For For For
1.3 Elect Pierre Guilbault Mgmt For For For
1.4 Elect Brian Hilton Mgmt For For For
1.5 Elect Richard Leza Mgmt For For For
1.6 Elect Gary Meyers Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Exeter Resource Corporation
Ticker Security ID: Meeting Date Meeting Status
XRC CUSIP 301835104 05/31/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Bryce G. Roxburgh Mgmt For For For
2.2 Elect Yale R. Simpson Mgmt For For For
2.3 Elect Robert G. Reynolds Mgmt For For For
2.4 Elect John C Simmons Mgmt For For For
2.5 Elect Julian Bavin Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Amendment to the Stock Mgmt For For For
Option
Plan
________________________________________________________________________________
Exponent, Inc.
Ticker Security ID: Meeting Date Meeting Status
EXPO CUSIP 30214U102 05/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel H. Armacost Mgmt For For For
2 Elect Mary B. Cranston Mgmt For For For
3 Elect Michael R. Gaulke Mgmt For For For
4 Elect Paul R. Johnston Mgmt For For For
5 Elect Stephen C. Riggins Mgmt For For For
6 Elect John B. Shoven Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Reapproval of the Mgmt For For For
Performance Measures
under the 2008 Equity
Incentive
Plan
________________________________________________________________________________
Extreme Networks, Inc
Ticker Security ID: Meeting Date Meeting Status
EXTR CUSIP 30226D106 11/27/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward B. Mgmt For For For
Meyercord
III
1.2 Elect John Kispert Mgmt For For For
1.3 Elect Oscar Rodriguez Mgmt For For For
1.4 Elect Harry Silverglide Mgmt For For For
1.5 Elect Maury Austin Mgmt For For For
1.6 Elect Edward Terino Mgmt For For For
2 Amendment to Mgmt For For For
Shareholder Rights
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
FAG Bearings India Limited
Ticker Security ID: Meeting Date Meeting Status
FAGBEARING CINS Y2407S114 04/25/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Bernard Mgmt For Against Against
Steinruecke
4 Elect Bruno Krauss Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Udo Bauer Mgmt For For For
________________________________________________________________________________
Farmer Bros. Co.
Ticker Security ID: Meeting Date Meeting Status
FARM CUSIP 307675108 12/06/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Randy Clark Mgmt For For For
1.2 Elect Jeanne Grossman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2007 Mgmt For For For
Omnibus
Plan
________________________________________________________________________________
Fauquier Bankshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
FBSS CUSIP 312059108 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Randy K. Ferrell Mgmt For Withhold Against
1.2 Elect Brian S. Mgmt For For For
Montgomery
1.3 Elect P. Kurtis Rodgers Mgmt For For For
1.4 Elect Sterling T. Mgmt For For For
Strange
III
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
FBR & Co.
Ticker Security ID: Meeting Date Meeting Status
FBRC CUSIP 30247C400 06/05/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Reena Aggarwal Mgmt For For For
1.2 Elect Richard J. Hendrix Mgmt For For For
1.3 Elect Thomas J. Hynes, Mgmt For For For
Jr.
1.4 Elect Adam J. Klein Mgmt For For For
1.5 Elect Richard A. Kraemer Mgmt For For For
1.6 Elect Thomas S. Murphy, Mgmt For For For
Jr.
1.7 Elect Arthur J. Reimers Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the Mgmt For For For
Material Terms under
the Long Term
Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Fiera Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
FSZ CUSIP 31660A103 05/23/2013 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Luc Paiement Mgmt For For For
1.2 Elect Arthur R.A. Scace Mgmt For For For
1.3 Elect David R. Shaw Mgmt For For For
1.4 Elect Louis Vachon Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to the 2007 Mgmt For For For
Stock Option
Plan
4 Approval of the Mgmt For For For
Restricted Share Unit
Plan
5 Approval of the Mgmt For For For
Performance Share Unit
Plan
________________________________________________________________________________
Flexsteel Industries, Inc
Ticker Security ID: Meeting Date Meeting Status
FLXS CUSIP 339382103 12/10/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James Richardson Mgmt For For For
1.2 Elect Patrick Crahan Mgmt For For For
1.3 Elect Robert Deignan Mgmt For For For
1.4 Elect Mary Bottie Mgmt For For For
________________________________________________________________________________
Forestar Group Inc.
Ticker Security ID: Meeting Date Meeting Status
FOR CUSIP 346233109 05/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James M. DeCosmo Mgmt For For For
2 Elect Kenneth M. Mgmt For For For
Jastrow
II
3 Elect James A. Johnson Mgmt For For For
4 Elect Charles W. Mgmt For For For
Matthews
5 Elect Richard M. Smith Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Forrester Research, Inc.
Ticker Security ID: Meeting Date Meeting Status
FORR CUSIP 346563109 05/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Henk W. Broeders Mgmt For Withhold Against
1.2 Elect George R. Hornig Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Forward Air Corporation
Ticker Security ID: Meeting Date Meeting Status
FWRD CUSIP 349853101 05/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bruce A. Campbell Mgmt For For For
1.2 Elect C. Robert Campbell Mgmt For For For
1.3 Elect C. John Langley, Mgmt For For For
Jr.
1.4 Elect Tracy A. Leinbach Mgmt For For For
1.5 Elect Larry D. Leinweber Mgmt For For For
1.6 Elect G. Michael Lynch Mgmt For For For
1.7 Elect Ray A. Mundy Mgmt For For For
1.8 Elect Gary L. Paxton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Frequency Electronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
FEIM CUSIP 358010106 10/17/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph Franklin Mgmt For For For
1.2 Elect Martin Bloch Mgmt For For For
1.3 Elect Joel Girsky Mgmt For For For
1.4 Elect S. Robert Foley, Mgmt For For For
Jr.
1.5 Elect Richard Schwartz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Frozen Food Express Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
FFEX CUSIP 359360104 05/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stoney M. Stubbs, Mgmt For For For
Jr.
1.2 Elect T. Michael Mgmt For For For
O'Connor
1.3 Elect Jerry T. Armstrong Mgmt For For For
2 Amendment to the 2005 Mgmt For For For
Stock Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Fuel Systems Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
FSYS CUSIP 35952W103 06/05/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Marco Di Toro Mgmt For For For
1.2 Elect James W. Nall Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Furiex Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
FURX CUSIP 36106P101 05/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect June S. Almenoff Mgmt For For For
1.2 Elect Peter B. Corr Mgmt For For For
1.3 Elect Stephen R. Davis Mgmt For For For
1.4 Elect Wendy L. Dixon Mgmt For For For
1.5 Elect Fredric N. Mgmt For For For
Eshelman
1.6 Elect Stephen W. Kaldor Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2010 Mgmt For Abstain Against
Stock
Plan
________________________________________________________________________________
Fushi Copperweld, Inc.
Ticker Security ID: Meeting Date Meeting Status
FSIN CUSIP 36113E107 12/11/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Going-Private Mgmt For For For
Transaction
2 Advisory Vote on Golden Mgmt For For For
Parachutes
3 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
G-III Apparel Group, Ltd.
Ticker Security ID: Meeting Date Meeting Status
GIII CUSIP 36237H101 06/04/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Morris Goldfarb Mgmt For For For
1.2 Elect Sammy Aaron Mgmt For For For
1.3 Elect Thomas J. Brosig Mgmt For For For
1.4 Elect Alan Feller Mgmt For For For
1.5 Elect Jeffrey Goldfarb Mgmt For For For
1.6 Elect Laura H. Pomerantz Mgmt For For For
1.7 Elect Allen E. Sirkin Mgmt For For For
1.8 Elect Willem van Mgmt For For For
Bokhorst
1.9 Elect Cheryl Vitali Mgmt For Withhold Against
1.10 Elect Richard D. White Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
GAIN Capital Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
GCAP CUSIP 36268W100 06/13/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph Schenk Mgmt For For For
2 Elect Christopher W. Mgmt For For For
Calhoun
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Geeknet Inc.
Ticker Security ID: Meeting Date Meeting Status
GKNT CUSIP 36846Q203 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kenneth G. Langone Mgmt For For For
1.2 Elect Matthew C. Blank Mgmt For For For
1.3 Elect Matthew Carey Mgmt For Withhold Against
1.4 Elect Thomas M. Coughlin Mgmt For For For
1.5 Elect Peter A. Georgescu Mgmt For For For
1.6 Elect Sir Ronald Hampel Mgmt For Withhold Against
1.7 Elect Frank A. Riddick Mgmt For Withhold Against
III
1.8 Elect Derek Smith Mgmt For For For
1.9 Elect Michael Solomon Mgmt For For For
1.10 Elect Kathryn K McCarthy Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
________________________________________________________________________________
Gentiva Health Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
GTIV CUSIP 37247A102 05/09/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert S. Forman, Mgmt For For For
Jr.
2 Elect Victor F. Ganzi Mgmt For For For
3 Elect Philip R. Mgmt For For For
Lochner,
Jr.
4 Elect Stuart Olsten Mgmt For For For
5 Elect Sheldon M. Retchin Mgmt For For For
6 Elect Tony Strange Mgmt For For For
7 Elect Raymond S. Troubh Mgmt For For For
8 Elect Rodney D. Windley Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
11 Amendment to the 2004 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Geodrill Limited
Ticker Security ID: Meeting Date Meeting Status
GEO CUSIP G3828T103 05/13/2013 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David Harper Mgmt For For For
1.2 Elect John Bingham Mgmt For For For
1.3 Elect Colin Jones Mgmt For For For
1.4 Elect Victoria Prentice Mgmt For For For
1.5 Elect Ronald Sellwood Mgmt For For For
1.6 Elect Daniel Im Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Geospace Technologies Corporation
Ticker Security ID: Meeting Date Meeting Status
GEOS CUSIP 37364X109 02/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Moody Mgmt For For For
1.2 Elect Gary Owens Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Gielda Papierow Wartosciowych w Warszawie S.A.
Ticker Security ID: Meeting Date Meeting Status
GPW CINS X980AG100 01/17/2013 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening Mgmt For For For
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Changes to the Mgmt For For For
Management
Board
7 Closing Mgmt For For For
________________________________________________________________________________
Gielda Papierow Wartosciowych w Warszawie S.A.
Ticker Security ID: Meeting Date Meeting Status
GPW CINS X980AG100 06/21/2013 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Opening of Meeting Mgmt For For For
4 Election of Presiding Mgmt For For For
Chairman
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Presentation of Mgmt For For For
Management Board
Report
8 Presentation of Mgmt For For For
Supervisory Board
Report on Management
Board
Report
9 Presentation of Mgmt For For For
Supervisory Board
Report on its
Activities
10 Management Board Report Mgmt For For For
11 Allocation of Mgmt For For For
Profits/Dividends
12 Accounts and Reports Mgmt For For For
13 Ratification of Mgmt For For For
Supervisory Board
Acts
14 Ratification of Mgmt For For For
Management Board
Acts
15 Election of an Mgmt For Abstain Against
Independent Member of
the Supervisory
Board
16 Amendments to Articles Mgmt For For For
17 Election of judges of Mgmt For Abstain Against
the Exchange
Court
18 Election of the Mgmt For Abstain Against
Chairman and the Vice
Chairman of the
Exchange
Court
19 Changes to Supervisory Mgmt For Abstain Against
Board
20 Closing of Meeting Mgmt For For For
________________________________________________________________________________
Global Geophysical Services Inc.
Ticker Security ID: Meeting Date Meeting Status
GGS CUSIP 37946S107 05/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George E. Matelich Mgmt For For For
1.2 Elect Stanley de J. Mgmt For For For
Osborne
1.3 Elect Karl F. Kurz Mgmt For For For
2 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Global Power Equipment Group Inc.
Ticker Security ID: Meeting Date Meeting Status
GLPW CUSIP 37941P306 05/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Luis Manuel Mgmt For For For
Ramirez
1.2 Elect Charles Macaluso Mgmt For For For
1.3 Elect Carl Bartoli Mgmt For For For
1.4 Elect Terence J. Cryan Mgmt For For For
1.5 Elect Eugene I. Davis Mgmt For For For
1.6 Elect Michael E. Salvati Mgmt For For For
1.7 Elect Frank E. Mgmt For For For
Williams,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Globecomm Systems Inc.
Ticker Security ID: Meeting Date Meeting Status
GCOM CUSIP 37956X103 11/15/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard Caruso Mgmt For For For
1.2 Elect Keith Hall Mgmt For For For
1.3 Elect David Hershberg Mgmt For For For
1.4 Elect Harry Hutcherson, Mgmt For For For
Jr.
1.5 Elect Brian Maloney Mgmt For For For
1.6 Elect Jack Shaw Mgmt For For For
1.7 Elect A. Robert Towbin Mgmt For For For
1.8 Elect C. J. Waylan Mgmt For For For
2 Amendment to the 2006 Mgmt For For For
Stock Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Golden Star Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
GSC CUSIP 38119T104 05/09/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tim Baker Mgmt For For For
1.2 Elect Samuel T. Coetzer Mgmt For For For
1.3 Elect Robert E. Doyle Mgmt For For For
1.4 Elect Tony Jensen Mgmt For For For
1.5 Elect Ian MacGregor Mgmt For For For
1.6 Elect Craig J. Nelsen Mgmt For For For
1.7 Elect Christopher M.T. Mgmt For For For
Thompson
1.8 Elect William L. Yeates Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Renewal of Shareholder Mgmt For For For
Rights
Plan
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
GP Strategies Corporation
Ticker Security ID: Meeting Date Meeting Status
GPX CUSIP 36225V104 06/18/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Harvey P. Eisen Mgmt For For For
1.2 Elect Marshall S. Geller Mgmt For For For
1.3 Elect Daniel M Friedberg Mgmt For For For
1.4 Elect Scott N. Greenberg Mgmt For For For
1.5 Elect Sue W. Kelly Mgmt For For For
1.6 Elect Richard C. Mgmt For For For
Pfenniger,
Jr.
1.7 Elect A. Marvin Strait Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
GP Strategies Corporation
Ticker Security ID: Meeting Date Meeting Status
GPX CUSIP 36225V104 09/12/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Harvey Eisen Mgmt For For For
1.2 Elect Marshall Geller Mgmt For For For
1.3 Elect Daniel Friedberg Mgmt For For For
1.4 Elect Scott Greenberg Mgmt For For For
1.5 Elect Sue Kelly Mgmt For For For
1.6 Elect Richard Mgmt For For For
Pfenniger,
Jr.
1.7 Elect A. Marvin Strait Mgmt For For For
1.8 Elect Gene Washington Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Transaction of Other Mgmt For For For
Business
________________________________________________________________________________
Graham Corporation
Ticker Security ID: Meeting Date Meeting Status
GHM CUSIP 384556106 07/26/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Helen Berkeley Mgmt For For For
1.2 Elect Alan Fortier Mgmt For For For
1.3 Elect James Lines Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Griffin Land & Nurseries, Inc.
Ticker Security ID: Meeting Date Meeting Status
GRIF CUSIP 398231100 05/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Winston J. Mgmt For For For
Churchill,
Jr.
1.2 Elect David M. Danziger Mgmt For For For
1.3 Elect Frederick M. Mgmt For For For
Danziger
1.4 Elect Thomas C. Israel Mgmt For For For
1.5 Elect John J. Kirby, Jr. Mgmt For For For
1.6 Elect Jonathan P. May Mgmt For For For
1.7 Elect Albert H. Small, Mgmt For For For
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Griffon Corporation
Ticker Security ID: Meeting Date Meeting Status
GFF CUSIP 398433102 01/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Henry Alpert Mgmt For For For
1.2 Elect Blaine Fogg Mgmt For For For
1.3 Elect William Waldorf Mgmt For For For
1.4 Elect Joseph Whalen Mgmt For For For
2 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
GSI Technology, Inc.
Ticker Security ID: Meeting Date Meeting Status
GSIT CUSIP 36241U106 08/23/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lee-Lean Shu Mgmt For For For
1.2 Elect Haydn HSIEH Mgmt For For For
Hong-Po
1.3 Elect Ruey Lu Mgmt For For For
1.4 Elect Arthur Whipple Mgmt For For For
1.5 Elect Robert Yau Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Gulf Island Fabrication, Inc.
Ticker Security ID: Meeting Date Meeting Status
GIFI CUSIP 402307102 04/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael A. Flick Mgmt For For For
1.2 Elect Ken C. Tamblyn Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hallmark Financial Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
HALL CUSIP 40624Q203 05/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark E. Schwarz Mgmt For For For
1.2 Elect Scott T. Berlin Mgmt For For For
1.3 Elect James H. Graves Mgmt For For For
1.4 Elect Jim W. Henderson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2005 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
Halozyme Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
HALO CUSIP 40637H109 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert L. Engler Mgmt For For For
1.2 Elect Gregory I. Frost Mgmt For For For
1.3 Elect Connie L. Matsui Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2011 Mgmt For For For
Stock
Plan
4 Increase of Authorized Mgmt For For For
Common
Stock
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hana Microelectronics
Ticker Security ID: Meeting Date Meeting Status
HANA CINS Y29974162 04/30/2013 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Meeting Minutes Mgmt For For For
3 Results of Operations Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Elect Winson Moong Chu Mgmt For For For
Hui
7 Elect Terrence Philip Mgmt For For For
Weir
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Transaction of Other Mgmt For Against Against
Business
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hawkins, Inc.
Ticker Security ID: Meeting Date Meeting Status
HWKN CUSIP 420261109 08/02/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John McKeon Mgmt For For For
2 Elect Patrick Hawkins Mgmt For For For
3 Elect James Mgmt For For For
Faulconbridge
4 Elect Duane Jergenson Mgmt For For For
5 Elect Daryl Skaar Mgmt For For For
6 Elect James Thompson Mgmt For For For
7 Elect Jeffrey Wright Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Haynes International, Inc.
Ticker Security ID: Meeting Date Meeting Status
HAYN CUSIP 420877201 02/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul Bohan Mgmt For For For
2 Elect Donald Campion Mgmt For For For
3 Elect Mark Comerford Mgmt For For For
4 Elect John Corey Mgmt For For For
5 Elect Robert Getz Mgmt For For For
6 Elect Timothy McCarthy Mgmt For For For
7 Elect Michael Shor Mgmt For For For
8 Elect William Wall Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Heckmann Corporation
Ticker Security ID: Meeting Date Meeting Status
HEK CUSIP 422680108 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard J. Mgmt For For For
Heckmann
1.2 Elect Alfred E. Mgmt For For For
Osborne,
Jr.
1.3 Elect Kevin L. Spence Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Company Name Change Mgmt For For For
________________________________________________________________________________
Heckmann Corporation
Ticker Security ID: Meeting Date Meeting Status
HEK CUSIP 422680108 11/09/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Reverse Stock Split Mgmt For For For
3 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
HEICO Corporation
Ticker Security ID: Meeting Date Meeting Status
HEI CUSIP 422806208 03/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Adolfo Henriques Mgmt For For For
1.2 Elect Samuel L. Mgmt For For For
Higginbottom
1.3 Elect Mark H. Mgmt For For For
Hildebrandt
1.4 Elect Wolfgang Mayrhuber Mgmt For For For
1.5 Elect Eric A. Mendelson Mgmt For For For
1.6 Elect Laurans A. Mgmt For For For
Mendelson
1.7 Elect Victor H. Mgmt For For For
Mendelson
1.8 Elect Alan Schriesheim Mgmt For For For
1.9 Elect Frank J. Schwitter Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Heidrick & Struggles International, Inc.
Ticker Security ID: Meeting Date Meeting Status
HSII CUSIP 422819102 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard I. Beattie Mgmt For For For
1.2 Elect John A. Fazio Mgmt For For For
1.3 Elect Mark Foster Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Heritage-Crystal Clean, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCCI CUSIP 42726M106 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles E. Mgmt For For For
Schalliol
1.2 Elect Brian J. Recatto Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Hi-Tech Pharmacal Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
HITK CUSIP 42840B101 11/07/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David Seltzer Mgmt For For For
1.2 Elect Reuben Seltzer Mgmt For For For
1.3 Elect Martin Goldwyn Mgmt For Withhold Against
1.4 Elect Yashar Hirshaut Mgmt For For For
1.5 Elect Jack Van Hulst Mgmt For For For
1.6 Elect Anthony Puglisi Mgmt For For For
1.7 Elect Bruce Simpson Mgmt For Withhold Against
2 2012 Incentive Mgmt For For For
Compensation
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Higher One Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
ONE CUSIP 42983D104 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul A. Biddelman Mgmt For For For
1.2 Elect Dean Hatton Mgmt For For For
1.3 Elect Charles E. Moran Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2010 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Horsehead Holding Corp.
Ticker Security ID: Meeting Date Meeting Status
ZINC CUSIP 440694305 05/09/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James M. Hensler Mgmt For For For
1.2 Elect George A. Mgmt For For For
Schreiber,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Houston Wire & Cable Company
Ticker Security ID: Meeting Date Meeting Status
HWCC CUSIP 44244K109 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James L. Pokluda, Mgmt For For For
III
1.2 Elect Michael T. Mgmt For For For
Campbell
1.3 Elect I. Stewart Farwell Mgmt For For For
1.4 Elect Peter M. Gotsch Mgmt For For For
1.5 Elect Wilson B. Sexton Mgmt For For For
1.6 Elect Wiiliam H. Mgmt For For For
Sheffield
1.7 Elect Scott L. Thompson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Hurco Companies Inc.
Ticker Security ID: Meeting Date Meeting Status
HURC CUSIP 447324104 03/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert W. Mgmt For For For
Cruickshank
1.2 Elect Michael Doar Mgmt For For For
1.3 Elect Philip James Mgmt For For For
1.4 Elect Michael P. Mazza Mgmt For For For
1.5 Elect Andrew Niner Mgmt For For For
1.6 Elect Richard Porter Mgmt For For For
1.7 Elect Janaki Sivanesan Mgmt For For For
1.8 Elect Ronald Strackbein Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Approval of the 2008 Mgmt For For For
Equity Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ICF International, Inc.
Ticker Security ID: Meeting Date Meeting Status
ICFI CUSIP 44925C103 06/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Srikant M. Datar Mgmt For For For
1.2 Elect Eileen O'Shea Auen Mgmt For For For
1.3 Elect Peter M. Schulte Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2010 Mgmt For Abstain Against
Omnibus Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Independence Holding Company
Ticker Security ID: Meeting Date Meeting Status
IHC CUSIP 453440307 06/13/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Larry R. Graber Mgmt For For For
1.2 Elect David T. Kettig Mgmt For For For
1.3 Elect Allan C. Kirkman Mgmt For For For
1.4 Elect John L. Lahey Mgmt For For For
1.5 Elect Steven B. Lapin Mgmt For For For
1.6 Elect James G. Tatum Mgmt For For For
1.7 Elect Roy T. K. Thung Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Industrea Limited
Ticker Security ID: Meeting Date Meeting Status
IDL CINS Q4928X100 11/12/2012 Voted
Meeting Type Country of Trade
Special Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
________________________________________________________________________________
Industrea Limited
Ticker Security ID: Meeting Date Meeting Status
IDL CINS Q4928X100 11/12/2012 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Timothy Mgmt For For For
Netscher
3 Remuneration Report Mgmt For Abstain Against
________________________________________________________________________________
Inficon Holding AG
Ticker Security ID: Meeting Date Meeting Status
IFCN CINS H7190K102 04/24/2013 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Ratification of Board Mgmt For For For
Acts
5 Dividend from Reserves Mgmt For For For
6 Elect Vanessa Frey Mgmt For For For
7 Elect Richard Fischer Mgmt For For For
8 Elect Beat Siegrist Mgmt For For For
9 Elect Thomas Staehelin Mgmt For For For
10 Elect Beat Luthi Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Innodata Inc.
Ticker Security ID: Meeting Date Meeting Status
INOD CUSIP 457642205 06/04/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jack Abuhoff Mgmt For For For
1.2 Elect Haig S. Bagerdjian Mgmt For Withhold Against
1.3 Elect Louise C. Forlenza Mgmt For Withhold Against
1.4 Elect Stewart R. Massey Mgmt For For For
1.5 Elect Todd Solomon Mgmt For Withhold Against
1.6 Elect Anthea C. Mgmt For For For
Stratigos
1.7 Elect Andargachew S. Mgmt For For For
Zelleke
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Adoption of Shareholder Mgmt For Against Against
Rights
Plan
5 Approval of the 2013 Mgmt For For For
Stock
Plan
________________________________________________________________________________
Innovative Solutions and Support, Inc.
Ticker Security ID: Meeting Date Meeting Status
ISSC CUSIP 45769N105 04/18/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert A. Mionis Mgmt For For For
2 Elect Robert H. Rau Mgmt For For For
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Integrated Electrical Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
IESC CUSIP 45811E301 02/05/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles Beynon Mgmt For For For
1.2 Elect Joseph Dowling, Mgmt For For For
III
1.3 Elect David Gendell Mgmt For For For
1.4 Elect James Lindstrom Mgmt For For For
1.5 Elect Donald Luke Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Integrated Silicon Solution, Inc.
Ticker Security ID: Meeting Date Meeting Status
ISSI CUSIP 45812P107 02/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jimmy Lee Mgmt For For For
1.2 Elect Scott Howarth Mgmt For For For
1.3 Elect Kong Yeu Han Mgmt For For For
1.4 Elect Paul Chien Mgmt For For For
1.5 Elect Jonathan Khazam Mgmt For For For
1.6 Elect Keith McDonald Mgmt For For For
1.7 Elect Stephen Pletcher Mgmt For For For
1.8 Elect Bruce Wooley Mgmt For For For
1.9 Elect John Zimmerman Mgmt For For For
2 Amendment to the 2007 Mgmt For For For
Incentive Compensation
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Inter Parfums, Inc.
Ticker Security ID: Meeting Date Meeting Status
IPAR CUSIP 458334109 07/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jean Madar Mgmt For For For
1.2 Elect Philippe Benacin Mgmt For For For
1.3 Elect Russell Greenberg Mgmt For For For
1.4 Elect Philippe Santi Mgmt For For For
1.5 Elect Francois Heilbronn Mgmt For Withhold Against
1.6 Elect Jean Levy Mgmt For For For
1.7 Elect Robert Mgmt For For For
Bensoussan-Torres
1.8 Elect Serge Rosinoer Mgmt For For For
1.9 Elect Patrick Choel Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Interface, Inc.
Ticker Security ID: Meeting Date Meeting Status
TILE CUSIP 458665304 05/13/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward C. Callaway Mgmt For For For
1.2 Elect Andrew B. Cogan Mgmt For For For
1.3 Elect Dianne Mgmt For For For
Dillon-Ridgley
1.4 Elect Carl I. Gable Mgmt For For For
1.5 Elect Daniel T. Hendrix Mgmt For For For
1.6 Elect June M. Henton Mgmt For For For
1.7 Elect Christopher G. Mgmt For For For
Kennedy
1.8 Elect K. David Kohler Mgmt For For For
1.9 Elect James B. Miller, Mgmt For For For
Jr.
1.10 Elect Harold M. Paisner Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Intevac, Inc.
Ticker Security ID: Meeting Date Meeting Status
IVAC CUSIP 461148108 05/09/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Norman H. Pond Mgmt For For For
1.2 Elect David S. Dury Mgmt For For For
1.3 Elect Stanley J. Hill Mgmt For For For
1.4 Elect Thomas M. Rohrs Mgmt For For For
1.5 Elect John F. Schaefer Mgmt For For For
1.6 Elect Ping Yang Mgmt For For For
2 Amendment to the 2003 Mgmt For For For
Employee Stock
Purchase
Plan
3 Option Exchange Program Mgmt For For For
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Intl Fcstone Inc.
Ticker Security ID: Meeting Date Meeting Status
INTL CUSIP 46116V105 02/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul G. Anderson Mgmt For For For
1.2 Elect Scott J. Branch Mgmt For For For
1.3 Elect John M. Fowler Mgmt For For For
1.4 Elect Daryl K. Henze Mgmt For For For
1.5 Elect Bruce Krehbiel Mgmt For For For
1.6 Elect Sean M. O'Connor Mgmt For For For
1.7 Elect Eric Parthemore Mgmt For For For
1.8 Elect John Radziwill Mgmt For For For
1.9 Elect Diego J. Veitia Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2013 Stock Option Plan Mgmt For For For
________________________________________________________________________________
Invacare Corporation
Ticker Security ID: Meeting Date Meeting Status
IVC CUSIP 461203101 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael F. Delaney Mgmt For For For
1.2 Elect C. Martin Harris Mgmt For For For
1.3 Elect A. Malachi Mixon, Mgmt For For For
III
1.4 Elect Gerald B. Blouch Mgmt For For For
1.5 Elect William M. Weber Mgmt For For For
1.6 Elect Charles S. Robb Mgmt For For For
1.7 Elect Baiju R. Shah Mgmt For For For
1.8 Elect James L. Jones Mgmt For For For
1.9 Elect Dan T. Moore III Mgmt For For For
1.10 Elect Dale C. LaPorte Mgmt For For For
1.11 Elect Ellen O. Tauscher Mgmt For For For
2 2013 Equity Mgmt For For For
Compensation
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
iRobot Corporation
Ticker Security ID: Meeting Date Meeting Status
IRBT CUSIP 462726100 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George C. McNamee Mgmt For For For
1.2 Elect Paul Sagan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHldr Against Against For
Regarding Proxy
Access
________________________________________________________________________________
J. G. Boswell Co.
Ticker Security ID: Meeting Date Meeting Status
BWEL SEDOL 2735441 10/23/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Election of Directors Mgmt For For For
1.2 Election of Directors Mgmt For For For
1.3 Election of Directors Mgmt For For For
1.4 Election of Directors Mgmt For For For
1.5 Election of Directors Mgmt For For For
1.6 Election of Directors Mgmt For For For
1.7 Election of Directors Mgmt For For For
2 Transaction of Other Mgmt For For For
Business
________________________________________________________________________________
Jinpan International Limited
Ticker Security ID: Meeting Date Meeting Status
JST CUSIP G5138L100 10/12/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Zhiyuan Li Mgmt For For For
1.2 Elect Xiangsheng Ling Mgmt For For For
1.3 Elect Stephan Clark Mgmt For For For
1.4 Elect Donald Burris Mgmt For For For
1.5 Elect Li-Wen Zhang Mgmt For For For
1.6 Elect Xu Cai Mgmt For For For
2 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Jobstreet Corp. Berhad
Ticker Security ID: Meeting Date Meeting Status
JOBS CINS Y44474107 05/23/2013 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect LIN See Yan Mgmt For Against Against
5 Elect LIM Chao Li Mgmt For Against Against
6 Elect Suresh A/L Mgmt For Against Against
Thirugnanam
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
9 Authority to Repurchase Mgmt For For For
Shares
10 Amendments to Articles Mgmt For For For
________________________________________________________________________________
JSE Limited
Ticker Security ID: Meeting Date Meeting Status
JSE CINS S4254A102 04/25/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Anton Botha Mgmt For For For
3 Re-elect Robert Johnston Mgmt For For For
4 Re-elect David Lawrence Mgmt For For For
5 Re-elect Samuel Mgmt For For For
Nematswerani
6 Elect Mantsika Matooane Mgmt For For For
7 Elect Nomavuso P. Mgmt For For For
Mnxasana
8 Appointment of Auditor Mgmt For For For
9 Elect Audit Committee Mgmt For For For
Member (Samuel
Nematswerani)
10 Elect Audit Committee Mgmt For For For
Member (Anton
Botha)
11 Elect Audit Committee Mgmt For For For
Member (Robert
Johnston)
12 Elect Audit Committee Mgmt For Against Against
Member (Nigel
Payne)
13 Elect Audit Committee Mgmt For Against Against
Member (Nomavuso
Mnxasana)
14 Approve Allocation of Mgmt For For For
Profits/Dividends
15 Approve Remuneration Mgmt For For For
Policy
16 Authorisation of Legal Mgmt For For For
Formalities
17 Authority to Repurchase Mgmt For For For
Shares
18 Adopt New Memorandum Mgmt For Abstain Against
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
JZ Capital Partners Limited
Ticker Security ID: Meeting Date Meeting Status
JZCP CINS G5216J134 06/24/2013 Voted
Meeting Type Country of Trade
Annual Guernsey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Mgmt For For For
Auditor's
Fees
4 Directors' Remuneration Mgmt For For For
Report
5 Elect David Macfarlane Mgmt For For For
6 Elect James Jordan Mgmt For For For
7 Authority to Repurchase Mgmt For For For
Shares
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Adoption of New Articles Mgmt For For For
________________________________________________________________________________
JZ Capital Partners Limited
Ticker Security ID: Meeting Date Meeting Status
JZCP CINS G5216J134 07/03/2012 Voted
Meeting Type Country of Trade
Other Guernsey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Conversion of Shares Mgmt For For For
________________________________________________________________________________
JZ Capital Partners Limited
Ticker Security ID: Meeting Date Meeting Status
JZCP CINS G5216J134 07/03/2012 Voted
Meeting Type Country of Trade
Special Guernsey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Conversion of Shares Mgmt For For For
________________________________________________________________________________
JZ Capital Partners Limited
Ticker Security ID: Meeting Date Meeting Status
JZCP CINS G5216J134 07/03/2012 Voted
Meeting Type Country of Trade
Special Guernsey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Relisting of Shares Mgmt For For For
2 Adoption of New Articles Mgmt For For For
3 Amendments to Mgmt For For For
Investment
Policy
4 Related Party Mgmt For For For
Transaction
________________________________________________________________________________
JZ Capital Partners Limited
Ticker Security ID: Meeting Date Meeting Status
JZCP CINS G5216J134 07/03/2012 Voted
Meeting Type Country of Trade
Annual Guernsey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Mgmt For For For
Auditor's
Fees
4 Directors' Remuneration Mgmt For For For
Report
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Kadant Inc.
Ticker Security ID: Meeting Date Meeting Status
KAI CUSIP 48282T104 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jonathan W. Mgmt For For For
Painter
1.2 Elect William A. Mgmt For For For
Rainville
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
KEMET Corporation
Ticker Security ID: Meeting Date Meeting Status
KEM CUSIP 488360207 07/26/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Wilfried Backes Mgmt For For For
2 Elect Gurminder Bedi Mgmt For For For
3 Elect Per-Olof Loof Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Kennedy-Wilson Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
KW CUSIP 489398107 06/20/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Cathy Hendrickson Mgmt For For For
1.2 Elect Stanley R. Zax Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Kforce Inc.
Ticker Security ID: Meeting Date Meeting Status
KFRC CUSIP 493732101 04/05/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Elaine D. Rosen Mgmt For For For
1.2 Elect Ralph E. Mgmt For For For
Struzziero
1.3 Elect Howard W. Sutter Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of Executive Mgmt For For For
Compensation
4 Approval of 2013 Stock Mgmt For Abstain Against
Incentive
Plan
________________________________________________________________________________
Kingsrose Mining Limited
Ticker Security ID: Meeting Date Meeting Status
KRM CINS Q53055101 11/01/2012 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect William Mgmt For Against Against
Phillips
4 Re-elect Timothy Spencer Mgmt For Against Against
5 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
6 Approve Employee Mgmt For For For
Options and Share
Rights
Plan
7 Equity Grant (MD Mgmt For For For
Christopher
Start)
8 Equity Grant (Finance Mgmt For For For
director Timothy
Spencer)
9 Equity Grant (NED Mgmt For Against Against
Andrew
Spinks)
10 Ratify Placement of Mgmt For For For
Securities
11 Amendments to Mgmt For For For
Constitution
________________________________________________________________________________
Koss Corporation
Ticker Security ID: Meeting Date Meeting Status
KOSS CUSIP 500692108 10/03/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Koss Mgmt For For For
1.2 Elect Thomas Doerr Mgmt For For For
1.3 Elect Michael Koss Mgmt For For For
1.4 Elect Lawrence Mattson Mgmt For For For
1.5 Elect Theodore Nixon Mgmt For For For
1.6 Elect John Stollenwerk Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2012 Omnibus Incentive Mgmt For Abstain Against
Plan
________________________________________________________________________________
Kratos Defense & Security Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
KTOS CUSIP 50077B207 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott I. Anderson Mgmt For For For
1.2 Elect Bandel L. Carano Mgmt For For For
1.3 Elect Eric M. DeMarco Mgmt For For For
1.4 Elect William A. Hoglund Mgmt For For For
1.5 Elect Scot B. Jarvis Mgmt For For For
1.6 Elect Jane Judd Mgmt For For For
1.7 Elect Samuel Liberatore Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 1999 Mgmt For For For
Employee Stock
Purchase
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Kulicke and Soffa Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
KLIC CUSIP 501242101 02/19/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Chin Hu Lim Mgmt For For For
1.2 Elect Garrett Pierce Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
L.B. Foster Company
Ticker Security ID: Meeting Date Meeting Status
FSTR CUSIP 350060109 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert P. Bauer Mgmt For For For
1.2 Elect Lee B. Foster II Mgmt For For For
1.3 Elect Peter McIlroy II Mgmt For For For
1.4 Elect G. Thomas McKane Mgmt For For For
1.5 Elect Diane B. Owen Mgmt For For For
1.6 Elect William H. Rackoff Mgmt For For For
1.7 Elect Suzanne B. Rowland Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Executive Annual Mgmt For For For
Incentive Compensation
Plan
________________________________________________________________________________
Lamprell Plc
Ticker Security ID: Meeting Date Meeting Status
LAM CINS G5363H105 05/27/2013 Voted
Meeting Type Country of Trade
Annual ISLE OF MAN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Elect John W. Kennedy Mgmt For For For
4 Elect Peter Whitbread Mgmt For For For
5 Elect James Moffat Mgmt For For For
6 Elect Frank Nelson Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Authority to Set Mgmt For For For
Auditor's
Fees
9 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
10 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
11 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Landec Corporation
Ticker Security ID: Meeting Date Meeting Status
LNDC CUSIP 514766104 10/11/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change in Board Size Mgmt For For For
2.1 Elect Gary Steele Mgmt For For For
2.2 Elect Frederick Frank Mgmt For For For
2.3 Elect Steven Goldby Mgmt For For For
2.4 Elect Stephen Halprin Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lawson Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
LAWS CUSIP 520776105 05/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James S. Errant Mgmt For For For
1.2 Elect Lee S. Hillman Mgmt For For For
1.3 Elect Michael G. DeCata Mgmt For For For
________________________________________________________________________________
Layne Christensen Company
Ticker Security ID: Meeting Date Meeting Status
LAYN CUSIP 521050104 06/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David A.B. Brown Mgmt For For For
1.2 Elect J. Samuel Butler Mgmt For For For
1.3 Elect Robert R. Gilmore Mgmt For For For
1.4 Elect Anthony B. Helfet Mgmt For For For
1.5 Elect Nelson Obus Mgmt For For For
1.6 Elect Rene J. Robichaud Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Le Chateau Inc.
Ticker Security ID: Meeting Date Meeting Status
CTU.A CUSIP 521129106 07/10/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Herschel Segal Mgmt For For For
1.2 Elect Jane Silverstone Mgmt For For For
Segal
1.3 Elect Emilia Di Raddo Mgmt For For For
1.4 Elect David Martz Mgmt For For For
1.5 Elect Neil Kravitz Mgmt For For For
1.6 Elect Max Mendelsohn Mgmt For For For
1.7 Elect Norman Daitchman Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
LeapFrog Enterprises, Inc
Ticker Security ID: Meeting Date Meeting Status
LF CUSIP 52186N106 06/05/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Barbour Mgmt For For For
1.2 Elect William B. Mgmt For For For
Chiasson
1.3 Elect Thomas J. Kalinske Mgmt For For For
1.4 Elect Stanley E. Maron Mgmt For For For
1.5 Elect E. Stanton McKee, Mgmt For For For
Jr.
1.6 Elect Theodore R. Mgmt For For For
Mitchell
1.7 Elect Randy O. Rissman Mgmt For For For
1.8 Elect Caden Wang Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Lewis Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
LEW CINS S460FN109 08/17/2012 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Les Davies Mgmt For For For
3 Re-elect Johan Enslin Mgmt For For For
4 Re-elect David Nurek Mgmt For For For
5 Elect Audit Committee Mgmt For For For
Member (Zarina
Bassa)
6 Elect Audit Committee Mgmt For For For
Member (Hilton
Saven)
7 Elect Audit Committee Mgmt For For For
Member (Benedict van
der
Ross)
8 Appointment of Auditor Mgmt For For For
9 Approve Remuneration Mgmt For For For
Policy
10 Approve NEDs' Fees Mgmt For For For
11 Approve Financial Mgmt For For For
Assistance
12 Adopt New Articles Mgmt For For For
13 Authorisation of Legal Mgmt For For For
Formalities
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
LHC Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
LHCG CUSIP 50187A107 06/20/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John L. Indest Mgmt For For For
1.2 Elect Ronald T. Nixon Mgmt For For For
1.3 Elect W.J. Tauzin Mgmt For For For
1.4 Elect Kenneth E. Thorpe Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to the 2006 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Lincoln Educational Services Corporation
Ticker Security ID: Meeting Date Meeting Status
LINC CUSIP 533535100 04/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alvin O. Austin Mgmt For For For
1.2 Elect Peter S. Burgess Mgmt For Withhold Against
1.3 Elect James J. Burke, Mgmt For Withhold Against
Jr.
1.4 Elect Celia H. Currin Mgmt For Withhold Against
1.5 Elect Paul E. Glaske Mgmt For Withhold Against
1.6 Elect Charles F. Mgmt For Withhold Against
Kalmbach
1.7 Elect Shaun E. McAlmont Mgmt For Withhold Against
1.8 Elect Alexis P. Michas Mgmt For Withhold Against
1.9 Elect J. Barry Morrow Mgmt For Withhold Against
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Amendment to the 2005 Mgmt For Against Against
Long-Term Incentive
Plan
4 Amendment to the 2005 Mgmt For Against Against
Non-Employee Directors
Restricted Stock
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
LSI Industries Inc.
Ticker Security ID: Meeting Date Meeting Status
LYTS CUSIP 50216C108 11/15/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gary Kreider Mgmt For For For
1.2 Elect Dennis Meyer Mgmt For For For
1.3 Elect Wilfred O'Gara Mgmt For For For
1.4 Elect Robert Ready Mgmt For For For
1.5 Elect Mark Serrianne Mgmt For For For
1.6 Elect James Sferra Mgmt For For For
2 2012 Stock Incentive Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
LTX-Credence Corporation
Ticker Security ID: Meeting Date Meeting Status
LTXC CUSIP 502403207 11/28/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Roger Blethen Mgmt For For For
1.2 Elect Roger Maggs Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2004 Mgmt For For For
Employee Stock
Purchase
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Luxfer Holdings PLC
Ticker Security ID: Meeting Date Meeting Status
LXFR CUSIP 550678106 06/11/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Elect Peter Haslehurst Mgmt For For For
4 Elect Brian Purves Mgmt For For For
5 Elect David F. Landless Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Authority to Set Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
MAG Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
MAG CUSIP 55903Q104 06/18/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel T. MacInnis Mgmt For For For
1.2 Elect Jonathan A. Mgmt For For For
Rubenstein
1.3 Elect Eric H. Carlson Mgmt For For For
1.4 Elect Richard M. Mgmt For For For
Colterjohn
1.5 Elect Derek C. White Mgmt For For For
1.6 Elect Peter K. Megaw Mgmt For For For
1.7 Elect Frank R. Hallam Mgmt For For For
1.8 Elect Richard P. Clark Mgmt For For For
1.9 Elect Peter D. Barnes Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Continuation of Mgmt For For For
Shareholder Rights
Plan
________________________________________________________________________________
MAG Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
MAG CUSIP 55903Q104 10/05/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Daniel MacInnis Mgmt For For For
2.2 Elect Jonathan Mgmt For For For
Rubenstein
2.3 Elect Eric Carlson Mgmt For For For
2.4 Elect Richard Colterjohn Mgmt For For For
2.5 Elect Derek White Mgmt For For For
2.6 Elect Peter Megaw Mgmt For For For
2.7 Elect Frank Hallam Mgmt For For For
2.8 Elect Richard Clark Mgmt For For For
2.9 Elect Peter Barnes Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Advance Notice Policy Mgmt For For For
________________________________________________________________________________
Maidenform Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
MFB CUSIP 560305104 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Norman Axelrod Mgmt For For For
1.2 Elect Harold F. Compton Mgmt For For For
1.3 Elect Barbara Eisenberg Mgmt For For For
1.4 Elect Nomi Ghez Mgmt For For For
1.5 Elect Richard Johnson Mgmt For For For
1.6 Elect Maurice S. Reznik Mgmt For For For
1.7 Elect Karen M. Rose Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Marchex, Inc.
Ticker Security ID: Meeting Date Meeting Status
MCHX CUSIP 56624R108 05/03/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Russell C. Mgmt For For For
Horowitz
1.2 Elect Dennis Cline Mgmt For Withhold Against
1.3 Elect Anne Devereux Mgmt For Withhold Against
1.4 Elect Nicolas J. Hanauer Mgmt For For For
1.5 Elect John Keister Mgmt For For For
1.6 Elect M. Wayne Wisehart Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For Abstain Against
3 2014 Employee Stock Mgmt For For For
Purchase
Plan
________________________________________________________________________________
Marimekko Oyj
Ticker Security ID: Meeting Date Meeting Status
MMO1V CINS X51905101 04/23/2013 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Accounts and Reports Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Ratification of Board Mgmt For For For
and Management
Acts
12 Directors' Fees Mgmt For For For
13 Board Size Mgmt For For For
14 Election of Directors Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Appointment of Auditor Mgmt For For For
17 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Marten Transport, Ltd.
Ticker Security ID: Meeting Date Meeting Status
MRTN CUSIP 573075108 05/03/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Randolph L. Marten Mgmt For For For
1.2 Elect Larry B. Hagness Mgmt For For For
1.3 Elect Thomas J. Winkel Mgmt For For For
1.4 Elect Jerry M. Bauer Mgmt For For For
1.5 Elect Robert L. Demorest Mgmt For For For
1.6 Elect G. Larry Owens Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Materion Corp.
Ticker Security ID: Meeting Date Meeting Status
MTRN CUSIP 576690101 05/01/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Vinod M. Khilnani Mgmt For For For
1.2 Elect Darlene J.S. Mgmt For For For
Solomon
1.3 Elect Robert B. Toth Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Management Incentive Mgmt For For For
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Matrix Service Company
Ticker Security ID: Meeting Date Meeting Status
MTRX CUSIP 576853105 11/15/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Hewitt Mgmt For For For
1.2 Elect Michael Hall Mgmt For For For
1.3 Elect I. Edgar Hendrix Mgmt For Withhold Against
1.4 Elect Paul Lackey Mgmt For Withhold Against
1.5 Elect Tom Maxwell Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 2012 Stock and Mgmt For Against Against
Incentive Compensation
Plan
________________________________________________________________________________
Medical Action Industries Inc.
Ticker Security ID: Meeting Date Meeting Status
MDCI CUSIP 58449L100 08/09/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Henry Berling Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Mercury Computer Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
MRCY CUSIP 589378108 10/17/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George Muellner Mgmt For For For
1.2 Elect Vincent Vitto Mgmt For For For
2 Amendment to 2005 Stock Mgmt For Against Against
Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Company Name Change Mgmt For For For
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Mesa Laboratories, Inc.
Ticker Security ID: Meeting Date Meeting Status
MLAB CUSIP 59064R109 09/14/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Luke Schmieder Mgmt For For For
1.2 Elect H. Stuart Campbell Mgmt For For For
1.3 Elect Michael Brooks Mgmt For For For
1.4 Elect Robert Dwyer Mgmt For For For
1.5 Elect Evan Guillemin Mgmt For For For
1.6 Elect John Sullivan Mgmt For For For
1.7 Elect David Kelly Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Increase of Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
Methode Electronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
MEI CUSIP 591520200 09/13/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Walter Aspatore Mgmt For Against Against
2 Elect Warren Batts Mgmt For For For
3 Elect J. Edward Colgate Mgmt For For For
4 Elect Darren Dawson Mgmt For For For
5 Elect Donald Duda Mgmt For For For
6 Elect Stephen Gates Mgmt For Against Against
7 Elect Isabelle Goossen Mgmt For Against Against
8 Elect Christopher Mgmt For For For
Hornung
9 Elect Paul Shelton Mgmt For Against Against
10 Elect Lawrence Skatoff Mgmt For Against Against
11 Ratification of Auditor Mgmt For Against Against
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Midway Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
MDW CUSIP 598153104 06/20/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change in Board Size Mgmt For For For
2.1 Elect Kenneth A. Brunk Mgmt For For For
2.2 Elect Martin M. Hale, Mgmt For For For
Jr.
2.3 Elect Roger A. Newell Mgmt For For For
2.4 Elect John W. Sheridan Mgmt For For For
2.5 Elect Frank S. Yu Mgmt For For For
2.6 Elect Rodney D. Knutson Mgmt For For For
2.7 Elect Nathaniel E. Klein Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Amendments to Articles Mgmt For For For
Regarding Preferred
Shareholder Nomination
Rights
5 Amendments to Articles Mgmt For Against Against
Regarding Preferred
Shareholder Governance
Rights
6 2013 Stock and Mgmt For Against Against
Incentive
Plan
________________________________________________________________________________
Miraial Company Limited
Ticker Security ID: Meeting Date Meeting Status
4238 CINS J4352A103 04/25/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Yukihiro Hyohbu Mgmt For Against Against
3 Elect Hideo Yamawaki Mgmt For For For
4 Elect Osamu Ichii Mgmt For For For
5 Elect Yoshiaki Shida Mgmt For For For
6 Elect Masatoshi Hyohbu Mgmt For For For
7 Elect Yasuo Igeta Mgmt For For For
8 Elect Shinichi Waki as Mgmt For For For
Statutory
Auditor
________________________________________________________________________________
MoSys Inc.
Ticker Security ID: Meeting Date Meeting Status
MOSY CUSIP 619718109 06/04/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tommy Eng Mgmt For For For
1.2 Elect Chi-Ping Hsu Mgmt For For For
1.3 Elect Stephen L. Domenik Mgmt For For For
1.4 Elect Victor K. Lee Mgmt For For For
1.5 Elect Leonard Perham Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Movado Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
MOV CUSIP 624580106 06/13/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Margaret Hayes Mgmt For For For
Adame
1.2 Elect Richard J. Cote Mgmt For For For
1.3 Elect Efraim Grinberg Mgmt For For For
1.4 Elect Alan H. Howard Mgmt For For For
1.5 Elect Richard Isserman Mgmt For For For
1.6 Elect Nathan Leventhal Mgmt For For For
1.7 Elect Alex Grinberg Mgmt For For For
1.8 Elect Maurice Reznik Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 1996 Mgmt For For For
Stock Incentive
Plan
5 Amendment to Deferred Mgmt For For For
Compensation
Plan
________________________________________________________________________________
MVC Capital, Inc.
Ticker Security ID: Meeting Date Meeting Status
MVC CUSIP 553829102 04/03/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Emilio Dominianni Mgmt For For For
1.2 Elect Phillip Goldstein Mgmt For For For
1.3 Elect Gerald Hellerman Mgmt For For For
1.4 Elect Warren Holtsberg Mgmt For For For
1.5 Elect Robert Knapp Mgmt For For For
1.6 Elect William Taylor Mgmt For For For
1.7 Elect Michael T. Tokarz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
MYR Group Inc.
Ticker Security ID: Meeting Date Meeting Status
MYRG CUSIP 55405W104 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Larry F. Mgmt For For For
Altenbaumer
1.2 Elect William A. Mgmt For For For
Koertner
1.3 Elect William D. Mgmt For For For
Patterson
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
National Western Life Insurance Company
Ticker Security ID: Meeting Date Meeting Status
NWLI CUSIP 638522102 06/28/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert L. Moody, Mgmt For For For
Sr.
1.2 Elect Stephen E. Glasgow Mgmt For For For
1.3 Elect E.J. Pederson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Executive Officer Bonus Mgmt For For For
Program
________________________________________________________________________________
Natuzzi S.P.A.
Ticker Security ID: Meeting Date Meeting Status
NTZ CUSIP 63905A101 04/29/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Accounts and Reports Mgmt For Abstain Against
3 Appointment of Mgmt For Abstain Against
Statutory Auditor and
Authority to Set
Fees
4 Appointment of External Mgmt For Abstain Against
Auditor
________________________________________________________________________________
Newport Corporation
Ticker Security ID: Meeting Date Meeting Status
NEWP CUSIP 651824104 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher Cox Mgmt For For For
1.2 Elect Oleg Khaykin Mgmt For For For
1.3 Elect Michael T. O'Neill Mgmt For For For
1.4 Elect Robert J. Mgmt For For For
Phillippy
1.5 Elect Peter J. Simone Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
NGP Capital Resources Company
Ticker Security ID: Meeting Date Meeting Status
NGPC CUSIP 62912R107 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kenneth A. Hersh Mgmt For For For
1.2 Elect William K. White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NN, Inc.
Ticker Security ID: Meeting Date Meeting Status
NNBR CUSIP 629337106 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard G. Fanelli Mgmt For For For
1.2 Elect Michael E. Werner Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
North American Energy Partners, Inc.
Ticker Security ID: Meeting Date Meeting Status
NOA CUSIP 656844107 09/19/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George Brokaw Mgmt For For For
1.2 Elect Martin Ferron Mgmt For For For
1.3 Elect Carl Giesler Mgmt For For For
1.4 Elect Ronald McIntosh Mgmt For For For
1.5 Elect William Oehmig Mgmt For For For
1.6 Elect Allen Sello Mgmt For For For
1.7 Elect Jay Thornton Mgmt For For For
1.8 Elect Peter Tomsett Mgmt For For For
1.9 Elect K. Rick Turner Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to the Share Mgmt For For For
Option
Plan
________________________________________________________________________________
NutriSystem, Inc.
Ticker Security ID: Meeting Date Meeting Status
NTRI CUSIP 67069D108 09/05/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendment to the 2008 Mgmt For Against Against
Long-Term Incentive
Plan
________________________________________________________________________________
Official Payments Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
OPAY CUSIP 67623R106 03/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles W. Berger Mgmt For For For
1.2 Elect Morgan P. Guenther Mgmt For For For
1.3 Elect James C. Hale Mgmt For For For
1.4 Elect Alex P. Hart Mgmt For For For
1.5 Elect David A. Poe Mgmt For For For
1.6 Elect Zachary F. Sadek Mgmt For For For
1.7 Elect Katherine A. Mgmt For For For
Schipper
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Om Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
OMG CUSIP 670872100 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Katharine L. Mgmt For For For
Plourde
1.2 Elect Patrick S. Mullin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
On Assignment, Inc.
Ticker Security ID: Meeting Date Meeting Status
ASGN CUSIP 682159108 06/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William E. Brock Mgmt For For For
1.2 Elect Edwin A. Mgmt For For For
Sheridan,
IV
1.3 Elect Brian J. Callaghan Mgmt For For For
2 Amendment to the 2010 Mgmt For For For
Incentive Award
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Oplink Communications, Inc.
Ticker Security ID: Meeting Date Meeting Status
OPLK CUSIP 68375Q403 11/07/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tim Christofferson Mgmt For For For
1.2 Elect Jesse Jack Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Oriental Watch Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0398 CINS G6773R105 08/14/2012 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect YEUNG Ming Biu Mgmt For For For
6 Elect Dennis YEUNG Him Mgmt For Against Against
Kit
7 Elect Michael CHOI Man Mgmt For For For
Chau
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Repurchase Mgmt For For For
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
13 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Orion Energy Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
OESX CUSIP 686275108 10/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael Altschaefl Mgmt For Withhold Against
1.2 Elect Tryg Jacobson Mgmt For For For
1.3 Elect Mark Williamson Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Pacer International, Inc.
Ticker Security ID: Meeting Date Meeting Status
PACR CUSIP 69373H106 04/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel W. Mgmt For For For
Avramovich
1.2 Elect J. Douglass Coates Mgmt For For For
1.3 Elect P. Michael Giftos Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Parametric Sound Corporation
Ticker Security ID: Meeting Date Meeting Status
PAMT CUSIP 699172201 02/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kenneth Potashner Mgmt For For For
1.2 Elect Elwood Norris Mgmt For For For
1.3 Elect Robert Kaplan Mgmt For For For
1.4 Elect Seth Putterman Mgmt For For For
1.5 Elect Andrew Wolfe Mgmt For For For
1.6 Elect James Honore Mgmt For For For
2 Amendment to the 2012 Mgmt For For For
Stock Option
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 3 Years Abstain Against
Vote on Executive
Compensation
________________________________________________________________________________
PAREXEL International Corporation
Ticker Security ID: Meeting Date Meeting Status
PRXL CUSIP 699462107 12/06/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Eduard Holdener Mgmt For For For
1.2 Elect Richard Love Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2010 Mgmt For For For
Stock Incentive
Plan
4 Increase of Authorized Mgmt For For For
Common
Stock
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Park Electrochemical Corp.
Ticker Security ID: Meeting Date Meeting Status
PKE CUSIP 700416209 07/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dale Blanchfield Mgmt For For For
1.2 Elect Lloyd Frank Mgmt For For For
1.3 Elect Emily Groehl Mgmt For For For
1.4 Elect Brian Shore Mgmt For For For
1.5 Elect Steven Warshaw Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Pason Systems Inc.
Ticker Security ID: Meeting Date Meeting Status
PSI CUSIP 702925108 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect James D. Hill Mgmt For For For
2.2 Elect James B. Howe Mgmt For For For
2.3 Elect Murray L. Cobbe Mgmt For For For
2.4 Elect G. Allen Brooks Mgmt For For For
2.5 Elect Franz J. Fink Mgmt For For For
2.6 Elect Marcel Kessler Mgmt For For For
2.7 Elect T. Jay Collins Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Patriot Transportation Holding, Inc.
Ticker Security ID: Meeting Date Meeting Status
PATR CUSIP 70337B102 02/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward Baker Mgmt For For For
1.2 Elect Charles Commander Mgmt For For For
III
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PC Connection, Inc.
Ticker Security ID: Meeting Date Meeting Status
PCCC CUSIP 69318J100 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patricia Gallup Mgmt For For For
1.2 Elect David Hall Mgmt For For For
1.3 Elect Joseph Baute Mgmt For For For
1.4 Elect David Mgmt For For For
Beffa-Negrini
1.5 Elect Barbara Duckett Mgmt For For For
1.6 Elect Donald Weatherson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years Abstain Against
Vote on Executive
Compensation
4 Amendment to the 2007 Mgmt For For For
Stock Incentive
Plan
5 Amendment to the Mgmt For For For
Executive Bonus
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PCTEL, Inc.
Ticker Security ID: Meeting Date Meeting Status
PCTI CUSIP 69325Q105 06/12/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carl A. Thomsen Mgmt For Withhold Against
1.2 Elect Carolyn Dolezal Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PDI, Inc.
Ticker Security ID: Meeting Date Meeting Status
PDII CUSIP 69329V100 06/04/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Federspiel Mgmt For For For
1.2 Elect Stephen Sullivan Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Peapack-Gladstone Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
PGC CUSIP 704699107 04/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Finn Caspersen, Mgmt For For For
Jr.
1.2 Elect Anthony Consi II Mgmt For For For
1.3 Elect Edward Gramigna, Mgmt For For For
Jr.
1.4 Elect Douglas Kennedy Mgmt For For For
1.5 Elect Frank Kissel Mgmt For For For
1.6 Elect John Kissel Mgmt For For For
1.7 Elect James Lamb Mgmt For For For
1.8 Elect Edward Merton Mgmt For For For
1.9 Elect F. Duffield Mgmt For For For
Meyercord
1.10 Elect John Mulcahy Mgmt For For For
1.11 Elect Philip Smith III Mgmt For For For
1.12 Elect Craig Spengeman Mgmt For For For
1.13 Elect Beth Welsh Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2012 Mgmt For For For
Long-Term Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Pegasystems Inc.
Ticker Security ID: Meeting Date Meeting Status
PEGA CUSIP 705573103 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter Gyenes Mgmt For For For
2 Elect Richard H. Jones Mgmt For For For
3 Elect Steven F. Kaplan Mgmt For For For
4 Elect James P. Mgmt For For For
O'Halloran
5 Elect Alan Trefler Mgmt For For For
6 Elect Larry Weber Mgmt For For For
7 Elect William W. Wyman Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PharMerica Corporation
Ticker Security ID: Meeting Date Meeting Status
PMC CUSIP 71714F104 06/18/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gregory S. Weishar Mgmt For For For
1.2 Elect W. Robert Dahl, Mgmt For For For
Jr.
1.3 Elect Frank E. Collins Mgmt For For For
1.4 Elect Thomas P. Mac Mgmt For For For
Mahon
1.5 Elect Marjorie W. Dorr Mgmt For For For
1.6 Elect Thomas P. Gerrity Mgmt For For For
1.7 Elect Robert A. Oakley Mgmt For For For
1.8 Elect Geoffrey G. Meyers Mgmt For For For
1.9 Elect Patrick G. LePore Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Photronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
PLAB CUSIP 719405102 04/03/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Walter Fiederowicz Mgmt For For For
1.2 Elect Joseph Fiorita, Mgmt For For For
Jr.
1.3 Elect Liang-Choo Hsia Mgmt For For For
1.4 Elect Constantine Mgmt For For For
Macricostas
1.5 Elect George Macricostas Mgmt For For For
1.6 Elect Mitchell Tyson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PICO Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
PICO CUSIP 693366205 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Carlos C. Campbell Mgmt For For For
2 Elect Kristina M. Leslie Mgmt For For For
3 Elect Kenneth J. Mgmt For Against Against
Slepicka
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Performance Incentive Mgmt For Against Against
Plan
________________________________________________________________________________
Pike Electric Corporation
Ticker Security ID: Meeting Date Meeting Status
PIKE CUSIP 721283109 11/01/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. Eric Pike Mgmt For For For
1.2 Elect Charles Bayless Mgmt For For For
1.3 Elect James Helvey III Mgmt For For For
1.4 Elect Robert Lindsay Mgmt For For For
1.5 Elect Peter Pace Mgmt For For For
1.6 Elect Daniel Sullivan Mgmt For For For
1.7 Elect J. Triedman Mgmt For For For
1.8 Elect James Turner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Pioneer Energy Services Corp.
Ticker Security ID: Meeting Date Meeting Status
PES CUSIP 723664108 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John M. Rauh Mgmt For For For
2 Amendment to the 2007 Mgmt For For For
Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PMFG, Inc.
Ticker Security ID: Meeting Date Meeting Status
PMFG CUSIP 69345P103 11/08/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sherrill Stone Mgmt For For For
1.2 Elect Peter Burlage Mgmt For For For
2 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Powell Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
POWL CUSIP 739128106 02/20/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph Becherer Mgmt For For For
1.2 Elect Michael Lucas Mgmt For For For
1.3 Elect Thomas Powell Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Preformed Line Products Company
Ticker Security ID: Meeting Date Meeting Status
PLPC CUSIP 740444104 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barbara P. Ruhlman Mgmt For For For
1.2 Elect Robert G. Ruhlman Mgmt For For For
1.3 Elect Richard R. Mgmt For For For
Gascoigne
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Psychemedics Corporation
Ticker Security ID: Meeting Date Meeting Status
PMD CUSIP 744375205 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Raymond C. Kubacki Mgmt For For For
1.2 Elect Harry F. Connick Mgmt For For For
1.3 Elect Walter S. Tomenson Mgmt For For For
1.4 Elect Fred J. Weinert Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years Abstain Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Pulse Electronics Corporation
Ticker Security ID: Meeting Date Meeting Status
PULS CUSIP 74586W106 01/21/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Amended and Mgmt For For For
Restated Articles of
Incorporation
________________________________________________________________________________
Pulse Electronics Corporation
Ticker Security ID: Meeting Date Meeting Status
PULS CUSIP 74586W106 05/17/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John E. Burrows, Mgmt For For For
Jr.
1.2 Elect Steven G. Crane Mgmt For Withhold Against
1.3 Elect Justin C. Choi Mgmt For For For
1.4 Elect Ralph E. Faison Mgmt For For For
1.5 Elect Daniel E. Pittard Mgmt For For For
1.6 Elect John E. Major Mgmt For For For
1.7 Elect Gary E. Sutton Mgmt For For For
2 Ratification of Auditor Mgmt For Abstain Against
3 Reverse Stock Split Mgmt For For For
4 Increase to Series A Mgmt For For For
Preferred Stock
conversion
ratio
5 Increase of Authorized Mgmt For For For
Common and Preferred
Stock
6 Amendment to the 2012 Mgmt For For For
Omnibus Incentive
Plan
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Quaker Chemical Corporation
Ticker Security ID: Meeting Date Meeting Status
KWR CUSIP 747316107 05/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph B. Mgmt For For For
Anderson,
Jr.
1.2 Elect Patricia C. Barron Mgmt For For For
1.3 Elect Mark A. Douglas Mgmt For For For
2 2013 Director Stock Mgmt For For For
Ownership
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Queen City Investments Inc.
Ticker Security ID: Meeting Date Meeting Status
QUCT CUSIP 74823W109 09/20/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jerry Gross Mgmt For For For
1.2 Elect R. Whitney Latimer Mgmt For For For
1.3 Elect Randall Nicholson Mgmt For For For
1.4 Elect Darrel Van Es Mgmt For For For
1.5 Elect Daniel Walker Mgmt For For For
________________________________________________________________________________
Qunxing Paper Holdings Company Limited
Ticker Security ID: Meeting Date Meeting Status
3868 CINS G7329J100 06/19/2013 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect SUN Rui Fang Mgmt For For For
6 Elect ZHAO Wei Mgmt For For For
7 Elect KWONG Kwan Tong Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Repurchase Mgmt For For For
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Raven Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
RAVN CUSIP 754212108 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jason M. Andringa Mgmt For For For
1.2 Elect Thomas S. Everist Mgmt For For For
1.3 Elect Mark E. Griffin Mgmt For For For
1.4 Elect Kevin T. Kirby Mgmt For For For
1.5 Elect Marc E. LeBaron Mgmt For For For
1.6 Elect Cynthia H. Mgmt For For For
Milligan
1.7 Elect Daniel A. Rykhus Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Realnetworks, Inc.
Ticker Security ID: Meeting Date Meeting Status
RNWK CUSIP 75605L708 10/18/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Cunningham IV Mgmt For For For
1.2 Elect Robert Glaser Mgmt For For For
2 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Regional Management Corp.
Ticker Security ID: Meeting Date Meeting Status
RM CUSIP 75902K106 04/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Roel C. Campos Mgmt For For For
1.2 Elect Alvaro G. de Mgmt For For For
Molina
1.3 Elect Richard T. Mgmt For For For
Dell'Aquila
1.4 Elect Thomas F. Fortin Mgmt For For For
1.5 Elect Richard A. Godley Mgmt For For For
1.6 Elect Jared L. Johnson Mgmt For For For
1.7 Elect Carlos Palomares Mgmt For For For
1.8 Elect David Perez Mgmt For For For
1.9 Elect Erik A. Scott Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Rentrak Corporation
Ticker Security ID: Meeting Date Meeting Status
RENT CUSIP 760174102 08/23/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Engel Mgmt For For For
1.2 Elect Richard Hochhauser Mgmt For For For
1.3 Elect William Livek Mgmt For For For
1.4 Elect Anne MacDonald Mgmt For For For
1.5 Elect Martin O'Connor, Mgmt For For For
II
1.6 Elect Brent Rosenthal Mgmt For For For
1.7 Elect Ralph Shaw Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Resolute Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
REN CUSIP 76116A108 05/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William H. Mgmt For For For
Cunningham
1.2 Elect James E. Duffy Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
RHJ International SA
Ticker Security ID: Meeting Date Meeting Status
RHJI CINS B70883101 05/30/2013 Voted
Meeting Type Country of Trade
Special Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Use/Transfer of Reserves Mgmt For For For
4 Authority to Reduce Mgmt For For For
Share
Capital
5 Board Size Mgmt For For For
6 Authority to Coordinate Mgmt For For For
Articles
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
RHJ International SA
Ticker Security ID: Meeting Date Meeting Status
RHJI CINS B70883101 06/18/2013 Voted
Meeting Type Country of Trade
Annual Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports; Mgmt For For For
Allocation of
Losses
6 Ratification of Board Mgmt For For For
Acts
7 Ratification of Mgmt For For For
Auditor's
Acts
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Remuneration Report Mgmt For For For
10 Shareholder Proposal ShrHldr Against Against For
Regarding Change in
Executive
Compensation
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Shareholder Proposal ShrHldr Against Against For
Regarding Dividend
Distribution
14 Revocation of Mgmt For For For
Shareholder Proposal
Regarding Dividend
Payment
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Removal of Ronald ShrHldr Against Against For
Daniel; Election of
Juan Carlos Garcia
Centeno
17 Removal of Gerd ShrHldr Against Against For
Hausler; Election of
Peter
Drew
18 Removal of Leonhard ShrHldr Against Against For
Fischer; Election of
David
Burns
19 Removal of Jun ShrHldr Against Against For
Makihara; Election of
Christopher
Wetherhill
20 Removal of Lucio Noto; ShrHldr Against Against For
Election of Ben
Adamson
21 Election of Daniel Tafur ShrHldr Against Against For
22 Election of Fabio Lopez ShrHldr Against Against For
Ceron
23 Revocation of Mgmt For For For
Shareholder Proposals
Regarding Dissident
Board
Elections
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Shareholder Proposal ShrHldr Against Against For
Regarding Independence
of Dissident Board
Members
26 Revocation of Mgmt For For For
Shareholder Proposals
Regarding Dissident
Director
Elections
27 Non-Voting Agenda Item N/A N/A N/A N/A
28 Shareholder Proposal ShrHldr Against Against For
Regarding Director
Fees
29 Revocation of Mgmt For For For
Shareholder Proposals
Regarding Dissident
Director
Elections
30 Non-Voting Meeting Note N/A N/A N/A N/A
31 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
RHJ International SA
Ticker Security ID: Meeting Date Meeting Status
RHJI CINS B70883101 06/18/2013 Voted
Meeting Type Country of Trade
Special Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Use/Transfer of Reserves Mgmt For For For
5 Authority to Reduce Mgmt For For For
Share
Capital
6 Board Size Mgmt For For For
7 Authority to Coordinate Mgmt For For For
Articles
________________________________________________________________________________
Richardson Electronics, Ltd.
Ticker Security ID: Meeting Date Meeting Status
RELL CUSIP 763165107 10/09/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward Richardson Mgmt For For For
1.2 Elect Scott Hodes Mgmt For Withhold Against
1.3 Elect Ad Ketelaars Mgmt For For For
1.4 Elect Paul J. Plante Mgmt For For For
1.5 Elect Harold Purkey Mgmt For Withhold Against
1.6 Elect Samuel Rubinovitz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Edward Mgmt For For For
J. Richardson
Incentive Compensation
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Rimage Corporation
Ticker Security ID: Meeting Date Meeting Status
RIMG CUSIP 766721104 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sherman L. Black Mgmt For For For
1.2 Elect Lawrence M. Mgmt For For For
Benveniste
1.3 Elect Thomas F. Madison Mgmt For For For
1.4 Elect Kimberly K. Nelson Mgmt For For For
1.5 Elect Robert F. Olson Mgmt For For For
1.6 Elect Justin A Orlando Mgmt For For For
1.7 Elect Steven M. Quist Mgmt For For For
1.8 Elect James L. Reissner Mgmt For For For
2 Option Exchange Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Rogers Corporation
Ticker Security ID: Meeting Date Meeting Status
ROG CUSIP 775133101 05/03/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael F. Barry Mgmt For For For
1.2 Elect Charles M. Mgmt For For For
Brennan,
III
1.3 Elect Bruce D. Hoechner Mgmt For For For
1.4 Elect Gregory B. Howey Mgmt For For For
1.5 Elect Carol R. Jensen Mgmt For For For
1.6 Elect William E. Mgmt For For For
Mitchell
1.7 Elect Robert G. Paul Mgmt For For For
1.8 Elect Peter C. Wallace Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
RPX Corporation
Ticker Security ID: Meeting Date Meeting Status
RPXC CUSIP 74972G103 06/11/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John A. Amster Mgmt For For For
1.2 Elect Geoffrey T. Barker Mgmt For For For
1.3 Elect Steven L. Mgmt For For For
Fingerhood
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
RTI International Metals, Inc.
Ticker Security ID: Meeting Date Meeting Status
RTI CUSIP 74973W107 04/26/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel I. Booker Mgmt For For For
1.2 Elect Ronald L. Gallatin Mgmt For For For
1.3 Elect Robert M. Mgmt For For For
Hernandez
1.4 Elect Dawne S. Hickton Mgmt For For For
1.5 Elect Edith E. Holiday Mgmt For For For
1.6 Elect Jerry Howard Mgmt For For For
1.7 Elect Rokus L. van Mgmt For For For
Iperen
1.8 Elect Mario Longhi Mgmt For For For
1.9 Elect Bryan T. Moss Mgmt For For For
1.10 Elect James A. Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Rubicon Technology, Inc.
Ticker Security ID: Meeting Date Meeting Status
RBCN CUSIP 78112T107 06/26/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Don N. Aquilano Mgmt For For For
1.2 Elect Donald R. Caldwell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Rudolph Technologies, Inc
Ticker Security ID: Meeting Date Meeting Status
RTEC CUSIP 781270103 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel H. Berry Mgmt For For For
2 Elect Thomas G. Greig Mgmt For For For
3 Elect Richard F. Spanier Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Increase of Authorized Mgmt For For For
Common
Stock
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Saga Communications, Inc.
Ticker Security ID: Meeting Date Meeting Status
SGA CUSIP 786598300 05/13/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Clarke R. Brown, Mgmt For For For
Jr.
1.2 Elect Edward K. Mgmt For For For
Christian
1.3 Elect David B. Stephens Mgmt For For For
1.4 Elect Gary Stevens Mgmt For For For
1.5 Elect W. Russell Mgmt For For For
Withers,
Jr.
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sapient Corporation
Ticker Security ID: Meeting Date Meeting Status
SAPE CUSIP 803062108 06/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James M. Benson Mgmt For For For
2 Elect Hermann Buerger Mgmt For For For
3 Elect Jerry A. Greenberg Mgmt For For For
4 Elect Alan J. Herrick Mgmt For For For
5 Elect J. Stuart Moore Mgmt For For For
6 Elect Robert L. Rosen Mgmt For For For
7 Elect Eva M. Sage-Gavin Mgmt For For For
8 Elect Ashok Shah Mgmt For For For
9 Elect Vijay Singal Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Sarin Technologies Ltd
Ticker Security ID: Meeting Date Meeting Status
U77 CINS M8234Z109 04/30/2013 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Remuneration Policy Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Directors' Fees Mgmt For For For
13 Directors' Fees Mgmt For For For
14 Directors' Fees Mgmt For For For
15 Directors' Fees Mgmt For For For
16 Directors' Fees Mgmt For For For
17 Elect CHAN Kam Loon Mgmt For For For
18 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
19 Authority to Grant Mgmt For Abstain Against
Awards and Issue
Shares under the Sarin
Technologies Ltd 2005
Share Option
Plan
20 Non-Voting Meeting Note N/A N/A N/A N/A
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sarin Technologies Ltd
Ticker Security ID: Meeting Date Meeting Status
U77 CINS M8234Z109 04/30/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Scorpio Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
SPM CUSIP 80917V105 06/13/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ewan Mason Mgmt For For For
1.2 Elect Peter J. Hawley Mgmt For For For
1.3 Elect Pierre Lacombe Mgmt For For For
1.4 Elect Jonathan Berg Mgmt For For For
1.5 Elect Thomas Weng Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Renewal of the Stock Mgmt For For For
Option
Plan
4 Advance Notice Provision Mgmt For For For
________________________________________________________________________________
Seabridge Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
SEA CUSIP 811916105 06/26/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James S. Anthony Mgmt For For For
1.2 Elect A. Frederick Mgmt For For For
Banfield
1.3 Elect Douglas Barr Mgmt For For For
1.4 Elect Thomas C. Dawson Mgmt For For For
1.5 Elect Louis J. Fox Mgmt For For For
1.6 Elect Rudi P. Fronk Mgmt For For For
1.7 Elect Eliseo Mgmt For For For
Gonzalez-Urien
1.8 Elect Jay Layman Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Mgmt For For For
Auditor's
Fees
4 Amendment to the Stock Mgmt For For For
Option
Plan
5 Amendment to the Stock Mgmt For For For
Option
Plan
6 Transaction of Other Mgmt For For For
Business
________________________________________________________________________________
Semperit AG Holding
Ticker Security ID: Meeting Date Meeting Status
SEM CINS A76473122 04/30/2013 Voted
Meeting Type Country of Trade
Special Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Presentation of Mgmt For For For
Accounts and
Reports
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Mgmt For For For
Management Board
Acts
4 Ratification of Mgmt For For For
Supervisory Board
Acts
5 Appointment of Auditor Mgmt For For For
6 Election of Supervisory Mgmt For For For
Board
Members
7 Supervisory Board Mgmt For For For
Members'
Fees
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Seneca Foods Corporation
Ticker Security ID: Meeting Date Meeting Status
SENEA CUSIP 817070105 08/02/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Arthur Baer Mgmt For For For
1.2 Elect Kraig Kayser Mgmt For For For
1.3 Elect Thomas Paulson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Shoe Carnival, Inc.
Ticker Security ID: Meeting Date Meeting Status
SCVL CUSIP 824889109 06/13/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Clifton E. Sifford Mgmt For For For
1.2 Elect James A. Aschleman Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
SIFCO Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
SIF CUSIP 826546103 01/17/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey Gotschall Mgmt For For For
1.2 Elect John Chapman Mgmt For For For
1.3 Elect Michael S. Mgmt For For For
Lipscomb
1.4 Elect Donald Molten, Jr. Mgmt For For For
1.5 Elect Alayne Reitman Mgmt For For For
1.6 Elect Hudson Smith Mgmt For For For
1.7 Elect Norman Wells Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Silicon Motion Technology Corporation
Ticker Security ID: Meeting Date Meeting Status
SIMO CUSIP 82706C108 09/26/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Yung-Chien Wang Mgmt For For For
2 Elect Steven Chen Mgmt For For For
3 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Skullcandy, Inc.
Ticker Security ID: Meeting Date Meeting Status
SKUL CUSIP 83083J104 06/13/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott Olivet Mgmt For For For
1.2 Elect Greg Warnock Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
4 One-Time Option Mgmt For For For
Exchange for
Non-Executive
Employees
________________________________________________________________________________
Spartan Motors, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPAR CUSIP 846819100 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald Harbour Mgmt For For For
1.2 Elect Richard F. Dauch Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Spectrum Group International, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPGZ CUSIP 84763M102 12/13/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joel Anderson Mgmt For For For
1.2 Elect Antonio Arenas Mgmt For For For
1.3 Elect Jeffrey Benjamin Mgmt For For For
1.4 Elect Ellis Landau Mgmt For For For
1.5 Elect William Montgomery Mgmt For For For
1.6 Elect John Moorhead Mgmt For For For
1.7 Elect Jess Ravich Mgmt For For For
1.8 Elect Gregory Roberts Mgmt For For For
2 2012 Stock Award and Mgmt For For For
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sprott Inc.
Ticker Security ID: Meeting Date Meeting Status
SII CUSIP 852066109 05/08/2013 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Eric S. Sprott Mgmt For For For
1.2 Elect Jack C. Lee Mgmt For For For
1.3 Elect Marc Faber Mgmt For For For
1.4 Elect Peter Grosskopf Mgmt For For For
1.5 Elect James T. Roddy Mgmt For For For
1.6 Elect Arthur R. Rule IV Mgmt For For For
1.7 Elect Paul H. Stephens Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Sprott Resource Corp.
Ticker Security ID: Meeting Date Meeting Status
SCP CUSIP 85207D103 06/05/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin T. Bambrough Mgmt For For For
1.2 Elect Lenard F. Boggio Mgmt For For For
1.3 Elect John P. Embry Mgmt For For For
1.4 Elect Peter Grosskopf Mgmt For For For
1.5 Elect Ron F. Hochstein Mgmt For For For
1.6 Elect Terrence A. Lyons Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendments to By-Laws Mgmt For For For
________________________________________________________________________________
Stage Stores, Inc.
Ticker Security ID: Meeting Date Meeting Status
SSI CUSIP 85254C305 06/13/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan J. Barocas Mgmt For For For
2 Elect Diane M. Ellis Mgmt For For For
3 Elect Michael L. Glazer Mgmt For For For
4 Elect Gabrielle E. Mgmt For For For
Greene
5 Elect Earl J. Mgmt For For For
Hesterberg,
Jr.
6 Elect Lisa R. Kranc Mgmt For For For
7 Elect William J. Mgmt For For For
Montgoris
8 Elect C. Clayton Reasor Mgmt For For For
9 Elect David Y. Schwartz Mgmt For For For
10 Elect Ralph P. Mgmt For For For
Scozzafava
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Stamps.com Inc.
Ticker Security ID: Meeting Date Meeting Status
STMP CUSIP 852857200 06/12/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mohan P. Ananda Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
State Auto Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
STFC CUSIP 855707105 05/03/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert E. Baker Mgmt For For For
1.2 Elect Thomas E. Markert Mgmt For For For
1.3 Elect Alexander B. Mgmt For For For
Trevor
2 Amendment to the 2009 Mgmt For For For
Equity Incentive
Compensation
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
STEC, Inc.
Ticker Security ID: Meeting Date Meeting Status
STEC CUSIP 784774101 06/27/2013 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 RAJAT BAHRI Mgmt For TNA N/A
1.2 F. MICHAEL BALL Mgmt For TNA N/A
1.3 ALAN E. BARATZ, PH.D. Mgmt For TNA N/A
1.4 CHRISTOPHER W. COLPITTS Mgmt For TNA N/A
1.5 KEVIN C. DALY, PH.D. Mgmt For TNA N/A
1.6 MANOUCH MOSHAYEDI Mgmt For TNA N/A
1.7 MARK MOSHAYEDI Mgmt For TNA N/A
1.8 MATTHEW L. WITTE Mgmt For TNA N/A
2 TO APPROVE AN AMENDMENT Mgmt For TNA N/A
TO STEC S BYLAWS TO
INCREASE THE MINIMUM
AND MAXIMUM SIZE OF
OUR BOARD OF
DIRECTORS.
3 TO APPROVE THE STEC, Mgmt For TNA N/A
INC. 2013 EXECUTIVE
CASH INCENTIVE
PLAN.
4 TO APPROVE ON AN Mgmt For TNA N/A
ADVISORY BASIS THE
COMPENSATION OF OUR
NAMED EXECUTIVE
OFFICERS (THE
SAY-ON-PAY
VOTE).
5 TO RATIFY THE SELECTION Mgmt For TNA N/A
OF ERNST & YOUNG LLP
BY THE AUDIT COMMITTEE
AS OUR INDEPENDENT
REGISTERED PUBLIC
ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING
DECEMBER 31,
2013.
________________________________________________________________________________
STEC, Inc.
Ticker Security ID: Meeting Date Meeting Status
STEC CUSIP 784774101 06/27/2013 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 ADAM LEVENTHAL Mgmt N/A TNA N/A
1.2 CLARK MASTERS Mgmt N/A TNA N/A
1.3 ERIC SINGER Mgmt N/A TNA N/A
1.4 MGT NOM RAJAT BAHRI Mgmt N/A TNA N/A
1.5 MGT NOM F. MICHAEL BALL Mgmt N/A TNA N/A
1.6 MGT NOM A.E.BARATZ,PH.D Mgmt N/A TNA N/A
1.7 MGT NOM C. W. COLPITTS Mgmt N/A TNA N/A
1.8 MGT NOM K. C. DALY,PH.D Mgmt N/A TNA N/A
2 TO APPROVE AN AMENDMENT Mgmt N/A TNA N/A
TO THE COMPANY S
BYLAWS TO INCREASE THE
MINIMUM AND MAXIMUM
SIZE OF THE BOARD OF
DIRECTORS.
3 TO APPROVE THE STEC, Mgmt N/A TNA N/A
INC. 2013 EXECUTIVE
CASH INCENTIVE
PLAN.
4 TO HOLD AN ADVISORY Mgmt N/A TNA N/A
VOTE TO APPROVE THE
COMPENSATION PAID TO
THE COMPANY S NAMED
EXECUTIVE
OFFICERS.
5 TO RATIFY THE Mgmt N/A TNA N/A
APPOINTMENT OF ERNST &
YOUNG LLP AS THE
INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
OF THE COMPANY FOR FOR
ITS FISCAL YEAR ENDING
DECEMBER 31,
2013.
________________________________________________________________________________
Stein Mart, Inc.
Ticker Security ID: Meeting Date Meeting Status
SMRT CUSIP 858375108 06/18/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jay Stein Mgmt For For For
1.2 Elect John H. Williams, Mgmt For For For
Jr.
1.3 Elect Ralph Alexander Mgmt For Withhold Against
1.4 Elect Alvin R. Carpenter Mgmt For For For
1.5 Elect Irwin Cohen Mgmt For For For
1.6 Elect Susan Falk Mgmt For For For
1.7 Elect Linda M. Farthing Mgmt For Withhold Against
1.8 Elect Mitchell W. Legler Mgmt For Withhold Against
1.9 Elect Richard L. Sisisky Mgmt For For For
1.10 Elect Martin E. Stein, Mgmt For For For
Jr.
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt N/A For N/A
________________________________________________________________________________
Stratec Biomedical Systems
Ticker Security ID: Meeting Date Meeting Status
SBS CINS D8171G106 06/06/2013 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Remuneration Policy Mgmt For Against Against
9 Appointment of Auditor Mgmt For For For
10 Supervisory Board Mgmt For For For
Members'
Fees
11 Intra-company Control Mgmt For For For
Agreement
12 Stock Option Plan; Mgmt For Against Against
Increase in
Conditional
Capital
________________________________________________________________________________
Sun Hydraulics Corporation
Ticker Security ID: Meeting Date Meeting Status
SNHY CUSIP 866942105 05/28/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Marc Bertoneche Mgmt For For For
1.2 Elect Philippe Lemaitre Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Super Micro Computer, Inc.
Ticker Security ID: Meeting Date Meeting Status
SMCI CUSIP 86800U104 02/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Chiu-Chu Liu Liang Mgmt For For For
1.2 Elect Hwei-Ming Tsai Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Support.com Inc.
Ticker Security ID: Meeting Date Meeting Status
SPRT CUSIP 86858W101 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Shawn Farshchi Mgmt For For For
1.2 Elect Mark Fries Mgmt For For For
1.3 Elect J. Martin O'Malley Mgmt For For For
1.4 Elect Joshua W.R. Pickus Mgmt For For For
1.5 Elect Toni Portmann Mgmt For For For
1.6 Elect Jim Stephens Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2010 Mgmt For For For
Equity and Performance
Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sycamore Networks, Inc.
Ticker Security ID: Meeting Date Meeting Status
SCMR CUSIP 871206405 01/29/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Sale of Assets Mgmt For For For
2 Dissolution of the Mgmt For For For
Company
3 Advisory Vote on Golden Mgmt For For For
Parachutes
________________________________________________________________________________
Synalloy Corporation
Ticker Security ID: Meeting Date Meeting Status
SYNL CUSIP 871565107 04/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Craig C. Bram Mgmt For For For
1.2 Elect Anthony A. Mgmt For For For
Callander
1.3 Elect Henry L. Guy Mgmt For For For
1.4 Elect James W. Terry, Mgmt For For For
Jr.
1.5 Elect Carroll D. Vinson Mgmt For For For
1.6 Elect Murray H. Wright Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Systemax Inc.
Ticker Security ID: Meeting Date Meeting Status
SYX CUSIP 871851101 06/10/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard Leeds Mgmt For For For
1.2 Elect Bruce Leeds Mgmt For For For
1.3 Elect Robert Leeds Mgmt For For For
1.4 Elect Lawrence P. Mgmt For For For
Reinhold
1.5 Elect Stacy S. Dick Mgmt For For For
1.6 Elect Robert D. Mgmt For For For
Rosenthal
1.7 Elect Marie Mgmt For For For
Adler-Kravecas
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Team, Inc.
Ticker Security ID: Meeting Date Meeting Status
TISI CUSIP 878155100 09/27/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Vincent Foster Mgmt For For For
1.2 Elect Jack Johnson, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Executive Incentive Mgmt For For For
Compensation
Plan
________________________________________________________________________________
Tejon Ranch Co.
Ticker Security ID: Meeting Date Meeting Status
TRC CUSIP 879080109 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George G. C. Mgmt For For For
Parker
1.2 Elect Robert A. Stine Mgmt For For For
1.3 Elect Daniel Tisch Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 1998 Mgmt For Abstain Against
Stock Incentive
Plan
4 Amendment to the Mgmt For For For
Non-Employee Director
Stock Incentive
Plan
________________________________________________________________________________
Tennant Company
Ticker Security ID: Meeting Date Meeting Status
TNC CUSIP 880345103 04/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Azita Arvani Mgmt For For For
1.2 Elect William F. Austen Mgmt For For For
1.3 Elect James T. Hale Mgmt For For For
1.4 Elect H. Chris Mgmt For For For
Killingstad
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2010 Mgmt For For For
Stock Incentive
Plan
5 2014 Short-Term Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Tesco Corporation
Ticker Security ID: Meeting Date Meeting Status
TESO CUSIP 88157K101 05/09/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John U. Clarke Mgmt For For For
1.2 Elect Fred J. Dyment Mgmt For For For
1.3 Elect Gary L. Kott Mgmt For For For
1.4 Elect R. Vance Milligan Mgmt For For For
1.5 Elect Julio M. Quintana Mgmt For For For
1.6 Elect John T. Reynolds Mgmt For For For
1.7 Elect Norman W. Mgmt For For For
Robertson
1.8 Elect Michael W. Mgmt For For For
Sutherlin
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
The Advisory Board Company
Ticker Security ID: Meeting Date Meeting Status
ABCO CUSIP 00762W107 09/11/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sanju Bansal Mgmt For For For
1.2 Elect Peter Grua Mgmt For For For
1.3 Elect Kelt Kindick Mgmt For For For
1.4 Elect Robert Musslewhite Mgmt For For For
1.5 Elect Mark Neaman Mgmt For For For
1.6 Elect Leon Shapiro Mgmt For For For
1.7 Elect Frank Williams Mgmt For For For
1.8 Elect LeAnne Zumwalt Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Increase of Authorized Mgmt For For For
Common
Stock
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
The Bank of N.T. Butterfield & Son Limited
Ticker Security ID: Meeting Date Meeting Status
NTBBH CINS G0772R109 05/01/2013 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For Abstain Against
3 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
4 Board Size Mgmt For Abstain Against
5 Elect Alastair William Mgmt For Abstain Against
Stewart
Barbour
6 Elect Wendall S.F. Brown Mgmt For Abstain Against
7 Elect Victor G Dodig Mgmt For Abstain Against
8 Elect Brendan McDonagh Mgmt For Abstain Against
9 Elect Olivier Sarkozy Mgmt For Abstain Against
10 Elect Wolfgang Mgmt For Abstain Against
Schoellkopf
11 Elect E. Barclay Simmons Mgmt For Abstain Against
12 Elect Richard E. Venn Mgmt For Abstain Against
13 Elect John R. Wright Mgmt For Abstain Against
14 Authority to Fill Board Mgmt For Abstain Against
Vacancies
15 Amendments to Bye-Laws Mgmt For Abstain Against
16 General Authority to Mgmt For Abstain Against
Issue
Shares
________________________________________________________________________________
The First Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
FNLC CUSIP 31866P102 04/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Katherine M. Boyd Mgmt For For For
1.2 Elect Daniel R. Mgmt For For For
Daigneault
1.3 Elect Robert B. Gregory Mgmt For For For
1.4 Elect Tony C. McKim Mgmt For For For
1.5 Elect Carl S. Poole, Jr. Mgmt For For For
1.6 Elect Mark N. Rosborough Mgmt For For For
1.7 Elect Stuart G. Smith Mgmt For For For
1.8 Elect David B. Soule, Mgmt For For For
Jr.
1.9 Elect Bruce B. Tindal Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Monarch Cement Company
Ticker Security ID: Meeting Date Meeting Status
MCEM CUSIP 609031109 04/10/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jack R. Callahan Mgmt For For For
1.2 Elect Ronald E. Callaway Mgmt For For For
1.3 Elect Robert M. Kissick Mgmt For For For
1.4 Elect Byron K. Radcliff Mgmt For For For
2 Amendment to Articles Mgmt For For For
of Incorporation
Providing for the
Company's Perpetual
Term of
Existence
________________________________________________________________________________
The Wet Seal, Inc.
Ticker Security ID: Meeting Date Meeting Status
WTSL CUSIP 961840105 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dorrit M. Bern Mgmt For For For
2 Elect Kathy Bronstein Mgmt For For For
3 Elect Lynda J. Davey Mgmt For For For
4 Elect John Goodman Mgmt For For For
5 Elect Mindy C. Meads Mgmt For For For
6 Elect John S. Mills Mgmt For For For
7 Elect Kenneth M. Reiss Mgmt For For For
8 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Theragenics Corporation
Ticker Security ID: Meeting Date Meeting Status
TGX CUSIP 883375107 05/17/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect K. Wyatt Engwall Mgmt For For For
1.2 Elect M. Christine Mgmt For For For
Jacobs
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years Abstain Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Touax
Ticker Security ID: Meeting Date Meeting Status
CINS F92135114 06/11/2013 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Mgmt For For For
Approval of Non
Tax-Deductible
Expenses
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Ratification of Mgmt For For For
Management,
Supervisory Board and
Auditor
Acts
7 Allocation of Mgmt For For For
Profits/Dividends
8 Scrip Dividend Mgmt For For For
9 Related Party Mgmt For For For
Transactions
10 Supervisory Board Mgmt For For For
Members'
Fees
11 Elect Alexandre Walewski Mgmt For Against Against
12 Elect Jean-Jacques Ogier Mgmt For For For
13 Elect Jerome Bethbeze Mgmt For For For
14 Elect Francois Soulet Mgmt For For For
de
Brugiere
15 Elect Sophie Mgmt For For For
Defforey-Crepet
(Aquasourca)
16 Elect Sophie Servaty Mgmt For For For
17 Authority to Repurchase Mgmt For Against Against
Shares
18 Authority to Increase Mgmt For For For
Capital Through
Capitalizations
19 Authority to Issue Mgmt For Abstain Against
Shares and/or
Convertible Securities
w/ Preemptive Rights;
Authority to Issue
Debt
Instruments
20 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible Securities
w/o Preemptive Rights;
Authority to Issue
Debt
Instruments
21 Greenshoe Mgmt For Against Against
22 Employee Stock Purchase Mgmt For For For
Plan
23 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
24 Amendment to Article Mgmt For For For
Regarding Corporate
Purpose
25 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
TransAct Technologies Incorporated
Ticker Security ID: Meeting Date Meeting Status
TACT CUSIP 892918103 05/28/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Graham Y. Tanaka Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years Abstain Against
Vote on Executive
Compensation
________________________________________________________________________________
Trex Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
TREX CUSIP 89531P105 05/01/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul A. Brunner Mgmt For For For
1.2 Elect Michael F. Golden Mgmt For For For
1.3 Elect Richard E. Posey Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2005 Mgmt For For For
Stock Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Trinity Biotech Plc
Ticker Security ID: Meeting Date Meeting Status
TRIB CUSIP 896438306 05/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Clinton H. Mgmt For For For
Severson
3 Authority to Set Mgmt For For For
Auditor's
Fees
4 Allocation of Mgmt For For For
Profits/Dividends
5 Renewal of the Employee Mgmt For For For
Share Option
Plan
6 Authority to Repurchase Mgmt For For For
Shares Not to Exceed
10% of Aggregate
Nominal
Value
7 Authority to Set Mgmt For For For
Minimum Share
Repurchase
Price
8 Authority to Set Mgmt For For For
Maximum Share
Repurchase
Price
9 Authority to Set Mgmt For For For
Maximum Price of
Reissued Treasury
Shares
10 Authority to Set Mgmt For Against Against
Minimum Price of
Reissued Treasury
Shares
________________________________________________________________________________
Trinity Biotech Plc
Ticker Security ID: Meeting Date Meeting Status
TRIB CUSIP 896438306 09/27/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Additional Mgmt For For For
Class A Shares to
Class B Holders to
Facilitate the
Elimination of Dual
Class
Stock
2 Redesignate Class B Mgmt For For For
Shares as Class A
Shares
________________________________________________________________________________
Trio Merger Corp.
Ticker Security ID: Meeting Date Meeting Status
TRIO CUSIP 896697109 06/21/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Corporate Action Mgmt For Against Against
(Conversion
Rights)
3 Company Name Change Mgmt For For For
4 Amendments to Mgmt For For For
Charter/Bylaw -
Bundled
5 2013 Long-Term Mgmt For For For
Incentive
Plan
6.1 Elect Jeff Hastings Mgmt For Withhold Against
6.2 Elect Brent Whiteley Mgmt For Withhold Against
6.3 Elect Gary Dalton Mgmt For For For
6.4 Elect Brian Beatty Mgmt For For For
6.5 Elect Arnold Wong Mgmt For For For
6.6 Elect Eric S. Rosenfeld Mgmt For For For
6.7 Elect David D. Sgro Mgmt For Withhold Against
6.8 Elect Gregory R. Monahan Mgmt For For For
7 Right to Adjourn Meeting Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
________________________________________________________________________________
Triquint Semiconductor, Inc.
Ticker Security ID: Meeting Date Meeting Status
TQNT CUSIP 89674K103 05/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect C. Scott Gibson Mgmt For For For
2 Elect David H. Y. Ho Mgmt For For For
3 Elect Nicolas Kauser Mgmt For For For
4 Elect Roderick D. Nelson Mgmt For For For
5 Elect Ralph G. Quinsey Mgmt For For For
6 Elect Walden C. Rhines Mgmt For For For
7 Elect Steven J. Sharp Mgmt For For For
8 Elect Willis C. Young Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 2013 Incentive Plan Mgmt For Abstain Against
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
True Religion Apparel, Inc.
Ticker Security ID: Meeting Date Meeting Status
TRLG CUSIP 89784N104 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Marcello V. Mgmt For For For
Bottoli
1.2 Elect Joseph H. Coulombe Mgmt For For For
1.3 Elect G. Louis Mgmt For For For
Graziadio
III
1.4 Elect Robert L. Harris Mgmt For For For
II
1.5 Elect Seth R. Johnson Mgmt For For For
1.6 Elect Mark S. Maron Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
4 Amendment to the 2009 Mgmt For Abstain Against
Equity Incentive
Plan
________________________________________________________________________________
TTM Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
TTMI CUSIP 87305R109 04/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James K. Bass Mgmt For For For
1.2 Elect Thomas T. Edman Mgmt For For For
1.3 Elect Tom Tang Chung Yen Mgmt For For For
1.4 Elect Dov S. Zakheim Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
U.S. Physical Therapy, Inc.
Ticker Security ID: Meeting Date Meeting Status
USPH CUSIP 90337L108 05/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jerald L. Pullins Mgmt For For For
1.2 Elect Christopher J. Mgmt For For For
Reading
1.3 Elect Lawrance W. McAfee Mgmt For For For
1.4 Elect Daniel C. Arnold Mgmt For For For
1.5 Elect Mark J. Brookner Mgmt For For For
1.6 Elect Harry S. Chapman Mgmt For For For
1.7 Elect Bernard A. Mgmt For For For
Harris,
Jr.
1.8 Elect Marlin W. Johnston Mgmt For For For
1.9 Elect Reginald E. Mgmt For For For
Swanson
1.10 Elect Clayton K. Trier Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the Stock Mgmt For For For
Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ultra Clean Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
UCTT CUSIP 90385V107 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Clarence L. Mgmt For For For
Granger
1.2 Elect Susan H. Billat Mgmt For For For
1.3 Elect John Chenault Mgmt For For For
1.4 Elect David T. ibnAle Mgmt For For For
1.5 Elect Leonid Mezhvinsky Mgmt For For For
2 Amendment to the Stock Mgmt For For For
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
United Fire Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
UFCS CUSIP 910340108 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John-Paul E. Mgmt For For For
Besong
1.2 Elect James W. Noyce Mgmt For For For
1.3 Elect Mary K. Quass Mgmt For For For
1.4 Elect John A. Rife Mgmt For For For
1.5 Elect Kyle D. Skogman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Universal Electronics Inc.
Ticker Security ID: Meeting Date Meeting Status
UEIC CUSIP 913483103 06/13/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul D. Arling Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Universal Stainless & Alloy Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
USAP CUSIP 913837100 05/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher L Mgmt For For For
Ayers
1.2 Elect Douglass M. Dunn Mgmt For For For
1.3 Elect M. David Kornblatt Mgmt For For For
1.4 Elect Dennis M. Oates Mgmt For For For
1.5 Elect Udi Toledano Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Increase of Authorized Mgmt For For For
Common
Stock
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Universal Truckload Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
UACL CUSIP 91388P105 06/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Donald B. Cochran Mgmt For For For
1.2 Elect Matthew T. Moroun Mgmt For For For
1.3 Elect Manuel J. Moroun Mgmt For For For
1.4 Elect Frederick P. Mgmt For For For
Calderone
1.5 Elect Joseph J. Casaroll Mgmt For For For
1.6 Elect Daniel J. Deane Mgmt For For For
1.7 Elect Michael A. Regan Mgmt For For For
1.8 Elect Daniel C. Sullivan Mgmt For For For
1.9 Elect Richard P. Urban Mgmt For For For
1.10 Elect Ted B. Wahby Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Utah Medical Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
UTMD CUSIP 917488108 05/03/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barbara A. Payne Mgmt For For For
2 2013 Employees' and Mgmt For For For
Directors' Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
________________________________________________________________________________
VAALCO Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
EGY CUSIP 91851C201 06/05/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert L. Gerry Mgmt For For For
III
1.2 Elect W. Russell Mgmt For For For
Scheirman
1.3 Elect Robert H. Allen Mgmt For For For
1.4 Elect Frederick W. Mgmt For For For
Brazelton
1.5 Elect Luigi Caflisch Mgmt For For For
1.6 Elect O. Donaldson Mgmt For For For
Chapoton
1.7 Elect John J. Myers, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Vicor Corporation
Ticker Security ID: Meeting Date Meeting Status
VICR CUSIP 925815102 06/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Samuel J. Anderson Mgmt For For For
1.2 Elect Estia J. Eichten Mgmt For For For
1.3 Elect Barry Kelleher Mgmt For For For
1.4 Elect David T. Riddiford Mgmt For For For
1.5 Elect James A. Simms Mgmt For For For
1.6 Elect Claudio Tuozzolo Mgmt For For For
1.7 Elect Patrizio Mgmt For For For
Vinciarelli
1.8 Elect Jason L. Carlson Mgmt For For For
1.9 Elect Liam K. Griffin Mgmt For For For
________________________________________________________________________________
Victoria Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
VIT CUSIP 92625W101 09/19/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect T. Sean Harvey Mgmt For For For
2.2 Elect John McConnell Mgmt For For For
2.3 Elect Edward Dowling, Mgmt For For For
Jr.
2.4 Elect Christopher Hill Mgmt For For For
2.5 Elect Leendert Krol Mgmt For For For
2.6 Elect Michael McInnis Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Stock Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
Virtus Investment Partners Inc
Ticker Security ID: Meeting Date Meeting Status
VRTS CUSIP 92828Q109 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James R. Baio Mgmt For For For
1.2 Elect Susan S. Fleming Mgmt For For For
1.3 Elect Russel C. Mgmt For For For
Robertson
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Vishay Precision Group Inc.
Ticker Security ID: Meeting Date Meeting Status
VPG CUSIP 92835K103 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Marc Zandman Mgmt For For For
1.2 Elect Samuel Broydo Mgmt For For For
1.3 Elect Saul Reibstein Mgmt For For For
1.4 Elect Timothy V. Talbert Mgmt For For For
1.5 Elect Ziv Shoshani Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2010 Mgmt For For For
Stock Incentive
Program
________________________________________________________________________________
Vista Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
VGZ CUSIP 927926303 04/30/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John M. Clark Mgmt For For For
1.2 Elect Frederick H. Mgmt For For For
Earnest
1.3 Elect W. Durand Eppler Mgmt For For For
1.4 Elect C. Thomas Ogryzlo Mgmt For For For
1.5 Elect Michael B. Mgmt For For For
Richings
1.6 Elect Tracy A. Stevenson Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Change of Continuance Mgmt For For For
________________________________________________________________________________
Vonage Holdings Corp.
Ticker Security ID: Meeting Date Meeting Status
VG CUSIP 92886T201 06/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael A. Krupka Mgmt For For For
1.2 Elect David C. Nagel Mgmt For For For
1.3 Elect Margaret M. Smyth Mgmt For For For
2 Elect Stephen Fisher Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Amendment to the 2006 Mgmt For Abstain Against
Incentive
Plan
5 Adoption of Tax Mgmt For For For
Benefits Preservation
Plan
________________________________________________________________________________
Warren Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
WRES CUSIP 93564A100 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Anthony L. Coelho Mgmt For For For
1.2 Elect Dominick D'Alleva Mgmt For For For
1.3 Elect Espy Price Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
WaterFurnace Renewable Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
WFI CUSIP 9415EQ108 05/09/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Thomas F. Mgmt For For For
Huntington
2.2 Elect Timothy E. Shields Mgmt For For For
2.3 Elect Thomas C. Dawson Mgmt For For For
2.4 Elect J. David Day Mgmt For For For
2.5 Elect Charles R. Diltz Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
WebMediaBrands Inc.
Ticker Security ID: Meeting Date Meeting Status
WEBM CUSIP 94770W209 06/11/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan M. Meckler Mgmt For For For
1.2 Elect Wayne A. Martino Mgmt For For For
1.3 Elect John R. Patrick Mgmt For For For
1.4 Elect William A. Shutzer Mgmt For For For
1.5 Elect Justin Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Company Name Change Mgmt For For For
4 Amendment to the 2008 Mgmt For For For
Stock Incentive
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
West Marine, Inc.
Ticker Security ID: Meeting Date Meeting Status
WMAR CUSIP 954235107 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Randolph K. Repass Mgmt For For For
1.2 Elect Matthew L. Hyde Mgmt For For For
1.3 Elect Dennis F. Madsen Mgmt For For For
1.4 Elect James F. Mgmt For For For
Nordstrom
JR.
1.5 Elect Robert D. Olsen Mgmt For For For
1.6 Elect Barbara L. Rambo Mgmt For For For
1.7 Elect Alice M. Richter Mgmt For For For
1.8 Elect Christiana Shi Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Westway Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
WWAY CUSIP 96169B100 08/06/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Francis Jenkins Mgmt For For For
Jr.
1.2 Elect James Jenkins Mgmt For For For
________________________________________________________________________________
Westwood Holdings Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
WHG CUSIP 961765104 04/18/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Susan M. Byrne Mgmt For For For
1.2 Elect Brian O. Casey Mgmt For For For
1.3 Elect Richard M. Frank Mgmt For For For
1.4 Elect Robert D. McTeer Mgmt For For For
1.5 Elect Geoffrey R. Norman Mgmt For For For
1.6 Elect Martin J. Weiland Mgmt For For For
1.7 Elect Raymond E. Mgmt For For For
Wooldridge
2 Ratification of Auditor Mgmt For For For
3 Share Award Plan for Mgmt For For For
Service Provided in
Canada to Company
Subsidiaries
4 Amendment to the Stock Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Wet Seal Inc.
Ticker Security ID: Meeting Date Meeting Status
WTSLA CUSIP 961840105 10/05/2012 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repeal of Additional Mgmt N/A For N/A
Bylaw
Provisions
2 Fill Director Vacancies Mgmt N/A For N/A
with or without
Shareholder
Approval
3 Remove Jonathan Duskin Mgmt N/A For N/A
4 Remove Sidney Horn Mgmt N/A For N/A
5 Remove Harold Kahn Mgmt N/A For N/A
6 Remove Henry Winterstern Mgmt N/A For N/A
7 Removal of Newly Mgmt N/A Against N/A
Appointed
Directors
8 Elect Raphael Benaroya Mgmt N/A Against N/A
9 Elect Dorrit Bern Mgmt N/A For N/A
10 Elect Lynda Davey Mgmt N/A For N/A
11 Elect Mindy Meads Mgmt N/A For N/A
12 Elect John Mills Mgmt N/A For N/A
________________________________________________________________________________
Wet Seal Inc.
Ticker Security ID: Meeting Date Meeting Status
WTSLA CUSIP 961840105 10/05/2012 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repeal of Additional Mgmt For For For
Bylaw
Provisions
2 Fill Director Vacancies Mgmt For For For
with or without
Shareholder
Approval
3 Remove Jonathan Duskin Mgmt For For For
4 Remove Sidney Horn Mgmt For For For
5 Remove Harold Kahn Mgmt For For For
6 Remove Henry Winterstern Mgmt For For For
7 Removal of Newly Mgmt For Against Against
Appointed
Directors
8 Elect Raphael Benaroya Mgmt For Against Against
9 Elect Dorrit Bern Mgmt For For For
10 Elect Lynda Davey Mgmt For For For
11 Elect Mindy Meads Mgmt For For For
12 Elect John Mills Mgmt For For For
________________________________________________________________________________
Weyco Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
WEYS CUSIP 962149100 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tina Chang Mgmt For For For
1.2 Elect Thomas W. Mgmt For For For
Florsheim
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Willbros Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
WG CUSIP 969203108 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John T. McNabb II Mgmt For For For
2 Elect Robert L. Sluder Mgmt For For For
3 Elect S. Miller Williams Mgmt For For For
4 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
World Energy Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
XWES CUSIP 98145W208 06/11/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thad Wolfe Mgmt For For For
1.2 Elect Ralph Sheridan Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Young Innovations, Inc.
Ticker Security ID: Meeting Date Meeting Status
YDNT CUSIP 987520103 01/30/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Golden Mgmt For For For
Parachutes
3 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
ZipRealty, Inc.
Ticker Security ID: Meeting Date Meeting Status
ZIPR CUSIP 98974V107 05/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stanley M. Mgmt For For For
Koonce,
Jr.
1.2 Elect Gary A. Wetsel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years Abstain Against
Vote on Executive
Compensation
________________________________________________________________________________
Zoltek Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
ZOLT CUSIP 98975W104 02/01/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael Latta Mgmt For For For
1.2 Elect Pedro Reynoso Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant
has duly caused this report to be signed on its behalf by the undersigned, thereunto
duly authorized.
(Registrant) Royce Micro-Cap Trust, Inc.
By (Signature) /s/ Charles M. Royce
Name Charles M. Royce
Title President
Date 08/15/2013